Invited Talk at ICPR Seminar on
PRE-PRINT
“Science & Technology in the Indic Tradition: Critical Perspectives and Current Relevance”
10-12-2017
I.I.Sc, Bangalore; February 4-5, 2017
Concept of Probability in Sanskrit Texts on Classical Music
R.N. Iyengar
Distinguished Professor
Centre for Ancient History and Culture
Jain University, Bangalore
(Formerly KSIDC Chair Professor Dept. of Civil Engg., I.I.Sc; Bangalore)
RN.Iyengar@jainuniversity.ac.in
Introduction
A classical music concert by a maestro, whether vocal or instrumental, either in the South
Indian (Karnatic) style or in the northern (Hindustani) style turns out to be enjoyable and
enchanting with the pleasant feeling remaining with a discerning listener for a long time. One
wonders how transient groups of sounds without linguistic articulation, are made to convey
some profound meaning, leading to satisfactory internal experience to a listener, even if it be
called entertainment, so that this art form that literally builds castles in air has evolved as
distinct from folk music and has sustained itself in this country over a period of two thousand
years or more. It is usually pointed out that Indian classical music, known also as Rāga music
in current parlance, has had an unbroken tradition of practitioners who have maintained the
science of their art true to its original axioms but with many innovations and modifications
over the centuries. Starting from Bharata’s Nāṭyaśāstra (BNS) dated variously, but perhaps
originating around 100 BCE, Sanskrit texts numbering nearly a hundred exist on the theory of
music1,2. While some texts may repeat what a previous author had already said, there are
authors questioning and differing from their predecessors to arrive at new findings. The stated
aim of many texts has been to reconcile theory and practice, where practice refers to the
performance of professionals who by their theoretical knowledge, training and innate
intelligence explore now vistas within the boundaries of the tradition.
Almost all known treatises trace the origin of classical music to the chanting of the
Sāmaveda. They also postulate one-to-one relation between the human body and the stringed
instrument Vīṇā in sound production, a tenet adapted from the Aitareya Āraṇyaka (III.2.5)
1
V. Raghavan, Some Names in Early Sangita Literature, (in 3 parts), J of the Music Academy Madras, 1932.
2
M.S.Ramaswami Aiyar, Bibliography of Indian Music, J. Royal Asiatic Soc. of Great Britain & Ireland, No.3,
pp.233-246, 1941.
1
belonging to the tradition of the Ṛgveda. These two are the foundational axioms
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principles
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accepted by all authors on Hindu music. The first tenet gradually led to the delineation of the
seven svara (notes) and twenty-two śruti (ordered sound intervals) in an octave with special
names and symbols. The second principle of similarity between the Vīṇā and the human body
encouraged experiments with strings to clarify a variety of questions regarding human voice
and vocal music, including theoretical understanding of svara and śruti. This tradition of
experimenting with stringed instruments eventually culminated with the southern Sarasvatī
Vīṇā and the northern Sitār that are too well known worldwide.
The texts generally narrate esoteric concepts about sound and state the theory of svaras
separated by certain śruti intervals. Attempts at quantification or fixing of svara positions are
made, but the authors largely depend on verbal descriptions and similes to bring out ideas that
are abstruse but essential to the music. For example discussion on the difference between
svara and śruti occupies considerable space and in some texts the explanations are quite
confusing. Interestingly enough, while many authors propound that the śrutis in an octave are
finite in number, Kohala’s school holds that śrutis are infinite as noted in the text Bṛhaddeśī
by Mataṅga (c 8th cent CE)3. It is easy to recognize that such diverse opinions are due to the
fundamental question whether a line of finite length is to be described as a series of distinct
points or is it adequate to take it as a sequence of sub-divisions. Several authors provide
illustrative examples of their theory by providing rāga samples made out of svara symbols.
These are actually short time series samples simulated by the authors with the full
understanding that when sung the sound pattern will be continuous in time. How the internal
composition of the various svaras relative to each other and to the whole, is to be handled by
training, practice, intelligence and intuition to produce numerous pleasing rāga patterns with
songs and accompaniments or extempore without any articulated song is the main subject
matter of the texts.
A large technical vocabulary is developed in the texts to delineate enchanting creation of
melodies in human voice and on the Vīṇā. These technical terms are like parameters that one
introduces in making a mathematical model for a physical process, except that they are too
many, vague, neither fixed nor quantifiable but expected to be internalized by the musician to
be able to visualize beauty in such sound patterns and be capable of conveying the same to
the audience. In the midst of this palpable uncertainty there is one precise word dviguṇa to
3
AÉlÉlirÉÇ iÉÑ ´ÉÑiÉÏlÉÉÇ iÉÑ SzÉïrÉÎliÉ ÌuÉmÉͶÉiÉÈ| rÉjÉÉ kuÉÌlÉÌuÉzÉåwÉÉhÉÉqÉÉlÉlirÉÇ aÉaÉlÉÉåSUå || (Bṛhaddeśī. v. 29)
2
describe the doubling property of any svara from the lower to the upperPRE- PRIN
register. T
In the
present paper, we first discuss this dviguṇa property of the notes in successive 10-12 -2017
registers. This
is followed by a discussion on how uncertainty or unexpectedness is built into rāga
representation through the often ignored probabilistic concept alpatva, bahutva in our ancient
Sanskrit texts. The present study is an attempt at exploring scientific thought processes in the
texts that helped our ancient musicologists to arrive at a theory for rāga music.
Sapta-svara and Dviguṇa
The seven svaras with their well-known names and vocalization symbols are: Ṣadja (Sa),
Ṛṣabha (Ri), Gāndhāra (Ga), Madhyama (Ma), Pañcama (Pa), Dhaivata (Da), Niṣāda (Ni); in
the increasing order of pitch. The number count of seven is likely to have continued from the
oral tradition of the Sāmaveda that uses largely five but occasionally six and seven svaras in
some chants. The Vedic names for the svara are not only different but also arranged in the
descending order as Prathama, Dvitīya, Tṛtīya, Caturtha, Mandra, corresponding to Ma, Ga,
Ri, Sa, Da with the infrequent Kruṣṭa and Atisvāra equated with Ni and Pa in some places. It
is noted that the starting svara in the sacred music is Ma in contrast with the laukika
(worldly) music of BNS and other texts starting with Sa. A simple description of sāmagāna
practice including variant traditions and opinions is available in The Ragas of Karnatik Music
by Ramachandran4. The monograph by Prajñānānanda5 and a recent article by Subhadrā
Desai6 also provide some preliminary information on the relation between sāmagāna and
classical music.
Hymns of the Ṛgveda are chanted in three pitch levels, namely anudātta (low), svarita
(middle) and udātta (high). This might have led to the five and later seven svaras of
sāmagāna and also provided a model for the three registers of classical music. All traditional
authors state that the same seven notes exist in the lower, middle and upper registers of
human voice emanating from three levels corresponding with the chest, the throat and the
head. The intriguing concept here is that of dviguṇa (double/twice) used to describe the
relation between the svaras in the consecutive registers. The first clear statement of this
4
N.S.Ramachandran The Rāgas of Karnatik Music, University of Madras, 1938
5
Swami Prajnanananda, A History of Indian Music Vol.1 Ramakrishna Vedanta Math, Calcutta, 1963.
6
S. Desai, Vedic Chanting and its Relation to Indian Music, (published in 3 parts.) The Vedanta Kesari, July,
August, September, 2014. Kolkata.
3
occurs in the Saṅgīta Ratnākara (SR) of Śārṅgadeva (12-13th cent)7 esteemed PRIN
to this
PRE- dayTas
an authority on classical music. 10-12-2017
urÉuÉWûÉUå iuÉxÉÉæ §ÉåkÉÉ WØûÌSqÉlSìÉåÅÍpÉkÉÏrÉiÉå| MühPåû qÉkrÉÉå qÉÔÎklÉï iÉÉUÉå ̲aÉÑhɶÉÉå¨ÉUÉå¨ÉUÈ|| SR (1.7)
The text has two famous commentaries namely, the Sudhākara of Simha-bhūpāla (14th cent
CE)8 and the Kalānidhi of Kallinātha (15th cent CE)9. The first commentator explains the
above verse as
WØûÌS rÉ EimɱiÉå lÉÉSÈ xÉ qÉlSì CÌiÉ MüjrÉiÉå; rÉxiÉÑ MühPåû EimɱiÉå xÉ qÉkrÉÈ; rÉxiÉÑ qÉÔÎklÉï iÉÉUÈ | LwÉÉÇ qÉÉlÉÇ
MüjÉrÉÌiÉ- ̲aÉÑhÉ CÌiÉ | rÉÉuÉÉlqÉlSìÈ iÉiÉÉå ̲aÉÑhÉÉå qÉkrÉÈ rÉÉuÉÉlqÉkrÉÈ iÉiÉÉå ̲aÉÑhÉxiÉÉUÈ ||
He says sound produced in the chest, throat and head is known as mandra, madhya and tāra
respectively. Their measure (māna) is stated to be dviguṇa. It is double that of the mandra in
the madhya; and double that of the madhya in the tāra sthāna. However Kallinātha interprets
this as the relative effort needed by a person to produce the sounds in the three registers.
According to him,
.....̲aÉÑhÉÈ, aÉÑhÉÈ EŠÉUhÉ mÉërɦÉÈ.....ArÉqÉjÉïÈ....̲aÉÑhÉ-mÉërɦÉ-xÉÉkrÉiuÉÉSè ̲aÉÑhÉ CÌiÉ |
There is no explanation on how the human effort required in a register could have been
measured and found to be twice that needed in the lower register. Hence, we have to ignore
this interpretation of dviguṇa as a passing opinion of the commentator. In any case he says
that the mandra-ṣaḍja with twice the effort becomes the madhya-ṣaḍja and it is not a new
note. He also further comments that when the octave is divided into 22-śruti intervals, the
23rd will be the dviguṇa10. Both the commentators and their predecessors have had the
understanding that the same svara in the successive octave exhibits the property of doubling.
Between the two commentators separated by nearly a century, the explanation of the former
seems nearer to what the author of SR wants to convey. Somanātha in his Rāgavibodha (1609
CE) with auto commentary repeats previous authors on dviguṇa and emphasizes the sameness
of the svara through an example that a person going from a lower level to an elevated place is
7
Śārṅgadeva son of Soddhala was the Chief Accountant in the court of King Singhaṇa, who ruled at Devagiri
in Maharashtra during 1210-1247 CE. His grandfather Bhāskara had moved out of Kashmir and migrated
towards South India.
Simha Bhūpāla a king belonging to the Racherla dynasty ruled at Rācakonda, in Andhra Pradesh c 1330 CE.
8
Kallinātha was a scholar in the courts of King Vijaya I and of his successor King Devarāya II of the
9
Vijayanagara Empire in the middle of 15th century.
10
´ÉÑÌiÉÃmÉlÉÉSÌuÉuɤÉÉrÉÉliÉÑ §ÉrÉÉåÌuÉÇzÉÉå ̲aÉÑhÉÈ || (Kallinātha’s commentary on SR I.7)
4
still recognized as the same individual11. The expression of frequency of vibration
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in terms
of cycles per unit time is modern and it is known that the frequency of a given10-12 -2017as
note (taken
a Sine wave) doubles in the immediate next octave. Hence the connotation dviguṇa to denote
the interval measure of the octave, which is apt and precise, cannot be taken as a lucky
coincidence. Beyond reasonable doubt, dviguṇa should have entered into the vocabulary of
classical music through experiments with the stringed Vīṇā.
The Vīṇā
Almost all the texts have a section on the Vīṇā, representing stringed instruments. Starting
from BNS it is taken as an accepted fact that the theoretical 22 śrutis in the three registers
cannot be produced clearly by the human voice. Simha-bhūpāla in his commentary quotes a
verse of Pārśvadeva (13th cent CE) to emphasize that a Vīṇā is necessary to demonstrate all
the notes clearly12. Without going into all that is known and written about the evolution of
string instruments from Vedic times we note that in the early period of BNS the single-string
(eka-tantrī) and the bow shaped instrument with several strings must have been in wide use13.
Bharata for his demonstration of the existence of 22-śrutis, invokes two identically tuned
instruments one with fixed pitch positions and the other that can be changed further. How
many strings these had? In the absence of direct evidence we have to infer that they must
have had seven or more strings each. Abhinavagupta explaining the experiment of BNS says
that the pañcama-tantrī has to be slackened14. This could mean either the fifth string or the
one giving the Pa-svara had to be lowered by one śruti. Śārṅgadeva is quite clear that
Bharata’s experiment has to be carried out on two instruments each with 22 strings with their
pitch in ascending order when played in the downward direction15. There is mention in BNS
of the matta-kokila vīṇā that had 21 strings like a harp, seven for each of the three registers.
Here, even if the tuning were to be done by the ear, since the width of the bow shaped
instrument increases upwards, the length of the string associated with any svara from tāra to
madhya and then to mandra should double sequentially. Or conversely, as in the human body
the pitch is said to double upwards, in the case of the above Vīṇā the doubling of the pitch
happens in the opposite direction. In the later stringed instruments with or without frets also
rÉjÉÉ SåuÉS¨ÉÉå lÉÏcÉxjÉsÉÉSÒŠxjÉÉlÉaÉiÉÉåÅÌmÉ xÉ LuÉåÌiÉ mÉëirÉÍpÉ¥ÉÉrÉiÉå iÉjÉåirÉÍpÉmÉëÉrÉÈ ||
11
12
iÉå iÉÑ ²ÉÌuÉÇzÉÌiÉlÉÉïSÉ lÉ MühPåûlÉ mÉËUxTÑüOûÉÈ | zÉYrÉÉ SzÉïÌrÉiÉÑÇ iÉxqÉɲÏhÉÉrÉÉÇ iÉͳÉSzÉïlÉqÉç || (Saṅgīta-samaya-sāra)
13
A.K.Coomaraswamy, The Parts of a Vīṇā, J. of the American Oriental Society, Vol. 50. (1930), pp. 244-253.
uÉÏhÉÉrÉÉqÉmÉUxrÉÉÇ mÉgcÉqÉiÉl§ÉÏ ´ÉÑÌiÉqÉɧÉÇ ÍzÉÍjÉsÉÏMüÉrÉÉï iÉSÉ qÉkrÉqÉaÉëÉqÉÉå eÉÉrÉiÉå|| (Abhinavabhāratī Commentary on BNS)
14
15
²å uÉÏhÉå xÉSØzÉÉæ MüÉrÉåï rÉjÉÉ lÉÉSÈ xÉqÉÉå pÉuÉåiÉç | iÉrÉÉå²ÉïÌuÉÇzÉÌiÉxiÉl§rÉÈ mÉëirÉåMÇü iÉÉxÉÑ cÉÉÌSqÉÉ ||
AkÉUÉkÉUiÉÏuÉëÉÈ iÉÉxiÉ‹Éå lÉÉSÈ ´ÉÑÌiÉqÉïiÉÉÈ | (SR I. 3. 11 & 13a)
5
the same condition applies. This is mentioned clearly by Kallinātha16, Mahārāṇa
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Kumbha
(1433-1468 CE)17 and Dāmodara (1625 CE)18 among several others. Authors10-12 -2017
starting from
Bharata onwards knew that as the length of the freely vibrating part of the string reduces the
śruti increases. This viparyaya or reverse order must have led to the word dviguṇa as
reciprocal of half the length of the open string for hearing the tāra-Sa. That the sound of the
open string can be considered as Ṣaḍja, is an ancient concept traced to Dattila (c 3rd cent CE)
by Simha-bhūpāla19. Śārṅgadeva famed to have designed a new instrument Niśśaṅka-vīṇā
known by his honorific Niśśaṅka meaning Doubt-less, must have taken the middle octave to
be equivalent to the interval [1, 2]. He says as much in the third chapter of SR while
describing the process of ālāpana, where he introduces the technical term dvyardha which
literally means one-and-half. Kallinātha comments that since, relative to the dviguṇa-svara
this note is at the middle it is called dvyardha. The very form of the word indicates this to be
based on the Vīṇā referring to Ma if the physical length of the octave on the string is taken. If
the śruti value were to be meant then dvyardha would refer to Pa.
Saṅgīta Pārijāta of Ahobala Paṇḍita (1665 CE) is the first known text to specifically state that
at half the length of the open string the dviguṇa ṣaḍja arises. This work also provides the
distances of the seven so called śuddha-svaras (pure notes) on the open string. Since
theorization and experimental effort by Hindu musicologists is largely ignored by main
stream historians of science in India, the relevant text is quoted here.
xuÉU¶É WåûiÉÑpÉÔiÉÉrÉÉ uÉÏhÉÉrÉɶÉɤÉÑwÉiuÉiÉÈ | iÉ§É xuÉUÌuÉoÉÉåkÉÉjÉïÇ xjÉÉlÉsɤÉhÉqÉÑcrÉiÉå||
kuÉlrÉuÉÎcNû³ÉuÉÏhÉÉrÉÉÇ qÉkrÉå iÉÉUMüxÉÇÎxjÉiÉÈ| EpÉrÉÉåÈ wÉQèeÉrÉÉåqÉïkrÉå qÉkrÉqÉÇ xuÉUqÉÉcÉUåiÉç||
̧ÉpÉÉaÉÉiqÉMüuÉÏhÉÉrÉÉÇ mÉgcÉqÉÈ xrÉÉiÉSÌaÉëqÉå| wÉQèeÉmÉgcÉqÉrÉÉåqÉïkrÉå aÉÉlkÉÉUxrÉÎxjÉÌiÉpÉïuÉåiÉç||
xÉmÉrÉÉåÈ mÉÔuÉïpÉÉaÉå cÉ xjÉÉmÉlÉÏrÉÉå ËUxuÉUÈ| xÉmÉrÉÉåqÉïkrÉSåzÉå iÉÑ kÉæuÉiÉÇ xuÉUqÉÉcÉUåiÉç ||
iɧÉÉÇzɲrÉxÉÇirÉÉaÉÉiÉç ÌlÉwÉÉSxrÉ ÎxjÉÌiÉpÉïuÉåiÉç|| (Sangīta Pārijāta v. 314-318)
Ahobala remarks that on the Vīṅā the svara positions can be visually observed for better
appreciation of their nature. The positions on the open string are given with the understanding
that the free string produces the madhya-Sa. The positions are as follows: tāraka (upper-Sa)
16
rÉjÉÉ zÉUÏUå ´ÉÑiÉrÉÈ E¨ÉUÉå¨ÉUÉåŠÉ EimɱliÉå iÉjÉÉ uÉÏhÉÉrÉÉÇ AkÉUÉkÉUÉåŠÉ EimɱliÉå CÌiÉ oÉÉå®urÉqÉç || Kallinātha on SR (3.12-14).
17
Mahārāṇa Kumbha the Rājput King of Mewar is a great name in the political history of India. Besides waging
wars, building forts and monuments he remains famous for his exhaustive encyclopaedic Sanskrit text of nearly
16000 verses on music, dance and Rasa titled Saṅgīta-Rāja and a commentary on the Gīta-govinda of the
renowned poet Jayadeva.
18
̲aÉÑhÉÈ mÉÔuÉïmÉÔuÉïxqÉÉSè ArÉÇxrÉÉSÒ¨ÉUÉå¨ÉUÈ| LuÉÇ zÉUÏUuÉÏhÉÉrÉÉÇ SÉUurÉÉliÉÑ ÌuÉmÉrÉïrÉÈ|| (Saṅgīta-darpaṇa 1.47)
19
S̨ÉsÉÉå ÌWû xuÉåcNûrÉÉ rÉxrÉÉÇ MüxrÉÉqÉÌmÉ ´ÉÑiÉÉæ wÉQèeÉÇ xjÉÉmÉrÉå¨ÉSmÉå¤ÉrÉÉ cÉ ´ÉÑÌiÉÌlÉrÉqÉålÉ AlrÉxuÉUÉlxjÉÉmÉrÉåÌSirÉÑ£üuÉÉlÉç | rÉSÉWû-
wÉQèeÉiuÉålÉ aÉ×WûÏiÉÉå rÉÈ wÉQèeÉaÉëÉqÉå kuÉÌlÉpÉïuÉåiÉç | iÉiÉ FkuÉïÇ iÉ×iÉÏrÉÈ xrÉÉSè GwÉpÉÉå lÉÉ§É xÉÇzÉrÉÈ|| (Comm. on SR I.4.15-16)
6
is at the centre of the string; Ma is at the midpoint between the middle and PRE- PRIN
upper-Sa. T
On the
string divided into three parts, Pa will be at the first one-third point (from the left).
10-12 Gāndhāra
-2017
(Ga) is located at the midpoint between Sa and Pa. By dividing the distance between Sa and
Pa into three parts, Ri is placed at the first point from the left. Dhaivata (Da) is taken as the
midpoint between Pa and the upper-Sa. By dividing the distance between Pa and the upper-
Sa into three parts, Ni is placed after leaving two parts from Pa. He further gives the 22-śruti
positions of unequal pitch intervals along with their traditional names, details of which can be
read in the original20. The taut string of the Vīṇā is held at the two ends and plucked near the
right support. The above statement of Ahobala translates into placing the frets for the middle
register at (1, 8/9, 5/6, 3/4, 2/3, 7/12, 5/9, 1/2) of the full length of the string measured from
the right end support to produce the seven svaras in their ascending order and then the
dviguṇa. Since the fundamental natural frequency of a string is inversely proportional to its
length the above values indicate the śuddha svara scale of Ahobala to be (1, 9/8, 6/5, 4/3, 3/2,
12/7, 9/5, 2). Naturally there are other ways of dividing the length to produce more number of
differing notes which may or may not lead to a pleasant rāga scale. It is also evident that
several ways of partitioning the string, holding the dviguṇa property as invariant was known
to Bharata and his successors. But for some special reason they did not like to precisely
discretize the octave into finite number of unconnected points, although the seven or the
twenty one strings of the ancient Vīṇā were separated physically.
All the texts abound in discussions on how to combine, compare, discriminate, organize and
accept or reject the svara pattern to generate innumerable melodies. What is glaringly evident
in all the texts on music, starting from the Vedic period, is the symbiotic relation nurtured
between the Vīṇā and the human voice. This experimental approach seems to have peaked
during 1200-1700 CE. A philosophical question that has occupied the Hindu mind since
ancient times has been whether the svara gamut is contrived artificially or is it something
already existing in the cosmic nāda space only to be manifested through human voice? The
genesis of this question is traceable to the metaphysical distinction made between dhwani and
nāda. The former is the primordial all pervasive sound that is the cause of all creation21. A
form of this dhwani known as nāda leads to music but it is again of five types. The ati-
sūkṣma-nāda (most subtle sound) is in the Heart; the sūkṣma-nāda (subtle sound) is in the
cave (of the Heart). The avyakta-nāda (non-manifest sound) is at the level of the jaw, while it
Saṅgīta Pārijāta Printed and Published by R.S.Gondhalekar, Jagaddhitecchu Press. Pune, 1897
20
21
kuÉÌlÉrÉÉåïÌlÉÈ mÉUÉ ¥ÉårÉÉ kuÉÌlÉÈ xÉuÉïxrÉ MüÉUhÉqÉç| AÉ¢üÉliÉÇ kuÉÌlÉlÉÉ xÉuÉïÇ eÉaÉiÉç xjÉÉuÉUeÉ…¡ûqÉqÉç || (Bṛhaddeśī v. 11)
7
22
PRE-. PRIN
is vyakta (manifest) at the throat centre and it is kṛtrima or artificial at the mouth T
The Heart
referred here is not the biological organ on the left side of the chest, but the Heart-2017
10-12 in the
subtle body that is extolled in the Vedas23. The 22-śrutis of music are also conventionally
stated to originate at this location due to 22-nodes present in the Heart-chakra that is
perceptible in yogic meditation24.
The question of artificiality of musical notes might have arisen due to academic interest also,
since not all persons are capable of producing the musical svara sequence satisfactorily, but
inarticulate sounds of some birds appear to follow a natural pattern if heard intently.
Nāradīyaśikṣā traditionally revered as the Vedic ancillary text representing the interface
between Vedic and laukika music, states that the peacock calls in ṣaḍja (Sa), the krauñca
(heron) calls in madhyama (Ma) and the koel calls in pañcama (Pa)25. We need not dwell on
this concept other than noting that Bharata, Mataṅga, and Śārṅgadeva cite this model whereas
later authors particularly Rāmāmātya26, Somanātha, Ahobala do not quote this, even though
they were equally interested with the question of natural existence or otherwise of the musical
notes. These three musicologists excelled in their experimentation, construction and
classification of a variety of Vīṇā instruments. Rāmāmātya followed by Somanātha reports
that in the four stringed instruments tuned as Sa-Pa-Sa-Ma in two registers some svaras are
spontaneously excited even when the assigned frets are not pressed on the neighbouring
string. The presence of the second and third harmonic corresponding to the dviguṇa-Sa and
the Pa could be recognized aurally by plucking the open Sa-string and theorized to be
svayambhū or self-generated. By a series of such arguments, Somanātha concludes all the
notes in the octave to be natural and not of human creation or imagination. Besides
recognizing the presence of higher harmonics in a svara sound, he also reports sympathetic
vibration on neighbouring strings tuned to nearly the same śruti. The concept of saṁvādi
svaras (consonant notes) known from Bharata’s time, get a new interpretation nearer to the
modern theory of vibration of strings by the experiments of Somanātha.
Śruti and Svara
22
xÉÔ¤qÉÉå lÉÉSÉå aÉÑWûÉuÉÉxÉÏ WØûSrÉå cÉÉÌiÉxÉÔ¤qÉMüÈ| MühPûqÉkrÉå ÎxjÉiÉÉå urÉ£üÈ AurÉ£üxiÉÉsÉÑSåzÉMåü||
M×ü̧ÉqÉÉå qÉÑZÉSåzÉå iÉÑ ¥ÉårÉÈ mÉgcÉÌuÉkÉÉå oÉÑkÉæÈ | CÌiÉ iÉÉuÉlqÉrÉÉ mÉëÉå£üÉ lÉÉSÉåimĘ́ÉqÉïlÉÉåWûUÉ|| (Bṛhaddeśī v.24-25)
Nārāyaṇa Sūkta in the Taittirīya Āraṇyaka (10.13) of the Kṛṣṇa Yajurveda.
23
iÉxrÉ ²ÉÌuÉÇzÉÌiÉpÉåïSÉÈ ´ÉuÉhÉÉcNíÓûiÉrÉÉå qÉiÉÉÈ| WØû±ÔkuÉïlÉÉQûÏxÉÇsÉalÉÉ lÉÉŽÉå ²ÉÌuÉÇzÉÌiÉqÉïiÉÉÈ || (Saṅgīta Ratnākara I.3.8)
24
25
Nāradīyaśikṣā, Published by Srī Pītāmbarāpīṭha Samskṛta Pariṣad, Datiya,1964.
26
Rāmāmātya grandson of Kallinātha is famous for his treatise on music Svara-mela-kalānidhi ( c 1550 CE).
8
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A point that has been vigorously discussed, in all the texts, is the difference between śruti and
T
svara. Is śruti the cause of svara or the other way round? Svara are seven, but10-12 -2017
is there only
one śruti or are there precisely 22-śrutis? Simha-bhūpāla says that there are 22 different types
of nāda denoted as śruti, but also points out the confusion existing about the meaning of the
word used27. Even though śruti and svara were held to be different, as Mataṅga says svaras
get depicted always by śruti28, theorists looked for physical demonstrations to discriminate
the above two words and to clarify their meanings. Abhinavagupta (10th cent CE) the great
philosopher from Kashmir in his illuminating commentary Abhinavabhāratī on BNS explains
the above technical terms clearly referring to the stringed Vīṇā. According to him svara is
that pleasant audible sound with anuraṇana emanating from excitation at the corresponding
śruti position. Śruti is just the audible peculiarity arising immediately with sound and it is not
any divisible part of sound29. Śārṅgadeva also refers to anuraṇana and defines śruti and
svara (SR I.3.24) in the same way as Abhinavagupta.
Somanātha through his experiments with strings points out that svaras are not only self-
emanating but have the property of anuraṇana. That is, with any svara there exists ‘follower
sound’ which refers to presence of overtones and higher harmonics. On the other hand śruti is
just any sound in the interval of the octave without anuraṇana. In the absence of a tuning
fork to demonstrate śruti as the flat sound value due to a pure Sine wave, the above are to be
considered as fairly clear explanations. The subtlety in this argument is due to the fact that
the sound values of both are relative with respect to madhya-Sa taken as unity. Whereas
svaras as dependent variables have nearly specified locations, śruti as the independent
variable is just any point in the interval [½, 4] spanning the three registers and beyond.
Ahobala points out that as per experts śrutis are abundant, placed at hair-tip interval, in the
octave. It is recognized, he says, that there are 22 śrutis in the human voice and in the Vīṇā
based on the Sa-Pa interval relation30. As we go through the texts, we find that essentially the
numbers 7 and 22 are taken to be conventional to illustrate how svaras can be produced to a
first approximation by dividing the octave, but the nāda of svara is not same as śruti-nāda.
The Nāradīyaśikṣā figuratively explains that variation of svara over śruti cannot be known,
iÉxrÉ lÉÉSxrÉ ²ÉÌuÉÇzÉÌiÉxÉÇZrÉMüÉ pÉåSÉ pÉuÉÎliÉ | iÉå cÉ ´ÉÑÌiÉxÉÇ¥ÉrÉÉ EcrÉliÉå |......iÉ§É ´ÉÑiÉåÈ LMüiuÉÉlÉåMüiuÉ ÌuÉwÉrÉå qÉWûiÉÏ ÌuÉmÉëÌiÉmĘ́ÉÈ||
27
28
wÉQèeÉÉSrÉÈ xuÉUÉÈ xÉmiÉurÉerÉliÉå ´ÉÑÌiÉÍpÉÈ xÉSÉ | AlkÉMüÉUÎxjÉiÉÉ rɲiÉç mÉëSÏmÉålÉ bÉOûÉSrÉÈ || (Bṛhaddeśī v. 36)
29
uÉrÉÇ iÉÑ ´ÉÑÌiÉxjÉÉlÉÉÍpÉbÉÉiÉmÉëpÉuÉzÉoSmÉëpÉÉÌuÉiÉÉåÅlÉÑUhÉlÉÉiqÉÉ ÎxlÉakÉqÉkÉÑUÈ zÉoS LuÉ xuÉU CÌiÉ uɤrÉÉqÉÈ |... ... ´ÉÑÌiÉ¶É lÉÉqÉ ´ÉÉå§ÉaÉqrÉÇ
uÉæsɤÉhrÉÇ rÉÉuÉiÉÉ zÉoSålÉÉåimɱiÉå | ... ... zÉoSÉuÉrÉuÉÉå lÉ ´ÉÑÌiÉÈ CirÉÑ£üqÉåuÉ || (Abhinavabhāratī Commentary on BNS)
MåüzÉÉaÉëurÉuÉkÉÉlÉålÉ oÉyurÉÉåÅÌmÉ ´ÉÑiÉrÉÈ xqÉ×iÉÉÈ| uÉÏhÉÉrÉÉÇcÉ iÉjÉÉ aÉɧÉå xÉÇaÉÏiÉ¥ÉÉÌlÉlÉÉÇ qÉiÉå||
30
qÉkrÉå mÉÔuÉÉåï¨ÉUÉoÉ®uÉÏhÉÉrÉÉÇ aÉÉ§É LuÉ uÉÉ | wÉQèeÉmÉÇcÉqÉpÉÉuÉålÉ ´ÉÑÌiɲÉïÌuÉÇzÉÌiÉÇ eÉaÉÑÈ || (Saṅgīta-pārijāta v. 42, 43)
9
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but the text prescribes that the transit from svara to svara should be PRE- T
like the
movement of shadow and sunlight31. This is as good as a mathematical condition
10-12 -2017
that svara
must vary as a continuous function of śruti. The principle of similarity between the human
body and the stringed Vīṇā instrument goes deep back into the Vedic period as pointed out in
the beginning of this article. Musicologists have explored this doctrine further since this is all
about the tonal quality of the voiced svara that is the basic ingredient of rāga. What was
suspected to exist in voiced svara was confirmed by them on the string so that through a
feedback the two modes of music could get mutually enriched. Modern science helps us to
visualize the presence of overtones and higher harmonics through frequency domain analysis.
As an aid to follow the previous discussion, the frequency spectrum of three svaras as sung
by a musician is shown in Fig. 132.
Pa
Sa Ma
Fig1. Spectrum of voiced svara Sa, Ma and Pa. The svara are very nearly centred on Sa = 180 Hz; Ma=240 Hz;
Pa=270 Hz. Observe that in the first graph of Sa higher harmonics namely, dviguṇa-Sa and dviguṇa-Pa are
present. The peaks are not spiked and pointed like arrow heads. Sound due to a narrow band of frequencies
around the corresponding primary śruti and also due to dviguṇa harmonics would be present in any good quality
svara. The term śruti can be taken as non-dimensional proxy for the modern frequency.
Rāga Characterization
Indian music from the time of Bharata or earlier has had syllabic symbols for the seven notes
as Sa, Ri, Ga, Ma, Pa, Da, Ni that can be vocalized with or without the pronunciation of the
vowels and also produced on the string. A select number of svaras out of the seven pure and
twelve vikṛta svaras are arranged and combined in myriad ways leading to thousands of tāna,
mūrchana, alaṅkāra and still other patterns for voice training and practice on the Vīṇā.
Exposition of this part is invariably based on sophisticated mathematical methods of
31
xuÉUÉixuÉUxÉÇ¢üqÉxiÉÑ xuÉUxÉÎlkÉqÉlÉÑsoÉhÉqÉç| AÌuÉÎcNû³ÉÇ xÉqÉÇ MÑürÉÉïiÉç xÉÔ¤qÉÇ NûÉrÉÉÅÅiÉmÉÉåmÉqÉqÉç|| Nāradīyaśikṣā (I. 6.18)
32
This is taken from the M.Sc Dissertation, Spectral Analysis of Gamaka Svaras by Karuna Nagarajan,
SVYASA University, 2006. Figures personally communicated by Dr.Karuna Nagarajan.
10
permutation and combination for forming chains of svaras of varied length and
PRE- PRIN
hence canTbe
10-12-2017
precisely described. But, any definition or description of rāga will be as incomplete as one
can possibly describe in words the flowing river, the blowing wind or the thunder storm. A
very general statement due to Mataṅga is that rāga is a special imaginative sound sequence
that is aesthetically pleasing and melodious to captivate the minds of the listeners33.
However, musicologists with keen hearing and long observation have found several special
normative features as essential for depicting any rāga out of a selection of svaras.
Bharata lists ten general characters for what he denotes as Jāti (genus) the forerunner of the
later rāga of Mataṅga and Śārṅgadeva. The ten characters considered fundamental to
describe a particular rāga and also to discriminate one from another (i.e. with a given name)
are graha, amśa, nyāsa, apanyāsa, mandra, tāra, ṣāḍavita, auḍuvita, and alpatva, bahutva.
All the ten points with further divisions and subdivisions are described in SR and the two
commentaries in great detail. The first four characters are about the starting, major,
intermediate and ending notes. The next four refer to the lower and upper registers and six-
and five-svara possibilities. The last two are the most intriguing importance of which is
missed in literal translations.
Alpatva-Bahutva
Rāga depiction can happen either with a song already composed or extempore without any
words. The former is the nibaddha (kalpita) music while the latter is the ālāpana. For any
Rāga with a defined āroha-avaroha (scale), its individuality is infused through the concept of
alpatva and bahutva of the svaras. Except for the alpatva-bahutva characteristic, the other
eight listed above can be classified as in the case of tāna, mūrcchana, alṅkāra that are
deterministic svara groups34. The first jāti-rāga named Ṣāḍjī exemplified through a song with
svara-prastāra appears in the seventh section of the first chapter of SR. The notes of the song
of twelve lines to be sung row by row are shown here in Table 1. Kallinātha, in his
commentary explains that this example is useful in understanding the property alpatva-
bahutva.
A§É xuÉUxÉÇZrÉÉ AsmÉiuÉoÉWÒûiuÉ mÉËU¥ÉÉlÉÉrÉ ÍsÉZrÉiÉå | wÉQèeÉÉÈ wÉOèû̧ÉÇzÉiÉç; GwÉpÉÉ ²ÉSzÉ; aÉÉlkÉÉUÉ ÌuÉÇzÉÌiÉÈ;
qÉkrÉqÉÉ A¹Éæ; mÉÇcÉqÉÉ A¹Éæ; kÉæuÉiÉÉÈ wÉÉåQûzÉ; ÌlÉwÉÉSÉ ²ÉSzÉåÌiÉ ÍqÉÍsÉiÉÉ ²ÉSzÉÉå¨ÉUÇ zÉiÉqÉç||
rÉÉåÅxÉÉæ kuÉÌlÉÌuÉzÉåwÉxiÉÑ xuÉUuÉhÉï ÌuÉpÉÔÌwÉiÉÈ| UgeÉMüÉå eÉlÉÍcɨÉÉlÉÉÇ xÉ UÉaÉÈ MüÍjÉiÉÉå oÉÑkÉæÈ ||
33
34
A table is available for the 18-Jāti group with name, aṁśa, nyāsa, apanyāsa, mūrcchana, ṣāḍava, auduva in
the book Sangeeta Ratnakaram: A Study by R.R.Ayyangar, Wilco Publishing House, 1978, Bombay.
11
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He shows the relative frequency of the svaras by counting their occurrence in the table as
10-12-2017
Sa=36; Ri=12; Ga=20; Ma=8; Pa=8; Da=16 and Ni=12; the sum total is 112. He does not
differentiate between long and short notes and the registers. He also points out that the aṁśa
(important) svara Sa is the most frequent. This art of mixing svara in different proportions to
derive melodies goes back to Bharata. Śārṅgadeva in the first chapter of SR presents
illustrative examples, like the above, for all the 18 jāti-rāgas of BNS demonstrating the
alpatva-bahutva property as explained by Kallinātha. It is easy to see from the above
example the ratio of the counts to the sample size 112 is, in modern data analysis, an estimate
for the probability of occurrence of the seven svaras. Here, the svara is seen to be treated as
a discrete random variable with seven possible outcomes with different probabilities. Starting
from such elementary discrete structures, more complex compositions are described and
transition to continuous variation of alpatva-bahutva property is achieved in rāgālāpana.
Table 1. Swara Prastāra of song in the Rāga Ṣāḍjī
[Lower dot: Mandra; Upper dot: Tāra; others: Madhya]
Sā Sā Sā Sā Pā NiDa Pā DaNi
Rī GaMa Gā Gā Sā RiGa DaSa Dā
RiGa Sā Rī Gā Sā Sā Sā Sā
Dā Dā Nī NiSa. NiDa Pā Sā. Sā.
Nī Dā Pā DaNi Rī Gā Sā Gā
Sā Dā. Da.Ni. Pā. Sā Sā Sā Sā
Sā Sā Gā Sā Mā Pā Mā Mā
Sā Gā Mā DaNi NiDa Pā Gā RiGa
Gā Gā Gā Gā Sā Sā Sā Sā
Dā Sā Rī GaRi Sā Mā Mā Mā
Dā Nī Pā DaNi Rī Gā Rī Sā
RiGa Sā Rī Gā Sā Sā Sā Sā
In the second chapter of SR more than two hundred Rāgas are described some of them with
elaborate examples. A major contribution of Śārṅgadeva is the illustration of the structure of
several rāgas through songs and direct ālāpana, as a succession of sounds arising out of
different groupings of svaras with the property of alpatva-bahutva in a pleasant manner.
These examples are actually long sample data showing the svaras to be used in a particular
rāga and their proportion and mix. SR does not report any quantified proportions, but that
12
can be easily estimated from the samples as explained above by Kallinātha. PRE- PRIN
There are T
further
divisions to the ten principal characters of rāga and many more delicate10-12 -2017
features are
described in SR to introduce continuous variability in a nuanced fashion in rāga presentation.
Only a few such artifices can be noted here. Alpatva is of two kinds known as langhana and
anabhyāsa35. The first is to leap over a svara whereas the latter is infrequent use. Popularly
langhana is interpreted as skipping a svara. But even in the pentatonic and hexatonic scales,
transitions in the rāga are continuous. Hence, Śārṅgadeva is careful to define laṅghana as
īṣat-sparśa that is infinitesimally vanishing touch most probably observed with deleted
svara36. Kallinātha explains this further as the absence of (svara) form produced by effort37.
The second type of alpatva is anabhyāsa that is infrequent use. Hence alpatva is better
translated as low probability. The opposite of the above is bahutva with alanghana and
abhyāsa that refer to emphasis and frequent use of particular svaras. Thus, this pair of
property is both qualitative and quantitative and also to be effected relative to each other. For
every rāga, svaras having low probability are specified in SR. This automatically implies the
remaining svaras to be relatively more frequent. It is not that always the probabilities of the
svaras have to be unequal. For example in the Rāga Mālavaśrī the seven svaras have equal
weight38 and this is confirmed by Kallinātha also in his commentary39. This example
illustrates that among all the theoretical characters it is the probabilistic property of alpatva-
bahutva that is central to Rāga individuality. The other features such as sañcāra and
antaramārga, ṛju and vakra and variation in speed introduce more variability into the sound
structure so much so the pitch position of a particular svara in any rāga will not be single
valued. Already we have seen in Fig.1, the basic svara is not a strict Sine wave, but it is only
nearly so, such that its energy is spread in a narrow band carrying overtones contributed by
closely spaced śrutis or frequencies. Additionally ornamentation due to gamaka which is
defined as a delicate modulation around a svara is a must to please the listeners40. This
modulation is further classified into fifteen types of refined movements such as quivering,
throbbing, wavering, shaking, oscillating, swinging, sliding, and rotating with further
combinations thereof. There are too many possible technical variations that cannot be
discussed here except to remark that all of these add variability to the rāga on different time
AsmÉiuÉÇ cÉ Ì²kÉÉ mÉëÉå£üqÉlÉprÉÉxÉÉŠ sɆ¡ûlÉÉiÉç | AlÉprÉÉxÉxiuÉlÉÇzÉåwÉÑ mÉëÉrÉÉå sÉÉåmrÉåwuÉmÉÏwrÉiÉå|| (SR I.7.50)
35
DwÉixmÉzÉÉåï sɆ¡ûlÉÇ xrÉÉimÉëÉrÉÈ iÉssÉÉåmrÉaÉÉåcÉUqÉç | EzÉÎliÉ iÉSlÉÇzÉåÅÌmÉ YuÉÍcɪÏiÉÌuÉzÉÉUSÉÈ|| (SR I.7.51)
36
sɆ¡ûlÉqÉÏwÉiÉç xmÉzÉïÈ xuÉUxrÉ xjÉÉlÉ-mÉërɦÉ-M×üiÉ-xuÉÃmÉ-lrÉÔlÉiÉÉ || (Kallinātha on SR above)
37
ÌSlÉxrÉ MåüzÉuÉmÉëÏirÉæ qÉÉsÉuÉ´ÉÏxiÉSÒ°uÉÉ | xÉqÉxuÉUÉ iÉÉUqÉlSìwÉQèeÉÉÇzÉlrÉÉxÉwÉQèeÉpÉÉMçü || (SR II. 2.53)
38
qÉÉsÉuÉ´ÉÏsɤÉhÉå - xÉqÉÉ xuÉUÉ rÉxrÉÉÈ xÉÉ xÉqÉxuÉUÉ | xuÉUÉhÉÉÇ xÉqÉiuÉÇ A§É AsmÉiuÉoÉWÒûiuÉM×üiÉ uÉæwÉqrÉUÌWûiÉiuÉÇ ÌuÉuÉͤÉiÉqÉç||
39
40
xuÉUxrÉ MüqmÉÉå aÉqÉMüÈ ´ÉÉåiÉ× ÍcɨÉxÉÑZÉÉuÉWûÈ | (SR III.87a)
13
of ālāpana
scales. Finally it is the imagination of the singer that decides the detailingPRE- PRINinTa
session, so much so musicologists neither visualize nor explain rāga as a10-12 -2017
deterministic
process in time.
If musicologists are expected to analyze the best of the music heard by them to delineate the
theory behind Rāga depiction, we can see that the texts starting from BNS, with the available
vocabulary at their disposal, foreshadow concepts that are basic to the Theory of Probability.
Rāga as a random process may sound unusual and even jarring for those who connect with
the aesthetics of rāga music only through emotion. But Śārṅgadeva following his
predecessors not only analyzes classical music in terms of a hierarchically complex set of
sound structures but also describes through similes the tantalizingly unpredictable nature of
Rāga while describing the procedure of ālāpana in the third chapter of SR. His approach is
analytical as one can realize from hundreds of technical words used to delineate not only the
grammar of Rāga but also the sound quality of voice and classification of good and bad
singers. To this already heavy vocabulary Somanātha adds a further set of technical terms and
a unique system of notations in his text for rendering rāga music on the Vīṇa.
Ālāpana or ālapti is defined in SR as exhibition (prakaṭīkaraṇam) of the Rāga. Some broad
guide lines are stated for this aural depiction that can be vocal or presentation on the string.
Four modes of transit are mentioned as dwelling states. From the sthāyisvara up to but
excluding the fourth svara (dvyardha) and return is the first transit. The second is the one
including the fourth svara. The third transit is dwelling in between the fourth and the eighth
svara to return to the sthāyi. The fourth would include the eighth note (dviguṇa) and
occasionally above to return back to the end note that is like a stationary point. In this process
conditions previously stated such as alpatva-bahutva, langhana, nigraha, praveśa and
varieties of ornamental gamaka as found pleasing, have to be maintained. The exposition is
done in calm, composed and leisurely pace, little by little, bringing out the temporal pattern
of Rāga as a whole that is sometimes hidden, sometimes prominent but always modulated
within the region of attraction prescribed by the ascent and descent of the svaras. Śārṅgadeva
cryptically but effectively states
xiÉÉåMüxiÉÉåMæüxiÉiÉÈ xjÉÉrÉæÈ mÉëxɳɿoÉïWÒûpÉÌ…¡ûÍpÉÈ| eÉÏuÉxuÉUurÉÉÎmiÉqÉÑZrÉæ UÉaÉxrÉ xjÉÉmÉlÉÉ pÉuÉåiÉç || (SR 3.196)
14
stoka PRIN
The word stoka-stokaiḥ has the meaning of little-by-little, and the wordPRE- T
in Indian
mathematics stands for a small unit of time equal to about 5.35 seconds4110-12
. The-2017
phrase
bahubhaṅgi is equally meaningful. This refers to another important point that with all general
characters of the rāga remaining same a refreshingly different realization is possible in each
session. Each musician can also render the same rāga in individual style with several little-
by-little embellishments. Thus the theoretical characterization of rāga music as developed in
the Sanskrit texts is nothing but stochastic.
Discussion
In modern times, Ramachandran42 was perhaps the first person to point out somewhat
hesitantly “Hitherto single figures have been given by various writers as the value of the
śrutis in each raga. But it may be clearly seen that in each raga a note assumes different
shapes……It is more or less a general tendency for the śruti of a particular note to appear
sharp when that note is relinquished for a higher note and to appear flat when a descent is
made for that note…..And gamakas afford a wide choice of śrutis in the treatment of a note.”
He found with the help of a sound analyzer that in the Rāga Kanakāṅgi the svara Ri appears
to take at least two values 10/9 and 256/243. He experimented with singers and found in
some cases three different śruti values were used for the same svara. He seems to take svara
to be a Sine function which has two or three distinct frequency values that are rational
fractions. But as per the ancient texts the variation over the śruti is generally continuous and
hence careful analysis should show any svara to occupy a narrow band of śruti values in
songs set to rāga by learned composers and also in appealing ālāpana performances. This
fact has been experimentally verified by Komaragiri43 by analyzing time series of several
rāga performances by three famous contemporary musicians. In Fig. 1 three isolated svara
were depicted using modern recording and analysis techniques to find that their peak śruti
values, although nearly equal to (1, 1.33, 1.5) still show considerable spread. In the
presentation of any rāga by an inspired maestro, in either the southern or the northern style,
the svara flow will be continuously weaving patterns in time. In such a case to find the śruti
value of a svara would be, as aptly said by Nārada, like finding the path of fish in water and
flight of birds in air44. In recent years there is increased interest in computational methods to
The Gaṇita-sāra-sangraha of Mahāvīrācārya, (Ed.) M. Rangācārya. Madras Govt.Press, Madras 1912.
41
42
N.S.Ramachandran (ibid)
43
M.M.Komaragiri. Departures from the Acoustical Parameters in the Intonation of South Indian Musical
Intervals. Canadian Acoustics Vol.40 No.4, 2012, pp.3-11.
44
rÉjÉÉmxÉÑcÉUiÉÉÇ qÉÉaÉÉåï qÉÏlÉÉlÉÉÇ lÉÉåmÉsÉprÉiÉå| AÉMüÉzÉå uÉÉ ÌuÉWû…¡ûÉlÉÉÇ iɲiÉç xuÉUaÉiÉÉ´ÉÑÌiÉÈ || Nāradīyaśikṣā (I. 6.16)
15
identify rāgas of classical music based on actual recordings of performances 45
As an T
PRE-. PRIN off
shoot of such investigations one can construct pitch histogram of a rāga which -2017
shows
10-12 the
number of times finely divided śruti bins in an octave get occupied in a sample rāga
performance over a short time period. In Fig.2, two such plots are shown for the number of
occurrences of different svaras over the śruti interval in the performance of two popular
rāgas. The X-axis is in Cents defined as
Cent = 1200 log2(śruti)
Thus, the middle register covering the śruti interval [1, 2] corresponds to the interval [0,
1200] Cents. The figure shows that the histograms do not peak at every one of the
theoretically prescribed svaras even though their contribution is present in the distribution.
Also interesting to note is the very small contribution from svara that are popularly said not
to belong to that particular Rāga. This seems to happen since in gamaka phrases,
neighbouring śrutis and even slight movements of another rāga (svara-kāku, rāga-kāku) are
permitted but with very low probability. Description of such niceties is available in the 3rd
Chapter (prakīrṇādhyāya) of SR and the commentaries. The relative heights and spreads in
the figures are visual representations of the alpatva-bahutva character
Fig.2. Pitch Histograms showing the property of alpatva-bahutva or relative probability of occurrence of the
seven prescribed svaras for two popular Rāgas of Karnatik Music in current practice.
[Figure after Prof. Hema Murthy; IITM, Chennai Accessed on 21-11-2017;
https://www.google.co.in/Hema-Murthy-slides-3rd-CompMusic-workshop.pdf ]
45
G.K.Koduri, J.Serra and X.Serra. Characterization of Intonation in Carnatic Music by Parametrizing Pitch
Histograms. Proc. 13th Intnl. Soc. For Music Information Retrieval Conference (ISMIR 2012) pp.199-204.
16
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of the particular rāga within the time interval of its exposition and also as discriminated
10-12-2017from
another rāga. More importantly, from a historical view point, this is a modern generalization
of the svara counting method first demonstrated by Kallinātha six centuries ago. The
variation of the pitch in Fig. 2 is continuous and hence for proper comparison between two
ragas the figures have to be normalized such that the area under the curve is unity. This will
be in fact an estimate of the first order probability density function of the continuous random
variable Svara of that particular Rāga. Each Rāga will be characterized by one such
multimodal probability density function with several peaks. It must be noted that this is only
a first order mathematical description or model with no claims for completeness in explaining
rāga music in all its delicate intricacies. Like with any stochastic process joint density
functions of higher order and time wise variation of statistical properties greatly matter.
Among the structural characters of a rāga, apart from the ten properties stated by Bharata,
antaramārga (internal path) is considered important by all authors. This is a very general
phrase and only some vague information of this is available in SR and the commentaries.
Roughly speaking this allows use of svaras displaced from their assigned positions to be used
in between other svaras as though they have alpatva (low probability) character. Seen from
the perspective of a stochastic process antaramārga may be referring to internal relation
among svaras in time. The simplest measure of this second order property is the
autocorrelation function. How is this antaramārga concept brought into the education of
music students? This is where Śārṅgadeva highlights the importance of vāggeyakāras who
are accomplished scholars having the ability to compose songs, set them to rāga music and
also sing, for the sustenance of the classical tradition. Thus the nibaddha-saṅgīta or
composed music for which the svara-prastāra is made available by tradition is indispensable
not only for training purposes but also for the theory of rāga music. We have seen the
example of Rāga Ṣāḍjī already. SR provides several such examples with samples of ālāpana
also as a sequence of svaras. One can analyse these to some extent by assigning śruti values
to the svaras. Out of curiosity in Fig. 3(a) the time series of the gīti in the Rāga Ṣāḍjī given in
SR as per Table 1 is plotted by taking the short syllable as a reference (mātrā) time unit. The
autocorrelation of the rāga as it evolves in time is shown in Fig. 3(b).
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Fig. 3 (a) Time series of the song in Rāga Ṣāḍjī Fig. 3(b) Autocorrelation
It is observed that the prastāra is strongly correlated with the autocorrelation decaying very
slowly. It would be interesting to compare the above with simple songs currently in use. Saint
Purandaradāsa (c 1550 CE) considered the grandsire of Karnatic music systematized teaching
at the elementary level to begin with sarale-varase, janti-varase, and alamkāra series. He
also composed hundreds of songs in different rāgas, many of which are popular to this day.
His gīti compositions śrī-gaṇanātha and kereya nīranu in the Rāga Malahari are the very first
songs that students learn even now. These are shown in Fig 4 (a) and Fig 5 (a) as time series
plotted with the prescribed svaras. The points are joined by lines to get a visual impression of
the svara pattern. Fig 4(b) and Fig 5(b) show the autocorrelation function which for up to two
steps appears to be decreasing geometrically but later shows slow decay, but faster than the
song of Śarṅgadeva above.
Fig. 4(a) Śrī Gaṇanātha…time series plot Fig. 4 (b) Autocorrelation
Fig. 5(a) Kereya Nīranu…time series plot Fig 5(b) Auocorrelation
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variations. T
These
can be faithfully presented even on keyboard instruments using the nominal svara
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positions.
These are introduced in music classes after training in the strictly deterministic and periodic
alaṅkāra strings. The point to be noted is that the autocorrelation decreases in two different
ways caused by two different internal arrangements among the same svara groups indicating
the two songs to be sample presentations of the same rāga among many other possibilities.
Next, in the graded order of complexity students are trained in swarajate and varṇa
compositions. In Figure 5 (a,b) the time series and autocorrelation for a varṇa composition in
the Rāga Hamsadhwani are shown. These results are by their very nature approximate since
the time series is artificially constructed with discrete svara positions as given in printed text
books and class notes. Nevertheless, one can get an idea of possible second order property of
a rāga. Here also after two or three steps, the autocorrelation decreases too slowly, indicating
long time memory in the composition as far as the song structure is concerned.
HDVRN ACF
1
0.8
Sample Autocorrelation
0.6
0.4
0.2
0
-0.2
0 5 10 15 20 25 30 35 40 45 50
Lag
Fig. 5(a) Hamsadhwani Varṇa Time series. Fig. 5(b) Autocorrelation
Note: Mandra-Sa =0.5, Madhya-Sa=1, Ri=1.125, Ga=1.25, Pa=1.5, Ni=1.875; Tāra-Sa=2
Composed songs mark time with the help of external cyclic tāla measure to produce a feeling
of rhythm in the background of the rāga. This may introduce hidden trends leading to slow
decay of the autocorrelation as seen above. In ālāpana without tāla the external time keeping
is removed so that the time series of rāga can evolve in different time scales, but staying
within the boundary defined by the āroha-avaroha and the ever present gamaka. In this
perspective with or without a vocalized song the theoretical description in the texts of any
Rāga corresponds to a sample time series of the continuous random variable Svara evolving
over its sample space namely, the śruti interval [½, 4] as per a pre-defined and culturally
imbibed or intuitively innovated probability measure.
Summary and Conclusion
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In this paper we have briefly reviewed Sanskrit texts by Bharata, Dattila, Mataṅga, and a few
T
later musicologists on classical music, to bring out that the theory of melody or10-12 -2017is
rāga music
based on the principle of uncertainty of svara positions in the octave. The dviguṇa limit or
interval of the octave is precise, but the positions of the seven primary and twelve modified
svaras are actually treated as variables except for their sequential order within the octave.
This is not to say that the Vīṇā string positions as stated by Ahobala are invalid. As Ahobala
and before him Somanātha points out, the visual fret positions are of great help for learners to
get a feeling to the tonal variability of a svara, around its central or dominant śruti value. It is
generally accepted that rāgālāpana or melody-depiction, for want of a better word, is the real
test of a musician. The textual theory can be seen as a pedagogical support to train the future
musician to carry out ālāpana, which will be an extempore performance without
accompaniments except for the drone or ādhāra-śruti. It is with reference to this basic pitch
level that the ālāpana will be gauged and perceived as an aesthetically appealing production
of a particular Rāga. To educate and train a learner for this purpose a heavy hierarchy of
increasingly complex sound structures, ranging from the discrete to the continuous, periodic
to the stochastic, have been developed by the classical tradition layer by layer. The
preliminary teaching is with deterministic discrete svara groups. These patterns are without
exception pre-determined and hence repeat periodically after a prescribed interval. Such
structures are musical and may even exhibit some elements of rāga but they are not yet rāga
music. Rāga enters for the first time through the probabilistic alpatva-bahutva property in the
increasingly complex musical patterns of songs sung to external time keeping with the help of
tāla. Rāgālāpana is a further generalization without external time support where the artist
has the freedom to bring out the features of the rāga as a sample time series with its
mathematically structured aural pattern that is emotionally enjoyable and satisfying to the
performer and the listener. Apart from a variety of other factors, Bharata and his successors
highlight unexpectedness and particular types of svara mix as the key to bring out rasa-bhāva
or emotional appeal in melodies. Further investigations are necessary to understand higher
order organization of rāga music, beyond the ancient alpatva-bahutva and the modern first
order pitch histogram. This is a rich area for further exploration that will help analytical
understanding of how emotions (rasa) of listeners get evoked in particular rāgas by their
special aural patterns.
This knowledge tradition combines experimentation on the Vīṇā with vocal music in a
mutually beneficial feedback relationship. While rigorous training, aptitude and intuition play
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obviously decisive roles in shaping a musician, knowledge of the grammar expounded T
in the
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texts adds sophistication and refinement to the art without obstructing the originality of the
performer. The historically well evidenced culture of classical rāga music as a dialogue
between the artist and the audience, independent of any human language, is well preserved in
the texts by expounding the theory repeatedly with minor additions and alterations to keep up
with contemporary practices. An amazing edifice of Sanskrit texts has been built by our
ancient musicologists to explain the theory behind classical music. A formidable intellectual
foundation that is partly speculative and narrative but systematic and analytical using
mathematical and experimental methods is available for present day students, scholars and
practitioners of music. This has been possible only because the art and the science of rāga
music were encouraged to develop together as lakṣya and lakṣaṇa with mutual dependence in
the traditional academic ecosystem. While the scholarly growth of musicology is an
achievement of the Indic knowledge system with its roots going as far back as the Vedas and
even though classical music has large number of votaries to this day all over the country,
there is visible stagnation in the theoretical tradition with no important Sanskrit text on music
appearing after mid-19th century. It is hoped that the relevance of the inquisitive mind set and
scientific ideas left behind by the textual corpus will be recognized by our educational
institutions including Sanskrit Universities, to bridge the above gap, so that Indian classical
music as a fine art can rejuvenate itself side by side with its traditional partners namely,
mathematics and experiments with musical instruments.
*****
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