Introduction: Reconstructing Proto-Indo-Anatolian and Proto-Indo-Uralic
The Precursors of Proto-Indo-European: The Indo-Anatolian and Indo-Uralic Hypotheses (Alwin Kloekhorst & Tijmen Pronk, eds.). Leiden-Boston: Brill., 2019
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Introduction: Reconstructing Proto-Indo-Anatolian and Proto-Indo-Uralic
Introduction: Reconstructing Proto-Indo-Anatolian and Proto-Indo-Uralic
Manuscript version of the article published in: The Precursors of Proto-Indo-European:
The Indo-Anatolian and Indo-Uralic Hypotheses (edd. A. Kloekhorst & T. Pronk),
Leiden - Boston: Brill, 2019, 1-14.
Introduction: Reconstructing Proto-Indo-Anatolian and
Proto-Indo-Uralic
Alwin Kloekhorst & Tijmen Pronk 1
Leiden University
Like any other natural language, the mother language of the Indo-European
language family did not originate out of nothing. It must have developed, as a
result of linguistic changes, from an earlier language, which in turn must have
developed from an even earlier language, and so on. It is therefore legitimate
to ask whether anything meaningful can be said about the nature of these
precursors of Proto-Indo-European. The answer to this question naturally
depends on wheter relatives from outside the Indo-European language family
can be identified and, if so, whether there are enough similarities with
Proto-Indo-European to set up hypothetical etymologies that can be used to
reconstruct a common proto-language.
1. The nature of Proto-Indo-European
Before we try to answer the question whether any outer-Indo-European
relatives can be identified, we first need to be explicit about what exactly is
meant by the term Proto-Indo-European. In theory, the answer is
straightforward: what we call Proto-Indo-European should correspond to the
proto-language as it was spoken immediately before the first diversification
took place that resulted in its eventual dissolution into the Indo-European
daughter languages. However, in practice it is not always easy to determine
what the proto-language looked like at this stage. In part, this is due to the
history of the field of comparative Indo-European linguistics. Beginning with
Sir William Jones’ observation that Sanskrit bears “a stronger affinity” to Greek
and Latin “than could possibly have been produced by accident”, the field of
Indo-European linguistics initially focused on the evidence from especially
1
Part of the research of this article was financed by the research project ‘Splitting the
Mother Tongue: The Position of Anatolian in the Dispersal of the Indo-European
Language Family’ (NWO project nr. 276-70-026).
these three languages, resulting in the classical reconstruction of late 19th
century Proto-Indo-European as can [p.2] be found in, e.g., Brugmann’s
Grundriss. However, at the beginning of the 20th century, two new
Indo-European branches were discovered, Tocharian and Anatolian, of which
especially the latter had a huge impact on Indo-European studies.
Hittite, the best known Anatolian language, famously provided conclusive
evidence in favour of what is today known as the “laryngeal theory”. In
lexemes where de Saussure had predicted the presence of a coefficient
sonantique, Hittite turned out to have a consonantal phoneme ḫ. Anatolian
thereby completely changed the reconstruction of the Proto-Indo-European
phonemic system. This, in turn, had important consequences for the
reconstruction of Proto-Indo-European morphology. Without the laryngeal
theory, current views on, e.g., the nominal ablaut-accent types, would not
have existed. It has, however, taken decades before all implications of the
laryngeal theory were properly understood and it was fully incorporated into
the reconstruction of Proto-Indo-European. Even today, its full impact is
sometimes underestimated. 2
2. The Indo-Anatolian hypothesis
Hittite also changed the reconstruction of Proto-Indo-European in another,
fundamental way. Although in some respects Hittite seems to be a very
archaic Indo-European language, e.g. by preserving verbal ablaut patterns
better than any other ancient Indo-European language, in other respects it
turned out to be radically different from the other languages. For instance,
Hittite lacks a number of important linguistic categories that are present in
Greek and Sanskrit, like the feminine gender, the aorist, and the perfect, all of
which had always been regarded as core features of Proto-Indo-European. In
order to account for these facts, already in the 1920s, only a few years after its
decipherment, it was hypothesized that Hittite should not be viewed as
another daughter language of Proto-Indo-European, but rather as its sister
language (Forrer 1921). This would mean that Hittite and Proto-Indo-European
both derive from an even earlier proto-language, which was coined
‘Indo-Hittite’ by Sturtevant (1933: 30). Since we nowadays know that these
special characteristics of Hittite are found in the entire Anatolian branch, it is
2
E.g. when scholars fail to recognize that the ultimate consequence of the laryngeal
theory is that Proto-Indo-European did not possess a phoneme *a (Lubotsky 1989,
Pronk 2019).
more appropriate to speak about the ‘Indo-Anatolian’ hypothesis, and we will
therefore use this term in this book.
[p.3]For a long time, the prevailing view was that the Indo-Anatolian
hypothesis was too radical. It was assumed that the aberrant character of
Anatolian was due to a massive loss of categories and other specific
innovations within this branch. As a consequence, no need was felt to assign a
special status to the Anatolian branch, or to alter the ‘classical’ reconstruction
of Proto-Indo-European. Over the last few decades, this point of view has
started to shift and nowadays the majority of scholars appear to accept the
idea that the first split in the Indo-European language family was between
Anatolian and the other branches, which at that point still formed a single
language community that underwent common innovations not shared by
Anatolian. 3 Nevertheless, no consensus has yet been reached on the exact
number or nature of these common non-Anatolian innovations, nor on the
amount of time that passed between the ‘Proto-Indo-Anatolian’ stage and the
‘classical Proto-Indo-European’ stage, as one may refer to these stages now. In
our view, the following cases are all good candidates for cases in which
Anatolian has retained an original linguistic feature, whereas the other
Indo-European languages have undergone a common innovation:
A. Semantic innovations:
1. Hitt. participle suffix -ant-, which forms both active and passive
participles, vs. cl.PIE *-e/ont-, which is only active (Oettinger 2013/14:
156-7).
2. Hitt. ḫarra-i ‘to grind, crush’ vs. cl.PIE *h₂erh₃- ‘to plough’ (Kloekhorst
2008: 9).
3. Hitt. lāḫu- ‘to pour’ vs. cl.PIE *leuh₃- ‘to wash’ (Oettinger 2013/14: 169).
4. Hitt. mer- ‘to disappear’ vs. cl.PIE *mer- ‘to die’ (Kloekhorst 2008: 8).
5. Hitt. nekutt- ‘twilight’ vs. cl.PIE *negwht- / *nogwht- ‘night’ (Melchert
fthc.).
6. Hitt. šāḫ- ‘to fill up, to stuff’ vs. cl.PIE *seh₂- ‘to be satiated’
(Kloekhorst 2008: 9).
7. Hitt. šai-i ‘to impress, to prick’ < *sh₁-oi- vs. cl.PIE *seh₁- ‘to sow’
(Oettinger 2013/14: 168).
8. Hitt. ēš-zi ‘to sit’ < *h₁es- next to eš-a(ri) ‘to sit down’ < *h₁e-h₁s- vs. cl.PIE
3
For recent discussions see Kloekhorst (2008: 7-11), Oettinger (2013/2014), Melchert
(forthc.) and, more sceptically, Rieken (2009), Eichner (2015) and Adiego (2016).
*h₁e-h₁s-to ‘to sit’ next to innovated *sed- ‘to sit down’ (Norbruis
fthc.a).
[p.4] B. Morphological innovations:
9. Anat. common/neuter vs. cl.PIE m./f./n.: innovation of the feminine
gender (e.g. Melchert fthc.).
10. Anat. *ti(H), *tu- vs. cl.PIE *tuH, *tu- ‘you (sg.)’: spread of obl. stem
*tu- to the nominative (Koekhorst 2008: 8-9).
11. Anat. *h₁eḱu- vs. cl.PIE *h₁eḱu-o- ‘horse’: thematization (Kloekhorst
2008: 10).
12. Anat. *iéug- (later replaced by *iéug-o-) vs. cl.PIE *iug-ó- ‘yoke’:
thematization (Kloekhorst 2014: 5031962).
13. Hitt. ḫuu̯ ant- < *h₂uh₁-ent- vs. cl.PIE *h₂ueh₁nt-o- ‘wind’:
thematization (Eichner 2015: 17-8).
14. Gen. *-om (number-indifferent) vs. cl.PIE gen.pl. *-om: formalization
of number distinction (Kloekhorst 2017a).
15. Anat. has no verbal suffix *-e/o- vs. cl.PIE has *-e/o- as subjunctive and
present marker: development of subjunctive *-e/o- to a present
marker in cl.PIE (and loss of the subjunctive in Anatolian)
(Kloekhorst 2017b.).
16. OHitt. conjunctions šu and ta vs. cl.PIE demonstrative pronoun
*so/to- (Watkins 1963).
17. The element *sm / *si in pronouns (De Vaan, this volume, 203-218).
18. Hitt. allative case -a < *-o vs. cl.PIE petrified *-o in the prepositions
*pr-o ‘before’, *up-o ‘down to’ and *h₂d-o ‘to’.
C. Sound changes:
19. Anat. *h₂ = *[qː] and *h₃ = *[qːw] vs. cl.PIE *h₂ = *[ħ] or *[ʕ] and *h₃ =
*[ħw] or *[ʕw]: fricativization of uvular stops (Kloekhorst 2018b).
20. Hitt. nekutt- < *negw(h)t- vs. cl.PIE *nokwt- ‘night’ and Hitt. šakuttai- <
*sogw(h)tH- vs. cl.PIE *sokwtH- ‘thigh’: voice assimilation (Eichner 2015:
15).
21. Hitt. amm- < *h₁mm- (< pre-PIA *h₁mn-) vs. cl.PIE *h₁m- ‘me’:
degemination of *mm to *m (Kloekhorst 2008: 111234).
D. Syntactic innovations:
22. The marking of neuter agents (Lopuhaä-Zwakenberg, this volume,
131-150);
23. The syntax of bare interrogatives (Haug and Sideltsev, this volume,
50-73).
There are several other arguments that are promising, though perhaps less
forceful than the ones mentioned above or requiring additional investigation
before it can be decided whether we are genuinely dealing with an innovation
of the ‘classical’ Indo-European languages:
[p.5] 24. Hitt. unreduplicated ḫi-conjugation vs. cl.PIE reduplicated perfect:
generalization of reduplication in the perfect (Kloekhorst 2018a) [but
the presence of (traces of) unreduplicated perfects in ‘classical’
Indo-European, esp. in Germanic and Balto-Slavic, may indicate that
the generalization of reduplication was either not absolute, or not
shared by all branches].
25. Hitt. 1pl. -u̯ en(i) vs. cl.PIE dual *-u̯ e(-): development of a clusivitiy
system to a plural/dual system (Kloekhorst 2017b) [but it cannot be
ruled out that Hittite developed the plural ending from an original
dual ending].
26. Hitt. lāḫu- ‘to pour’ < *leh₃u- vs. cl.PIE *leuh₃- ‘to wash’: laryngeal
metathesis (Oettinger 2013/14: 169) [but the details of possible
laryngeal metathesis in Anatolian are unclear].
27. Anat. *[tː], *[ʔt], *[t] vs. cl.PIE *t, d, *dh (*t, *ʔd, *d): consonant shift
(Kloekhorst 2016) [but cf. Kümmel, this volume, 115-130, for criticism
of Kloekhorst’s scenario].
28. Hitt. -(e)t < *-(e)t vs. cl.PIE *-(e)h₁ (instr. ending): development of PIH
*-t > cl.PIE *-ʔd > *-ʔ (Kortlandt 2010: 41) [but the exact conditions for
the proposed sound change remain unclear].
29. Anat. *mK vs. cl.PIE *nK in *h₂emǵh- > *h₂enǵh- ‘to tie, to restrict’ and
*temk- > *tenk- ‘to solidify, to coagulate’: assimilation (Eichner 2015:
1616) [but it cannot be ruled out that the assimilation took place
independently in different branches; see Pronk 2010 for potential
evidence for the *m of *h₂emǵh- in Greek].
30. Anat. *-ms vs. cl.PIE *-ns (acc.pl. ending): assimiliation [but it cannot
be ruled out that the assimilation took place independently in
different branches].
31. Hitt. e-eš-ši < *h₁essi vs. cl.PIE *h₁esi ‘you are’: degemination of *ss to
*s (Kloekhorst 2016: 238-40) [but the ending *-si may have been
restored in Hittite].
32. Hitt. šiun < *diéum/*diḗum vs. cl.PIE *diḗm ‘god (acc.sg.)’: ‘Stang’s
Law’ [but the Hitt. acc.sg. šiun may have been formed in analogy to
the nom.sg. šiuš].
33. Hitt. dā-i ‘to take’ vs. cl.PIE *deh₃- ‘to give’: semantic innovation
(Norbruis fthc.b) [but the innovation may not be shared by all non-
Anatolian IE branches].
34. Hitt. causatives of the shape *CóC-e(i) (e.g. lāki ‘he knocks down < he
makes lie down’ < *lógh-e(i)) vs. cl.PIE causatives of the shape *CoC-
eie/o- (e.g. *logh-éie/o- ‘to make lie down’): innovation of the *CoC-
eie/o-causative (Kloekhorst 2018a: 10028) [but this depends on the
status of the dūpiti-type in the Luwic languages].
[p.6] Although it is quite possible that not each and every one of the
arguments listed above will eventually become generally accepted, it is to our
mind very unlikely that items 1-23 will all be refuted and we therefore regard
the Indo-Anatolian hypothesis as proven. Moreover, some of the arguments
listed here concern significant structural innovations, of which especially the
rise of the feminine gender (including the creation of the morphology that
goes with it) is something that cannot have happened overnight. Finally, it is
important to stress that the Indo-Anatolian hypothesis could be disproven by
showing that Anatolian shared its earliest innovations with some but not all
other branches of Indo-European. Thus far, no such counterevidence has
surfaced. An attempt to identify innovations that Anatolian shared with the
western branches of Indo-European, either at an earlier stage or after initial
divergence (Puhvel 1994, Melchert 2016), has produced no evidence that
would contradict the Indo-Anatolian hypothesis.
In his treatment of the Indo-Anatolian hypothesis, Oettinger (2013/2014)
hypothesized that the time gap between Proto-Indo-Anatolian and ‘classical’
Proto-Indo-European may have been some 800 years. To our minds, this is a
conservative estimate, and we think that the gap may well have been in the
range of 1000-1200 years (depending, however, on the status of Tocharian, cf.
the next section). With the recent revolution in the genetic research on
ancient DNA, through which prehistoric migrations can be reconstructed in
space and time and therefore can be linked to the spread of archaeological
cultures and possibly of languages (cf. Haak et al. 2015, Allentoft et al. 2015,
Damgaard et al. 2018, Kroonen et al. 2018), it is important to have a good idea
about the time depth of a reconstructed language. This is crucial for
formulating hypotheses about where that language may have been spoken,
which in turn is important when searching for a possible genetic relationship
with other language families.
Another important consequence of regarding the Indo-Anatolian hypothesis
as proven is that our view on the shape of the Indo-European proto-language
has to change, sometimes drastically. We already mentioned the topic of
gender: although for years it had been taken for granted that the
Indo-European mother language had three genders, it seems now inevitable
that Proto-Indo-Anatolian in fact had only two: common and neuter gender.
This two-way oposition is likely to reflect an original distinction between
animate and inanimate gender. This is of course relevant knowledge when
investigating possible genetic ties with other languages or language families.
Another example concerns the phonetic nature of the laryngeals. The
phoneme *h₂, which at the stage of ‘classical’ Proto-Indo-European may have
been a pharyngeal fricative, at the level of Proto-Indo-Anatolian may rather
have [p.7] been a uvular fricative (Weiss 2016) or a uvular stop (Kloekhorst
2018b). Again, this is relevant information when proposals for possible outer-
Indo-European cognate sets need to be assessed.
All this means that not only the time gap between Proto-Indo-Anatolian and
‘classical’ Proto-Indo-European may have been significant, but also that the
linguistic shapes of these two stages in some aspects differ dramatically. In a
way, we may therefore regard Proto-Indo-Anatolian as the first precursor of
‘classical’ Proto-Indo-European. It is for this reason that the first part of the
subtitle of this book refers to the Indo-Anatolian hypothesis.
3. Indo-Tocharian and the Indo-Anatolian hypothesis
‘Classical’ Proto-Indo-European, which above was taken as comprising all
non-Anatolian Indo-European languages, can be further divided into several
branches that split off in a certain sequence. It seems likely that the Tocharian
branch was the second branch to split off after Anatolian, as argued by Peyrot
(this volume, 180-202) and others before him. Peyrot proposes to use the term
Proto-Indo-Tocharian for the stage just preceding this split (with ‘core’
Indo-European for the remaining languages). He rightly points out that
arguments in favour of the Indo-Anatolian hypothesis should always be
weighed against this Indo-Tocharian stage: if a certain hypothesized
post-Anatolian innovation cannot be shown to have affected Tocharian, it
cannot in principle be used as an argument for the Indo-Anatolian hypothesis,
because the innovation could also have taken place in post-Tocharian ‘core’
Indo-European.
In theory, this concept should be rigorously applied: for each linguistic
innovation it should be detemined when it can be dated in relation to all
nodes in the family tree. In practice, however, the exact order of the splits in
the Indo-European family tree is uncertain, especially after the split of
Tocharian, and precise dating of innovations is often impossible. Therefore, it
remains useful to operate with larger, less specific entities with relatively
vague names like ‘classical’ Proto-Indo-European (all or most Indo-European
languages except Anatolian) or ‘core’ Indo-European (all or most IE languages
except Anatolian and Tocharian).
It is not fully clear to what extent Tocharian participated in all the post-
Anatolian innovations that were listed above: cf. Peyrot, this volume, 188, who
points out the fact that e.g. *mer- (innovation no. 4 in the list above) is
unattested in Tocharian, as a result of which it cannot be determined whether
the semantic development of ‘to disappear’ to ‘to die’ was a post-Anatolian or
a post-Tocharian innovation. Similar reservations apply to other post-
Anatolian [p.8] innovations, e.g. in the word for ‘yoke’ (no. 12), the genitive
plural ending *-om (no. 14), the element *sm / *si in pronouns (no. 17), voice
assimilation (no. 20) etc. Therefore, the time gap between Proto-Indo-
Anatolian and Proto-Indo-Tocharian may have been less than the 1000-1200
years proposed above. There are, however, still many cases for which it is clear
that Tocharian did participate in the post-Anatolian innovations (e.g. ‘you
(sg.)’ (no. 10), ‘horse’ (no. 11), ‘wind’ (no. 13)), and since these include some
major ones (e.g. the development of the feminine gender (no. 9)), it remains
attractive to assume that the Anatolian-Tocharian time gap is substantial, and
we would assign some 800-1000 years to it. The relatively large number of
shared Indo-Tocharian innovations contrasts with the number of plausible
post-Tocharian, ‘core’ Indo-European innovations, which, according to our
current knowledge, is “not overwhelming” (Peyrot, this volume, 186). It
therefore seems unlikely that Proto-Indo-Tocharian and ‘core’
Proto-Indo-European were separated by more than a few centuries.
4. Internal reconstruction
Another way of reconstructing one or more precursor stages of
Proto-Indo-European, without taking into account language material from
outside the Indo-European family, is internal reconstruction. Like any other
language, also Proto-Indo-European (or Proto-Indo-Anatolian) contained in
its grammar irregularities and other features that may be explained as the
result of a relatively recent development. For instance, the word for ‘hundred’
can be reconstructed as *h₁ḱmtóm on the basis of e.g. Skt. śatám, Gr. ἑκατόν,
Lat. centum, OE hund, Lith. šim̃ tas. Nevertheless, on the basis of the
assumption that ‘hundred’ is derived from the numeral ‘ten’ (*déḱm, cf. Skt.
dáśa, Gr. δέκα, Lat. decem, Goth. taihun, etc.), it is usually assumed that
*h₁ḱmtóm goes back to an earlier *dḱmtóm (with *d > *h₁, cf. Garnier 2014).
This latter form, which is the result of internal reconstruction, must thus be
assigned to a precursor stage of Proto-Indo-European. In some cases, we can
even distinguish several subsequent precursor stages. Take, for instance, the
phenomenon of ablaut: already Brugmann assumed different layers in the
prehistory of Proto-Indo-European to account for the PIE ablaut alternations
(see also Kortlandt, this volume, 102-110).
Of course, on the basis of internal reconstruction alone it is impossible to
reconstruct all details of these different precursors. Nevertheless, we view
internal reconstruction as a vital way to penetrate as deeply into the
prehistory of Proto-Indo-European as possible, which is a prerequisite before
one can start with external comparison.
[p.9]
5. External comparison
When it comes to comparing the Indo-European language family to one or
more non-Indo-European languages and/or language families, several
suggestions have been made for identifying possible relatives. Some of these
suggestions include large macro-families, like the ‘Nostratic’ family, which is
usually thought to include Indo-European, Uralic, Kartvelian, Altaic, Japonic
and Koreanic (the latter three possibly forming a single ‘Transeurasian’
family), but to which sometimes Afroasiatic, Dravidian, Chukotko-
Kamchatkan, Eskimo-Aleut, and other languages or language families are
added as well (Pedersen 1903, Illich-Svitych 1971-1984, Starostin 1989,
Dolgopolsky 2008, Bomhard 2008). Although we are not principally opposed
to the concept of such macro-families, we think it is methodologically
preferable to start with one-to-one comparisons in order to be able to
reconstruct deeper in time step by step.
6. The Indo-Uralic hypothesis
Already in the 19th century, the linguistic similarities between Indo-European
and Uralic led to the hypothesis that the Indo-European language family may
be related to Uralic (see Kallio, this volume, 74-87 about the earliest
Indo-Uralicists). We believe that this is still a valid point of view. The
similarities are found both in the morphology and in the lexicon. Kortlandt
(2002) listed no fewer than 27 morphemes of Indo-European and Uralic that
are phonetically so similar to each other that he regards them as “definitely
Indo-Uralic”. This list includes pronominal morphemes (see also Bjørn, this
volume, 30-49), case markers (see also Bauhaus, this volume, 15-29), as well as
verbal and nominal suffixes (see also Lubotsky, this volume, 151-162). The
lexical similarities between Indo-European and Uralic are often attributed to
borrowing from Indo-European into Uralic (cf. Koivulehto 1994, 2001, 2003),
but there are reasons to believe that at least some lexical correspondences are
due to inheritence from a common source. The oldest layer of shared lexicon
consists of pronouns, nouns and verbs belonging to the part of the vocabulary
that is least prone to being borrowed (Napol’skix 1997: 147-8, Helimski 2001,
Kümmel, this volume, 115-130). This implies that the similarities are due to
shared ancestry and not to borrowing.
If Indo-European and Uralic are indeed related to each other, both should go
back to a common ancestor, Proto-Indo-Uralic, which can then be regarded as
a precursor of Proto-Indo-European (and of Proto-Indo-Anatolian). This is the
reason why the second part of the subtitle of this book refers to the
Indo-Uralic hypothesis.
[p.10] Although we regard the Indo-Uralic hypothesis as very likely to be
correct, this does not mean it is easy to start reconstructing Proto-Indo-Uralic.
There is at this moment no consensus on the relationship between the
phoneme inventories of the two language families (see Klemenčič, this
volume, 88-101, on Čop’s attempts to find correspondences, and Kümmel, this
volume, 115-130 and Kroonen, this volume, 111-114, on possible correspondences
in the consonant system), nor on the shared lexicon (Illich-Svitych 1971-1984, I:
6-37, Helimski 2001: 19619), on the morphological relationships (see Zhivlov,
this volume, 219-235 for a possible connection between nominal paradigms in
Indo-European and Uralic), or on connections in other parts of grammar (see
Lühr, this volume, 163-185 for a possible syntactic connection). This difficulty
may be partly explained by the possibility that, after the dissolution of
Indo-Uralic, Indo-European has undergone relatively strong substrate
influence from North Caucasian (see Kortlandt 2018).
Another question regarding Proto-Indo-Uralic that remains to be answered is
where and when it was spoken. Post-Anatolian Proto-Indo-European
vocabulary is thought to reflect a Chalcolithic stage of development, while
Proto-Uralic vocabulary represents a Mesolithic society (Janhunen 2009). This
does not mean that Proto-Uralic must be dated much earlier than
Proto-Indo-European. The difference is more plausibly connected with the
geographic area in which the two proto-languages were spoken. There appears
to be consensus among Indo-Europeanists that Proto-Indo-European was
spoken in the Pontic-Caspian steppes in the middle of the fourth millennium
BCE. Proto-Indo-Anatolian can perhaps be dated to the middle or late fifth
millennium BCE in the same region (Anthony & Ringe 2015). The Proto-Uralic
homeland was probably located near the Ural mountains, either in the west
between the Volga river and the Central Ural mountains (Häkkinen 2009), or
to their east, in the vicinity of the rivers Ob and Yenisei (Napol’skix 1997: 135,
Janhunen 2009). Traditionally, the time-depth of Proto-Uralic is estimated to
be around 4000 BCE (Napol’skix 1997, Helimski 2001), but a more shallow date
of approximately 3000 BCE (Janhunen 2009) or 2000 BCE (Kallio 2006,
Häkkinen 2009) now seems to be more plausible. There is thus a gap of up to
2500 years between Proto-Indo-Anatolian and Proto-Uralic.
If Indo-Anatolian was indeed influenced by a North Caucasian substrate, it
stands to reason that its ancestor moved into the steppes north of the
Caucasus from somewhere else. The Uralic connection suggests that this
somewhere else must be sought more to the north and/or the east. As for the
question when Proto-Indo-Uralic was spoken, only a very rough estimate is
possible on the basis of the rather limited number of etymological
correspondences between the basic lexicons of Indo-European and Uralic.
The relatively low number of [p.11] probable cognates suggests that at least a
couple of millennia must have passed between the dissolution of
Proto-Indo-Uralic and its daughter languages Proto-Indo-Anatolian and
Proto-Uralic (Napol’skix 1997: 143), even if we take into account the temporal
gap of up to 2500 years between Proto-Indo-Anatolian and Proto-Uralic.
Proto-Indo-Uralic would then have been spoken in or around the 7th
millennium BCE.
Fig. 1: The precursors of Proto-Indo-European.
We can conclude that ‘core’ Proto-Indo-European, consisting of the
Brugmannian branches of Indo-European, had a number of precursors. Its
direct ancestor was Proto-Indo-Tocharian, to which it was very similar. A
more distant, but still clearly recognizable ancestor was Proto-Indo-Anatolian,
which seems to have been spoken at least a thousand years earlier. Finally,
there was a distant Proto-Indo-Uralic ancestor, with which ‘core’
Proto-Indo-European shared only a limited number of words and a few dozen
grammatical characteristics and which must have been spoken at least several
millennia before Proto-Indo-Anatolian. The papers in this volume reflect the
state of the art in the research into these ancestors of ‘core’
Proto-Indo-European.
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