J Physiol 589.5 (2011) pp 1007–1015 1007
TOPICAL REVIEW
Neo-Darwinism, the Modern Synthesis and selfish genes:
are they of use in physiology?
Denis Noble
Department of Physiology, Anatomy and Genetics, Parks Road, Oxford OX1 3PT, UK
This article argues that the gene-centric interpretations of evolution, and more particularly the
selfish gene expression of those interpretations, form barriers to the integration of physiological
science with evolutionary theory. A gene-centred approach analyses the relationships between
genotypes and phenotypes in terms of differences (change the genotype and observe changes in
phenotype). We now know that, most frequently, this does not correctly reveal the relationships
The Journal of Physiology
because of extensive buffering by robust networks of interactions. By contrast, understanding
biological function through physiological analysis requires an integrative approach in which the
activity of the proteins and RNAs formed from each DNA template is analysed in networks of
interactions. These networks also include components that are not specified by nuclear DNA.
Inheritance is not through DNA sequences alone. The selfish gene idea is not useful in the
physiological sciences, since selfishness cannot be defined as an intrinsic property of nucleotide
sequences independently of gene frequency, i.e. the ‘success’ in the gene pool that is supposed to
be attributable to the ‘selfish’ property. It is not a physiologically testable hypothesis.
(Received 24 October 2010; accepted after revision 29 November 2010; first published online 6 December 2010)
Corresponding author D. Noble: Department of Physiology, Anatomy and Genetics, Parks Road, Oxford OX1 3PT, UK.
Email:
[email protected]
Introduction behaviour and economics. Attributes like ‘selfish’ and
‘cooperative’ have different meanings when applied to
Interpreting molecular genetic information in terms of
objects or ensembles at different levels. Cooperation at
higher level functions in the organism is a major current
the level of protein networks, for example, may occur
goal in the physiological sciences, as is the reverse
even if the organism in which they cooperate is ‘selfish’
strategy of bottom-up reconstruction: they complement
at the level of the phenotype, and vice versa. The concept
each other. Computational systems biology is one of the
of level in evolutionary theory requires careful analysis
tools being used (Kohl & Noble, 2009; Hunter et al.
2011). Achieving this goal could also be a route through
which physiology can reconnect with developmental and
evolutionary biology. I will explain why some central
aspects of neo-Darwinism (or the Modern Synthesis – in Denis Noble is Emeritus Professor of
this article I am not always distinguishing between them), Cardiovascular Physiology in the
and their most popular expression in The Selfish Gene Department of Physiology, Anatomy and
(Dawkins, 1976, 2006), form a barrier to the new synthesis Genetics at Oxford University. Fifty years
ago he published the first mathematical
required between physiology and evolutionary theory. The model of the electrical activity of the heart
barrier can be removed by taking an integrative, multilevel based on experimental measurements
approach in which genes and many other components of of ion channels. This has since been
organisms that are inherited are viewed as co-operating developed into the virtual heart project
in networks to express what we call the phenotype (Kohl within the Human Physiome Project of
the International Union of Physiological Sciences (IUPS). He is
et al. 2010 Fig. 2, reproduced here as Fig. 1 below). In currently the President of IUPS. He is author of The Music of Life
this paper, ‘co-operative genes’ carries this sense, which (Oxford University Press, 2006), the first popular book on systems
should be clearly distinguished from the idea of genes ‘for’ biology, now translated into seven foreign languages.
co-operative behaviour used widely in ecology, animal
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Downloaded from J Physiol (jp.physoc.org) by guest on October 24, 2013
1008 D. Noble J Physiol 589.5
(Gould, 2002; Okasha, 2006). Concepts and mechanisms 2009; Goldenfeld & Woese, 2011), a process now known
do not necessarily carry through from one level to another to extend beyond prokaryotes (Keeling & Palmer, 2008);
– an important point to bear in mind also in multi-level and the inheritance of acquired characteristics, commonly
physiology. but mistakenly (Noble, 2010b) called ‘Lamarckism’.
I start with a clarification of the relationship between For further examples see Pigliucci & Muller (2010a,
neo-Darwinism, the Modern Synthesis and the selfish gene particularly their Fig. 1.1; 2010b) and Jablonka & Lamb
idea. Neo-Darwinism (a term introduced by the physio- (2005).
logist Georges Romanes (1883)) and its development (see In the rest of this article reference to neo-Darwinism
Pigliucci & Muller, 2010a for the relevant history) into should be taken to include the Modern Synthesis. The
the Modern Synthesis (Huxley, 1942) as a gene-centred selfish gene idea (Dawkins, 1976, 2006) is a popularization
view of evolution can of course be stated without of neo-Darwinism which goes beyond it to characterise
reference to the selfish gene idea. Neo-Darwinism is genes as elements in organisms with specific (selfish)
the term popularly used, even today, for the synthesis behaviour. As we will see later, it was originally formulated
between Darwin’s theory of evolution by natural selection as a literal scientific hypothesis. The question of its status
and the assumption that the variations on which is a major focus of this paper.
selection acts are produced solely or primarily by gene Another way of stating the claims of this article is that
mutations, though the term Modern Synthesis is more they are twofold: first, that neo-Darwinism is, at the least,
correct since Romanes coined the term neo-Darwinism incomplete as a theory of evolution. Second, that the selfish
before Mendel’s work on genetics was rediscovered. The gene idea adds nothing since it is essentially empty. These
Modern Synthesis adds discrete (Mendelian) inheritance are separate claims, even though in the minds of many
to neo-Darwinism. Alternatives to the Modern Synthesis biologists neo-Darwinism and the selfish gene idea are not
include: symbiogenesis, the idea that major steps in always clearly distinguished. Neo-Darwinism is capable
evolution, such as the formation of eukaryotes and of falsification. Indeed, in its original form as a complete
multicellular organisms, resulted from cooperation and/or theory, it has already been falsified. We now need to admit
fusion between different organisms; horizontal gene trans- processes outside its remit, so that it needs to be extended
fer within and between organisms (Woese & Goldenfeld, (Woese & Goldenfeld, 2009; Pigliucci & Muller, 2010b).
Figure 1. Relations between genes, environment and phenotype characters according to current physio-
logical and biochemical understanding
This diagram represents the interaction between genes (DNA sequences), environment and phenotype as occurring
through biological networks. The causation occurs in both directions between all three influences on the networks.
This view is very different from the idea that genes ‘cause’ the phenotype (right hand arrow). This diagram also
helps to explain the difference between the original concept of a gene as the cause of a particular phenotype and
the modern definition as a DNA sequence. For further description and analysis of the ideas behind this diagram
see Kohl et al. (2010) from which the diagram is reproduced. Reprinted by permission from Macmillan Publishers
Ltd: Clinical Pharmacology and Therapeutics 88, 25–33; C 2010 .
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J Physiol 589.5 Neo-Darwinism, the Modern Synthesis and selfish genes 1009
As I will show in this paper, the selfish gene idea is not Is the ‘selfish gene’ story metaphor or empirical
even capable of direct empirical falsification; it has to be science or both?
judged by different criteria.
Genes, as DNA sequences, do not of course form selves
in any ordinary sense. The DNA molecule on its own
does absolutely nothing since it reacts biochemically
The concept of a gene has changed, and is still only to triggering signals. It cannot even initiate its
changing, so what version do we use? own transcription or replication. It cannot therefore be
A serious problem in assessing the nature and utility characterised as selfish in any plausible sense of the word.
of the selfish gene story in physiological research If we extract DNA and put it in a Petri dish with nutrients, it
is that the concept of a gene has changed (see will do nothing. The cell from which we extracted it would,
Fig. 1) in fundamental ways (Pichot, 1999; Keller, 2000; however, continue to function until it needs to make more
Beurton et al. 2008). We are dealing with a moving proteins, just as red cells function for a hundred days or
target. From being the (hypothetical allelic) cause of each more without a nucleus. It would therefore be more correct
phenotype character, such as eye colour or number of to say that genes are not active causes; they are, rather,
limbs, the developments in molecular biology have led caused to give their information by and to the system that
to its being defined more narrowly and specifically as a activates them. The only kind of causation that can be
DNA sequence that is used by the cell as a template for the attributed to them is passive, much in the way a computer
synthesis of a protein or RNA. These are not at all the same program reads and uses databases. The selfish gene idea
thing when it comes to questions like ‘what do genes do?’ therefore has to be interpreted not only as a metaphor, but
and ‘what kind of causation is involved?’ When Johannsen as one that struggles to chime with modern biology. That
(1909) introduced the term ‘gene’ it was defined as the is where the difficulties begin.
(necessary) cause of a phenotype, since it was defined as an Ideas that incorporate or are based on metaphors have
inherited phenotype that could be attributed to an allele. a very different relationship to empirical discovery than
But now it has to be shown to be a cause, and the nature do standard scientific hypotheses with clear empirical
of that causation needs clarification. The full implications consequences that ensure their falsifiability. There are
of this difference are explained elsewhere (Noble, 2008). several ways in which this is evident.
They are reinforced by the fact that most changes at the First, different or even opposing metaphors can both
level of DNA do not have a measurable phenotypic effect be ‘true’. This is because metaphors highlight different
under normal physiological conditions (see, for example, aspects of the target to which they are applied, a fact that
Hillenmeyer et al. 2008). By the original definition, these has long been familiar to metaphor theorists (Lakoff &
would not even have been identified as genes, since a Johnson, 1980; Kittay, 1987). Metaphors can correspond
gene was an entity that necessarily had a phenotypic to different, even incompatible, aspects of reality. That
manifestation. is why, when comparing ‘selfish’ genes with ‘prisoner’ or
In this article, I frequently refer to the selfish gene idea ‘cooperative’ genes, as I do in chapter 1 of The Music
as a story since one of the questions I am addressing is of Life (Noble, 2006), there is no empirical test that will
whether it is more than a story or viewpoint. Colourful unequivocally show which is correct, a point which was
metaphorical stories can be highly influential: no-one can conceded long ago by Richard Dawkins at the beginning
deny that the selfish gene idea has had a huge impact on the of his book The Extended Phenotype: ‘I doubt that there
way in which both lay people and scientists view genetics, is any experiment that could prove my claim’ (Dawkins,
including the social implications (Midgley, 2010). Most 1982, p. 1). This point is analogous to the sense in which
of the time, people accept its implied scientific basis. It is no experiment could ever disprove a geometry, whether
important therefore to ask whether the idea could be inter- Euclidean or not (Poincar´e, 1902, 1968). Significantly,
preted as an empirical scientific hypothesis, particularly Dawkins uses a geometric illusion (the Necker Cube) to
since Dawkins’s own initial interpretation was that it illustrate his point.
was not metaphorical; in reply to Midgley (1979) he (The Extended Phenotype was an even stronger
wrote: ‘that was no metaphor. I believe it is the literal statement of the selfish gene idea since it argued that “the
truth, provided certain key words are defined in the phenotypic effects of a gene. . .may extend far outside the
particular ways favoured by biologists’ (Dawkins, 1981). body in which the gene sits” (Dawkins, 1982, p. vi) Even
But a metaphor does not cease to be a metaphor simply effects “at a distance” are seen as being “for the benefit” of
because one defines a word to mean something other than the selfish gene.)
its normal meaning. Indeed, it is the function of metaphor Second, metaphors often appear circular if interpreted
to do precisely this. So, we must first clarify what the idea like a scientific theory. I will show that the selfish gene
means. metaphor shows this circularity.
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1010 D. Noble J Physiol 589.5
Finally, even though there may be no single empirical many other strange new entities in their theories. Without
fact that will distinguish between very different metaphors, an empirical handle they might as well not exist. Indeed,
this does not mean that empirical discovery has no impact one of the arguments about string theory, for example,
on our choice of metaphor. The relationship is more is precisely whether it has satisfied this fundamental
nuanced than it may be for most scientific theories. It will criterion.
usually require a judgment based on a large set of empirical Moreover, including reference to effectiveness, which in
facts to arrive at a conclusion. Much of the meaning evolutionary theory could be interpreted to be fitness, is
associated with metaphorical statements is determined surely the most relevant way to gain empirical leverage.
by viewpoints that are a matter of personal choice, even We can measure changes in gene copies in a population.
though influenced by empirical facts. I will illustrate this Now the question becomes whether we can develop the
later in this paper. theory a bit further to become predictive. What, in a
gene, could tell us whether or not it is selfish in this
sense?
On the original definition of a gene as a hypothetical
What does ‘selfish’ mean in the selfish gene story?
cause of a particular phenotype, this would have been fairly
First we must decide whether ‘selfish’ defines a property straightforward. We could look, at the functional level of
that is universal to all genes (or even all DNA sequences) the phenotype, for the reasons why a particular function
or whether it is a characteristic that distinguishes some would be adaptive. This is in practice what defenders of the
DNA sequences from others. This is not as easy as it may selfish gene idea do. They refer to the gene (more strictly an
seem. I suspect that the original intention was that all allele) as ‘the gene for’ X or Y, where these are functional,
genes could be represented as ‘seeking’ their own success phenotype characters. The phenotype view creeps back in
in the gene pool, regardless of how effective they might through the terminology. Any ‘selfishness’ lies at least as
be in achieving this. One reason for thinking this is that much in the phenotype as in the genes.
so-called junk DNA is represented in the selfish gene story But since we now define genes as particular DNA
as an arch-example of selfishness: hitching a ride even with sequences, what in a DNA sequence could possibly tell
no function. us whether or not it is selfish? The answer is obvious:
But on that interpretation, the demonstration that the the sequences of Cs, Gs, As and Ts could never, by
concept is of no utility in physiological science is trivially themselves, give us a criterion that would enable us to
easy. Interpreted in this way, a gene cannot ‘help’ being predict that the frequency of that sequence will increase
selfish. That is simply the nature of any replicator. But in the gene pool. A DNA sequence only makes sense in
since ‘selfishness’ would not itself be a difference between the context of particular organisms in which it is involved
successful and unsuccessful genes (success being defined in phenotypic characteristics which can be selected for.
here as increasing frequency in the gene pool), nor between A sequence that may be very successful in one organism
functional and non-functional genes, there would be no and/or environment, might be lethal in another. This is
cashable value whatsoever for the idea in physiology. evident in the fact that almost all cross-species clones do
Physiologists study what makes systems work. It matters not form an adult (see later for an important exception).
to us whether something is successful or not. Attributing The same, or similar, DNA sequence may contribute to
selfishness to all genes therefore leaves us with nothing different, even unrelated, functions in different species.
we could measure to determine whether ‘selfishness’ is The sequence, intrinsically, is neutral with regard to such
a correct attribute. As metaphor, it may work. But as a functional questions.
scientific hypothesis it is empty. The price therefore of giving the selfish gene idea some
Could we rescue the idea for physiological science? I empirical leverage is to reveal yet again, though in a
doubt whether anyone would want to do that ab initio, different way, that it is an empty hypothesis. There is
but we live in a scientific culture that is now thoroughly no criterion independent of the only prediction that the
permeated by the idea, and in a way that has strongly hypothesis makes, i.e. that selfish genes increase their
disfavoured physiology. The idea has either to be rejected number. It is a strange hypothesis that uses its own
or assimilated. One option would be to re-interpret definition of its postulated entity as its only prediction.
selfishness to include reference to effectiveness. We could, At this point, I suspect that a defender of the concept
for example, say that genes whose numbers of copies would shift back to referring to genes as hypothetical
increase are selfish, or more selfish than their competitors. entities, defined as the cause(s) of particular phenotypes.
This move would give us an empirical handle on the Note, though, that this is to abandon the purely ‘genes-eye’
idea. view since it shifts the focus back to the phenotype.
It is a standard move in science to unpack a metaphor or As a physiologist, naturally I would say ‘so it should’.
simile in this way. Physicists make similar moves when they I will discuss the consequences of that shift in a later
give empirical criteria for black holes, quarks, strings and section.
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How is the selfish gene story related forming DNA or RNA sequences. All other aspects of the
to the central dogma? way in which the dogma has been extended to buttress
neo-Darwinism have been deconstructed – by molecular
In one of the central paragraphs of The Selfish Gene (page biology itself. Shapiro’s (2009) article is the best account
21), Dawkins writes: of the demolition from a biochemical viewpoint, while
Now they swarm in huge colonies, safe inside gigantic Werner (2005) does so from an informatics perspective.
lumbering robots, sealed off from the outside world,
communicating with it by tortuous indirect routes,
manipulating it by remote control. They are in you and Are genes the only immortals?
me; they created us, body and mind; and their preservation
is the ultimate rationale for our existence. A central distinction in the selfish gene story is that
between replicators and vehicles. The distinction is based
The phrase ‘sealed off from the outside world’ is a on considering inheritance only of changes. While the
colourful statement of the idea that genes are uninfluenced vehicle is also ‘inherited’ (genes on their own do nothing
by their environment, a view that was strongly buttressed and certainly are not sufficient to ‘make’ an organism –
by the central dogma of molecular biology, originally since we must also inherit a complete fertilised egg cell), the
formulated by Crick (1958, 1970) and taken to exclude story goes that changes in the vehicle are not inherited (so
information flow other than from genes to proteins. no inheritance of acquired characteristics) while changes in
In fact, of course, what the molecular biology showed the replicator (e.g. mutations) are inherited. This approach
was simply that amino acid sequences are not used is what enables the wholesale inheritance of the vehicle to
as templates for forming nucleic acid sequences. The be ignored.
unjustified extension was to think that information cannot Yet, the vehicle (the cell, or each cell in a multicellular
pass from proteins to nucleic acids, whereas this is pre- organism) clearly does reproduce (indeed, it is only
cisely what must happen for genes to be activated and for through this reproduction that DNA itself is trans-
expression patterns to be formed. This extension (which mitted), and in doing so it passes on all the phenotype
can be seen in phrases like “the inheritance of instructively characteristics for which there are no nuclear DNA
acquired adaptation would violate the ‘central dogma’ of templates and which are necessary to interpret the
embryology” (Dawkins, 1982, p. 173) was a godsend to inherited DNA. An obvious example is the transmission
the neo-Darwinists since it provided a basis, right down at of mitochondria, chloroplasts and other organelles, which
the level of DNA itself, for regarding genes as ‘sealed off’ almost certainly originated as symbionts (‘invading’ or
from the outside world. The original experimental basis ‘engulfed’ bacteria) at an early stage of evolution when
for this idea was the Weismann (1893) barrier. eukaryotes were first formed. Many other transmitted
A godsend, except that it is not correct in the relevant cytoplasmic factors also exist (Sun et al. 2005; Maurel &
sense, and never has been. Even at the time the dogma was Kanellopoulos-Langevin, 2008). All these replicate and, in
formulated, it was sufficient to ask the question how do the selfish gene story would have to be given the status of
different cells in the body, with exactly the same genome, ‘honorary genes’.
end up as different as bone cells and heart cells? The answer The existence of such cellular inheritance requires the
of course is that the way in which the genome is read leads selfish gene theory to distinguish between replication and
to completely different patterns of gene expression. This reproduction. The next step in the story is to claim that
requires flow of information onto the genome itself, which, replicators are potentially immortal, whereas reproducers
as Barbara McClintock (1984) said, should be regarded as are not.
an ‘organ of the cell’, not its dictator. There are feedbacks Biologically speaking, this is evident nonsense. Through
and restraints, not only between the products of the genes germline cells I am connected via many reproductions
(which might be consistent with a genes-eye view), but to the earliest cells, even to those without genomes. In
right down onto the genome itself, determining when, some sense, the cell as a whole has achieved at least
where and how much of each gene product is formed. equivalent immortality to that of its DNA. Cells, even
As Beurton et al. (2008) comment ‘it seems that a cell’s those without genomes in the postulated pre-DNA world
enzymes are capable of actively manipulating DNA to do of RNA enzymes (Maynard Smith & Szathm´ary, 1999),
this or that. A genome consists largely of semistable genetic clearly reproduce themselves, and in doing so they also
elements that may be rearranged or even moved around pass on any differences among them (Sonneborn, 1970;
in the genome thus modifying the information content of Sun et al. 2005). Any difference between replication and
DNA.’ reproduction (which, after all, are just synonyms; the
The central dogma, as a general principle of biology, has distinction is a linguistic confusion) does not entitle one
therefore been progressively undermined. The only aspect to say that one is immortal and the other is not. What
of it still left intact is its original strictly chemical sense, were all those cells without genomes doing in early life
i.e. that protein sequences are not used as templates for on earth? We wouldn’t be here to tell the story if they
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1012 D. Noble J Physiol 589.5
did not also form an ‘immortal line’. As I have argued of the roles of the protein it codes for in higher-level
elsewhere (Noble, 2008) the main difference between DNA functions can reveal that. That will include identifying the
and non-DNA inheritance is simply that one is digital, real biological regulators as systems properties. Knockout
the other analog. In developing the organism the 3D experiments by themselves do not identify regulators
analog information is just as necessary as the 1D digital (Davies, 2009).
(DNA) information. Neither is sufficient by itself. They are So, the view that we can only observe differences in
mutually dependent. The amount of analog information phenotype correlated with differences in genotype both
can also be calculated to be comparable to that of the leads to incorrect labelling of gene functions and falls into
genome (Noble, 2011). Moreover, organisms are not in the fallacy of confusing the tip with the whole iceberg. We
fact digital machines (Shapiro, 2005; Noble, 2010a). want to know what the relevant gene products do in the
organism as a physiological whole, not simply by observing
differences. Remember that most genes and their products,
The genetic differential effect problem
RNA and proteins, have multiple functions.
Clearly, many of the problems with the selfish gene story To see the poverty of the view that we can only observe
arise from unusual or imprecise use of the language differences, just ask the question what engineer would be
of genetics, leading to untestable ideas. Another central satisfied simply to know the difference between the cement
muddle, both in neo-Darwinism and in the selfish gene he used this time to construct his building compared to
story, is what I have called ‘The genetic differential effect what he used previously, or to know just the differences
problem’ (Noble, 2008, 2011), the idea that genetics is only between two electronic components in an aircraft? Of
about differences. This view is now unsustainable, since course, he might use the difference approach as one of
defining genes as DNA sequences clearly does identify his experimental tools (as genetics has in the past, to
a specific chemical entity whose effects are not merely good effect), but the equations and models of an engineer
attributable to differences in the sequence. We can say represent the relevant totality of the function of each
precisely for which proteins or RNAs the sequence acts as component of a system. So does physiological analysis
a template and analyse the physiological effects of those of function, which is why physiology cannot be restricted
proteins or RNAs. The arguments for abandoning the to the limitations of the ‘difference’ approach.
difference perspective are overwhelming (see also Longo Second, accurate replication of DNA is itself a system
& Tendero, 2007). property of the cell as a whole, not just of DNA. DNA
Differences in DNA do not necessarily, or even usually, on its own is an extremely poor replicator. It requires
result in differences in phenotype. The great majority, a dedicated set of proteins to ensure correction of
80%, of knockouts in yeast, for example, are normally transcription errors and eventual faithful transmission.
‘silent’ (Hillenmeyer et al. 2008). While there must be Both in ensuring faithfulness of DNA replication and
underlying effects in the protein networks, these are in creating robustness against genetic defects, systems
clearly buffered at the higher levels. The phenotypic effects properties are the important ones. The cell as a whole
therefore appear only when the organism is metabolically ‘canalises’ the way in which DNA is interpreted, making it
stressed, and even then they do not reveal the precise robust and reproducible. The famed ‘immortality’ of DNA
quantitative contributions for reasons I have explained is actually a property of the complete cell.
elsewhere (Noble, 2011). The failure of knockouts to The distinction between replicator and vehicle is
systematically and reliably reveal gene functions is one therefore out of date from a physiologist’s viewpoint. It
of the great (and expensive) disappointments of recent stems from the original ‘genetic program’ idea, in which
biology. Note, however, that the disappointment exists organisms are viewed as Turing machines with the DNA
only in the gene-centred view. By contrast it is an exciting being the digital tape of the computer (tape–computer
challenge from the systems perspective. This very effective is much the same distinction as replicator–vehicle – this
‘buffering’ of genetic change is itself an important systems was the basis of Jacob and Monod’s concept of the
property of cells and organisms. ‘genetic program’; Jacob, 1970). Organisms are interaction
Moreover, even when a difference in the phenotype does systems, not Turing machines (Shapiro, 2005; Noble,
become manifest, it may not reveal the function(s) of the 2008). There is no clear distinction between replicator
gene. In fact, it cannot do so, since all the functions shared and vehicle (Coen, 1999).
between the original and the mutated gene are necessarily Finally, the story implies that the ‘vehicles’ do not
hidden from view. This is clearly evident when we talk of themselves evolve independently of their DNA. There is
oncogenes. What we mean is that a particular change in no reason why this should be true. In fact it is certainly
DNA sequence predisposes to cancer. But this does not tell false. Egg cells from different species are different. So
us the function(s) of the un-mutated gene, which would be much so that cross-species hybrids using nuclear trans-
better characterised in terms of its physiological function fer usually do not survive, and those that do, as in the
in, e.g., the cell cycle. Only a full physiological analysis elegant experiments of Sun et al. (2005) – see Fig. 2 –
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transferring nuclei between different fish species, reveal move on from the restrictions of the differential approach.
precisely the influence of the species-specific cytoplasmic The integrative approach can achieve this by reverse
factors on development (see also Jaenisch, 2004; Yang engineering using computational modelling, as I have
et al. 2007). Crossing a common carp nucleus with a shown elsewhere (Noble, 2011). The genes-eye view is only
goldfish enucleated egg cell produces an adult fish that one way of seeing biology and it doesn’t accurately reflect
has an intermediate shape and a number of vertebrae much of what modern biology has revealed. In fact, its
closer to that of the goldfish. These factors can therefore central entity, the gene, ‘begins to look like hardly definable
determine a phenotype characteristic as fundamental as temporary products of a cell’s physiology’ (Beurton et al.
skeletal formations. Over 50 years ago, McLaren & Michie 2008).
(1958) showed a similar phenomenon as a maternal effect Finally, I want to return to the role of metaphor and the
in mice. The number of tail vertebrae (4 or 6 in the selfish gene idea.
different strains) was determined by the surrogate mother, When I first read Richard Dawkins’s acknowledgement
not the embryo. Of course, such cytoplasmic influences are in The Extended Phenotype (‘I doubt that there is any
dependent on the DNA of the mother, but these influences experiment that could be done to prove my claim’) I
will necessarily include patterns of gene expression that was strongly inclined to agree with it (both in relation to
are also dependent on other influences. There is inter- the original selfish gene idea and its development in The
play here between DNA and non-DNA inheritance, as Extended Phenotype) since, if you compare the selfish gene
there must always be. Moreover, maternal and paternal metaphor with very different metaphors, such as genes
effects in response to the environment have been shown as prisoners, it is impossible to think of an experiment
to be transmitted down two generations (grandparents to that would distinguish between the two views, as I argued
grandchildren) in humans (Pembrey et al. 2006) and could earlier in this paper. For any given case, I still think that
therefore be a target for natural selection. must be true. But I have slowly changed my view on
whether this must be true if we consider many cases,
looking at the functioning of the organism as a whole.
Conclusions There are different ways in which empirical discovery can
As physiological and systems biological scientists, we need impact on our theoretical understanding. Not all of these
to reconnect to evolutionary theory. It was difficult to are in the form of the straight falsification of a hypothesis, a
do this during most of the 20th century because the point that has been well-understood in theoretical physics
neo-Darwinist synthesis more or less excluded us, by for many years (Poincar´e, 1902, 1968). Sometimes it is
relegating the organism to the role of a disposable vehicle. the slow accumulation of the weight of evidence that
It also, unjustifiably, excluded Lamarck (Noble, 2010b). eventually triggers a change of viewpoint. This is the case
Darwin himself was not so sure; in the first edition of with insights that are expressed in metaphorical form (like
The Origin of Species (Darwin, 1859) he wrote ‘I am ‘selfish’ and ‘prisoners’), and that should not be intended
convinced that natural selection has been the main, but to be taken literally. The first mistake of the differential
not the exclusive means of modification’, a statement he approach was to interpret the selfish gene idea as literal
reiterated with increased force in the 1872, 6th edition. truth. It is clearly metaphorical metaphysics, and rather
As many evolutionary biologists now acknowledge, the poor metaphysics at that since, as we have seen, it is
Modern Synthesis (neo-Darwinism) requires extending essentially empty as a scientific hypothesis, at least in
(Jablonka & Lamb, 2005; Pigliucci & Muller, 2010b). physiological science. But in social evolution also, the idea
If physiology is to make the contribution it should is simply one of several viewpoints that can account for
to the fields of evolution and development, we need to the same data (Okasha, 2010).
Figure 2. Cross-species clone
The nucleus of a common carp, Cyprinus carpio
(middle), was transferred into the enucleated egg cell of
a goldfish, Carassius auratus (left). The result is a
cross-species clone (right) with a vertebral number
closer to that of a goldfish (26–28) than of a carp
(33–36) and with a more rounded body than a carp. The
bottom illustrations are X-ray images of the animals in
the top illustration. Figure kindly provided by Professor
Yonghua Sun from the work of Sun et al. (2005).
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1014 D. Noble J Physiol 589.5
The weight of evidence in the physiological sciences Goldenfeld N & Woese C (2011). Life is physics: Evolution as a
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‘co-operation’ than of ‘selfishness’. Gene products all Cond Matt Phys 2 (in press).
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is precisely to insulate the organism from many of the 8, especially pp. 673–714). Harvard University Press,
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Hillenmeyer ME, Fung E, Wildenhain J, Pierce SE, Hoon S, Lee
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Gallimard, Paris.
This article has been written for a physiological readership Jaenisch R (2004). Human cloning – the science and ethics of
that may not be very familiar with the current debates in nuclear transplantation. New Engl J Med 351, 2787–2791.
evolutionary and genetic theory. If you learnt evolutionary Johannsen W (1909). Elemente der Exakten Erblichkeitslehre.
biology and genetics a decade or more ago you need to be Gustav Fischer, Jena.
Keeling PJ & Palmer JD (2008). Horizontal gene transfer in
aware that those debates have moved on very considerably,
eukaryotic evolution. Nat Rev Genet 9, 605–618.
as has the experimental and field work on which they are Keller EF (2000). The Century of the Gene. Harvard University
based. Amongst the references cited, the following may Press, Cambridge, MA, USA.
help the reader to catch up: Margulis (1998); Jablonka & Kittay EF (1987). Metaphor: Its Cognitive Force and Linguistic
Lamb (2005); Noble (2006); Okasha (2006); Beurton et al. Structure. Oxford University Press, Oxford.
(2008); Shapiro (2009); Pigliucci & M¨uller (2010b). For Kohl P, Crampin E, Quinn TA & Noble D (2010). Systems
those interested in the philosophical and social impacts of biology: an approach. Clin Pharmacol Ther 88, 25–33.
the metaphors used, Midgley (2010) gives a very readable Kohl P & Noble D (2009). Systems biology and the virtual
account. physiological human. Mol Syst Biol 5, 291–296.
Lakoff G & Johnson M (1980). Metaphors We Live By.
University of Chicago Press, Chicago.
Longo G & Tendero P-E (2007). The differential method and
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Synthesis. MIT Press, Cambridge, MA, USA. I should like to acknowledge long and deep discussions
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Jonathan Bard, Tom Melham and Eric Werner; and the
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Cytoplasmic impact on cross-genus cloned fish derived from valuable input and feedback does not of course signify assent to
transgenic common carp (Cyprinus carpio) nuclei and the claims of my paper. I consulted on a wide range of opinion.
goldfish (Carassius auratus) enucleated eggs. Biol Reprod 72, Work in the author’s laboratory is funded by the PreDiCT
510–515. project of the European Union under FP7.
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