JOUP
Journal of International Peacekeeping 13 (2009) 197–219 www.brill.nl/joup
The Immunity of the United Nations in Relation
to the Genocide in Srebrenica in the Eyes of a
Dutch District Court
Otto Spijkers*
Grotius Centre for International Legal Studies, Faculty of Law,
Leiden University, Steenschuur 25, 2311 ES Leiden, the Netherlands
o.spijkers@law.leidenuniv.nl
Abstract
The Srebrenica genocide has come before three different courts in The Hague, the Netherlands.
The International Court of Justice looked at the responsibility of the Republic of Serbia;
the International Criminal Tribunal for the former Yugoslavia looked at the responsibility of
certain individuals. No court has as yet dealt with the responsibility of the United Nations
(‘UN’) itself. Ten relatives of victims of the genocide and a foundation called the Mothers
of Srebrenica believed this to be a role for the judges of the District Court in The Hague.
However, on 10 July 2008, the Dutch Court affirmed the UN’s immunity and declared it
had no jurisdiction to hear the action against it. This article discusses that judgment. It will
look at the applicable immunity provisions, i.e. Article 105 of the UN Charter and the
Convention on the Privileges and Immunities of the United Nations, their conceptual
foundation (the doctrine of functional necessity), and the role of the Dutch Court in
interpreting and applying these provisions. It will also look at a possible clash between respect
for the absolute immunity of the UN and other legal obligations for the Netherlands,
including those under the Genocide Convention, and the European Convention on Human
Rights.
Keywords
peacekeeping; peace operations; immunity; functional necessity; United Nations; Srebrenica;
attribution; genocide; right to a fair trial
* ) PhD Candidate at Leiden University. This article is an expanded version of a post published
on the blog The Invisible College (www.invisiblecollegeblog.com). I wish to thank Eric De
Brabandere, Eun Seong Hwang and Boris Kondoch for comments on earlier drafts.
© Koninklijke Brill NV, Leiden, 2009 DOI 10.1163/187541109X403043
198 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
1. Introduction
The Srebrenica genocide has come before a number of different courts in the
city of The Hague, the Netherlands.1 In 2007, the International Court of
Justice (ICJ) found Serbia guilty of a failure to prevent the genocide in
Srebrenica, and a failure to punish the main perpetrators.2 On 25 May 1993,
the United Nations Security Council established the International Criminal
Tribunal for the former Yugoslavia (ICTY), which has since then tried a
number of individuals held responsible for war crimes, genocide, and crimes
against humanity, including those committed in Srebrenica.3 No court has as
yet dealt with the responsibility of the United Nations. Ten relatives of victims
of the genocide and a foundation called the Mothers of Srebrenica believed
this to be a role for the judges of the District Court in The Hague.4 The
Mothers of Srebrenica argue that both the United Nations and the Netherlands
failed to prevent the genocide in Srebrenica in the mid-nineties. By doing so,
both have committed a wrongful act.5 The United Nations did not respond to
1)
See also The Hague Justice Portal’s Report, Srebrenica in Summary: An Overview of the
Legal Proceedings Relating to the 1995 Genocide, published 7 August 2008 (http://www
.haguejusticeportal.net).
2)
Judgment in the Case Concerning the Application of the Convention on the Prevention and
Punishment of the Crime of Genocide (Bosnia and Herzegovina v. Serbia and Montenegro)
(‘Genocide Case’), 26 February 2007. This was after Montenegro had declared its independence
and was removed from the case.
3)
Security Council Resolution 827, 25 May 1993. Mr. Radovan Karadžić, one of the two
alleged masterminds of the genocide in Srebrenica, was recently surrendered to the ICTY, located
in The Hague. Karadzic already indicated that his main intention is to tell the truth about
Srebrenica, i.e. to deny that genocide was committed and to highlight the role of the international
community, including the Netherlands, there. See ‘Karadzic’s Defense Strategy: No Genocide in
Srebrenica’, an article published in Blic (Serbian daily newspaper) of 7 August 2008.
4)
In 2003, the same Dutch District Court was asked, by a different foundation also representing
the victims of the genocide, to allow the hearing of certain witnesses, who could give evidence to
support the claim that the Netherlands had a sufficient degree of control to be co-responsible
with the UN. Then, the District Court refused to call these witnesses, because it was as yet
unclear whether it was possible, under international law, that together with the UN the
Netherlands could be held responsible. See The Hague District Court, Association Udruzenja
Gradana “Zene Srebrenice” Tuzla v. the Netherlands, judgment of 27 November 2003, Case no.
03.531, referred to in Zwanenburg, Accountability under International Humanitarian Law for
United Nations and North Atlantic Treaty Organization Peace Support Operations (Leiden:
E.M. Meijers Instituut, 2004), p. 285.
5)
Plaintiffs also argued that the UN failed to comply with an agreement (or ‘contract’) to protect
the civilians of Srebrenica. Writ of Summons, para. 288. All documents of the plaintiffs
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 199
these allegations, and chose instead to rely on its immunity. On 10 July 2008,
the District Court in The Hague affirmed the UN’s immunity and declared it
thus had no jurisdiction to hear the action against the United Nations.6 This
article aims to discuss the latter judgment.7
2. The Facts
Before analyzing the Dutch Court’s decision, a brief summary of the relevant
facts will be provided.8 According to the ICJ, ‘the atrocities committed in and
around Srebrenica are nowhere better summarized than in the first paragraph
of the Judgment of the Trial Chamber in the Krstić case’:9
Despite a UN Security Council resolution declaring that the enclave was to be “free from
armed attack or any other hostile act”, units of the Bosnian Serb Army (“VRS”) launched
an attack and captured the town. Within a few days, approximately 25,000 Bosnian
Muslims, most of them women, children and elderly people who were living in the area,
were uprooted and, in an atmosphere of terror, loaded onto overcrowded buses by the
Bosnian Serb forces and transported across the confrontation lines into Bosnian Muslim-
held territory. The military-aged Bosnian Muslim men of Srebrenica, however, were con-
signed to a separate fate. As thousands of them attempted to flee the area, they were taken
prisoner, detained in brutal conditions and then executed. More than 7,000 people were
never seen again.10
(press releases, writ of summons, etc.) are available on the website of the law firm: http://www
.vandiepen.com. An English translation is also provided there.
6)
Judgment in the Incidental Proceedings, in the case between the Foundation Mothers of Srebrenica
et al. versus the Netherlands and the United Nations, District Court The Hague, case no. 295247,
judgment of 10 July 2008 (‘Judgment in the Incidental Proceedings’). The English translation of
the Dutch judgment is available at www.rechtspraak.nl (the search engine is available at http://
zoeken.rechtspraak.nl).
7)
See also den Dekker, Immunity of the United Nations before the Dutch Courts, Report of 28
July 2008, available on the Hague Justice Portal: http://www.haguejusticeportal.net/.
8)
See also paras. 2.1-2.16 in M. M.-M., D.M and A.M. (Mustafic) and H.N. (Hasan Nuhanovic)
versus the State of the Netherlands, District Court The Hague, case nos. 265618 and 265615,
judgments of 10 September 2008 (‘Mustafic’ and ‘Nuhanovic’ ). Mustafic was an electrician
working for Dutchbat, who was killed during the fall of Srebrenica. Nuhanovic was an inter-
preter for Dutchbat; his parents and younger brother were also present in the enclave, and it is
presumed that they were killed. In both cases, the surviving relatives claimed the Netherlands
did not do enough to protect those presumably killed by the Bosnian-Serbs.
9)
Judgment in the ICJ Genocide Case, para. 278.
10)
ICTY, Prosecutor v. Krstic, Case No: IT-98-33-T, Judgment (Trial), 2 Augustus 2001, para. 1.
200 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
What this summary fails to mention, however, is that the United Nations
Protection Force (UNPROFOR) was present in Srebrenica when the genocide
took place. In addition, all UNPROFOR peacekeepers stationed in Srebrenica
at the time came from the Netherlands.11 This explains why the plaintiffs hold
the United Nations and the Netherlands responsible for a failure to prevent
the genocide.12
3. The Principal Question
The ‘principal question’ was the immunity of the United Nations from Dutch
jurisdiction.13 Even if the Dutch Court did have jurisdiction according to the
Dutch Code of Civil Procedure, certain norms of international law could pro-
vide an exception to those rules.14 One such exception could very well be
found in the rules of international law on the immunity of the United
Nations.
The Organization never directly contacted the Dutch Court, and did not
appear before it to defend its immunity.15 It was the Netherlands that pleaded
for the immunity of the United Nations instead. The Court agreed to hear the
11)
For an overview of the facts, including the acts and omissions of the UN and the Netherlands,
see Spijkers, ‘Legal Mechanisms to Establish Accountability for the Genocide in Srebrenica’,
Human Rights & International Legal Discourse, vol. 2, 2007, pp. 231–265.
12)
A comparable situation occurred in Rwanda, where a genocide took place between April and
July 1994. The United Nations Assistance Mission for Rwanda (UNAMIR) was present at that
time. When two lawyers prepared to sue the United Nations in a national court for its role in the
Rwandan genocide, the United Nations indicated its readiness to invoke its immunity. See Riley,
‘UN to Seek Immunity on Rwanda’, in Sydney Herald of 14 January 14 2000. I understood from
one of the lawyers involved in the case, Mr. Michael Hourigan, that the dispute never made it to
court.
13)
See para. 5.9, Judgment in the Incidental Proceedings.
14)
See para. 5.10, Judgment in the Incidental Proceedings. The Dutch Court did not say anything
about whether it has jurisdiction with regard to the dispute between the plaintiffs and the
Netherlands. If the Court has such jurisdiction, then Article 7 of the Code of Civil Procedure
(‘Wetboek van Burgerlijke Rechtsvordering’) gives the Dutch Court jurisdiction also with regard
to the United Nations. However, according to Article 13a of the General Provisions Act (‘Wet
Algemene Bepalingen’), ‘[t]he jurisdiction of the Court and the enforceability of judicial deci-
sions and of authentic deeds are restricted by exceptions recognized by international law.’
15)
The United Nations only sent a letter to the Dutch Government indicating it wished to rely
on its immunity. This is consistent with the UN’s established practice. See e.g., para. 72, The
Practice of the United Nations, May 1967, UNDoc. A/CN.4/L.118 and Add.l and 2 (‘The Practice
of the United Nations’ ); Memorandum to the Legal Adviser, UNRWA, 28 February 1984, pub-
lished in UN Juridical Yearbook 1984, pp. 188-189.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 201
plea as the Netherlands being a member of the United Nations and a State
party to the Convention on the Privileges and Immunities of the United
Nations (‘Immunities Convention’), had a legal interest in the granting of
immunity to the Organization, and perhaps even an obligation to defend it.16
The Court thus had to decide on the UN’s immunity with the help of the
arguments presented to it by the Netherlands and the Mothers of
Srebrenica.17
3.1. Article 105 of the UN Charter and the Immunities Convention
The applicable immunity provisions are Article 105 of the UN Charter and a
number of articles in the Immunities Convention.18 Article 105, paragraph 1,
of the UN Charter, reads as follows:
The Organization shall enjoy in the territory of each of its Members such privileges and
immunities as are necessary for the fulfillment of its purposes.19
The Immunities Convention further specifies these immunities. Article II,
Section 2, of this Convention reads:
The United Nations […] shall enjoy immunity from every form of legal process except
insofar as in any particular case it has expressly waived its immunity.20
16)
See para. 5.6 of the Judgment in the Incidental Proceedings. The Netherlands referred to the
ICJ, Difference Relating to Immunity from Legal Process of a Special Rapporteur of the Commission
on Human Rights, Advisory Opinion of 29 April 1999, para. 61. See para. 3.3.5 Incidentele
Conclusie of the State (on file with the author). See also, den Dekker, Immunity of the United
Nations before the Dutch Courts pp. 2-3; Reinisch, International Organizations before National
Courts (Cambridge: Cambridge University Press, 2000), p. 138.
17)
See Writ of Summons, paras. 447-465.
18)
See para. 5.11, Judgment in the Incidental Proceedings.
19)
At the San Francisco Conference, where the UN Charter was drafted, Belgium, Mexico and
Canada suggested to include a provision on immunity in the charter (see, respectively, Documents
of the United Nations Conference on International Organization (‘UNCIO’), vol. 3, pp. 343-344,
p. 96, and p. 595).
20)
The drafting history of this Convention is almost as old as that of the UN Charter itself. It
begins with a Report by the Executive Committee to the Preparatory Commission of the United
Nations, 12 November 1945, UN Doc. PC/EX/113/Rev.1 (on this Commission, see Yearbook of
the United Nations 1946-47, pp. 34-35). Based on this report, the Preparatory Commission of
the United Nations then drafted a Convention on Privileges and Immunities (see UNDoc.
PC/20, 23 December 1945, pp. 60-80). Based on this draft followed a ‘particularly exhaustive
and thorough’ discussion at the Sixth Committee of the General Assembly (see Report of the Sixth
Committee, UNDoc. A/43/Rev, p. 642, and the First and Second Report of the Sub-Committee
202 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
When looking at the drafting history of these two provisions, it becomes clear
that the immunities of the UN were not based on ideas similar to those which
formed the basis of state immunity.21 Instead, the UN’s immunities were as
extensive as was considered necessary for the Organization to function, and as
restrictive as was required to ensure respect for the sovereignty of its Member
States.22 When it came to immunity from domestic jurisdiction, this balanc-
ing led to immunity from every form of legal process.
3.2. The Immunity of the UN Based on Functional Necessity
The question remains whether the United Nations can rely on these immunity
provisions in the present case. In an attempt to answer this question, the
Dutch Court first noted that the plaintiffs’ complaints related to ‘acts (and
omissions) in the implementation of [a] peace-keeping mission’.23 Such
acts ‘fall within the functional scope of the [United Nations]’.24 In view of
on Privileges and Immunities (UNDoc A/C.6/17 and A/C.6/31)). The Convention’s text was
offered to the members of the General Assembly in the form of a Convention. The resolution
was adopted by consensus (UNDoc A/PV.31, p. 455; General Assembly Resolution 22 (I),
adopted 13 February 1946, UNDoc. A/RES/22(I)). The Immunities Convention entered into
force in September 1946 (see United Nations, Treaty Series, vol. 1, p. 15). The Netherlands is a
party to this treaty since April 1948.
21)
Where it came to the immunities of the Organization itself, the relevant Subcommittee at
San Francisco believed that in order to determine the nature of the privileges and immunities it
would be better to avoid the term ‘diplomatic,’ a term Mexico referred to in its proposals, and
instead refer to ‘a more appropriate standard, based, for the purposes of the Organization, on the
necessity of realizing its purposes’ (UNCIO, vol. 13, pp. 779).
22)
The Executive Committee to the Preparatory Commission noted that the UN’s immunities
would need to be quite extensive, but that ‘[i]t should be a principle that no immunities and privi-
leges, which are not really necessary, should be asked for’ (Report by the Executive Committee, p. 70,
para. 5). Sir Hartley Shawcross (UK) remarked, at the time the Convention was adopted by the
General Assembly, that ‘in setting up this great new international Organization we should not ask
for it to possess privileges and immunities which are greater than those required for its efficient
organization [because] [t]hat would lead to unnecessary conflicts with the national sovereignty of
particular Member States’ (p. 452, UNDoc A/PV.31.) However, ‘[t]o give too few [immunities]
would fetter the United Nations Organization in the discharge of its tasks’ (idem). A balance thus
needed to be sought. In Shawcross’ view, the Convention had achieved that balance: ‘[w]ithin the
scope and the ambit of the [UN] Charter this Convention will give the United Nations
Organization, in every Member State, a sufficient degree of sovereignty in regard to its own affairs
to enable it to carry out its functions independently, impartially and efficiently’ (idem).
23)
See para. 5.12, Judgment in the Incidental Proceedings.
24)
Idem.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 203
the Court this is important because ‘[i]t is particularly for acts within this
framework that immunity from legal process is intended’.25
The fact that this question as to whether the acts or omissions complained
of fell within the functional scope of the Organization was raised at all gives
the impression that the immunity of the United Nations only covers acts that
fall within that functional scope. This limitation of immunity of the UN is
only meaningful if the Organization can also commit acts that are ‘non-
functional’, i.e. that do not fall within the Organization’s functional scope.26 If
non-functional acts exist at all, then one would think that the failure to pre-
vent genocide would certainly fit in that category.
However, the scope of immunity of international organizations is not gen-
erally viewed as such. There is almost universal agreement that the immunity
of international organizations is based on the doctrine of functional necessity,
the central idea of which is that ‘international organizations should possess the
minimum immunities necessary to perform their functions’.27 To apply this
doctrine, one need not look at the particular acts objected to in order to deter-
mine whether they were necessary to fulfill the purposes of the Organization.
It is clear that a failure to prevent genocide is not necessary to accomplish the
purposes of the UN. Instead, one must assess the negative consequences the
denial of immunity would have for the proper functioning of the UN.28
25)
Idem. The use of two different words ‘scope’ and ‘framework’ is confusing. In the Dutch ver-
sion of the Judgment, the same word is used, and thus the word ‘framework’ in the last sentence,
refers to ‘scope’ in the previous sentence.
26)
See Reinisch, International Organizations before National Courts, pp. 342-346.
27)
Brower, ‘International Immunities’, p. 5 (see also p. 18). Emphasis in the original. See also
Gerster, Rotenberg, ‘Article 105’, in Simma (ed.), The Charter of the United Nations:
A Commentary, 2nd edition (Oxford: Oxford University Press, 2002), p. 1317; Amerasinghe,
Principles of the Institutional Law of International Organizations, 2nd Edition (Cambridge:
Cambridge University Press, 2005), p. 316; Reinisch & Weber, ‘In the Shadow of Waite and
Kennedy: the Jurisdictional Immunity of International Organizations, the Individual’s Right of
Access to the Courts and Administrative Tribunals as Alternative Means of Dispute Settlement’,
in International Organizations Law Review, vol. 1, 2004, no. 1, p. 59; Reinisch, International
Organizations Before National Courts, p. 205; Kunz, ‘Privileges and Immunities of International
Organizations’, the American Journal of International Law, vol. 41, 1947, no. 4, p. 847; Rawski,
‘To Waive or Not to Waive: Immunity and Accountability in U.N. Peacekeeping Operations’, in
Connecticut Journal of International Law, vol. 18, 2002, no. 1, pp. 106-107; Klein, La responsa-
bilité des organisations internationales dans les ordres juridiques internes et en droit des gens (Brussels:
Bruylant, 1998), p. 230; etc.
28)
See Reinisch, International Organizations before National Courts, p. 365; Klabbers, An
Introduction to International Institutional Law (Cambridge: Cambridge University Press, 2002),
pp. 150-151.
204 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
The question is thus whether it is necessary for the United Nations, in order
to fulfill its purposes, to have immunity from domestic jurisdiction in cases
relating to acts committed (or ‘omitted’) by a UN peacekeeping force.
When answering this question, one must consider that no organization has
the right to claim ‘a quiet life, and certainly not a charmed life, set apart from
the bustle and travails of the world’.29 In other words, there must be convinc-
ing reasons for granting immunity from domestic jurisdiction to the United
Nations.30
3.3. A Duty to Waive
Before addressing the plaintiffs’ arguments relating to the scope of the UN’s
immunities, the Dutch Court first looked at the possibility of the United
Nations to waive its immunity in certain circumstances.31 With regard to
officials and experts, the Immunities Convention states:
The Secretary-General shall have the right and the duty to waive the immunity of any
official [or expert] in any case where, in his opinion, the immunity would impede the
course of justice and it can be waived without prejudice to the interests of the United
Nations.32
29)
Singer, ‘Jurisdictional Immunity of International Organizations’, p. 128.
30)
The International Law Commission’s Special Rapporteur on Relations between States and
International Organizations gave the following reasons for the immunity of international organi-
zations: ‘to guarantee the autonomy, independence and functional effectiveness of international
organizations and protect them against abuse of any kind, and because national courts are not
always the most appropriate forum for dealing with lawsuits to which international organiza-
tions may be parties.’ para. 24 of Diaz-Gonzalez, Fourth Report on Relations between States and
International Organizations, UNDoc. A/CN.4/424, 24 April 1989 (see also paras. 27 and 56).
See also Arsanjani, ‘Claims against International Organizations’, in Yale Studies in World Public
Order, vol. 7, 1981, p. 163; Pingel, ‘Article 105’, p. 2159; Bowett, Sands & Klein, Bowett’s Law
of International Institutions, 5th Edition (London: Sweet & Maxwell, 2001), p. 491; Amerasinghe,
Principles of the Institutional Law of International Organizations, p. 317; Singer, ‘Jurisdictional
Immunity of International Organizations’, p. 85; Dominicé, ‘L’immunité de juridiction et
d’exécution des organisations internationales’, in Recueil des cours, vol. 187, 1984, p. 161.
31)
See Judgment in the Incidental Proceedings, para. 5.13. See also Brower, ‘International
Immunities’, pp. 27-30.
32)
Article V, Section 20 (on officials) and 23 (identical provision on experts) of the Immunities
Convention. In practice, the UN has often waived immunity in cases relating to car accidents in
which UN personnel was involved. See The Practice of the United Nations, para. 84. See also
Supplementary Study to The Practice of the United Nations, July 1985, UNDoc. A/CN.4/L.383
and Add.1-3, pp. 158-159.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 205
When it comes to the immunity of the Organization itself, there is no such
provision.33 The existence of an implied right to waive immunity of the UN is
uncontroversial.34 The question remains, however, as to whether there is a duty
to do so in certain circumstances. It is generally believed that there is no such
duty, and if there were one, it would not be up to the Dutch Court to decide
whether the Organization respected this duty.35 The Court seems to have
reached the same conclusion.36 After all, the Dutch Court did not mention
such a duty at all. Instead, it looked only at whether the UN had actually
waived its immunity in the present case, and the conclusion reached by the
Court was that it had clearly not done so.
3.4. Role of the Dutch Court in Applying the Functional Necessity Doctrine
The plaintiffs argued that the failure to prevent genocide did not accord with
the purposes of the UN. This omission, therefore, did not fall within its func-
tional scope, and the Organization was thus not entitled to immunity for this
omission.37 However, the Dutch Court duly chose not to look at the necessity
of the UN’s failure to prevent genocide for the fulfillment of the Organization’s
purposes. As explained above, such an assessment would have been based on a
mistaken interpretation of the functional necessity doctrine.38
Instead, the Dutch Court decided not to apply the functional necessity
doctrine at all. It reasoned that Article 105 of the UN Charter prescribed the
application of the necessity doctrine to the immunities of the United Nations.
Since the Immunities Convention was based on that Article, the drafters of
33)
See e.g., Amerasinghe, Principles of the Institutional Law of International Organizations,
p. 350; Wellens, Remedies against International Organizations (Cambridge: Cambridge University
Press, 2002), p. 212.
34)
See Franck & Chesterman, Law and Practice of the United Nations: Documents and Commentary
(New York: Oxford University Press, 2008), p. 513.
35)
Article VIII, Section 30, of the Immunities Convention suggests that this would be a job for
the International Court of Justice.
36)
This might lead one to believe that there is more chance to sue some major UN officials
instead of the Organization itself. However, the UN generally accepts the acts of such officials as
its own. See Review of the Efficiency of the Administrative and Financial Functioning of the United
Nations, UNDoc. A/C.5/49/65, 24 April 1995, para. 30; and para. 50 of Hampson,
Administration of Justice, Rule of Law and Democracy, 7 July 2005, UNDoc. E/CN.4/
Sub.2/2005/42.
37)
See Writ of Summons, para. 450.
38)
See section 3.2 of this article, above.
206 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
the Immunities Convention had already applied the functional necessity doc-
trine to the immunity of the United Nations, thus concluding that the UN
needed absolute immunity from national legal process to fulfill its purposes.39
Almost all scholars accept this as a reasonable outcome.40 The main argu-
ments in support of this conclusion are that national courts could be biased
against the Organization, and various national courts would probably apply
the doctrine of functional necessity in various ways, with various outcomes.41
Thus, though it may be true that international organizations are generally
inclined to interpret their own immunities as broadly as possible, the Dutch
Court’s decision was warranted in leaving the determination of the necessary
immunities to the international organization itself.42
3.5. Significance of the Lack of an Alternative Dispute Settlement Mechanism
When the Dutch Courts are unable to deal with claims for reparation of dam-
ages caused by certain acts and omissions of the United Nations, the next
logical step is to determine who is. From an Advisory Opinion of the
International Court of Justice, the Dutch Court derived a general rule that
39)
See Judgment in the Incidental Proceedings, para. 5.14. See also den Dekker, Immunity of the
United Nations before the Dutch Courts, p. 4; Singer, ‘Jurisdictional Immunity of International
Organizations’, p. 84. And see Memorandum to the Legal Adviser, pp. 188-189. In 1985, the UN
proudly stated that despite the fact that the immunity of States continued to erode, and despite
the fact that other international organizations saw their immunity restricted, ‘[t]he United
Nations […] has continued to enjoy unrestricted immunity from legal process and has experi-
enced no particular difficulties in this regard.’ The Practice of the United Nations (Supplement),
Para. 11 (p. 161).
40)
See Singer, ‘Jurisdictional Immunity of International Organizations’, p. 57; Gerster,
Rotenberg, ‘Article 105’, p. 1318; Arsanjani, ‘Claims against International Organizations’,
p. 163; The Practice of the United Nations, para. 76 (p. 224); Brower, ‘International Immunities’,
pp. 26-27; Pingel, ‘Article 105’, p. 2160; Bowett, Sands & Klein, Bowett’s Law of International
Institutions, p. 490; Franck & Chesterman, Law and Practice of the United Nations, p. 513;
Reinisch & Weber, ‘In the Shadow of Waite and Kennedy’, p. 63; Reinisch, International
Organizations Before National Courts, pp. 332-336; Wellens, Remedies against International
Organizations, p. 121: speaks of ‘absolute “functional” immunity’, see also den Dekker, Immunity
of the United Nations before the Dutch Courts, p. 4.
41)
See Reinisch, International Organizations Before National Courts, p. 206. See also Klabbers,
An Introduction to International Institutional Law, p. 167; Singer, ‘Jurisdictional Immunity of
International Organizations’, pp. 108-109.
42)
In case of the United Nations, it helps that most UN member states have explicitly accepted
the outcome of the application of this doctrine to and by the Organization by becoming a party
to the Immunities Convention.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 207
‘wrongful acts possibly committed by the UN are not open to assessment by
national courts, but should take place in the context of specific dispute settle-
ment as provided for in article VIII, paragraph 29 of the [Immunities
Convention]’.43 According to this Article:
The United Nations shall make provisions for appropriate modes of settlement of […]
disputes arising out of contracts or other disputes of a private law character to which the
United Nations is a party.44
The United Nations has consistently interpreted this to mean that if immunity
is not waived, some alternative method to settle the dispute should be found.45
This rule was also applied, by the UN itself, to its peacekeeping missions. In
1990, the United Nations advocated the establishment of a standing claims
commission for peacekeeping forces.46 More specifically, in an agreement
43)
See Judgment in the Incidental Proceedings, para. 5.15. The opinion referred to was ICJ,
Difference Relating to Immunity from Legal Process of a Special Rapporteur of the Commission on
Human Rights, Advisory Opinion of 29 April 1999, para. 66.
44)
The Executive Committee, responsible for the first draft of the Immunities Convention,
noted that ‘where the United Nations […] concludes contracts with private individuals or cor-
porations, it should include in the contract an undertaking to submit to arbitration disputes
arising out of the contract, if it is not prepared to go before the [local] Courts’ (Report by the
Executive Committee, p. 70, para. 5).
45)
Although it is true that the UN has as its main purpose to maintain international peace and
security, another one of the Organization’s purposes is ‘promoting and encouraging respect for
human rights and for fundamental freedoms’, including the right to a fair trial. See Article 1(3),
UN Charter. It would be strange if the UN would promote these purposes, but not apply them
to its own actions. See also Effect of Awards of Compensation made by United Nations Administrative
Tribunal, Advisory Opinion of July 13th, 1954, p. 57; cited in Reinisch & Weber, ‘In the
Shadow of Waite and Kennedy’, p. 70. See also para. 386 (p. 296), The Practice of the United
Nations; para. 52, The Legal Counsel of the United Nations, Written Statement Submitted on
Behalf of the Secretary-General of the United Nations, 2 October 1998, and paras. 13-15, Legal
Counsel, Written Comments Submitted on Behalf of the Secretary-General of the United Nations, 30
October 1998, both in the case ICJ, Difference relating to Immunity from Legal Process of a Special
Rapporteur of the Commission on Human Rights (documents available at http://www.icj-cij.org).
See Brower, ‘International Immunities’, pp. 71-72; Wellens, Remedies against International
Organizations, pp. 210-211. And Reinisch, ‘Securing the Accountability of International
Organizations’, Global Governance, vol. 7, 2001, pp. 131-149.
46)
See para. 51, Comprehensive Review of the Whole Question of Peace-Keeping Operations in
All Their Aspects, 9 October 1990, UNDoc. A/45/594; Review of the Efficiency of the Administrative
and Financial Functioning of the United Nations, paras. 15-20. See also Arsanjani, ‘Claims against
International Organizations’, pp. 141-143, where we see that such agreements where concluded
also for some of the earliest peacekeeping missions; Dominicé, ‘L’immunité de juridiction
208 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
between the UN and Bosnia and Herzegovina, it is stated that ‘any dispute or
claim of a private law character to which UNPROFOR or any member thereof
is a party and over which the courts of Bosnia and Herzegovina do not have
jurisdiction […] shall be settled by a standing claims commission to be estab-
lished for that purpose’. 47 However, it seems such a standing claims commis-
sion was never established.48 Moreover, the UN did not create any alternative
dispute settlement mechanism in relation to Srebrenica.
There is no disagreement over the desirability of having some kind of inter-
national or UN-dispute settlement mechanism to substitute the dispute settle-
ment mechanism provided by national courts, if immunity is granted there
and the Organization does not waive it.49 Clearly, the lack of such a
UN-mechanism in the present case is unfortunate, but the question is whether
it should also have legal consequences relating to immunity.50 According to
the Dutch Advisory Commission on Problems of Public International Law, if
there are no ‘adequate legal remedies available to the aggrieved party within
et d’exécution des organisations internationales,’ p. 202; Klein, La responsabilité des organisations
internationales, pp. 262-267.
47)
Article 48 of the ‘Agreement on the Status of the United Nations Protection Force in Bosnia
and Herzegovina’, in United Nations Treaty Series, vol. 1722 (1993), p. 86. The State referred to
these provisions (see para. 3.4.10 Incidentele Conclusie, and 2.23 of the State’s Memorandum of
Oral Pleading). See also para. 2.5 of both Mustafic and Nuhanovic.
48)
Plaintiffs argued that such a commission was never established (para. 57, plaintiffs’
Memorandum of Oral Pleading). More generally, see e.g. footnote 49 of Hampson, Administration
of Justice, Rule of Law and Democracy; Arsanjani, ‘Claims against International Organizations,’
p. 163; Wellens, Remedies against International Organizations, pp. 98, 103. A local claims review
board composed exclusively of UN staff is often established, but that is generally considered
unsatisfactory. See e.g., International Law Association, ‘Berlin Conference (2004)’, p. 216.
49)
See Blokker & Schermers, International Institutional Law: Unity within Diversity, 4th revised
edition (Leiden: Nijhoff, 2003), pp. 1026-1027; Wellens, Remedies against International
Organizations, p. 114; Article 8, Institut de Droit International, Conditions of Application of
Humanitarian Rules of Armed Conflict to Hostilities in which United Nations Forces May be Engaged,
resolution adopted at the Session of Zagreb, 1971; International Law Association, ‘Berlin
Conference (2004): Accountability of International Organizations’, in International Law
Association Reports of Conferences, vol. 71, 2004, pp. 219-220 and 228; Section 3.5.2, Commissie
van Advies inzake Volkenrechtelijke Vraagstukken, Advies inzake Aansprakelijkheid voor
Onrechtmatige Daden tijdens UN Vredesoperaties, Report of 8 May 2002; Gaillard & Pingel-
Lenuzza, ‘International Organisations and Immunity from Jurisdiction: to Restrict or to Bypass’,
The International and Comparative Law Quarterly, vol. 51, 2002, no. 1, p. 10.
50)
See also Yassin Abdullah Kadi v. Council of the European Union and Commission of the European
Communities, Judgment of the European Court of Justice (Grand Chamber) of 3 September
2008, Case no. C-402/05 P (‘Kadi (ECJ)’), paras. 318-328.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 209
the international organization itself [..] it is desirable that national courts do
not grant immunity and proceed to the settlement of the dispute’.51 However,
the Dutch Advisory Commission also made clear that, in its opinion, this was
a description of the desired development of the law, not a statement of already
existing law. Therefore, despite the fact that it is generally agreed that the
shield of immunity must be accompanied by the sword of justice,52 it could be
argued that the Dutch Court was probably justified in saying that, according
to existing law, this lack of any dispute mechanism did not by itself prevent
the United Nations from invoking its absolute immunity.53
The general conclusion of the Dutch Court is thus that ‘the interpretation
of article 105 of the UN Charter [and the Immunities Convention] does not
offer grounds for restricting the immunity’.54
3.6. A Clash between Respect for Absolute Immunity and Other Obligations
The possibility that certain norms are so important that they overrule, or
‘trump’ the immunity of all domestic legal processes provided to the UN is
still left open. Indeed, in view of the Dutch Court, the ‘priority rule’ of Article
103 of the UN Charter55 cannot be interpreted to mean that obligations under
the Charter such as the duty to respect the immunity of the UN, always and
automatically overrule other obligations a State may have, especially if those
other obligations have a jus cogens nature.56
51)
Section 4.5.2, Advies inzake aansprakelijkheid voor onrechtmatige daden tijdens UN
vredesoperaties. The translation is my own.
52)
Dominicé, ‘L’immunité de juridiction et d’exécution des organisations internationales’,
p. 226: ‘[l]e bouclier défensif que constituent nos immunités doit être accompagné du glaive de la
justice’. Klein called the obligation for the organization to provide a legal remedy the ‘contrepartie
naturelle’ of immunity, see Klein, La responsabilité des organisations internationales, p. 247.
53)
See para. 5.15, Judgment in the Incidental Proceedings. This argument was also used – and
rejected - in Manderlier v. the United Nations and Belgian State. See United Nations Juridical
Yearbooks of 1966, p. 283; and 1969, pp. 236-237. See also Dominicé, ‘L’immunité de juridic-
tion et d’exécution des organisations internationales’, p. 182.
54)
See para. 5.15, Judgment in the Incidental Proceedings.
55)
See para. 5.16, Judgment in the Incidental Proceedings. Article 103 UN Charter says that ‘[i]n
the event of a conflict between the obligations of the Members of the United Nations under the
[UN] Charter and their obligations under any other international agreement, their obligations
under the present Charter shall prevail.’
56)
See para. 5.16, Judgment in the Incidental Proceedings. For a definition of jus cogens, see Article
53, Vienna Convention on the Law of Treaties. This view is different from the view held by the
same Court in relation to the claims made by Slobodan Milošević, a few years ago. See para. 5.1,
210 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
With regard to ‘trumping,’ two different arguments were made. First, the
plaintiffs argued that, since the Netherlands had a legal obligation under the
Genocide Convention to prevent and punish genocide,57 it also had a legal
obligation to provide a civil remedy to the Mothers of Srebrenica in respect of
the failure to prevent genocide allegedly ‘committed’ by the United Nations.58
In other words, as party to the Genocide Convention, the Netherlands must
not obstruct any efforts of the international community to win the battle
against genocide. Second, they argued that the Netherlands had a legal obliga-
tion to secure for everyone within its jurisdiction the unhindered enjoyment
of human rights, including the right to a fair trial.59 If the Dutch Court would
accept the immunity of the United Nations, it would make it impossible for
the plaintiffs to enjoy this human right. In making this argument, the plaintiffs
relied on the fair trial articles of the European Convention on Human Rights
and the International Covenant on Civil and Political Rights.60 Article 10
The Hague District Court, Milosevic v. International Criminal Tribunal for the Former Yugoslavia
and the Netherlands, Judgment of 26 February 2002, Case no. KG 02/105, and para. 3.5, The
Hague District Court, Milosevic v. The Netherlands, Judgment of 31 August 2001, Case no. KG
01/975.
57)
According to Article I of the Convention on the Prevention and Punishment of the Crime of
Genocide, ‘[t]he Contracting Parties confirm that genocide, whether committed in time of peace
or in time of war, is a crime under international law which they undertake to prevent and to
punish.’ Entry into force 12 January 1951 (for the Netherlands 20 June 1966), United Nations,
Treaty Series, vol. 78, p. 277.
58)
The prohibition to commit genocide is certainly a jus cogens norm. The plaintiffs did refer to
the jus cogens nature of the prohibition to commit genocide, which has been acknowledged by
the ICJ. See Statement of Defence in the Interim Proceedings, 6 February 2008, paras. 40-47. The
case referred to was ICJ, Case Concerning Armed Activities on the Territory of the Congo (New
Application: 2002) (Democratic Republic of the Congo v. Rwanda), Jurisdiction of the Court and
Admissibility of the Application, 3 February 2006, Para. 64.
59)
It is not so clear whether the right to a (fair) trial is jus cogens. See Yassin Abdullah Kadi v
Council of the European Union and Commission of the European Communities, Judgment of the
ECJ (Court of First Instance) of 21 September 2005, case no. T-315/01, (‘Kadi (CFI)’). The
Court of First Instance did consider the right to a trial to be of jus cogens character (paras. 277-
292), but it also considered that the limitations caused by the UN’s immunity were ‘inherent in
that right as it is guaranteed by jus cogens’ (para. 288). The judgment has been successfully
appealed: see Kadi (ECJ).
60)
Article 14 of the International Covenant on Civil and Political Rights (Entry into force 23
March 1976 (for the Netherlands 11 December 1978 ), United Nations, Treaty Series, vol. 999,
p. 171), which states that ‘[i]n the determination of […] his rights and obligations in a suit
at law, everyone shall be entitled to a fair and public hearing by a competent, independent
and impartial tribunal established by law’, and Article 6 of the European Convention on
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 211
of the Universal Declaration of Human Rights also guarantees a fair trial and
a right to court,61 but the plaintiffs decided not to rely on that provision, prob-
ably because General Assembly resolutions are legally non-binding.62
3.7. The Overriding Obligations under the Genocide Convention
The plaintiffs were not successful with their first argument. The Dutch Court
did not believe, as the plaintiffs suggested, that the Genocide Convention’s
obligations to prevent and punish included the duty to help provide compen-
sation by means of providing a civil suit for an alleged past failure to prevent
genocide.63 In the case of Al-Adsani v. The United Kingdom, Al-Adsani made a
similar argument. A victim of torture, he argued that the UK’s obligation to
secure respect for the prohibition of torture, which also has a jus cogens char-
acter, included a duty to assist him in seeking compensation by means of a
civil suit in a British court.64 He was also unsuccessful.65
Provided the Genocide Convention gave birth to a duty for States to pro-
vide a civil suit for claims relating to genocide - the Dutch Court believed this
Human Rights (entry into force in September 1953 (also for the Netherlands)), which states
that ‘[i]n the determination of his civil rights […] everyone is entitled to a fair and public
hearing within a reasonable time by an independent and impartial tribunal established
by law.’
61)
The Articles do not explicitly prescribe a human right to a trial, but it is generally agreed, both
in scholarship and case law, that a right to a fair trial includes a right to a trial. See e.g., Reinisch
& Weber, ‘In the Shadow of Waite and Kennedy’, pp. 65-66.
62)
The Universal Declaration of Human Rights (UDHR) was adopted by General Assembly
Resolution 217 A (III) of 10 December 1948. In Manderlier v. the United Nations and Belgan
State, the Court rejected the reliance on the UDHR because of its non-binding character.
See United Nations Juridical Yearbooks of 1966, p. 283; and 1969, pp. 236-237; Reinisch,
International Organizations Before National Courts, pp. 279-280. In Singer’s view, however, the
Universal Declaration is more binding, so to speak, than the other covenants just mentioned,
because it is an interpretation of the human rights obligations arising under the Charter. Singer,
‘Jurisdictional Immunity of International Organizations,’ footnote 151 (p. 87, see also p. 97).
63)
See paras. 5.18-5.19, Judgment in the Incidental Proceedings.
64)
Idem, para. 5.20. See also para. 35, European Court of Human Rights, Case of Al-Adsani v.
The United Kingdom (Application no. 35763/97), Judgment, 21 November 2001 (‘Al-Adsani’ ).
Al-Adsani contended that the UK had failed to secure his right not to be tortured, contrary to
Article 3 of the Convention read in conjunction with Articles 1 and 13 (right to an effective
remedy).
65)
The argument was not accepted, because the torture was committed outside the jurisdiction
of the forum State and there was no causal connection between the acts of torture and the forum
State. Al-Adsani, paras. 40-41.
212 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
was not the case - then this obligation would still clash with the obligation to
respect the UN’s immunity.66 The fact that the prohibition to commit genocide
is jus cogens did not mean that any obligation arising under the Genocide
Convention would automatically overrule all non-peremptory norms of inter-
national law, including the rules on immunity. This is where the Dutch Court
did refer to Al-Adsani.67 On the effects of the jus cogens nature of the prohibi-
tion of torture allegedly violated by the State claiming immunity in the British
torts case, the European Court concluded that,
Notwithstanding the special character of the prohibition of torture in international law, the
Court is unable to discern in the international instruments, judicial authorities or other
materials before it any firm basis for concluding that, as a matter of international law, a
State no longer enjoys immunity from civil suit in the courts of another State where acts of
torture are alleged.68
This line of reasoning, i.e. to see the issue as a clash between immunity and a
jus cogens norm, is misleading. Instead of presenting it as a clash between UN-
or State-immunity versus the prohibition of genocide or torture,69 it is more
appropriate to look at the case as essentially a clash between respect for the
immunity of the United Nations, and respect for the right to a fair trial of the
plaintiffs.
3.8. Right to a Fair Trial
Although the Dutch Court did not do so, we may begin our discussion of this
clash by referring, once again, to Al-Adsani. Al-Adsani argued that the UK
failed to secure his right to a fair trial by granting immunity to Kuwait.70 In
assessing the fair trial argument, the European Court remarked first of all
that:
66)
Because the Genocide Convention does not contain such obligations, ‘the [Dutch] Court
does not get to a prioritizing of conflicting international-law standards.’ See para. 5.21, Judgment
in the Incidental Proceedings.
67)
Idem, para. 5.20.
68)
Al-Adsani, para. 61. A dissenting minority in Al-Adsani believed that the jus cogens nature of
the prohibition of torture should have a trumping effect. See para. 4, dissenting opinion of Judge
Rozakis et al. in Al-Adsani.
69)
See also, de Oliveira Moll, ‘Al-Adsani v United Kingdom: State Immunity and Denial of
Justice with Respect to Violations of Fundamental Human Rights’, in Melbourne Journal of
International Law, vol. 4, no. 2, 2003, p. 588.
70)
Al-Adsani, para. 42.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 213
A limitation [of the right to a (fair) trial] will not be compatible with Article 6 § 1 [of the
European Convention of Human Rights] if it does not pursue a legitimate aim and if there
is no reasonable relationship of proportionality between the means employed and the aim
sought to be achieved.71
In Al-Adsani, the limitation on the right to a (fair) trial was based on the rules
of state immunity, and the Court considered that the aim underlying these
rules, i.e. the promotion of ‘comity and good relations between States through
the respect of another State’s sovereignty’ was indeed a legitimate aim.72 It also
believed that granting immunity to Kuwait was not a disproportionate means
to secure that aim.73 The jus cogens nature of the prohibition of torture had no
decisive effect on the assessment of proportionality.74 In any case, we can con-
clude that the salient points in deciding the clash between the right to a fair
trial and state immunity were thus: 1) legitimate aim, and 2) proportionality.
These two points are equally salient when it comes to a clash between the
right to a fair trial and the immunity of international organizations from
domestic jurisdiction.75 Waite and Kennedy, which was about the immunity of
the European Space Agency from domestic jurisdiction, illustrated this.76
When concluding that the rules on immunity of international organizations
have a legitimate objective, the European Court pointed out that ‘the attribu-
tion of privileges and immunities to international organizations is an essential
means of ensuring the proper functioning of such organizations free from
71)
Al-Adsani, para. 53. The court referred to Case of Waite and Kennedy v. Germany (Application
no. 26083/94), Judgment of 18 February 1999 (‘Waite and Kennedy’) here.
72)
Idem, para. 54.
73)
Idem, para. 56. As Reinisch and Weber point out, it is somewhat unfortunate that the
European Court did not look at alternative legal remedies while looking at proportionality. See
Reinisch & Weber, ‘In the Shadow of Waite and Kennedy’, pp. 85-86.
74)
Idem, paras. 57-67. In fact, the Court seemed so preoccupied with the effects – or lack
thereof - of jus cogens that it forgot all about the proportionality test. Al-Adsani argued that the
fact that the alleged violation was torture, and thus the violation of a jus cogens norm, would have
a decisive effect on the proportionality test. The Court does not really address this argument. The
same is true for the dissenting opinion of Rozakis et al. Only Judge Loucaides, in his Dissenting
Opinion, looks at the influence of jus cogens on proportionality.
75)
This question needs to be asked, because in para. 5.11 of ‘Judgment in the Incidental Proceedings’,
the Dutch Court already indicated that the two types of immunity are ‘very dissimilar to each
other’, and that one may not transfer rights and obligations from the one to the other.
76)
In fact, Al-Adsani refers to Waite and Kennedy in this respect. See para. 59, Waite and Kennedy.
See also Reinisch & Weber, ‘In the Shadow of Waite and Kennedy’, pp. 78-79; Reinisch,
International Organizations before National Courts, p. 304.
214 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
unilateral interference by individual governments’.77 When concluding that
respecting the Agency’s immunity was proportionate, the Court remarked
that ‘a material factor [in deciding proportionality] is whether the applicants
had available to them reasonable alternative means to protect effectively their
rights under the Convention’.78
If we presume for the moment that the Netherlands does have human
rights obligations with regard to the plaintiffs,79 and apply the Waite and
Kennedy rationale to the current case, we need to find out whether ensuring
the proper functioning of the UN free from the interference of local judges is
a legitimate aim. We must also examine whether the acceptance of the abso-
lute immunity of the UN before the Dutch Court is a proportionate means to
secure that aim, despite the fact that it hinders the right to a fair trial in rela-
tion to something as dramatic as genocide, and despite the fact that there is no
alternative dispute settlement mechanism available.80 If the proportionality
threshold is not met, then the Dutch Court’s acceptance of the immunity of
the United Nations could constitute a violation, by the Netherlands, of the
human right to a fair trial.81
However, the Dutch Court found two ways to avoid this clash. First, the
Dutch Court suggested that the Netherlands might not have any obligations,
77)
Waite and Kennedy, para. 63.
78)
Waite and Kennedy, para. 68. See also Singer, ‘Jurisdictional Immunity of International
Organizations,’ pp. 149-150, 163; Reinisch, ‘The Immunity of International Organizations and
the Jurisdiction of their Administrative Tribunals’, Chinese Journal of International Law, vol. 7,
no. 2, 2008, p. 292.
79)
According to Article 1 of the European Convention, the Netherlands only has the duty to
secure to everyone within its jurisdiction the rights and freedoms defined in the Convention, and
thus not to all the world citizens. The last sentence of para. 5.24 of the Dutch Court’s judgment
suggests, rightly so, that the Netherlands may not have obligations under the European
Convention to the Mothers.
80)
On this balance, see also Cameron, ‘Human Rights Accountability of International Civil
Administrations to the People Subject to Administration’, in Human Rights & International Legal
Discourse, Vol. 1, no. 2, 2007, pp. 290-296; paras. 288-289, Kadi (CFI); Wellens, ‘Accountability
of International Organizations: Some Salient Features’, in American Society of International Law
Proceedings, vol. 97, 2003, pp. 244-245; Gerster, Rotenberg, ‘Article 105’, p. 1318; Reinisch &
Weber, ‘In the Shadow of Waite and Kennedy’, p. 68.
81)
See also Wellens, ‘Fragmentation of International Law and Establishing an Accountability
Regime for International Organizations: The Role of the Judiciary in Closing the Gap’, in
Michigan Journal of International Law, vol. 25, 2004, p. 1177; Reinisch, International
Organizations before National Courts, pp. 288-289; Singer, ‘Jurisdictional Immunity of
International Organizations’, p. 58.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 215
under the European Convention on Human Rights, with regard to the
Mothers of Srebrenica.82 Since this issue will only be addressed by the Court
in the principal judgment, it cannot be assessed at length here.83 Second, the
Dutch Court essentially believed that the European Convention could never
be an impediment to the UN’s efforts to maintain international peace and
security.84 This argument was based on Behrami. In Behrami, the European
Court said that it lacked the competence to decide upon acts committed under
a UN Security Council Chapter VII mandate, regardless of under whose
authority the acts were effectively carried out.85 The European Court failed to
fully explain its conclusion, only stating that to apply the Convention ‘would
be to interfere with the fulfillment of the UN’s key mission in this field includ-
ing […] with the effective conduct of its operations’.86 It may be that the
European Court was implicitly relying on Article 103 of the UN Charter,
which supposedly gives priority to obligations arising under the UN Charter.87
As mentioned above, the Dutch Court was not that impressed by this Article,
referring to the equally ‘peremptory’ character of jus cogens obligations and
human rights norms.88 Nonetheless, the Dutch Court followed Behrami, and
concluded that because the acts (and omissions) were carried out in the con-
text of a UN peacekeeping mission, the plaintiffs could not rely on the
82)
See last sentences of para. 5.24, Judgment in the Incidental Proceedings. See also paras. 4.14.2
of Mustafic, and 4.12.3 of Nuhanovic. Those that do are usually the State where the organization
has its seat (USA) or the State where the asserted wrongful act was committed (Bosnia). It is
difficult to invoke article 6 of the European Convention against these States: Bosnia only became
a party in 2002, and the USA is obviously not a party and it never will.
83)
The Court does refer to it in the last sentence of para. 5.24, Judgment in the Incidental
Proceedings.
84)
See paras. 5.22 and 5.24, Judgment in the Incidental Proceedings. See also Singer, ‘Jurisdictional
Immunity of International Organizations’, pp. 84-88, 163; and see Wellens, Remedies against
International Organizations, p. 214; International Law Association, ‘Berlin Conference (2004)’,
p. 228.
85)
See paras. 146-152, Grand Chamber of the European Court of Human Rights, Decision as to
the Admissibility of Application no. 71412/01 by Agim Behrami and Bekir Behrami against France
and Application no. 78166/01 by Ruzhdi Saramati against France, Germany and Norway, Decision
of 2 May 2007 (‘Behrami’).
86)
Para. 149, Behrami.
87)
One would expect the European Court to rely on Article 103 UN Charter to justify this
hierarchy. The Article is indeed referred to in paras. 26-27 (an introduction), and in the sum-
mary of the submissions of the parties: paras. 80, 97, 102, 106 and 113). In para. 147, the Court
only refers to the Article, without explaining its significance.
88)
See para. 5.16, Judgment in the Incidental Proceedings.
216 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
European Convention.89 Since there was no need for a balancing of interests,
the Dutch Court did not need to look at the availability of alternative legal
remedies at UN-level, which according to Waite and Kennedy, would have
been a ‘material factor’ in that balance.90
Thus the conclusion was that ‘[t]he Court’s inquiry into a possible conflict
between the absolute immunity valid in international law of the UN and other
standards of international law does not lead to an exception to this
immunity’.91
4. Concluding Comments and a Look into the Future
With the failure of the plaintiffs’ case, the Dutch Court had no choice but to
declare that it had no jurisdiction over the action taken against the United
Nations.92 Although the outcome may not have been satisfactory for all, it
should be noted that the UN did apologize for what went wrong in Srebrenica
and elsewhere.93 In addition, the UN’s immunity before domestic courts and
89)
Idem, para. 5.22. In para. 5.24, the Dutch Court also referred to some factual differences
between the UN and the European Space Agency, without convincingly explaining their legal
significance: the UN has global membership whilst the European Space Agency has European
membership. It is also true that the United Nations was established before the European
Convention and the Space Agency thereafter, although the practice of peacekeeping does not
predate the European Convention. The first peacekeeping force was the United Nations Emergency
Force (UNEF). It was established, by the General Assembly (!), in 1956. See A/RES/1000 (ES-I),
of 5 November 1956. See den Dekker, Immunity of the United Nations before the Dutch Courts,
pp. 7-8. Finally, it is worth mentioning here that the European Court of Justice recently stated
that European legislation implementing a resolution of the Security Council adopted under
Chapter VII of the UN Charter could sometimes be annulled by the Court if the legislation
failed to respect certain fundamental human rights (paras. 280-328, and 333-353, Kadi (ECJ)).
However, the European Court believed this situation ought to be distinguished from the judicial
review of acts implementing a Security Council resolution, if those acts were directly attributable
to the United Nations, as was the case in Behrami (paras. 310-314, Kadi (ECJ)).
90)
Idem, paras. 5.23-24. If it did, it would also need to look at the quality of that alternative, i.e.
whether this alternative meets the basic conditions for a fair trial. See Reinisch, International
Organizations before National Courts, pp. 306-312.
91)
Idem, para. 5.26. A similar claim, based on the fair trial article of the International Covenant
on Civil and Political Rights (ICCPR), only got one sentence: ‘[t]esting against article 14 ICCPR
does not lead to a different outcome’ (para. 5.26, Judgment in the Incidental Proceedings.) Since
the Court did not give much attention to it, we will also not discuss Article 14 ICCPR.
92)
Idem, Section 6.
93)
See Wellens, Remedies against International Organizations, pp. 193-197.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 217
the lack of alternative dispute settlement mechanisms does not mean that the
UN is not liable at all for its failures.94 It could be argued, however, that such
liability is meaningless if the UN can never be held accountable. One positive
outcome of this case could have been – or be – the establishment, by the UN,
of an impartial tribunal to deal with claims relating to the Srebrenica
genocide.
We may now look at what is to be expected in the future. The law firm
representing the Mothers of Srebrenica has already indicated it will appeal the
judgment, taking the case to the European Court of Human Rights if neces-
sary.95 It is clear why the Mothers of Srebrenica prefer to have the UN onboard.
When the United Nations is excluded from the case, it will be more tempting
for the Netherlands to argue that the failures in Srebrenica should be attrib-
uted to the United Nations, and not to the Netherlands.96
In fact, this issue of attribution has already been dealt with by the very same
District Court in The Hague. In two cases not formally related to the immu-
nity decision which is the focus of this article, the Dutch District Court con-
cluded that the acts of the Dutch peacekeepers in Srebrenica should be
attributed to the United Nations, and not to the Netherlands.97 The Dutch
Court,98 the European Court of Human Rights,99 the International Law
Commission (ILC),100 the United Nations and most of its member states101 all
94)
Blokker & Schermers, International Institutional Law, p. 1005.
95)
In a Press release July 10, 2008: Mothers of Srebrenica Shall Appeal and Deny Absolute Immunity
of the UN, the law firm of the Mothers remarked that they will appeal the decision.
96)
Indeed, the Mothers already noted that, now that the UN’s immunity has been accepted, ‘the
State of The Netherlands in the main action will argue that it is not the State of The Netherlands
that is responsible, but rather that it is the UN that is responsible for the events prior to, during
and after the fall of Srebrenica.’Statement of Defence in the Interim Proceedings, para. 6.
97)
See paras. 4.8- 4.17 of Mustafic, and 4.7-4.15 of Nuhanovic, already referred to above.
98)
See paras. 4.10-4.13 of Mustafic, and 4.8-4.11 of Nuhanovic.
99)
According to the European Court, UNMIK was a subsidiary organ of the UN, like peace-
keeping forces, and, also like peacekeeping forces, it was established by the Security Council and
‘fully answerable’ to it. And thus, according to the European Court, its acts were attributable to
the UN (paras. 142-143, Behrami). The same acts could not be attributed to the respondent
States (paras. 151-152).
100)
See Article 5 of the Draft Articles on Responsibility of International Organizations provisionally
adopted so far by the ILC, in para. 343, ILC, Report on the Work of its Fifty-Ninth Session, August
2007, UN Doc. A/62/10; and pp. 110-115, ILC, Report on the Work of its Fifty-Sixth Session,
August 2004, UN Doc. A/59/10.
101)
The Member States of the UN, when asked about ‘the extent to which the conduct of peace-
keeping forces is attributable to the contributing State and the extent to which it is attributable
218 O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219
agreed that, in general, the acts of peacekeeping forces should be attributed to
the UN. The opinions varied when it came to exceptions to this general rule.102
According to the UN and the ILC, the question of attribution and responsi-
bility ultimately depends on who has ‘effective control’;103 the European Court
believed it depends on ‘ultimate and overall control’;104 and the Dutch Court
to the United Nations’ (see Report of the International Law Commission (Fifty-Fifth Session),
August 2003, UNDoc. A/58/10, para. 27), gave varying replies. A majority, however, seemed to
believe that the actions of peacekeepers should be attributed first and foremost to the
Organization. See para. 44, Second Report on Responsibility of International Organizations. The
UN’s reply can be found at p. 17, Responsibility of International Organizations: Comments and
Observations Received from International Organizations, 25 June 2004, UNDoc. A/CN.4/545.
See also para. 36, Second Report on Responsibility of International Organizations.
102)
See also Condorelli, ‘Le Statut des Forces de l’ONU et le Droit International Humanitaire’,
in Rivista di Diritto Internazionale, vol. 78, no. 4, 1995, esp. p. 897; Saura, ‘Lawful Peacekeeping:
Applicability of International Humanitarian Law to United Nations Peacekeeping Operations’,
Hastings Law Journal, vol. 58, no. 3, 2007, pp. 527-528; Sari, ‘Jurisdiction and International
Responsibility in Peace Support Operations: The Behrami and Saramati Cases’, Human Rights
Law Review, vol. 8, no. 1, 2008, p. 159; International Law Association, ‘Berlin Conference
(2004)’, pp. 190-191, 195-196, and 200-204; Section 3.3, 4.3, 5.2.2, Advies inzake
Aansprakelijkheid voor Onrechtmatige Daden tijdens UN Vredesoperaties; para. 7, Gaja, Second
Report on Responsibility of International Organizations, 2 April 2004, UNDoc. A/CN.4/541 (a
big part of the report is devoted explicitly to peacekeeping: see paras. 34-44). See also p. 517 of
Larsen, ‘Attribution of Conduct in Peace Operations: The ‘Ultimate Authority and Control’
Test,’ European Journal of International Law, vol. 19, 2008.
103)
For the UN, see Financing of the United Nations Protection Force, 20 September 1996,
UNDoc. A/51/389, paras. 17-18. See also section 3.3, Advies inzake Aansprakelijkheid
voor Onrechtmatige Daden tijdens UN Vredesoperaties; Zwanenburg, ‘De Lords, het EVRM
en het Handvest: de Zaak Al-Jedda’, in Militair-rechtelijk Tijdschrift, vol. 101, no. 5, 2008,
pp. 138-140; Sari, ‘Jurisdiction and International Responsibility in Peace Support Operations’,
pp. 164-165; para. 40, Second Report on Responsibility of International Organizations; Starmer,
‘Responsibility for Troops Abroad: UN Mandated Forces and Issues of Human Rights
Accountability’, in European Human Rights Law Review, Vol. 2008, No. 3, p. 322. For the
ILC, see Article 5 of the Draft Articles on Responsibility of International Organizations, and
the commentary already referred to above; para. 41, Second Report on Responsibility of
International Organizations. See also Larsen, ‘Attribution of Conduct in Peace Operations’,
p. 516.
104)
See paras. 133-141 (for KFOR) and 142 (for UNMIK), Behrami. See also Starmer,
‘Responsibility for Troops Abroad’, pp. 325-326; Watson, ‘Behrami v. France: Constructive
Blue Helmets Protect KFOR Nations from Accountability,’ Tulane Journal of International &
Comparative Law, vol. 16, 2008, p. 589. On the inconsistency between the European Court
and the UN, see also Bodeau-Livinec, Buzzini & Villalpando, Behrami & Behrami v. France,
p. 326.
O. Spijkers / Journal of International Peacekeeping 13 (2009) 197–219 219
believed that only if ‘the State cut across the United Nations command struc-
ture’ would there be ‘scope for attribution to the State’.105
This was clearly not the case in Srebrenica;106 and thus, in view of the Dutch
District Court, the Netherlands could not be held responsible for any breach
of contract or wrongful act committed by Dutchbat.107
105)
The Court refers to the possibility that Dutchbat was ordered by the Dutch State to ignore
UN orders, or shown themselves under the command of the Netherlands. See paras. 4.16.1 of
Mustafic, and 4.14.1 of Nuhanovic. In para. 4.15 of Mustafic and 4.13 of Nuhanovic, the Court
suggested that the UN and troop-contributing nations may agree to hold the troop-contributing
state responsible in exceptional circumstances, but there was no such agreement in this case.
106)
See paras. 4.16.1-4.16.5 of Mustafic, and 4.14.1-4.14.5 of Nuhanovic. See also Siekmann,
‘The Fall of Srebrenica and the Attitude of Dutchbat from an International Legal Perspective’,
the Yearbook of International Humanitarian Law, vol. 1, 1998, p. 303.
107)
See paras. 4.5, 4.7 and 4.17 of Mustafic, and 4.3, 4.5 and 4.15 of Nuhanovic.