Justice, Order and Anarchy: The International Political Theory of Pierre-Joseph Proudhon
Justice, Order and Anarchy: The International Political Theory of Pierre-Joseph Proudhon
Justice, Order and Anarchy: The International Political Theory of Pierre-Joseph Proudhon
Justice, Order and Anarchy
This book provides a contextual account of the first anarchist theory of war
and peace, and sheds new light on our contemporary understandings
of anarchy in international relations. Although anarchy is arguably the
core concept of the discipline of International Relations, scholarship has
largely ignored the insights of the first anarchist, Pierre-Joseph Proudhon.
Proudhon’s anarchism was a critique of the projects of national unification,
universal dominion, republican statism and the providentialism at the heart
of enlightenment social theory. While his break with the key tropes of
modernity pushed him to the margins of political theory, Prichard links
Proudhon back into the republican tradition of political thought from which
his ideas emerged, and shows how his defence of anarchy was a critique of
the totalising modernist projects of his contemporaries. Given that we are
today moving beyond the very statist processes Proudhon objected to, his
writings present an original take on how to institutionalise justice and order
in our radically pluralised, anarchic international order. Rethinking the
concept and understanding of anarchy, Justice, Order and Anarchy will be of
interest to students and scholars of political philosophy, anarchism and
international relations theory.
Alex Prichard is Lecturer in International Relations at the University of
Exeter.
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Justice, Order and Anarchy
The international political theory of Pierre-Joseph Proudhon
Alex Prichard
Justice, Order and Anarchy
The international political theory of
Pierre-Joseph Proudhon
Alex Prichard
First published 2013
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© 2013 Alex Prichard
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British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging-in-Publication Data
Prichard, Alex.
Justice, order and anarchy : the international political theory of
Pierre-Joseph Proudhon / Alex Prichard.
pages cm
Includes bibliographical references and index.
1. Proudhon, P.-J. (Pierre-Joseph), 1809–1865.–Political and social views.
2. Anarchism. 3. Mutualism. 4. Social justice. I. Title.
HB163.P75 2013
335’.83–dc23 2012036788
ISBN: 978-0-415-59688-6 (hbk)
ISBN: 978-0-203-38617-0 (ebk)
Typeset in Times New Roman
by Taylor & Francis Books
Contents
Series editor’s foreword x
Acknowledgements xii
1 Retrieving Proudhon 1
2 Anarchy and contemporary IR theory 19
3 National unity and the nineteenth-century European
equilibrium 42
4 War, providence and the international order in the
thought of Rousseau, Kant and Comte 67
5 From providence to immanence: force and justice in
Proudhon’s social ontology 91
6 The historical sociology of war: order and justice in
Proudhon’s La Guerre et la Paix 112
7 Anarchy, mutualism and the federative principle 135
8 Anarchy is what we make of it: rethinking justice,
order and anarchy today 156
Notes 168
Bibliography 191
Index 213
Series editor’s foreword
Mainstream Anglo-American International Relations (IR) has long been
obsessed with a form of anarchy – defined as the absence of a sovereign
source of authority and power in the international system – which allegedly
distinguishes that system from domestic politics. In this view, as is well
known, anarchy is the major problem to be managed in international, or
interstate, relations. It is the source of the security dilemma facing individual
states, the raison d’etre of the state itself, and the cause of the competitive
nature of international politics and the ubiquitous possibility of war and
other forms of mayhem.
More critical approaches, in contrast, have long denied the centrality
of anarchy in IR. For many such critical approaches, the international
system has generally been characterised, not by anarchy, but by hierarchy.
Rather than beginning with anarchical relations among states, a diversity of
Marxian-inspired and other critical approaches begin with fundamentally
unequal power relations. Through these power relations – which may take
forms like the Roman empire, European colonialism, US neo-imperialism,
or the Chinese tributary system (among many others) – de facto, if not de
jure, sovereignty is exercised between and among at least some of the states
in the international system. The problem is domination, not anarchy.
In the first set of approaches, anarchy is a bad thing to be managed by the
state; in the second set, it doesn’t exist. Neither entertains the idea that
anarchy might not be such a bad thing after all.
Alex Prichard’s timely intervention into IR theory celebrates the virtues
of anarchy. Arguing that anarchist theory ‘is in the air’ and that IR is
perhaps the last social science to take it seriously, Prichard’s volume
seeks to recover the anarchist tradition of theorising for IR and ‘to see
what the anarchists think about the possibilities of justice and order in
anarchy’. Prichard examines the work of the famous anarchist Pierre-Joseph
Proudhon, arguing that Proudhon saw international anarchy as a model for
other forms of social relations; rather than seeing anarchy as a problem
to be managed, for Proudhon and other anarchist thinkers anarchy was
in fact ‘the primary goal for all domains of social life’. In this reversal
of anarchophobia, Prichard demonstrates, using Proudhon’s late work on IR
Series editor’s foreword xi
and particularly his La Guerre et la Paix (1861), that an IR informed by
anarchist theory can illuminate just how order and justice are in fact already
made possible in anarchy, and without the debilitating and undemocratic
consequences of capitalism and the modern state. Anarchist theory, Prichard
forcefully argues, allows us to rethink the emancipatory potential of anarchy
in world politics, and thus to rethink democracy in a globalising world.
Jutta Weldes
Series editor
Acknowledgements
In the time it has taken to research and write this book I have incurred
incalculable debts to friends, family and colleagues. Special thanks go to
Dave Allen, Paul Byrne, Edward Castleton, David Chandler, Kerry Crusoe,
Oliver Daddow, Matt Dafforne, Rob Dover, Suzanne, Theo, Elinor and
Owain Evans, Sureyyya Evren, Randal Germain, Eric Herring, Carmen
Hill, Steve Hobden, Frances Hughes, Peter Jackson, Rajani Kanth, Milja
Kurki, Moya Lloyd, Chris May, Suzi McCann, Michael Mulligan, Neil
Pankhurst, Lloyd Pettiford, Saku Pinta, Mark Prichard, Roger Price, Steve
Reglar, Nick Rengger, Jan Selby, Latima and Lukman Sinclair, Andrew
Wells, Mike Williams, Matt Wilson and Richard Wyn-Jones. I am also
grateful to Hélène Pfeil for her assistance with the translation work.
A number of people have read this manuscript in part and in its entirety and
others read the doctoral dissertation that was the inspiration for this book.
I am grateful to Dave Berry, Kim Hutchings, Jeremy Jennings, Jonathan
Joseph, Andrew Jillions, Andrew Linklater, Iain McKay, Adriana Sinclair,
Steven Vincent, Mark Webber and Shawn Wilbur for their comments
and suggestions. Jutta Weldes generously supported publication of this book
in the Routledge ‘New International Relations’ series and I would also
like to thank her for providing the foreword. I owe a particular debt of
gratitude to Ruth Kinna, whose persuasive direction and generous support
has been invaluable throughout.
The Department of Politics, History and IR at Loughborough University
was and remains unique in supporting such a significant cluster of expertise
in anarchism. This made the whole doctoral experience a much more
convivial intellectual experience than it would otherwise have been. My
interlocutors on the Anarchist Studies Network and Anarchist Academics
listservs deserve thanks and recognition for enduring my early and awkward
attempts to formulate and think through many of the arguments that
went into this book. Chapter three was first presented to the members of
the International History Group at Aberystwyth University and I am
particularly grateful to Gerry Hughes for his comments. Chapter two
benefited greatly from the grilling received at the International Theory
Workshop at the London School of Economics while I was a Fellow there.
Acknowledgements xiii
The ‘Anarchism and Moral Philosophy’ stream at the first Anarchist Studies
Network conference was the ideal place to road-test chapter four, and the
graduate colloquium at POLIS, University of Cambridge, proved to be a
challenging testing ground for chapter six. Last, but by no means least,
I would like to thank my wife, Ana Juncos, for her love, help, patience and
support throughout. Without her sharp editorial instincts, this book would
have been a whole lot more convoluted than it is.
Passages from chapter three first appeared as ‘Deepening Anarchism:
International Relations and the Anarchist Ideal’, Anarchist Studies 18, no. 2,
while parts of chapter five were first published as ‘The Moral Foundations
of Proudhon’s Republican Anarchism’, in Benjamin Franks and Matt
Wilson (eds), Anarchism and Moral Philosophy (Palgrave, 2010). Finally,
passages from chapter one were first published as ‘Pierre-Joseph Proudhon’
in the Cambridge Dictionary of Political Thought, Terrance Ball (ed.)
(forthcoming). They are all reprinted here with permission.
1 Retrieving Proudhon
History has not been kind to the harbingers of modernity. Nuclear
and environmental catastrophe threatens a sixth planetary extinction, and
the hubris of the modern ideology of incessant progress is tempered by the
memory of the holocaust. Capitalism has yet to collapse under the weight of
its own contradictions and the hyper-technocratic and exclusionary orders
we once craved as the pinnacle of social order are now the bane of
our blemished past. Statism no longer commands the moral high-ground,
obedience and deference still less, while the promises of industrialisation
have been broken by the costs of environmental degradation. Modern
global politics remains the preserve of a largely unaccountable and class-
homogenous elite, modern life feels all the more dominated, and the insti-
tutions of the global order seem ever more distant from the concerns
and control of the vast majority. Neither the promises of statism nor
the rhetoric of the end of the nation state provide much comfort. As a result,
disillusionment with the established order often turns into boisterous
rebellion and yet what change emerges is consolidated within the established
parameters of business as usual. More challengingly still, while most on
the radical left now accept that the state is no longer the means to revolut-
ionary social change, the alternatives have been all but lost to historical
memory.
It is in this atmosphere that anarchism has re-emerged as perhaps the
most vibrant and exciting political movement of our time. Everywhere,
horizontal modes of social organisation, consensus decision-making, low
footprint lifestyles and a rejection of capitalism and the state go hand-in-
hand with the affirmation of equality and the widening of the zones of
social inclusion; rejecting sexism, racism and hetronormativity and the
plural ‘regimes of domination’1 that structure (post)modern life. Anarchism
is in the air, and yet, if we were to believe the soothsayers of modernity,
it was doomed to extinction with the emergence of industrial society.
Perhaps then, with the passing of industrial society in the crippled centres of
twentieth-century power, this may yet be ‘the age of anarchism’.2
In the aftermath of the Battle for Seattle, the killing of anti-capitalist
protesters in Genoa and Athens, and the revolts and uprisings that have
2 Retrieving Proudhon
punctuated the years since the turn of the millennium, anarchism, that
complex of ideas and practices long-consigned to the dustbin of history,
is being fished back out again, dusted off and reassessed. Absent on the
curricula of most relevant university courses, these new histories are mostly
being written from scratch, while the mainstream looks on warily. Given
the proximity of that mainstream to the traditional concerns of state and
capital, it is perhaps little surprise that there is a more complete memory of
anarchism on the streets than in the standard textbooks of the academy. But
in the last few years alone, there has been an explosion of new works on
anarchist movements in various geographical locales, books on anarchist
theory and anarchist praxis. There are new anarchist vegan recipe books
and new and empowering anarchist histories. There are new books on the
complex philosophy of anarchism, its relation to art and the environment,
social organisation and equality.3 Throughout all of these, as Uri Gordon
has noted, there runs a common concern to identify, unravel and liberate
from the ‘regimes of domination’ that characterise our modern condition,
to seek out new ways of living together and new means through which to
realise the good life.4
The discipline of International Relations (IR) is perhaps the last strong-
hold in the social sciences to have withstood the anarchist advance. And yet,
it is perhaps the place where anarchism can have most impact and where
anarchists can also learn a great deal. Ironically, anarchy is the central
concept of the discipline: that anarchy between states that is constituted by
their egoism and their de jure (rather than de facto) sovereignty. Such has
been the centrality of the concept of anarchy to the everyday concerns of IR
theorists that in a recent history of the evolution of the discipline, Brian
Schmidt was moved to dub IR ‘the political discourse of anarchy’.5 For
nearly 150 years now, IR scholars have been anarchy, if not anarchist,
theorists. What distinguishes IR theory from anarchist theory is that on the
whole, but especially amongst the more progressive theorists in the field,
anarchy is widely seen to be the pathogen of politics, that feature of political
life that international organisations like the UN, the spread of democracy
and the institutions of global capitalism were supposed to release us from
once and for all. This project has proven to be something of a chimera. As
I will argue in the pages that follow, the desire for ever stronger states – the
assumed lynchpin of global order – has resulted in ever more conflict.
Moreover, as states have strengthened, so too have they been prone to dis-
solution. Principally, the forces of neoliberal globalisation and regional
integration have seen modern states undercut and overruled by wider and
more parochial political, economic and social interests. The collapse in the
certainties of the enlightenment and the decline of the modernist credos of
inevitable progress has also seen a wider existential collapse in confidence,
buttressed only by finding new enemies of peace and freedom against which
to fight unending wars. Anarchy is more, not less acute in the contemporary
era and yet, on the whole, order prevails.
Retrieving Proudhon 3
The fact of order in anarchy is perhaps the central conundrum of the
discipline of IR. As Kenneth Waltz put it in his discipline-shaping work:
‘[t]he problem is this: how to conceive of an order without an orderer and of
organizational effects where formal organization is lacking.’6 Anarchy (the
absence of an ‘archos’, or formal leader and final point of authority7)
is considered to be the structural feature which most clearly distinguishes
international life from domestic politics. How, it is asked, given what we
think we know about anarchy, is it possible that despite its prevalence, order
persists? As I will show later on, answers to this question are what have
shaped theorising in IR.
But this framing relies on a number of highly problematic assumptions
with quite well-established consequences. First of all, Waltz assumes,
and most others follow, that the domestic order, such as it is structured
institutionally by states, is characterised by formal hierarchy, in contrast to
the anarchy of international relations. The implications of this framing have
become almost intuitive for scholars of IR ever since. In an influential
piece published in 1966, Martin Wight, one of the key architects of post-war
British International Relations scholarship penned an article entitled
‘Why Is There No International Theory?’8 Wight argued that there was no
established canon of thinking about how to achieve the good life in world
politics for the seemingly obvious reason that it was simply impossible to
write. Since no overarching authority exists in the international sphere,
to theorise the good life with reference to anarchy was a non-starter –
anarchy cannot be a framework for thinking about the values of justice, or
peace, order and progress. Reinforcing the academic division of labour
between political theory and IR, Wight argued that speculation about the
good life is only possible within states and within the intellectual parameters
set by methodological nationalism.
Wight recognised that where snippets of international theory were penned
it invariably came under the title of ‘the philosophy of history’ and, he rightly
concluded, that it was usually but a small step from there to ‘theodicy’9 –
a claim I will support at length in the chapters to follow, but one that is rarely
recognised by the contemporary field. But, he also argued that, ‘[t]he only
political philosopher who has turned wholly from political theory to inter-
national theory is Burke’, and ‘[t]he only political philosopher of whom it is
possible to argue whether his principal interest was in the relations between
states rather than – or even more than – the state itself, is Machiavelli’.10
Innumerable scholars have since questioned this claim and have brought back
to our attention a long lost tradition of international political theory.11 Even
more scholars have sought to show that even in anarchy justice and the good
life is possible.12 Very few, however, have thought to recover the anarchist
tradition of theorising about international relations and to see what the
anarchists think about the possibilities of justice and order in anarchy.13
None have investigated whether Pierre-Joseph Proudhon’s voluminous writ-
ings on the subject have any value for understanding its central concept.
4 Retrieving Proudhon
What I will show is that the international political theory of Pierre-Joseph
Proudhon (1809–65), the first self-professed anarchist, presents a distinct
challenge, not only to the historiography of the discipline but also to its
central claims around the concept and potentials of anarchy. Recovering
Proudhon’s thought in its context, I will show, requires us to question
a number of assumptions about the inevitability of the present and helps
us rethink the potential of anarchy for the future. In a move that will at
first seem counter-intuitive, Proudhon believed that international anarchy
was something of a template for all social relations. Rather than see it as the
thing to be overcome, Proudhon argued that anarchy was the natural
condition of social life, that statism and transcendent orders proposed by the
modernists were illusory, and that domination was a break on history as well
as a bullet to the knee of every man or woman who sought self-realisation.
Like Martin Wight, Proudhon recognised clearly the wider tendency in
nineteenth-century political discourse towards theodicy in the understanding
of war and history, and the concomitant tendency to see progress to ever
higher liberal and republican orders as being preordained in history.
For him, as I will show, overcoming domination was as much a project of
cosmology and history as it was of politics and economics.
While contemporary IR theorists are perplexed by order in anarchy, for
Proudhon and the anarchists that followed him, anarchy was the primary
goal for all domains of social life. Proudhon saw in the international anar-
chy a tendency of states towards mutually recognised pacts, constituted
in anarchy. He saw federalism as a constitutional project apposite for the
institutionalisation of all social groups, ensuring liberty in anarchy. Just
as states mutually constrain one another, as states became more republican
he saw further opportunities for order and justice to be constituted by
all social groups mutually constraining one another. For him, the inter-
national anarchy provided an imperfect template for a system without any
final points of authority, a system in which, as he put it: ‘the political centre
is everywhere, the circumference nowhere. This is unity.’14
This vision was argued consistently throughout his 25 years of writing. In
his first book, What is Property? (1840), he argued: ‘As man seeks justice
in equality, so society seeks order in anarchy.’15 On his deathbed, 25 years
later, Proudhon dictated his final book to his friend Gustave Chaudey. Here
he suggested, ‘[t]hat which is known in particular as le pacte de garantie
between states is nothing else than one of the most brilliant applications of
the idea of mutuality, which, in politics, becomes the idea of federation’.16
Whereas at the outset he attempted to prove the possibility of anarchism by
reference to a critique of bourgeois property relations and extended treaties
on epistemology and politics, during the final five years of his life he argued
that there was much that we could learn about the possibility of anarchism
from international relations.
The broad, theoretical aim of this book is to set out this vision of anarchy
and in so doing to invert the classical conception of the division of labour
Retrieving Proudhon 5
between IR and political theory. My aim is to show that IR, updated and
fleshed out with the benefit of anarchist theory, is uniquely positioned to
help us understand the processes and means through which order and justice
are possible in anarchy. As processes of globalisation radically pluralise the
global order and methodological nationalism retreats ever further, this is
not the end of ‘the international’ as a discreet or sui generis domain of
social life. In fact, it has never been either. But this does not mean that
new and radical theories of anarchy are not required to help us
conceptualise the deepening pluralisation and ordered anarchy of the inter-
national system. We need both a sense of how this condition emerged and
the immanent processes within it that can help us get a handle on the future.
Contextualising Proudhon’s theory of anarchy in terms of his own intellec-
tual and historical context, I propose, can help us to that end.
This book provides a defence of Pierre-Joseph Proudhon’s understanding
of and vision for global politics, derived from an original re-reading of
his un-translated, final works.17 My aim is to use this historical recovery to
speak to our modern predicament once more. I set out this vision by
reconstructing Proudhon’s social theory from the bottom up, from his
theory of justice in general, to his sociological theory of group agency; from
his thinking about the place of war in human history to his theory of
the foundational right of force; all crowned by his vision of a radically
decentralised federalism guided by a commutative principle of mutualism,
both of which institutionalise his anti-statism and anti-capitalism respec-
tively. The pages that follow contextualise Proudhon’s international political
theory within the intellectual debates of his time, specifically within the
plural currents of French republican political thought, the collapse of
empires and the industrialisation of warfare in the nineteenth century.
I show how Proudhon engaged debates around positivism, social engineer-
ing, the cosmological providentialism of his contemporaries and their
promises that the future would always be better than the past. But
within this broad context, it is the primary aim of this book to make
a substantive contribution to debates around the theorisation of the rela-
tionship between justice, order and anarchy in International Relations and
political theory.
The contrasting vision of anarchism and anarchy in IR and political
theory, the one positive the other negative, have a common historical
heritage.18 The modern state and the modern individual emerged out of the
same primordial intellectual and political soup, at around the middle of
the seventeenth century. The model of the rational, sovereign, autonomous
individual became the template for conceptualising the moral and political
agency of the emerging polities of Western Europe, and vice versa.19 The
pressures facing individuals in a pre-social state of nature were said to
be amplified thousand-fold in the international anarchy and were it not for
sovereign states, chaos would ensue. The state of nature theory was offered
as an indication in this regard. As Hobbes argued,
6 Retrieving Proudhon
though there had never been any time, wherein particular men were in
a condition of warre one against the another; yet in all times, Kings,
and Persons of Soveraigne authority, because of their Independency, are
in continuall jealousies, and in the state and posture of Gladiators [ … ]
which is a posture of War.20
‘But’, he continues, ‘because they [Kings and Persons of Soveraigne
authority] uphold thereby the Industry of their Subjects; there does not
follow from it, that misery, which accompanies the Liberty of particular
men.’21 According to Hobbes, then, the state exists as the lynchpin of
domestic peace and the resulting anarchy is the tragic catalyst for inter-state
war. Many disagreed with Hobbes, rejecting his materialist dystopia and
the vision of an overbearing state, but the evolution of political theory
was marked by the continuation of this conception of ever more autono-
mous and/or sovereign individuals and the problem of anarchy that emerges
from their consequent inter-relationship. It is this basic problem that the
European republicans of the nineteenth century applied themselves: how
do you get rid of anarchy without undermining autonomy? How can you
have order without an orderer? For Proudhon, the answer was anarchism.
For the rest, the republican state would lead us to the Kantian ‘Kingdom of
Ends’, and this eschatology was given in history itself.
Contemporary international political theorists tend to reject the pro-
position that the international and domestic are fundamentally distinct,22
many suggesting that if international relations are no longer distinct
social domains, the inter-state anarchy no longer the most pressing issue
in world politics, then perhaps our globalised world order is ushering in
the end of IR theory?23 With the help of anarchism IR theorists, that is to
say those who preoccupy themselves with order in anarchy, are uniquely
positioned to understand the emerging, complex and hyper-pluralised
world order.
Never, to my knowledge, has anyone set out systematically how the
international anarchy might provide a template for politics as such, or how
it is not only viable but justifiable on normative, historical, sociological
and analytical grounds.24 This is surely partly to be explained by the fact
that IR, like political theory, has become ‘bewitched’ by its core concepts.25
A particular notion of anarchy and a general fidelity to the state has become
embedded and has ossified the intellectual contours of IR and political
theory. Such is the dominance of the centrality of the state to most
political and IR theory, and such are the effects of the marginalisation of
anarchism, that attempts to craft critical alternatives to statism in IR and
political theory routinely elide what an anarchist would take to be obvious.
There is simply no general frame of reference for understanding how anar-
chism might have something to contribute to contemporary IR or political
theory. Because of this lacuna, the exegesis I provide here is the primary
contribution of this book.
Retrieving Proudhon 7
So who was Proudhon? Born in the middle of the Napoleonic Wars in the
eastern French city of Besançon in 1809, the young Pierre-Joseph, the son of
a cooper and cook, was raised in poverty and personal calamity. Post-war
famine wreaked havoc on the region in 1817, and his father’s business failed
for refusing to profit from his customers (a moral conundrum that perplexed
the young Proudhon). Pierre-Joseph was sent to school barefoot and without
books, humiliated and belittled by his more affluent peers, he abandoned
his baccalaureate at the final moment to help support the impoverished
family. Eventually completing his schooling in 1827, he went on his first tour
of France and on his return secured an elite apprenticeship as a typesetter
for a local, but important press, publishing staple religious works alongside
those of his radical local compatriot, Charles Fourier. His work nurtured his
precocious intellect. He learned Greek, Hebrew and Latin, and developed
a passion for philology. In 1838 he won a scholarship from the Suard foun-
dation, allowing him to travel to Paris where he attended lectures by Jules
Michelet (amongst others) and was immersed in the intellectual ferment of
the Restoration period.
The product of this scholarship were his treaties on the celebration of
the Sabbath and his three memoires on property, written between 1839 and
1841, the most famous of which, What is Property? set out the broad con-
tours of an original political philosophy that would be developed and
expanded throughout his subsequent 25 years of publishing: anarchism.
In this book he debunked natural law arguments for private property,
arguing that it was state power and not nature which sustained property
regimes. If nature had any role it was in granting all things to all men in
common, and if all property must naturally be held in common, all private
property is necessarily ‘theft!’ Important subsequent works, including De la
Création de l’Ordre dans l’Humanité (1843) and Système des contradictions
économiques, ou philosophie de la misère (1846) developed Fourierist
critiques of Kantian rationalism and radical socialist critiques of the
iniquities and contradictions of bourgeois economics.26 These brought him
immediate notoriety and attracted interest from across the Rhine. The
Prussian Karl Marx and Russian Michael Bakunin both spent extended
periods of time with Proudhon in 1843. Once Proudhon refused collabora-
tion with Marx and Engels, he attracted their bitter vitriol in Marx’s
caricature of Proudhon in The Poverty of Philosophy (1847).
The following year, Proudhon was elected, by some considerable margin,
to the revolutionary assembly of 1848. His temperament was ill-suited to
the stuffy, elitist atmosphere of the assembly and his provincial probity and
bellicosity prompted an ultimately harmless duel demanded by Felix Pyat –
Proudhon having punched Pyat in the face in the corridors of parliament
in retaliation to an insult. During this time he also established his ill-fated
Bank of the People, a forerunner for mutualist banking, established his first
of many newspapers and journals, Le Peuple, and was then imprisoned
in 1849 for publically claiming in a series of journal articles that Louis
8 Retrieving Proudhon
Napoleon Bonaparte, then president of the assembly, was a reactionary
imperialist. While incarcerated he wrote a further two books, including
the famous General Idea of the Revolution in the Nineteenth Century (1851),
was married and fathered his first child. He was still in jail in December
1851 when Louis Napoleon seized power in a coup d’état, crowned himself
emperor and declared the treaties of 1815 to be null and void, thus vindi-
cating all Proudhon had written about him.
On his release he set about preparing his four volume magnum opus, De la
Justice dans la Revolution et dans l’église (first edition 1858), in which
he aimed, paraphrasing Charles Lemaire, to ‘demonarchize the universe’ as
well as dethrone the emperor. The book brought censure and the threat of
another jail term and the Proudhon family was forced into exile in Belgium.
While there he penned six works on European politics, the most important
of which was La Guerre et la Paix (1861), the central textual focus of
this book. Here he developed an historical and sociological analysis of the
role of war and force in the constitution of nations and the systems of right
structuring Europe. Hearing of his work, Leo Tolstoy gained a written invi-
tation from Alexander Herzen to meet with Proudhon in Brussels early
in 1861, where they discussed their mutual interest in the Napoleonic
campaigns and the philosophy of history.27 This meeting prompted Tolstoy
to take the title of Proudhon’s work for his own, but the influence ran far
deeper than this, as Tolstoy’s later life would attest. Proudhon’s subsequent
influence on European political thought was deep and wide. Apart
from giving nascent form to the political philosophy of anarchism, he
also influenced the early ideas of the English pluralists, Harold Laski and
G. D. H. Cole, as well as the functionalist David Mitrany, and the French
sociologists Celetsin Bouglé and George Gurvitch.28 Proudhon died in his
wife’s arms in 1865.
Of significance to us is the fact that Proudhon was present at the birth
of the nation state, the emergence of capitalism and the beginning of the
end of the age of empires. From his mid-nineteenth-century vantage point,
he watched the onset of the industrialisation of warfare, the demise of
military and revolutionary élan, and the rise of utilitarianism in politics,
ethics and strategy. He watched states form and collapse and choke revolu-
tionary aspirations, and he framed his response to these processes in
the vernacular of the enlightenment. As I will demonstrate later on, in his
writings on international politics, three writers stand out as his key inter-
locutors: Jean-Jacques Rousseau, Immanuel Kant and Auguste Comte, three
writers who perhaps more than any others provided the intellectual chassis
of the European enlightenment. Their writings on the centrality of war to
history, of the state to political order, of science to enlightenment, were
all central to French thought in the nineteenth century and had a deep
and profound influence on Proudhon’s writings about international
politics. Needless to say, it is the statism of their writings that Proudhon
objected to. But less well known is Proudhon’s rejection of their deeply held
Retrieving Proudhon 9
providentialism, their eschatological philosophy of history that was tied
directly to the necessity of establishing hierarchy within the republican state
and federations between them. For each of these writers, the eradication
of anarchy within the state was the corollary project to abolishing inter-
national anarchy. Anarchy was a pathological condition rather than the cure
and it is this legacy that contemporary IR and political theory is struggling
with today. Going back to Proudhon’s writings will provide a unique per-
spective on the origin of these debates and processes and should tell us
something about the path not followed.
Contrary to Martin Wight’s claim that Burke was the only modern writer
to have written extensively on international affairs, and unlike most of
his contemporaries and those who came after him, the turn to the European
equilibrium was no mere appendage to his earlier writings. Proudhon’s
engagement with international politics spanned the last five years of his life
and seven books. Prior to this ‘turn’ Proudhon penned his magnum opus, his
four-volume work De la Justice dans la révolution et dans l’église (1858).
This book which comprised 12 études on all manner of subjects, from the
philosophy of ideas, to love and marriage, to the state, presents the most
comprehensive summary of Proudhon’s life’s work up to that point and the
length and comprehensiveness of it perhaps vindicates Metternich’s claim
that Proudhon was ‘the illegitimate child of the encyclopaedia’.29 Only one
of the 12 études, titled ‘Progres et décadence’, was left unaltered for
the second edition, published two years later in 1861. This étude set out his
philosophy of history, and in many respects it repeated arguments that
had been made in two of his earlier works, De la Création de l’order dans
l’humanité (1843) and Philosophie du Progress (1853). But rather than
develop the book for the second edition, as he had the others, he decided
to write a new two-volume work on the subject. La Guerre et la Paix.
Recherches sur la Principe et la Constitution du Droit des Gens (1861) was
the first of seven books in which Proudhon engaged directly with nineteenth-
century international politics. The others are La Fédération et l’Unité en
Italie (1862), Du Principe Fédératif et de la Nécessité de Reconstituer le Parti
de la Révolution (1863), Si les Traités de 1815 ont Cessé d’exister (1863),
Nouvelles Observations sur l’Unité Italienne (1865). Two final volumes
were published posthumously: France et Rhin (1867) and Contradictions
Politiques: Theorie du movement constitutionnele au XIXe siècle (1870).30
Needless to say, these books have been almost completely ignored across
the board and what engagement there is, is highly critical. Writing in The
Times Literary Supplement, soon after the end of the Second World War,
E. H. Carr (alongside Hans Morgenthau, one of two key architects of post-
war IR) claimed that Proudhon was ‘one of the first crank financial
reformers’ an ‘isolated eccentric’ out of touch with his times. This grand-
father of modern IR argued that Proudhon’s vision of ‘a world of indepen-
dent self-assertive individuals’ was doomed to be subsumed by the forces
of modern nationalism and industrialism and his political theory was also
10 Retrieving Proudhon
full of ‘self-contradictions’. Perhaps most importantly, Carr also argued
that Proudhon’s two-volume La Guerre et la Paix, the text which this book
largely seeks to explain, could be dismissed ‘as a passing aberration’ or
a ‘confusion of thought’. It was a ‘panegyric on war’ that included a
‘disconcerting streak of self-assertive nationalism’. Carr also agreed with
J. Selwyn Schapiro that Proudhon was a ‘progenitor of Hitlerism’,31
an argument that Carr believes Schapiro ‘depicts [ … ] with skill and
plausibility’.32
Hans Morgenthau, that other architect of the early professionalisation of
academic IR, took up the fight where Carr left off. He argued that like his
liberal contemporaries Cobden and Bright, Proudhon was ‘convinced
that the removal of trade barriers was the only condition for the establish-
ment of permanent harmony among nations, and might even lead to the
disappearance of international politics altogether’.33 Morgenthau also
claimed, somewhat more accurately so it happens, but in his view no less
damningly, that ‘Proudhon was among the first to glorify the blessings
of science in the international field’.34 Proudhon was thus guilty of a second
naïveté: scientism, the belief that, as Morgenthau understood it, if human
behaviour could be brought into line with universal reason, the harmony
that would emerge would be forceful enough to end the ‘atavism of power
politics’.35 Morgenthau directs the reader to Proudhon’s La Guerre et
la Paix in a footnote for evidence of this apparently childish and utopian
sentiment.
These positions are based on the flimsiest of textual evidence and the
shallowest of interpretations, but unfortunately, we can only gain limited
assistance from more sympathetic writings on Proudhon’s thought. Robert
Hoffman sees this aspect of his thought as a ‘philosophy of history more
than anything else’, and he also argues that La Guerre et la Paix remains
something of an enigma, concluding that the work is ‘little more than an
awkward effort to provide a rationale for conclusions that he would have
done better to offer and argue differently’.36 In Proudhon et l’Europe (1945),
a text that E. H. Carr claimed to be ‘[m]ore judicial’ than most,37 Madalene
Amoudruz shows that what transpired in the totalitarian century after
Proudhon’s death was the ‘inverse’ of what he had argued and campaigned
for. While accurate and historically detailed, the international political
context that Amoudruz provides crowds out any intellectual context, and
Proudhon is unfortunately painted as an astute journalist with the common
sense of the ‘petit paysanne’ but none of the intellectual acumen of his more
illustrious contemporaries.38
The only single-authored monograph in any language to deal entirely
with Proudhon’s political theory is Alan Ritter’s The Political Thought of
Pierre-Joseph Proudhon (1969). Ritter uses Proudhon’s international
political theory, that is to say his extensive writings on war, peace and
justice, to better elucidate his political theory.39 This is somewhat amusing
from the perspective of IR, given that scholars in this field have tended to
Retrieving Proudhon 11
do precisely the opposite with everyone else, which is to say they have
contextualised the fragments various past thinkers wrote on international
politics in the context of their voluminous outpourings on every other
subject.40 In this respect, both Ritter and Proudhon are quite unique.
However, this is where the value of Ritter’s book ends. Ritter argues that
Proudhon’s entire output can be reduced to a deontological principle of
‘respect’, and he devotes the contents of the book to assessing various
propositions in Proudhon’s theory in so far as they are consistent or incon-
sistent with this assumed first principle. Ritter concludes that Proudhon’s
theory of mutualism ‘is manifestly ineffective’ when considered in relation
to the realities of geopolitics. He concludes that, ‘[t]hough he did make
some shrewd points about international affairs in his last years, they did
nothing to build confidence in the durability of mutualism – quite the
reverse’.41 Damning though these readings are, they are also demonstrably
false and one of the secondary purposes of this book is to correct these
readings by providing a new account of Proudhon’s international political
theory.
Locating Proudhon today: critical IR theory and
French republican socialism
A more plausible account of Proudhon’s writings can be constructed in the
light of the achievements and developments in contemporary critical IR
theory and the burgeoning literature in republican political theory. Both
provide a contemporary frame of reference for thinking about Proudhon’s
broader international political theory while also helping us locate it in
its historical context.42 Turning first to critical IR theory, it is well known
that the failure and retrenchment of the old left has opened up room for the
reinvestigation of a number of alternative perspectives on issues of power
and social exclusion in IR and in social and political theory more broadly.
In IR, the space left by traditional varieties of Marxism has been colonised
by critical theorists of a number of different hues: poststructuralist, feminist,
Frankfurt School, post-colonial and Trotskyist.43 As Andrew Linklater
argued they would in an important piece in 1992,44 critical theoretical
approaches have since realigned around a set of new questions. Critical
theorists now ask about the proper shape of political community in the
aftermath of the failure of statism; question the historical forces that
structure processes of domination and development; reinvestigate the epis-
temological questions relating to the foundations of modern politics; and
debate the question of progress and human agency in the aftermath of
the travesties of modernity, the dark side of ‘enlightenment’ evidenced in the
techno-rationalism of totalitarianism and the holocaust.45
While critical IR theory draws its inspiration from the outcomes of the
project of modernity, Proudhon developed his thinking based on an analysis
of the likely future trajectory. Proudhon’s anarchism draws its force from
12 Retrieving Proudhon
its historical context and this context can tell us much about where to go
from here. As I will show, Proudhon refused to reduce social conflict to
class conflict, refused to valorise the state as the primary zone of ethical
community and refused the providentialist historical narratives of his con-
temporaries. Proudhon suggested that the universal subject is a myth, that
all emergent social groups (rather than just the state) were potentially
political and moral actors, central to individual human flourishing and
worth defending on this ground, and he sought radically federalist ways
of defending their autonomy and linking them into ever wider zones of
inclusion. But my aim here is not to read Proudhon as a progenitor
of contemporary critical theory. Rather, I suggest that the significance of
Proudhon’s international political theory for our contemporary (post)
modern predicament can be best understood with reference to his historical
context.46
The intellectual context within which Proudhon’s ideas developed was
broadly republican and in this respect this book contributes to a number of
works that are slowly reintegrating IR into this critical tradition in the
history of political ideas.47 As Philip Petit, Quentin Skinner and many
others have recently shown, republicanism has always been centrally con-
cerned with the plural forms of domination that mark political communities,
but the responses to this core problem have been as diverse as there have
been writers on the subject.48 Proudhon developed his ideas in response
to the ideas of the dominant republican political theorists of his time,
in particular the towering figures of Jean-Jacques Rousseau, Immanuel Kant
and the father of sociology, Auguste Comte. It is to this conversation, about
the proper scope and limit of the state, the source of moral community
and the epistemological debates that underpinned the various approaches
to this issue that Proudhon contributed, and his works were remarkably
consistent over time. In What is Property? his first extended work, Proudhon
set up the following imagined dialogue between himself and a puzzled,
if imaginary, interlocutor:
’But [ … ] you are a republican.’ – Republican, yes, but this word
defines nothing. Res publica; that is, the public thing. Now whoever
is concerned with public affairs, under whatever form of government,
may call himself a republican. Even kings are republicans. ‘Well, then
you are a democrat?’ – No. – ‘What! You are a monarchist?’ – No. –
‘A constitutionalist?’ – God forbid. – ‘You are then an aristocrat?’ – Not
at all. – ‘You want a mixed government?’ – Still less. – ‘So then what are
you?’ I am an anarchist.49
It may surprise many, including most anarchists no doubt, to learn that
anarchism has this republican legacy and the aim of this book is to expand
on this. The direction I take this elaboration is into the area of French
socialist republicanism. As Richard Vernon has argued, what marked
Retrieving Proudhon 13
Proudhon’s republicanism out from that of his contemporaries was that for
him, republicanism, ‘as a political value, was merely an arrest of the spirit of
liberation, whose ends were not political at all’.50 Rather, Proudhon’s stated
aim was, first and foremost, to ‘REPUBLICANIZE [ … ] PROPERTY’.51
This involved limiting the prerogative of property owners – lords and fiefs in
their industrial domains – and showing how it was possible and necessary to
radically democratise and mutualise the economy to this end. This anarchist
socialist impulse at the heart of Proudhon’s republicanism is evident
throughout his writings and no less so in his writings on international
politics. Indeed, all careful readers of Proudhon’s writings would surely be
inclined to agree with Steven Vincent, perhaps the premier English-language
scholar of Proudhon’s thought today, that Proudhon is a long way from
the ‘egregious eccentric’ commonly portrayed in the secondary literature. In
fact, ‘Proudhon had a consistent vision of society and its needs, a vision
which is pre-eminently moral, and which revolves around his desire to install
a federal arrangement of workers’ associations and to instil a public regard
for republican virtue’.52 What I want to show, by extension, is that the
template Proudhon developed for thinking about republican anarchism
was informed by his understanding of international relations and that
therefore, Proudhon’s writings can contribute much to contemporary IR and
political theory.
Vincent’s is the most authoritative treatment of Proudhon’s political
thought to date and yet, while generally comprehensive, Vincent’s work does
not engage with Proudhon’s international political theory nor does he
engage, perhaps more surprisingly, with his theory of justice. The centrality
of the latter to Proudhon’s entire oeuvre cannot be underestimated (as I will
show) and yet Vincent is explicit that he does not deal with it ‘in any
detail’.53 Vincent’s aims are more to uncover the social, intellectual and
political context of Proudhon’s formative years (1830–52), in order to
shed contextual light on his thinking about socialism and federalism in the
final years of his life. To this end, Proudhon’s theory of justice is back-
grounded, while his theory of international politics is ignored. This book
will therefore make a considerable contribution to our understanding of this
aspect of Proudhon’s thought and in so doing provide an early account of
republican and anarchist international political theory.
This republican legacy persists in contemporary anarchist thinking,
though its foremost theorists are often oblivious to this fact. For example,
Uri Gordon has argued that at the heart of anarchist thinking is the critique
and rejection of the plural and cross-cutting ‘regimes of domination’ that
have shaped modern politics, including the state and capitalism, race, gender
and sexuality.54 This widening of the focus of the regimes of domination
is an extension of the republican impulse that Proudhon developed in the
mid-nineteenth century. What anarchism contributes here is a normative
theory of non-domination that does not require the state for its realisation.
The way Proudhon does this is to think of all social, political and economic
14 Retrieving Proudhon
groups as mutually constraining (not just state-groups), to see individuality
as forged within these immediate groups rather than the distant institutions
of involuntary citizenship, and the radical democratisation and federation of
all of these groups as the means of bringing justice and order to anarchy.
Chapter summary
The following chapter sets out the central problem to which this book aims
to make its primary contribution: IR’s ‘anarchy problematique’.55 I argue
that contemporary IR has a very limited understanding of anarchy, derived
mainly from realist and Hobbesian assumptions about the chaos of egoistic
individuals. Attempts to tame or move beyond anarchy, even efforts at
reviving anarchism, all reject a very particular and unhelpful understanding
of anarchy and thereby overlook the potential emancipatory value of the
concept, hitherto clouded by its association with ‘realism’. Echoing themes
that have their roots in the nineteenth century, many liberals and critical
theorists base the contributions of their theories in large part on the promise
of transcendence, or progress from a state of anarchy to one of transcendent
order. But the contradiction at the heart of these theories mirrors that of the
nineteenth century. Universality, whether liberal or Habermasian, is based
on overwhelming force but is rationalised as in tune with the beat of the
cosmos, while in reality, a fundamentally unjust regime of hierarchy reigns.
The twin claims of providence and a rejection of the normative value of
anarchy have important consequences for the use value of IR as a discipline.
If the modern global order is becoming radically pluralised and the inter-
national and domestic are fusing, particularly in places like the European
Union, IR is threatened with becoming redundant unless IR theorists can
show the value of our central concept for theorising the possibility of
the good life in an anarchic world order. I will suggest that by rethinking
anarchy along anarchist lines, IR has much to tell the rest of the social
sciences about how order and justice can be constituted without an
orderer and how anarchy can become a valuable emancipatory principle of
non-domination.
What I do in the two subsequent chapters is set out where this narrow
and limiting vision of anarchy and providence came from. Chapter three
returns to the republican debate around the unification of Italy and Poland
in the nineteenth century to get a sense of Proudhon’s broad position on
two of the most pressing issues of his time, while chapter four steps back
and discusses the general intellectual antecedents of the broadly statist and
nationalist positions Proudhon rejected.
Chapter three, a broadly historical chapter, gives us a flavour of the
sorts of challenges that Proudhon and his contemporaries faced. These were,
inter alia, the collapse of the imperial order, the emergence of the nation
state, the unification of Italy and of Poland and the likely effects each
would have on the European equilibrium and working-class emancipation.
Retrieving Proudhon 15
Proudhon considered each of these processes to be inseparable from the
industrialisation of the military and militarisme, a term he coined to denote
the linking of the interests of the military to government and society.56
Proudhon’s political propositions and his prognostications were ignored,
and yet he was largely right about what lay in store if Poland and Italy
were unified – despotism. He advocated a federative principle that would
institutionalise anarchy as a way of protecting the autonomy of regions and
communities and institutionalising a far deeper, more three-dimensional
equilibrium of power. It is the aim of the rest of the book to show why his
federal position was so distinct from his statist contemporaries, and
what his theory of anarchy can bring to our contemporary re-thinking
of the dynamics of international relations. What is most striking is that
we are today trying to think beyond the very same dynamics of statism
that the anarchists campaigned against all those years ago.
Chapter four turns to the epochal republican ideas of Rousseau, Kant and
Comte, to get a flavour of the intellectual debates Proudhon was engaging
and gain a deeper sense of the ideas that shaped the emergence of the late
modern era. My aim in this chapter is to elaborate Martin Wight’s obser-
vation that what characterised thinking about international relations from
the late eighteenth to the mid-nineteenth century was theodicy (how to
explain the existence of evil if God was all good). War and peace were
the classic focus of this question and as I will show, thinking about these
subjects was framed almost universally in terms of the philosophy of
history. From Rousseau’s debate with Voltaire through to Kant’s critique
of Rousseau and Comte’s critique of Kant in turn, what we see is the pro-
gressive secularisation of theodicy. For each, history was providential and
war would ultimately bring peace. Not only this, but war would also be
the generative impulse for the establishment of ideal political institutions,
namely republican states. While the individual inflection each gave to
this debate was epochal in its own right (Rousseau the romantic, Kant the
rationalist and Comte an atheist materialist), each passionately believed
that the development of the ideal political subject and the ideal political
institutions would be realised as a consequence of human vice. For
Rousseau and Kant, our fall from grace and our human frailties would be
the means through which republicanism would emerge. The principal
empirical proof of this was our propensity for war and revolution which,
both argued, would hurry the emergence of the state and through its
federation (variously conceived) usher peace and the emergence of a rational
universal political subject. Comte dismissed what he saw as Rousseau
and Kant’s theological metaphysics and insisted by contrast that the ideal
republican order was given in the material forces of history. War was still
the means by which we would advance, but not because we were evil, but
because humans are lazy. Conditions would impose upon us the imperative
to develop ever more intricate means of warfare or face extermination,
which would in turn necessitate ever more intricate political orders to
16 Retrieving Proudhon
sustain the ideal division of labour necessary to winning such wars. Positi-
vism was providentially given in the material forces of history, such that in
the ideal society it should be elevated to the ‘Religion of Humanity’.
Each defended a version of inter-state federalism as the primary institu-
tional means of keeping states in check once history had come to an end.
While Rousseau foresaw an ever closer universal federation of states, slowly
expanding and integrating in ever higher unity, Kant envisioned something
much looser. Where Rousseau was the inspiration for the revolutionary
wars, Kant tried to bring them to an end with ‘Perpetual Peace’. His vision
of a loose confederation of states was intended to secure the autonomy of
states from an overweening centre. Comte, writing during the Restoration
period, felt that the only firm foundation for republican international
relations was for all peoples to be restored to national freedom, thus break-
ing up Empire, but then linking all of Europe’s republics under a universal
moral order, the positivist ‘Religion of Humanity’. For all three, the
transposing of the principles of republican politics to the international order
was not only a desire, but was also, they argued, inevitable. If history was to
have a transcendent logic, if war and peace was to have a positive role to
play in human history, then providence must inevitably see society transcend
anarchy. For all three, the evolution of human history was the evolution
from anarchy to the just republican political order. Proudhon, as I will show
in the following three chapters, inverted this formula.
In chapter five I begin by setting out Proudhon’s social theory, his
ontology and epistemology. The reason we start here is that Proudhon’s
republican social theory sought to ‘demonarchise the universe’ as much
as dethrone the emperor, which is to say that in order to defend anarchy,
he first had to show that prevailing theories of providence were flawed.
Proudhon saw anarchy as our lot. There was no transcendence to be had.
In order to defend the normative value of this position, he developed a
radically original social theory. Proudhon sought to chart a via media
between Comte’s materialism and Kant’s idealism and crafted what he
called ‘ideo-realism’. His ‘revolutionary ontology’ involved an emergentist
theory of social groups, where individual co-action produces group agency
that is equally real. Like Kant and Comte, Proudhon also argued that
social groups would inevitably clash, but saw no directionality to this clash.
What guided history was the predominance and mutual balancing of
forces. Justice was that system of collective reason which emerged from the
confluence of history to justify a particular hegemony of material and group
force. Force was therefore as central to justice as justice was to force.
Proudhon argued that freedom inhered in the fullest exercise of our
capacities in communion with others. What prohibited this was the twin
structural alienation in modern society that inhibited human freedom –
political alienation to the state and economic alienation to the proprietor.
By recovering both forces, society would be radically recalibrated. Socialism
was the system of collective reason that gave shape to this emergent justice.
Retrieving Proudhon 17
In this chapter I also begin an immanent critique of Proudhon’s sexism
using his own theory of justice against him. My aim is to show that we can
turn Proudhon’s theory back on his sexism in order to illustrate how it
works and to correct his own prejudices.
The following two chapters show, first how Proudhon’s La Guerre et la
Paix was a case study for this philosophy of history and second how the
nineteenth-century international equilibrium in anarchy provided a template
for institutionalising social order as such. Proudhon argued that war is
justice-making precisely because of our purposeful agency in its execution,
but rather than see it as providential, Proudhon understood war to be
historical proof of the underlying anarchy of human social life; life’s
resistance to closure, to final orders; and yet also proof of our most con-
structive and sublime natures. War was not solely a material process
for Proudhon, it was also deeply moral, and as I will show, his moral
phenomenological approach to war was in sharp contradistinction to the
epiphenomenal approach of his contemporaries. Rather than see war as
extra- or anti-social, Proudhon’s historical and sociological approach to war
located it, for better and for worse, at the heart of human social evolution.
The problem with Proudhon’s analysis was that it was couched in terms that
were becoming incredibly unfashionable amongst the republican left.
The questions Proudhon leaves us with at the end of his writings on war
are: how can we overcome war? How can we give peace the positive content
it so needs? How can we transform and harness the destructive urges at the
heart of society to socially equitable ends? If none has history on their side
and the notion of a transcendent order cannot be defended or realised,
where do we find the principles that should animate social order? Chapter
seven outlines Proudhon’s normative international political theory and the
federative principle that unifies his earlier anarchism with his final works on
mutualism. Here, Proudhon took the international anarchy for his inspira-
tion and effectively inverted modern political theory in the process. Given
what has been said about war, this may seem a strange thing to argue, but
I hope to show it is a compelling logic. The federal institutional designs
most proposed only for states in anarchy, Proudhon argues are a compelling
template for organising the inter-relations of all social groups in anarchy and
is the extension of the republican impulse. But central to this is ensuring
that the force of social groups is the expression of their constitutive parts.
Proudhon explains and defends a theory of worker self-management or
autogestion, functional and direct democracy, and a de-centred theory of
political equilibrium. Proudhon seeks to institutionalise what I term a three-
dimensional balance of power through a horizontal and commutative theory
of justice.
In the conclusion I return to the question of justice, order and anarchy in
IR today. I will show that Proudhon’s radically pluralist social ontology
and his theory of forces suggests a novel way of conceptualising the
contemporary global order around the principle of anarchy. I argue that
18 Retrieving Proudhon
anarchy today runs far deeper than we assume and that the theoretical tools
at our disposal for understanding how order and justice can be institutio-
nalised in anarchy lie latent in contemporary IR theory and can be fleshed
out and given more normative force by being linked to Proudhon’s anar-
chism. My aim will be to show that IR theory, if understood as I will pre-
sent it, provides a prima facie defence of anarchism, which, given IR
theory’s traditional statism is something of an irony.
2 Anarchy and contemporary IR theory
To suggest, as Proudhon did, that the anarchy between states might provide
the template for the progressive ordering of politics as such, that is to say
both ‘international’ and ‘domestic’ politics, would seem to fly in the face of
nearly five centuries of thinking on the subject of politics. And yet, that is
precisely the argument I will be defending in the chapters to come. Part of
the reason why we do not see matters in this way already is because of what
Hedley Bull called the ‘tyranny of ideas and concepts’,1 or the ossification of
particular ideas and traditions of thinking in the history of ideas. This
is not only a problem with the concept of anarchy, but is also the case with
more conventional ideas such as liberty, republicanism democracy and
so on. The standard meaning of key concepts has become entrenched over
time and structures not only what we think about the present, but also
shapes our readings of the past and how other people might have thought
about the concept back then. Such is the dominance of contemporary
concepts that the past is often skewed to fit into the contemporary,
now almost intuitive categories of ‘realism’ or ‘liberalism’, or Wight’s
three ‘Rs’: ‘revolutionism, rationalism and realism’.2 These constructed
‘traditions’ in the history of political thought are said to consist of a few
key and perennial questions and specific means of responding to them,
which distinguish them from the others. Realists are said to be statists,
rationalists are legalists and the revolutionists include Kant and Lenin.
Writers who do not conform to categories constructed in the present
are jettisoned as irrelevant to our understanding of the past and the
present, while those that exhibit contrasting positions within their works,
positions that do not neatly conform to those categories, are deemed
‘contradictory’ thinkers. The upshot of all of this is anachronism, prolepsis
and a mythology of doctrines that does little more than vindicate con-
temporary mindsets and tells us very little indeed about the specifics of
the past.
Quentin Skinner has argued that given the dominance of certain para-
digmatic conceptions of various concepts in the history of political ideas,
‘history can only be reinterpreted if the paradigm itself is abandoned’.3 For
Skinner and the contextualist school that followed, the history of ideas as a
20 Anarchy and contemporary IR theory
distinct academic practice can help us rethink the present by shedding new
light on the past, by questioning our inherited categories of thought and by
locating the present in a historical process which respects the specificity of
the past and its inescapable role in structuring the present. But this historical
recovery is only part of the endeavour. Uncovering past ideas can help make
the present look strange and help us destabilise standard conceptions of
various ideas and narratives, and open up the possibilities inherent in the
present, which is to say combat Bull’s ‘tyranny of ideas and concepts’.
Quentin Skinner puts it like this:
As we analyze and reflect on our normative concepts, it is easy to
become bewitched into believing that the ways of thinking about
them bequeathed to us by the mainstream of our intellectual tradit-
ions must be the ways of thinking about them [ … ] the history of
philosophy, and perhaps more especially of moral, social and political
philosophy, is there to prevent us from becoming too readily bewitched.
The intellectual historian can help us to appreciate how far the values
embodied in our present way of life, and our present ways of thinking
about those values, reflect a series of choices made at different times
between different possible worlds.4
So, bearing this methodological critique in mind, my aim in this chapter is
to set out the contours of the anarchy problematique in IR. The subsequent
chapters will narrate the source of this particular framing and a radical
alternative to it crafted at precisely the time that our contemporary ideas
first began to take shape. This alternative and its context should help
us rethink the past as well as the present and what might be possible in
the future.
As will be well known to students of IR, the ‘anarchy problematique’ is
said to consist in the political and intellectual problems that emerge from
the international anarchy between states. Anarchy is the product of
an absence, the lack of a world government or final authority that can
authoritatively and legitimately govern the plural states of the global order.
The problems of cooperation, conflict and insecurity that emerge from this
condition of anarchic self-help between anthropomorphised and individ-
uated states, vexes scholars. How is cooperation, order, justice, peace and
so on possible in anarchy? All of these things exist together, but why?
Surely, given what we think we know about anarchy, none of this should
be possible. Isn’t anarchy chaos? In IR, the general conclusion is no. The
mainstream of the field argue that the ‘anarchy problematique’ is two things
at once: the ontological constant for those wishing to understand the
relations between autonomous political units and the principal block to a
better world.
A better world, such that it would be possible at all, is usually seen to
be predicated upon some sort of remedial presence, be that a world state,
Anarchy and contemporary IR theory 21
densely interconnected institutions, socialism, feminism, etc., but not more
anarchy. Critical and liberal approaches to IR have staked their credentials
on their ability to show how anarchy can be tamed or transcended. But it
is a narrow and debilitating understanding of anarchy that they seek to
reject. For many in the discipline, the statist anarchy of the international
system, as well as anarchy in general, is routinely seen as a block to progress,
the dry rot of politics. For them, it is the contemporary transcendence of the
traditional political architecture of world politics that promises to open
up the potential for realising ever deeper conceptions of justice and order in
world politics.5 But there is a paradox at the heart of this, for while we
are overcoming the traditional statism bequeathed to us by the nineteenth-
century order, we are nevertheless entering an ever more anarchic era.
Globalisation, interdependence, and so on are not eliding anarchy, they are
the expression of its extension. There are fewer final points of authority,
more cross-cutting and undercutting hierarchies and levels of power, no
clear delineation of roles and identities that can be routinely enforced,
and while liberalism reigns supreme, everywhere the dominant ideology is
challenged and rejected. Order and justice are more than ever realised in an
overarching and deeper anarchy.6
As I will show, what most realist and liberal IR theorists show us is
that there is really nothing to fear in anarchy itself – something anarchists
have been arguing for some time now. The problem of justice and order
in anarchy is confounded by critical theorists who see themselves as
rectifying the problems of global order by erasing anarchy. This political
project, as I will show in the following chapters, has very deep intellectual
and political roots that originate in nineteenth-century providentialist
republican thought. Like a stubborn dandelion, it is only by sufficiently
clearing the ground around these roots that we can effectively pull them up
for good.
The following survey of theories of anarchy in IR is divided between what
I see to be the four main thematic concerns with and approaches to this
core concept. The first group sets out to defend ‘the virtues of anarchy’.
A second group of theorists, have, by contrast, sought to tame anarchy, to
mollify the worst excesses of the anarchy between states, or to down-play its
analytical significance. A third, more critical group of scholars has sought
to move international relations beyond anarchy altogether, seeing in the
enduring anarchy of world politics the persistence of the problem modernity
was thought to enable us to overcome. But a final group seeks to take us
towards anarchism, seeing within this tradition of thought a framework
to the solutions to the problems of world order. Disappointingly, few
of these theorists see the analytical value of a conception of anarchy, how-
ever, thereby ceding the definition of the concept to the so-called realists.
This problem reaffirms the ‘realism’ of the realist way of conceptualising
world politics and undercuts the emancipatory potential of anarchy, some-
thing we can better appreciate with a fuller understanding of one of the first
22 Anarchy and contemporary IR theory
anarchist conceptions of anarchy and international politics – the subject
matter of the following chapters.
‘The virtues of anarchy’
Those that have defended the virtues of anarchy can trace their intellectual
heritage to nineteenth-century conservative political thought. For example,
Fredrick Von Gentz and Edmund Burke, the arch critics of the French
Revolution, both saw the international society formed by the Great Powers
to be deeply structured around common religious and class practices, norms
of etiquette and custom that were justly hierarchical and which served to
embed the virtues of the old aristocratic order while ensuring that the
respective zones of imperial influence were maintained. Both believed
that the defence of the autonomy of the Prussian state or British Empire
(respectively) demanded the defence of the European equilibrium and
therefore of anarchy. Reacting against the revolutionary followers of
Rousseau, characters we will discuss in detail in the pages to come, Burke
and Von Gentz argued that the balance of power ensured the liberty
of states against the tyranny of the emerging Napoleonic Empire and the
threat of dissolution posed by the prospect of Europe breaking up into
innumerable republics.7
Given this pedigree, it is not hard to see how the defence of anarchy
came to be seen as a deeply conservative position among Europe’s leading
political theorists. The long peace in nineteenth-century Europe, the period
of counter-revolutionary conservatism from 1815 to 1917, was seen to be
predicated on the entrenchment of the autocratic orders and their mutual
management of European relations, while they fought tooth and nail
over their colonial possessions elsewhere. Sovereignty and the balance
of power were the key doctrines used to defend autocratic and imperial
privilege.
After the Great War shattered the illusion that the Great Powers could
be entrusted to manage the international order in the full plenitude of
their sovereignty, progressive and liberal positions declaimed state sover-
eignty and the scourge of anarchy that it precipitated. Goldsworthy Lowes
Dickinson, John Hobson, Norman Angell, Harold Laski and innumerable
other radicals, liberals and socialists each developed a variation of
Rousseau’s federalist position in defence of the argument that the only
solution to international anarchy was some form of federal world state
at best or a league of nations in which sovereignty would be pooled, at a
minimum.8 The international anarchy was the permissive cause of war, they
argued, the egoism of states its motor, and the only solution was to end
the international anarchy by curtailing state sovereignty through suprana-
tional institutions.
In the wake of the failure of the League of Nations, the onset of the
Second World War and the new totalitarian ambitions of the Hitler, Stalin
Anarchy and contemporary IR theory 23
and Mao, a school of thought known as realism emerged in IR which
theorised anarchy less as a scourge but rather, once again, as a solution
to the problems of world politics. If the Soviet ambition to universal
dominium was to be checked while the sovereignty of every other state was
equally guaranteed, anarchy had to be institutionalised. What IR then
turned its attention to, and what gained it the moniker of an ‘American
Social Science’ in Stanley Hoffman’s memorable phrase,9 was the manage-
ment of anarchy and the predominance of US power therein. With the
emergence of the behavioural sciences, a new idiom was found through
which anarchy and US power could be understood to be in harmony with
the very fabric of nature once again.
While realism is a rich and diverse tradition of thinking about world
politics,10 anarchy, the state and material power are at the heart of a realists’
vision of politics. The descriptive and the normative meld in the realist
vision and while the emphasis may differ from one thinker to another,
the core remains the same: states should/will not recognise any formal
superior, they are the legitimate monopolisers of force in a given territory
and their material capabilities make them the most significant actors in
world politics. Any sensible theory of global order, one concerned with
power, must take these facts into account or invite the charge of irrelevance
at best, utopianism at worst. The balance of power, what used to be called
the European equilibrium,11 is what inevitably emerges from the coactions
of like units in anarchy, units that trust no one and are armed to the teeth
in preparation for any eventuality.
As Kenneth Waltz put it, in world politics ‘[f]ormally, each [state] is the
equal of all the others. None is entitled to command; none is required
to obey. International systems are decentralised and anarchic.’12 Thus, ‘[t]he
problem is this: how to conceive of an order without an orderer and of
organizational effects where formal organization is lacking’.13 How is it
possible, Waltz asks, that despite the fact the global anarchy is populated
by the most heavily armed groups in human history, order prevails? In
asking this question at the height of the Cold War, Waltz was reframing a
normative position that stretched back at least as far as to the Holy
Alliance, as an explanatory scientific project. Animated by this anarchy
problematique, IR became the disciplinary backbone of the management of
Cold War bipolarity; defending international anarchy from the revolu-
tionary projects of the left became the ideological and political staple of
IR.14 Central to the scientific credentials of this project was the claim that
anarchy was the perennial condition of politics, an empirical constant,
a universal law that only those who stood against nature would seek, in
futility, to overturn. For example, harking back to the teachings of that
other arch conservative, the French Restoration theocrat Joseph de Maistre,
the key English School theorist of International Relations, Martin Wight,
claimed that the international anarchy would necessarily persist until the
eschatological ‘the death of death’, the end of days.15
24 Anarchy and contemporary IR theory
This conservative form of realism was articulated in its most parsimo-
nious form by Kenneth Waltz. As is well known, Waltz argues that if we
want to account for order in anarchy, three things matter above all others:
the ordering principle of the system (anarchy, as opposed to domestic
hierarchy), the functional similarity of the units (the sovereign equality
of states) and the distribution of material capabilities (power) across the
system. Waltz argued that identical units, differentially endowed and
recognising no superior will not inevitably go to war with one another.
While anarchy is permissive of war, it is equally permissive of order and so
something else must be keeping states from each other’s throats. For Waltz,
like those who preceded him, the answer lies in the emergent balance
of power. States balance against one another, others ‘bandwagon’ with
great powers, or form mini and regional alliances in order that no one state
predominates. These are all defensive strategies but they are forced upon
states by virtue of the structure within which they find themselves – anarchy
and self-help.
There is little in Waltz to explain where this system came from, but
there is a plentiful discussion of its relative ‘virtues’ going forward. Waltz
argued that anarchy ensures that no state dominates the international
system, that all retain their liberty vis-à-vis one another. State autonomy
and sovereign independence give groups of peoples within states the
opportunity to coordinate their actions in relation to one another and to
thereby be lifted ‘out of nature’s realm’. By having to ‘do it themselves’,
so to speak, by being forced to be free and thereby having to respond
actively and efficiently to external pressures, states build up their internal
capacities and the best internal form of political order is the one that
allows the political community to best respond to the structural pressures
imposed by a system of anarchy. In a nuclear age, system transformation
is unlikely because the costs are so high and so system management is
the core priority of a realistic IR theory. As Waltz put it: ‘[t]he prospect of
world government would be an invitation to prepare for world civil war’,
and the greater the need to defend this world state, the more concentrated
power will become at the centre and the greater the prize for any would-be
revisionary states. Thus, what Waltz calls ‘the virtues of anarchy’ revolve
around the defence of autonomy: ‘[i]f freedom is wanted, insecurity must
be accepted.’16
Hedley Bull’s notion of the Anarchical Society is predicated on much the
same political project but the theory of anarchy is far more developed.
Anarchy, far from being an asocial, materialist and value-free zone, has
social qualities; qualities that explicitly hark back to the writings of Grotius,
Burke and Von Gentz, amongst others.17 Like his conservative forbears, Bull
saw anarchy as a social realm, replete with its own customs, etiquettes of
diplomacy and institutions of law and norms of right conduct. While also
interested in how order is possible in anarchy, Bull understands order in
far richer ways. ‘By order’, he began, ‘I mean a pattern of human activity
Anarchy and contemporary IR theory 25
that sustains elementary, primary or universal goals of social life’, and for
him this meant the defence of ‘life, truth, property’.18 Different societies
realise their particular social forms in different ways and each seeks out the
good in terms relative to their own internal settlement on these three issues.
Bull is also careful to avoid the assumption that the possibility of society
depends on the following of imposed rules. As he puts it: ‘I believe order in
social life can exist in principle without rules, and that it is best to treat rules
as widespread, and nearly ubiquitous, means of creating order in human
society, rather than part of the definition of order itself.’19 The reason is
clear. The protection of the autonomy of political communities is predicated
on anarchy and if one were to equate order with formal rules and author-
itative enforcement mechanisms, then global order in the 1970s would have
been inexplicable.
One of the principal reasons for this framing relates to Bull’s famous
rejection of the ‘domestic analogy’ whereby, it is argued, the only solution to
the problem of war is to force all states to submit to a common power in the
same manner that all individuals are forced to submit at the domestic level.
Bull rejects this, following Hobbes, by arguing that ‘anarchy among states is
tolerable to a degree to which between individuals it is not’.20 Bull argues
that any attempt to force states to submit to a common power would not
resolve the problem of order, but would simply recast it, whereas forcing
individuals to submit uniformly solves this problem. Domination within
states is the price we pay for liberty between them.
For Bull and Waltz, the liberty of states is central to the possibility of
order. Like for Von Gentz, the primary means to this end was the balance
of power, the structural chassis or ‘master institution’ of global politics.
Without this balance, which is to say the defence of the autonomy of states
from the encroachments of other states, all the other plural freedoms we
take for granted would be impossible. For Bull, anarchy and the balance of
power protect and underpin territorial sovereignty, the functioning of inter-
national treaty law, diplomacy and international trade. The anarchical
society was the cradle of (global) justice.
Because of the insights afforded by his historical and sociological framing
of these issues, Bull was able to envision a future in which this categorical
distinction between domestic and international might break down and
where anarchy might be transcended. Looking to the then nascent European
Economic Community (EEC) for inspiration, Bull argued that it was possi-
ble to foresee a time in which the erosion of sovereignty and the thawing
of relations between the regional power blocks would see inter-state relations
change. At this time, when ‘the tyranny of existing concepts and practices’
had given way to a new praxis of international relations, we could see the
emergence of neo-medieval political orders, where multiple points of
authority overlapped, sat alongside and undercut the state. Following Burke,
again, Bull assumed that such a system would only be realised through the
extension and embedding of a common, cosmopolitan intellectual culture,
26 Anarchy and contemporary IR theory
one that existed only at the elite level, he lamented, but was likely to drive
forward global social change in the future.21
To reiterate, social change should not be driven from the bottom upwards,
but only as an elite project, lest the tenuous order established between the
great powers break down. Bull assumed that revolution would lead to
the disruption of the balance of power, potentially pitching states into war
and disrupting the institutional balance through which change had to take
place – his argument against the boycotting of Apartheid and his concerns
that the African National Congress (ANC) would align with the Soviets
is a case in point. The global order depended on Western values and
only through elite bargaining and the maintenance of hierarchy and order
within the state could social change be guaranteed that would avoid global
conflagration.
The end of the Cold War witnessed, for the first time in modern history,
fundamental system change without major war between the great powers.
The EEC has been transformed into the European Union (EU), now com-
prised of 27 states and counting, and the centre of political gravity is shifting
away from the West, towards both East and South. The International
Criminal Court and the human rights regime have transformed the concept
of legal redress, while globalisation and environmental collapse have
replaced bipolarity and nuclear Armageddon as the new threats that link
us all. It is in this context that Mervyn Frost has suggested a different way
of conceptualising the potential virtues of anarchy. Rather than only one,
Frost argues that there are now two foundational anarchic practices on
which the moral value of modern global society is based. The first anarchic
practice is a communitarian one between sovereign states, and the second is
the cosmopolitan anarchy of rights-bearing individuals within global civil
society, constituted and defended through the Universal Declaration of
Human Rights. In this latter realm of social activity, autonomous rights-
bearing individuals pursue their conceptions of the good in a realm of civic
freedom outside and alongside the state and can find redress through the
global human rights regime and the International Criminal Court (ICC).
Frost extends the discussion of the virtues of anarchy in important ways.22
Like Waltz and Bull, Frost argues that anarchical societies defend and
‘nurture’ inter-state pluralism, but that it is high time this pluralism was
extended to include rights-bearing individuals too. Frost also concurs
with Waltz that since anarchies have no centralised command structure, they
are invulnerable to capture, defeat or coercion. He defends the position
that in anarchy the defence of the autonomy of the self is the defence of
the autonomy of each, and he agrees with Bull in that anarchy constitutes
individuals and states as equally free, rights-bearers rather than simply
rational egoists precisely because of the plethora of institutions that exist to
defend this moral autonomy.
Frost suggests that anarchy must be defended for the reason that
without it, reciprocal freedoms based on the recognition of moral
Anarchy and contemporary IR theory 27
equivalence would be impossible at the inter-state and inter-citizen level.
This defence of anarchy, he argues, is at the heart of both collective security
and the human rights regime. Frost makes four further points that Bull and
Waltz do not. First, ‘experimentation and development’ are de rigueur
in anarchies since no single blueprint is imposed from above. Moreover,
anarchies have no admission procedures. All that is required is that
the individual or state constitute itself as autonomous and agree to the
unavoidable principle that the autonomy of one is the precondition of
the autonomy of all. Finally, anarchies are also directly participatory
and change occurs incrementally dependent on autonomous, self-directed
action. These are all good things in Frost’s view. Finally, unlike
more established eschatological or liberal and Whig philosophies of history,
Frost argues that ‘[a]n arrangement which grants autonomy to its units
is not well suited to putting any single vision of the good into practice’.23
Anarchy is valuable because it does not permit of totalising visions of
the good life.
To conclude this section, Waltz, Bull and Frost represent three very well-
known voices in IR and as should be clear, they have developed a quite
unique idiom in the more general ‘political discourse of anarchy’. Their
positions are not unique and they are fairly widely supported. The simple
message is that anarchy has significant virtues and ought to be defended.
The conundrum for us is that these are deeply conservative visions of
anarchy and they have generated considerable critique precisely for these
reasons. Were it not for the largely statist ontology, it is even hard to
imagine that many anarchists would disagree with these arguments. But this
statism is a huge problem and one which the rest of IR also has a problem
with. The question is whether the solutions to the problem of anarchy are
better than the problem itself ?
Taming anarchy
The distance between realists and liberals in IR is not great and for the
purposes of this chapter I will presume that liberals provide a development
of realism rather than some paradigmatic alternative. Where realists, parti-
cularly the new realists of the late 1970s and 1980s, saw the condition
of anarchy as limiting the possibilities for cooperation in international
politics, the liberals countered that in spite of anarchy and without dis-
regarding the analytical centrality of the state to international relations,
formally non-hierarchical inter-governmental organisations stabilise the
international order in ways which do not necessitate the focus on military
power and balancing tactics by states. Moreover, international organisat-
ions do not curtail the formal autonomy of states, meaning that despite
anarchy, cooperation and order is possible in the here and now. Whereas for
the realists, the core determinant of order in anarchy was the mutual
balancing of material capabilities, for liberals, ‘institutions matter’.
28 Anarchy and contemporary IR theory
What distinguished the liberals of the 1920s and 1930s, Lowes Dickinson
and Angell for example, from their more recent counterparts, was that the
latter did not seek to curtail state sovereignty and thereby erase anarchy.24
Rather, the new liberals that emerged in the late 1980s sought to square
inter-state anarchy with the institutions of the global order such that
the autonomy of states could be preserved within an institutional archi-
tecture that would enable cooperation and a progressive world order. In this
sense, the liberals of the latter half of the twentieth century were closer
to Woodrow Wilson. What distinguished Wilson from Angell was the belief
that self-determining and liberal republican nation states were the appro-
priate political subjects of anarchy. Moreover, international organisations
like the League of Nations and the UN, and less formal regimes, principally
capitalism, were central to order and would, it was posited, tame anarchy –
if not erase it altogether.
Of the works in the latter half of the twentieth century that made the most
impact on these debates, Axelrod and Keohane’s ‘Achieving Cooperation
Under Anarchy: Strategies and Institutions’, and Keohane’s discipline-
shaping work After Hegemony are two key reference points.25 In the former,
the authors question the argument, drawn from game-theoretic modelling
of the Prisoner’s Dilemma, that cooperation under anarchy is not a stable
strategy due to the short-term benefits of defection that are structured into
anarchic self-help systems. The traditional model seemed to demonstrate
that defection in self-help systems produced immediate pay-offs, thus under-
mining cooperative behaviours and seemingly justifying isolationism,
unilateralism and power politics. But Axelrod and Keohane argued that
under conditions of even minimal communication and ‘repeat plays’,
assuming that actors will come into contact with one another again and can
talk to one another, cooperation can emerge and is the most stable strategy
even if actors only follow simple tit-for-tat strategies of reciprocity. That is to
say that if states recognise that they have diplomatic channels and pursue
only minimal like-for-like interactions, game theory suggests that coopera-
tion is a stable strategy and can mitigate the problems of cooperating
in anarchy, without undermining the autonomy of states. Throw stable
institutions into the mix, the likes of capitalism, the UN, Organisation of
the Petroleum Exporting Countries (OPEC) the International Monetary
Fund (IMF) and so on, and the transaction costs of cooperation are off-set
by the memory and learning that is institutionalised, and the practices
that are protected and embedded, or by repeat contact with foreign elites.
And all of this can and does take place in anarchy. There is no need for
a world state to reduce the inconveniences of anarchy: formally non-
hierarchical, treaty-based, inter-governmental institutions will do.
The more modest liberal theorists make no explicit normative claims
regarding the possibility of transcending anarchy. Most, like Keohane, argue
that anarchy will remain a structural feature of world politics for the fore-
seeable future. Rather than appeal to the standard liberal eschatology
Anarchy and contemporary IR theory 29
to explain or predict the future world order, liberals of this less explicitly
normative variety simply argue that it is time to ditch the concept of anar-
chy altogether. Analytically, in a highly institutionalised, Western-dominated
global order, interdependence was seen to be a more appropriate focus for
the discipline.26 Defending a neo-liberal hegemony is the new conservatism.
In an important piece in which she took on standard conceptions of anarchy
directly, Helen Milner argued that IR needed to rethink the concept and
its centrality to international politics or risk further dislocation from the
rest of the field of political science.27
Milner’s argument was that IR theorists, both liberal and (neo)realist
had been too quick to assert the centrality of anarchy to everything
they sought to explain. Anarchy, she argued, was relatively indeterminate,
anarchy itself did not do anything. Yet, it provided the permissive context
for everything. Thus, why anarchy should be any better an explanation for
power politics than any other form of human interaction was not entirely
clear. Moreover, from the late 1980s, it had become clear that forces
other than power politics were shaping the global order – in particular,
capitalism. Milner argued that what characterised international relations
in this context was ‘strategic interdependence’ between a plurality of
actors across multiple levels and numerous planes of social and political life.
What this interdependence also demanded was a reconsideration of some
of the core theoretical assumptions of the field, principally the rather over-
simplistic, anthropomorphic, methodologically individualist theory of the
state that the likes of Waltz and others took for granted.
Milner began with Waltz’s notion that what characterised sovereign
polities was formal hierarchy with a clear final point of authority and
the converse supposition that anarchies are hierarchy-free. Milner pointed
out, not unreasonably, that hierarchy has been at least as persistent a feature
of the international order as anarchy and, we might add, that most polities
are managed anarchies. For example, the diverse locations of sovereignty
across many states suggest that it is not always clear that hierarchy is
the dominant organising principle in domestic politics. Republican and
federal states in particular have complex structures of rule and authority
that cannot be reduced to simplistic binaries of hierarchy and anarchy.
Many of Milner’s contemporaries joined her in pointing out that in
the emerging European Economic Community it was not at all clear
where sovereignty resides either.28 Today, the EU has a multitude
of competing constituencies formally represented, from national and poli-
tical to linguistic groups; competencies for policy domains divided across
committees; and a complex plethora of checks and balances on executive
power, from the EU parliament through to the European Court of Justice,
national parliaments, civil society oversight, regional representation, and
so on. The EU is criss-crossed with a plethora of institutions and power is
exercised at multiple levels and in multiple directions, not all of which
are vertical.
30 Anarchy and contemporary IR theory
Milner also took issue with Weberian definitions of the state that perme-
ate realist thinking. The notion that states monopolise force is anachronistic
and unhelpful. In the history and practice of politics, this has rarely been the
case. From the constitutional right to bear arms in the US and Switzerland,
to the right of rebellion from Locke to the Civil Rights movement in the
1960s, from colonialism to the Arab Uprisings and the emergence of
the doctrine of ‘Responsibility to Protect’, the legitimacy of the use of force
is always relative to a number of different political factors. A monopoly is
meaningless in the context of the inability to deploy it, and the ability
to deploy force says nothing of its legitimacy. As a working hypothesis then,
Weber’s ‘ideal type’ hinders more than it helps.
Given these and a number of other crucial insights, Milner argues that
a focus on interdependence (as opposed to anarchy) might better help link
IR back into political science precisely because the focus on anarchy
has been too narrow, thereby failing to convince scholars of comparative
politics and others in cognate disciplines that mainstream IR has an
adequate grasp of the realities of global life. While Milner is cautious not
to argue that the anarchy between states is analytically redundant, she is
clear that it is certainly not invaluable to explaining global order. Rather,
what explains order in anarchy is interdependence, not a brute balance of
power, and this interdependence is constituted and embedded in and
through institutions and regimes.
The paradox at the heart of the liberal and comparativist theory is that
by positing plural regimes of power and order, interdependence and coop-
eration, the late modern condition becomes marked by more, not less,
anarchy. The empirical disaggregation of the state and the emergence of
cross-cutting points of power radically pluralises the global order. Anarchy
becomes more not less prevalent, and yet, in spite of this, order persists.
Moreover, as Axelrod and Keohane argued, there is also more than just a
suggestion that even without institutions anarchy and cooperation are con-
ducive to one another rather than antithetical. The question then becomes
not whether institutions matter, but which institutions matter most and might
alternative ones be a better source of justice and order in anarchy?
Beyond anarchy
Beate Jahn has persuasively argued that nothing in liberal accounts of
world order suggests any more than the empirical argument that liberalism
is hegemonic.29 When Milner claims that anarchy can be dismissed
as an analytical category, this is because she is able to describe a world
order almost entirely dominated by the United States. Second, insofar as
liberalism as a theory claims to have universal and objective applicability,
somehow reflecting the underlying laws of history, it thereby exposes itself
as the reigning ideology of the most powerful. It is here that we find IR
theorists claiming we have moved beyond anarchy. On the one hand liberals
Anarchy and contemporary IR theory 31
claim that we have moved to a universal liberal order, while on the other,
Marxist critical theorists claim that we can move beyond anarchy. Interest-
ingly, with the collapse of orthodox Marxism in the late 1980s and the
emergence of a Habaermasian critical IR theory, what we find is that
the eschatological claims of the most vulgar liberalism have been adopted by
the new critical theorists in IR. For vulgar liberals and critical theorists, the
move beyond anarchy is the promise they hold out for the praxis of world
politics. However, both arguably engage a conception of anarchy that
is almost entirely ‘realist’ in origin, and both hark back to Kantian con-
ceptions of transcendence which it is the purpose of the rest of this book
to question. But neither the liberals nor the critical theorists can efface
anarchy and always remain open to the historicist critique of the Marxists or
the realist appeal to material power and the ‘virtues of anarchy’ in world
politics.
Vulgar liberalism has innumerable buglers, and only a few can be
mentioned here. For example, Michael Doyle’s re-statement of the Kantian
liberal peace thesis posited law-like relations between the spread of liberal
republican states and the zone of peace that was said to emerge between
them. In the aftermath of the Cold War and the seeming triumph of liberal
democracy, Francis Fukuyama argued that we had subsequently reached
‘the end of history’. Such is now the hegemony of liberal ideas that the
mainstream peacebuilding literatures proposed the replication of liberal
states, with the attendant institutions of democracy, free trade and the
rule of law presented as a universal panacea for post-conflict states and a
template for UN peacebuilding missions worldwide. And finally, the dom-
inance of US power and the global institutionalisation of US values has led
John Ikenberry to claim that we are fast approaching a world order in which
Western values are so globally entrenched that sovereignty is transformed
into a liberal neo-medieval order, with institutional integration consolidated
through dense inter-connections between networks of power rather than by
states. This ‘Liberalism 3.0’ is considered a huge advance on previous
incarnations of liberalism because it promises to transcend the legacy of
formal anarchy and functional hierarchy of the Wilsonian liberal era for
good, uniting the world under the new global religion of liberalism.30
Even liberal scientific realism, particularly of the variety developed by
Alexander Wendt, results in a eschatological and providentialist account of
the inevitable ascendency of liberalism and ultimately a liberal world state.31
His position was that if anarchy is indeterminate, outcomes like cooperation
or war cannot be predicted merely on the basis of the a priori postulate of
the absence of an orderer. While Wendt’s statism is admittedly ‘depressingly
familiar’, his key insight for our purposes was to show that actors’ identities
as friend or foe are socially constructed rather than materially given, and
that shared identities lead to stable interaction. Anarchy matters not, it is
ultimately ‘what states make of it’.32 What is made clearest by Wendt is
that anarchy is not an asocial realm of human activity. Nor is anarchy
32 Anarchy and contemporary IR theory
necessarily a domain of brutality any more than it is necessarily the domain
of all human happiness. What really matters are the ways in which actors
relate to one another and the cultural norms that can and do emerge
through processes of interaction. For anarchists, Wendt’s theory of anarchy
is, on the face of it, instructive, since he shows how anarchy develops
distinct cultures dependent on the mutual constitution of the particular
identities of the agents that constitute that anarchy.
However, in an important addendum to this theory, Wendt argues
that anarchies inevitably progress through three distinct cultural forms,
Hobbesian, Lockean and Kantian. Where the first is dominated by mistrust,
with the emergence of simple rules cooperation becomes possible, until the
drive to mutual identification and recognition that emerges from the close
interactions of like-minded states, endowed like persons with identities
prior to and constituted through interaction, develops into a Kantian world
state. Anarchy is not to be feared since it is but a temporary staging post on
the path to nirvana.
Another alternative way of approaching this issue can be found in the
recent, highly acclaimed work of Daniel Deudney.33 Deudney distinguishes
between two types of anarchy: pre-state and interstate. In the pre-state
anarchy, violence is endemic because there are no mutual constraints
to restrain the Hobbesian condition of the ‘war of each against all’. With the
emergence of modern republics, this anarchy was overcome. The interstate
anarchy, by contrast, is a protean republican security community. Linking
directly into the tradition of republican political theory, an alternative
account of which will be discussed in the next two chapters, Deudney argues
that the state provides a system of mutually agreed and mutually constrain-
ing laws to protect and enable citizens. Power is diversified and checks and
balances instituted to protect autonomy and establish order.
One of the key differences between Deudney and Wendt is this pluralist
(as opposed to Hegelian) vision of the state, which translates almost entirely
to his vision for global order. Since Deudney theorises the state as an
institutionalised constellation of powers, rather than as ‘a person’ as
in Wendt’s theory, the possibility of decentred global coordination of power
becomes a distinct possibility, whereas in Wendt’s Hegelian theory, only
states can be moral actors in world politics. For Deudney, the republican
tradition suggests that anarchy can be overcome through mutual relations of
balancing rather than predominance. For example, the people balance the
power of the government, while the liberty of the executive and judiciary
are central to notions of individual liberty from the state, and so on. The
state is a particular institutionalised balance of power between society’s
plural groups.34 Likewise, in international relations, anarchy can be over-
come by a corresponding ‘distinctive republican structural form’ which
he terms negarchy, a concept which ‘captures the full and rounded restraints,
or negatives, in republican political associations’.35 The value of negarchy
domestically is that it equally denies anarchy, oligarchy, hierarchy,
Anarchy and contemporary IR theory 33
aristocracy and monarchy and constrains the majority from dominating the
minority. Internationally, negarchy captures the political institutionalisation
of the pluralism that Milner identified and which theorists of globalisation
have highlighted over the past 20 years. When we understand the state and
global order in this way, ‘republican security theory sees “balances all the
way up and down”, and conceptualises “balance of power” phenomena
operating both internally and externally’ to states.36 This framing is inter-
esting because in seemingly moving beyond anarchy, Deudney brings us
closest of all contemporary IR theorists to precisely the plan that Proudhon
developed all those years ago. Which begs the question of whether the
neologism was necessary? Wouldn’t ‘anarchy’ do?
Clearly, the problem lies in the baggage that comes with disciplinary
conceptions of the concept. Deudney was forced to invent a new term
to describe order without an orderer, when anarchy would do just as
well. What distinguishes Proudhon from Deudney most clearly, and what
ultimately places Deudney in the liberal camp, is that Deudney has very
little to say about the dominating effects of capitalism and the institutional
means for limiting the power of capital through republican means.37 While
Deudney is surely right that actually existing Marxist polities were and
are unable to institutionalise non-domination, what liberals also miss are the
relations of domination that inhere directly to the private possession
of property and the social relations surrounding this. This critique is absent
in Deudney, but it is central to Proudhon’s anarchism.
However, the critique of capitalism in Marxist IR theory also points
towards the transcendence of anarchy. For example, Justin Rosenberg has
argued that the emergence of capitalism was intimately connected to
the entrenching of anarchy between states in the international order.38 The
formalised anarchy between states, or the empire of civil society, was
the precondition of the anarchy of the market constituted by the unfettered
relations of capitalists. For Rosenberg, while anarchy is ‘the central
preoccupation of modern social thought’,39 it is peculiar only to ‘the char-
acteristic social form of capitalist modernity’:40 transcend capitalism and
anarchy will be transcended too, or so it is claimed.
In an attempt to move beyond the crude materialism and the overly narrow
focus on class and production in Marxist social theory, critical theorists
in IR turned to a variety of neo-Kantian social theory identified most clearly
with the work of Jürgen Habermas.41 Developing insights from Habermas’s
work, critical theorists in IR undertake two moves at once. For example,
Linklater argues that the primary failing of neo-Kantian republican theory
is that the ‘extension of state power in the latter part of the nineteenth cen-
tury revealed the limitations of their analyses’.42 The European nation state
failed to live up to the expectations of theory. Thus, while neo-Kantian
critical theorists retain a conception of a universal political subject, they
refuse to disaggregate this subjectivity into constituent states. The individual
is universal and the universal that is humanity is one. Given the progressivist
34 Anarchy and contemporary IR theory
or providentialist philosophy of history that this presupposes, it would
have been difficult to assume that the solution to the problems of anarchy
that the realists highlighted might be found in the distant past. Linklater,
for his part, followed Bull in arguing that neo-medieval orders and
the supra national institutionalisation of Europe promised to reconcile the
universal subject within a more responsive institutional particularism. Thus,
the development of multi-level governance, regionalism, the complex
horizontal and vertical institutions of the EU were seen to anticipate a more
complete conception of cosmopolitan citizenship and the transcendence
of anarchy.
As we can see, this move away from the traditional concerns with
class and power by critical IR theorists has moved them far closer to the
liberals of which Marx was such a vociferous critic. What was gained,
however, was a neo-Kantian idiom that made up for the moral gap at
the heart of modern Marxism, particularly around questions of individual
autonomy and issues of dialogue and the innumerable zones of exclusion,
other than class, that structure and shape world politics. Likewise, Linklater
was concerned to provide a robust critique of the so-called ‘immutability
thesis’43 that characterised realist thought, but in the process capitulated
to the seemingly irresistible lure of liberal eschatology. This was of course
always latent in Marxism, but without the concomitant critique of class
and bourgeois property and productive relations, Jahn is surely right that
critical IR theory provides little that is truly critical.44 What will become
clearer in the pages that follow is that anarchism provides precisely
the idiom that would have allowed critical theorists to move beyond the
economism of Marxism without having to genuflect before the eschatology
of liberalism.
Linklater did come close and is to be applauded for being one of the very
few in IR to call for a turn to anarchism, a tradition of thought that, as he
rightly points out has ‘has long-argued for despatching state monopoly
powers to local communities and transnational agencies in order to recover
the potentials for universality and difference which were stifled by the rise
of the modern territorial state’. He argued that this body of literature might
well help us think through the new problems of citizenship, community,
universality and difference in this ‘post-Westphalian era’.45 But such is the
historiography of the left and the dominance of particular conceptions
of anarchy in IR, few others have heeded this call and looked here for
intellectual nourishment.46
Finally, for feminist IR theorists, the standard bifurcation between inter-
national and domestic is not only constitutive of the naturalisation
of anarchy, but it is also reflective of the traditional bifurcation of domestic
and public in traditional masculinist political theory. Along both axes,
women’s experiences are ignored at best and their active oppression
institutionalised at worst. Furthermore, feminists see anarchy as the specific
context in which privileged white men find themselves, rather than a
Anarchy and contemporary IR theory 35
transcendent international political problematique with ineluctable universal
constraints.47 By contrast, when we ask ‘where are the women?’ and we look
at international relations from the standpoint of women, a very different
picture of world politics emerges, one in which women are routinely found
to be working in the lowest paid and most insecure work and where the
domination of women is central to maintaining the impression that
the social world is ‘naturally’ bifurcated along the axes of domestic/public,
hierarchy/anarchy. Cynthia Enloe’s discussion of the role of diplomatic
wives, of prostitution around military bases, of female sweatshop workers
producing consumer goods and so on, all graphically illustrate these
relationships and have become iconic images of power in the contemporary
study of world politics.48 As Enloe put it, what is most striking about
mainstream politics is ‘how far authors are willing to go in underestimating
the amounts and varieties of power it takes to form and sustain any
given set of relationships between states’.49 For all the benefits of this
account, anarchy remains a masculinist practice or a pernicious distraction
from the real issues facing women today. By equalising or reframing the
analysis, anarchy either drops out or is transcended. This is unfortunate,
because again, anarchy is equated with a very limited realist and liberal view
of the same; it does not appear to many that it might be thought of as
part of the solution to the problem of gender inequality. What I will show in
chapter five is that it did not occur to Proudhon that anarchy might have
an emancipatory role to play in this domain either.
Towards anarchism
What we find with those theorists who have veered closest to anarchism is
that they have ultimately pulled their punches. Anarchy has such deeply
rooted negative connotations that even those who actively call for a turn to
anarchism, even the most prominent anarchist on the planet, seem unwilling
to argue that anarchy might be a useful concept in an anarchistic inter-
national political theory. While we will close this discussion with a brief
engagement with Noam Chomsky, I begin with an analysis of post-
structuralist IR theory and then turn to those other than Linklater who have
called for a turn to anarchism in IR.
Richard Ashley’s deconstruction of the anarchy problematique in 1988
took on the two standard assumptions central to mainstream IR theory.
The realists assumed that anarchy was natural, inevitable or given in the
structures of geopolitics and thus the framing for any realistic approach
to international affairs.50 His deconstruction of this debate revealed two
surprising insights. First, that what was considered natural by realists was
as much a textual strategy and a rhetorical act as a description of the world
‘out there’ – if not more so. The fact that reality was inevitably framed
through textual strategies of signification and resignification suggested that
reality itself was little more than an assemblage of texts and interpretations.
36 Anarchy and contemporary IR theory
There was no foundational order underlying even our most stable of repre-
sentations. Anarchy is the underlying condition of life because ‘reality’
cannot be grounded on epistemologically stable foundations. Consequently,
anarchy was more extensive and all-pervasive than the vast majority of IR
theorists had typically been willing to accept.
Like the wider modern discourses of science and society, of which it was
a part, IR theory was cast by Ashley as being principally concerned with
taming this radical contingency, bringing order to anarchy through the
‘heroic practice’ of settling discourses with appeals to certainty and ‘realism’,
affirming an underlying order using game theory and through moralistic
appeals to institutions, in order to show the epic scale of the task IR theorists
set themselves – taming modernity itself. Anarchy ‘signifies a problematic
domain yet to be brought under the controlling influence of a sovereign
centre’.51 Whether sovereignty was of an epistemological kind, the sover-
eignty of reason, for example, or of an ontological kind in state sovereignty,
the two were ultimately united in the fidelity to the state as the ultimate
reference point around which order might be made to turn. But from the
poststructuralist perspective, IR was, like Don Quixote, tilting at windmills.
By dislodging the centrality of the sovereign, by distinguishing between
the pure, de jure realm and the de facto anarchy of political life, the heroic
practice that Ashley highlights becomes the practice of politics as such.
Anarchy becomes part of political life, something we face daily, rather than
something which exists only out there, between states. Anarchy is analyti-
cally prior to order and politics. But what the poststructuralists failed to do
was to link this analysis to a coherent politics and praxis. Poststructuralist
theory tended to quietism believing that the imposition of visions of order
would be to admit to hypocrisy and the re-imposition of totalising dis-
courses. Having set out the nature of the problem, there seemed few grounds
on which to chart a way forward since to do so would be to inscribe politics
with new, totalising foundations, thereby re-inscribing the very pathology
identified at the heart of modernity.
This situation was no doubt compounded by the writings of post-
structuralist anarchists who suggested that there was nothing of value to
be found in the theories of the classical anarchists because these early
modern naïfs were classed as essentialists, foundationalists, rationalists
and positivists.52 Textual evidence to support such claims was tenuous if
not non-existent and has roused serious controversy, but few have thought
to revisit the nineteenth-century anarchists in any sustained manner.53
What I will show in the chapters to follow is that Proudhon was dealing
with precisely this epistemological conundrum and the politics of progress
that emerged from it. That he did so through an analysis of the machina-
tions of states ought to be all the more interesting for an IR audience.
But before we get to Proudhon it is important to set out the implications
of the poststructuralist position in a little more detail. If world politics is
more complex than we thought; if, today, there are many more centres of
Anarchy and contemporary IR theory 37
power, historical processes more fluid, and our representations of the natur-
alness of ‘the international’ less stable than we had assumed, then anarchy
has become more not less acute. Taking poststructuralist IR theory seriously
entails the recognition that all our representations of ‘the global’ are
ultimately foundationless, meaning that they rest on nothing more than
webs of signification. Anarchy reigns. Attempts to impose political order
merely displace anarchy elsewhere, either ‘upwards’ to the international
anarchy, or ‘out there’ to the margins, those zones occupied by the down-
trodden and exiled, the domain of the private, a nightmarish place when
cast in this light.54 Politics is not constituted by or through the formal
institutions of the state but by the competing relations of plural groups
and axes of power across innumerable planes. Life without the state is not
only possible, but the norm for huge swathes of the planet’s population.55
And yet when critical scholars have turned to anarchism for inspiration for
thinking through the problems of the contemporary historical juncture,
anarchy is routinely abandoned as a core concept.
For example, in the 1970s, Thomas Weiss and Richard Falk, two of
today’s most prominent IR scholars, called for a revisiting of classical
anarchism for insight and inspiration in the fight against the emerging
democratic deficit at the heart of the rising neoliberal international order.56
For both, anarchism had the critical tools to lay bare the conceit at the heart
of world order projects that suggested that benefits to all would naturally
accrue if the direction of world order could be left in the hands of
the few. These critiques spoke directly to the liberal institutionalists of the
time, but were, evidently, ignored. Because they did not speak to anarchists
either, refusing, that is, to develop a fuller theory of anarchy, none picked
up this line of argument. Falk has since revisited his anarchist inclinations
but called for ‘anarchism without “anarchism”’. Non-violent anarchism has
much to offer in the post-Marxist age, especially in relation to small-scale
organisation, local autonomy and self-determination. But ‘unfortunately the
language and cultural associations of the anarchist legacy are so misleading
and diversionary as to make an embrace of anarchism a disempowering
intellectual and political option in any public discourse’.57 The closer we get
to anarchism in IR, it seems the harder it becomes to embrace anarchy, and
the closer we get to anarchy, the harder it is to turn to anarchism.
The problem is compounded when anarchist scholars turn their guns
on the realists. Consider, for example, Scott Turner, who has also recently
called for a re-evaluation of the centrality of the ‘Hobbesian’ tradition in IR,
arguing that the vision of anarchy that underpins it is unnecessarily
pessimistic regarding the prospects for cooperation and that the view
from anarchism, informed by Kropotkin’s ‘mutual aid’, is a much more
realistic account of political order.58 Ironically, Turner replaces one anarchy
with another, that is to say, he replaces Hobbes’s vision with Kropotkin’s,
and argues that if we see global civil society and a complex constellation of
voluntary associations as the primary political units in IR, and the state
38 Anarchy and contemporary IR theory
as the primary means through which society is de-stabilised, then we can
envisage new sources of order for the anarchist future to come. Realist
anarchy drops out of this analysis but a new anarchist anarchy is promoted.
The question is, to what extent are they different? Is the one without the
other a fantasy? Would not anarchist communities face the same insecurities
that states do? Would anarchist communities not be even more vulnerable to
predation than states given that they are on the whole non-violent?
Of all the attempts in IR to link the discipline to an anarchist conception
of anarchy, Ken Booth’s E. H. Carr Professorial Address at the University
of Wales, Aberystwyth in 1991, came closest to mapping out the solution.
Booth looked to reconcile traditional realism with utopianism, think
E. H. Carr’s realism further than he would have countenanced and with the
benefit of the context of the threat of nuclear armageddon posed by modern
states. He argued that if we value the individual as an end in herself,
as modern liberals say we should, and accept that historically the state
has been the single greatest threat to the security of individuals without
exception, then perhaps it is time to start reassessing our basic assumptions.
Booth put it like this:
‘anarchy’ or absence of government in the states system becomes less
of a problem than the ‘statism’ – the concentration of all power and
loyalty on the state – that has typified much of the twentieth century.
To achieve security in anarchy, it is necessary to go beyond Bull’s
‘anarchical society’ of states to an anarchical global ‘community of
communities’. Anarchy thus becomes the framework for thinking
about the solutions to global problems, not the essence of the problem
to be overcome. This would be a much messier political world
than the states system, but it should offer better prospects for the
emancipation of individuals and groups, and it should therefore be
more secure.59
Few have taken up this challenge to think through the implications of this
understanding of anarchy for our standard conception of justice and order
in IR. One person who more than any other could have set out precisely
how we might think about world politics without states and who has spent
his adult life (and part of his adolescence) declaiming the malfeasance of
states, is the world’s most famous public intellectual: Noam Chomsky. Not
only is he centrally concerned with the way in which states, particularly
the US, exacerbate insecurity in world politics, but he is also an anarchist.
One would therefore be forgiven for thinking that perhaps Chomsky has
something to say to the question of anarchy and anarchism in international
relations and we might be forgiven for thinking that others have engaged his
writings in the discipline, given his public presence and his prolific output.60
But Chomsky’s anarchism, his rejection of theory and his trenchant critique
of the fawning tendencies of IR theorists when it comes to US power (or any
Anarchy and contemporary IR theory 39
power for that matter) have alienated him from even the critical wings of
political science.61 As Chomsky put it:
world affairs are trivial: there’s nothing in the social sciences or history
or whatever that is beyond the intellectual capacities of an ordinary
fifteen year old. You have to do a little work, you have to do some
reading, you have to be able to think, but there’s nothing deep – if
there are any theories around that require some special kind of training
to understand, then they’ve been kept a closely guarded secret.62
Linking global anarchy to anarchism is not possible using Chomsky’s
work. Clearly, giving a sociological account for his absence is beyond the
purview of this chapter, but the implications of Chomsky’s absence for
the argument being advanced here are that if the arch anarchist critic of US
power rejects theory, and his absence on IR curricula might suggest he
has nothing to offer the theory of IR, the assumption is surely that anar-
chism has little to offer IR and the definition of anarchy is consequently
ceded to the ‘realists’.
Conclusion
I began this chapter by arguing that a first step in unsettling our standard
conceptions of key concepts in the history of political thought is to set
out the ‘state of play’, to illuminate the problem such that we might be
able to try and find an alternative. What I have also done in the process of
this exegesis of the anarchy problematique is hint that IR theory has
a strange paradox at its heart. On the one hand, IR theorists declaim,
lament or try to tame anarchy, but ironically those very same theorists
have been developing a proto-anarchist theory of global order since the late
eighteenth and early nineteenth century. On the other hand, but with the
notable exception of Ken Booth, those that have sought to move us towards
anarchism have perhaps done more than the others to suggest that anarchy
can have no role to play in our theorisation of emancipation in world
politics. This is a bizarre contradiction that is, I would argue, best explained
by the fact that conceptions of anarchy have ossified around realist theories
thereof. In short, none have yet sought to think through the potential
benefit of rethinking anarchy using anarchism. This is the role of the
following chapters.
It is probably worth noting a couple more surprising facts thrown up
by the foregoing analysis. First of all, some IR theorists have demonstrated
that on the face of it there is nothing to be feared from anarchy. Realists
and liberals alike have recognised that the most heavily armed groups in
human history are able to order their activities in anarchy and institutions
and norms of justice have emerged to that end. At a very basic level, it
is also worth noting that even in anarchy the inter-relations of actors are
40 Anarchy and contemporary IR theory
always already enmeshed within a complex plethora of cultures, institut-
ions and discourses that constrain and enable to varying degrees, for
example, through the logic of capital as much as by the exigencies of
military power and insecurity, the institution of sovereignty, the UN, and
so on. Anarchy is indeterminate and this is one of its normative strengths.
Even from this basic starting point we can see that anarchy permits of
no eschatology.
What characterises those who have sought to transcend anarchy is the
deeply held faith in the progressive forces of history. Critical theorists and
liberals have faith in the progressive development of political institutions
and in the potential for a universal moral consciousness. Both are either
explicitly or inadvertently equated with the extension of a liberal world
order. Given the dominance of that order, both liberalism and critical theory
legitimise the status quo while holding out the same sorts of promises that
republican political theory did in the nineteenth century: anarchy can be
transcended. Domination is at the heart of this system – an ideological
domination that stretches back two centuries and is fundamentally premised
on the acceptance of the moral legitimacy of the state and market and
the promise they both hold out for transcending anarchy. Paradoxically, at
precisely the same moment as liberalism reigns supreme, counter-forces
within global politics are illuminating the radical plurality of global order,
nations reaffirm their autonomy while the power that inheres to relations of
global capital still structures the opportunities of countless millions. In each
case, it is transcendence to liberal utopias rather than anarchy that is seen to
be the palliative measure worth taking and domination is further entren-
ched. It is time to rethink the normative value of anarchy.
As political units have disaggregated, as social relations, differentiation
and the division of labour become increasingly complex in the post- or late-
modern era, anarchy becomes more acute, but world politics is nonetheless
more ordered and for the time being less prone to interstate war. In the
1970s and even more recently since the onset of the most recent crisis of
capitalism, and by stark contrast to the shocks that crippled the global order
in the 1930s and precipitated a Second World War, the international system
has not collapsed despite the fact that it remains anarchic. Might it be,
as the constructivists and others have argued, that cultural norms hold
societies together in anarchy, that principles of justice and right provide
broad frameworks for social order in spite of the state’s impotence and
retreat in the last 20 years?
Third, despite anarchy coming to be seen to be at the heart of our ways of
knowing and doing world politics, despite our modes of signification having
no transcendent foundations, we still muddle through more or less fine.
It seems to matter not one jot for global order that ‘the world is a text’, as
Derrida put it, a suggestion that would have sent Hobbes, who staked
the Leviathan’s credentials on being able to fix and enforce the stable
meanings of words (amongst other things), into an existential tail-spin.
Anarchy and contemporary IR theory 41
In sum, anarchy is inherent to world politics, and yet anarchism seems, by
its glaring absence, to be anathema to our modus operandi. In spite of this, if
we wish to understand how order and justice can be constituted in anarchy,
IR theory seems to have stood in for anarchism. As Thomas Kuhn put it,
‘[t]he early versions of most new paradigms are crude. By the time their
full aesthetic appeal can be developed, most of the community has been
persuaded by other means.’63
The aim of the remainder of this book is to set out how we might use the
first anarchist theory of world politics to help us understand the origins of
our own ideas and to think through possible ways of developing more
just and more ordered societies in anarchy today. This is not to say that
there are not other ways of approaching world politics from an anarchist
perspective. Rather the claim is that turning to Pierre-Joseph Proudhon,
the first self-professed anarchist can help us correct the historical record
and thus lay some more of the historical and conceptual groundwork for a
more substantive anarchist approach to world politics as we head deeper
into the new millennium.
Our standard ways of understanding justice, order and anarchy, concep-
tions that are more or less redundant at the present juncture, were forged
in the nineteenth century, at precisely the time Proudhon was developing
his theory of anarchism. If we wish to break the spell cast by contemporary
theories of anarchy we would do well to heed Skinner’s advice and go
back and have a look at how the theory was first formulated and why. In the
following chapters, I want to show how Proudhon came to similar conclu-
sions to the ones IR theorists are developing today, some 150 years ago.
This historical lag is significant, because what it shows us is that we
can learn from the road not travelled when we come to think about which
way to go from here. Going back to the nineteenth century, to the point
where the modern period bloomed, will provide us with an original
perspective on why it wilted so spectacularly in the twentieth century,
and why it is that this may yet be the age of anarchism. Contextualising
Proudhon’s ideas in their time and in relation to the prevailing intellectual
norms of the period will not only give us a novel perspective on Proudhon’s
international political theory, but should also shed light on the origins of
our own ideas.
3 National unity and the
nineteenth-century European
equilibrium
One objection to the foregoing analysis, which the reader may be mulling
over at this point, might be that it’s all well and good to have anarchy
between states, but to promote anarchy within them would be madness. This
way of seeing things, with a stark bifurcation between inside and outside,
is the corollary of seeing the world in terms of nation states and then
accepting all that we have been told about their moral and political efficacy
and the source of order more generally. The origins of this story lie in the
nineteenth century, since before then nation states as we know them did not
exist. It was at this time that the ideology of the nation state was developed
in the context of the imminent collapse of the European empires. The doc-
trine of the state, buttressed by that of the nation, was invented as a way of
countering the legitimacy and territorial reach of the old Imperial orders of
France, Austria-Hungary, Russia, Britain and so on, and it was also used to
justify the rise and consolidation of the new unified nation states of Prussia
and Italy, and to justify the claims to national self-determination and free-
dom that would emerge once the old empires collapsed. Nationalism,
republicanism and statism were cosy bedfellows and anarchy was at once the
problem and the effect of their designs. But anarchy as the effect of state-
hood was seen to be the necessary price, and far more tolerable than the
empires or parcelised sovereignty that preceded nation states.
As I argued in the previous chapter, liberal and realist theories of
anarchy have their roots in this nineteenth-century debate. Both the con-
servative defence of the virtues of anarchy and the liberal declaiming of
the very same concept have their origins in debates around national self-
determination and the benefits of Empire during that period. Much of why
so few are willing to defend the concept of anarchy and why anarchism
is often considered quite conservative by Marxists in particular is due to the
intellectual hangover from this period of European history. By going
back to this period and taking a fresh look at the debates, this chapter not
only contextualises our own thinking but will also help me context-
ualise Proudhon’s international political theory by reference to the way
he understood the main structural transformations in post-revolutionary
European politics.
The nineteenth-century European equilibrium 43
What I do in the following chapter is set out the deeper intellectual roots
of the theory of statism as articulated by three of the most influential
republicans of the period – Jean-Jacques Rousseau, Immanuel Kant and
Auguste Comte. By setting out their thought I explain in more detail the
political theory of statism to which Proudhon objected. In this chapter I set
out the political machinations of the time and what political and social
reasons (as opposed to intellectual and moral reasons) Proudhon might have
had for rejecting the statist consensus of his time. This chapter presents
Proudhon as the Chomsky of his age, while chapters five, six and seven set
out the theory Chomsky doesn’t have.
By way of introduction to the material that follows here, it is worth
recalling that in nineteenth-century popular and republican discourse, the
principle of national self-determination was a central tool with which
the moral legitimacy of Empire could be challenged. From Guissepe
Mazzini right through to Woodrow Wilson in the twentieth century, the
liberal republican and nationalist rhetoric held that the nation would
rise Phoenix-like from the ashes of Empire or from the historic unification
of then parcelised autonomous states of the German bund, the Italian
peninsula or of Poland. By this reckoning, the self-determining nation state
was the pinnacle of human political evolution, galvanising and creating a
people by making them free before a uniformly enforced law, unhooked
from the arbitrary will of the monarch and legitimated by limited suffrage
and national consciousness. On the other side, conservatives and defenders
of Empire such as Edmund Burke and Lord Acton, those defenders of what
the republicans understood as the egoist anarchy of empire, saw nationalism
as the ‘insanity’ of the age, threatening to pander to all the petty jealousies
of innumerable peoples and prompting particularism into war.1
While some of Proudhon’s republican socialist contemporaries, like Louis
Blanc, were chauvinists, agitating for a French war with imperial Britain at
every turn, Marx and Engels were famously ambivalent about nationalism,
suggesting that national particularities would be superseded by socialist
internationalism. They campaigned vociferously against Bakunin’s pan-
Slavism, arguing that it was contrary to the immanent forces in history that
were ushering in an internationalist working class that would sweep
all before it. But it was not until the late 1880s that Marxists such as Otto
Bauer began to pay serious attention to the question of nationalism. By
then, the game was up. Bismark had begun his radical project of unification
in Germany and nationalism was his primary tool. As Otto Pflanze has
argued, Bismarck’s
theft of the national cause from the hands of the German liberals [ … ]
demonstrated that nationalism could actually be assimilated by the
conservative political order. It was his genius to realize that in the mass
age autocratic monarchies required new legitimation [ … ]. Through
German nationalism he provided the Hohenzollern monarchy and
44 The nineteenth-century European equilibrium
the traditional social order in Prussia with a new and more powerful
moral foundation. While democratic liberalism remained inimical to
autocratic government, nationalism became in Germany its principal
justification.2
Blind-sided by these processes and, as Michael Howard has argued,
hypnotised by the apparent transformation of warmongering capitalists
into a strong force for peace, liberals and socialists in 1914 under-
estimated the true dangers: those arising from forces inherent in the
states-system of the balance of power which they had for so long
denounced, and those new forces of militant nationalism which they
themselves had done so much to encourage. It was these which
combined to destroy the transnational community they had laboured
to create.3
By now it is commonplace and not at all odd to suggest, as Elie Kedourie
has, that ‘contrary to the dreams of Mazzini and President Woodrow
Wilson, national self-determination is a principle of disorder, not of order,
in international life’.4 But during the middle and late part of the nineteenth
century, this was most certainly not the case, and in this respect, Proudhon
was swimming against an unstoppable tide and confused all his socialist
contemporaries when he campaigned against the doctrine of national unity.
What I want to do in this chapter is set out Proudhon’s critique of the
nineteenth-century doctrines of national unity and in so doing take
the reader back to that time to get a flavour of the flux of social processes
and the contingency of our times. The chapter sets out Proudhon’s
contribution to debates surrounding two of the key international events of
the mid-nineteenth century that were to be so centrally important to the
subsequent development of European history: the unification of Italy and of
Poland. In the mid-1840s, Italy’s nine regions were ruled by a collection
of ‘foreign’ emperors and the papacy, with only one autonomous republic,
that of San Marino. The Risorgimento (or Resurgence) was at once an
exercise in developing Italian autonomy and ‘freeing’ Italy’s population
from ‘external’ rule. For republicans, the stakes could not have been higher
nor the issue more starkly and simply put: monarchy or freedom? Poland
too was a vexed issue. Divided four times between the regional imperial
powers in the eighteenth and nineteenth centuries, Poland’s future and
autonomy was also central to any republican imaginary. Proudhon’s views
on these two cases are hugely interesting and vital for a full understanding
of his position on some of the most talked about questions of the day.
Recounting them in detail for the first time in the English language is
of historical value in its own right, but what we will find is that many of
Proudhon’s conclusions are counter-intuitive and will be shown to grate
against the intellectual hegemony of his time and ours. In short, Proudhon
The nineteenth-century European equilibrium 45
defended the European equilibrium set up by the Holy Alliance, was
against Italian and Polish unification and believed that the widespread
mimicry of French statist republicanism was pitching Europe towards
certain calamity.
For Proudhon the free movement of the political equilibrium within and
between societies is a vital determinant of the ‘metamorphosis’ of history.5
For him, understanding the relatively autonomous role of the European
equilibrium, what we now know of as the balance of power, in structuring
political relations in Europe was central to perceiving the potential for
republican and socialist notions of freedom and liberty. What marks
Proudhon’s theory out from our understanding of the balance of power,
is that his theory was embedded in a deeper, what we might call three-
dimensional understanding of the structures of the European political
equilibrium. Rather than see power balancing as taking place only between
functionally similar states, with material capabilities the key variable,
Proudhon understood the European equilibrium, like many of his con-
temporaries, to be sustained by sub-national forces, criss-crossed by plural
transnational forces, material and ideological and economic, and thus far
more complex.6 Attempts to reduce this complexity to a choice between
empire and freedom, was part of the problem and not an adequate framing
of the solution.
Proudhon lambasts the unitarist and centralising tendencies of the
republicans as much as he does the imperial tendencies of the great powers
and argued consistently in favour of federalist solutions. This may not
seem too radical to us today, but federalism flew in the face of the standard
unitarist nationalism of his contemporaries. In Proudhon’s view, the cen-
tralising and unitarist republican projects of his contemporaries were likely
to pitch Europe into war, but a war that unlike any of its predecessors would
be between industrialised and militarised states, and thus exponentially more
destructive. The three forces of industrialisation, militarisation and cen-
tralisation suggested that the republican cause would be trampled underfoot
by ever-stronger states. The republicans, Proudhon argued, were stumbling
blindly into a trap and his anarchism is central to this foresight. As he put it:
A day will come, perhaps in the not too distant future, when this
movement of concentration will change into an opposing movement.
This will be once the parliamentary and bourgeois experience has
become the norm, and when the great economic questions have become
the main questions of the day. Only then will the social revolution,
lost in February 1848, be accomplished throughout Europe. But for the
moment, it is incontestable that opinion on all these points is in
the majority unitarist.7
The reminder of this book will unpack and flesh out the theoretical, philo-
sophical and conceptual arguments that are set out in historical form here.
46 The nineteenth-century European equilibrium
Nationalism and republicanism in Italy and Poland
The mid-nineteenth century marked the highpoint of European empire. The
European powers had colonised most of the known world and since
the defeat of Napoleon in 1815 had consolidated the imperial order in
Europe. For most conservative theorists of European international relations,
those in the ascendency around this time, the autonomy of Empire was the
key focal point of their writings. Anarchy was not a word the likes of
Edmund Burke, Joseph De Maistre, Fredrick Von Gentz and others used
to describe this order. For these writers, the post-revolutionary European
order reflected the settled norms and principles of centuries of monarchical
divine right to rule and in this sense the European order had a transcen-
dental quality ordained by God, which no challenger could or should
unsettle.
Despite Napoleon’s defeat in 1815, the republican cause was only just
getting started. The republican sentiment established in Tom Paine’s
Common Sense and The Rights of Man, and in Rousseau’s Social Contract,
flourished once more in the Restoration period. The mobilisations of the
citizen-soldier in La Grande Armée and the evident success of the new
nationalist rhetoric in galvanising the nation was to fundamentally trans-
form Europe right up to the so-called Springtime of Nations in 1848
and beyond. Guissepe Mazzini in Italy, Lajos Kossuth in Hungary and
innumerable other nationalist republicans elsewhere developed a new
republican discourse that had profound repercussions for European order. If
freedom was the end, national self-determination was the means, and the
primary block to these aspirations across Europe were still the imperial
Great Powers: primarily Britain, Austria and Russia, but also France, Prus-
sia, Spain and the Ottoman Turks.
It is in the context of this challenge that the concept of anarchy emerges
to describe the machinations of republican and imperial politics. For the
republicans, the European equilibrium was a precarious and unstable order
and the egoism of imperial powers, unchecked by the people, constituted
the most nefarious anarchy. For as long as the diverse peoples of Europe
were choked by their imperial masters, there was always the threat that the
‘long peace’ of 1815 to 1870 would collapse, and most actively campaigned
for precisely that. On the other hand, the conservatives charged that with
the rise of nationalism and the challenge to the settled imperial order,
anarchy threatened to engulf Europe, with all the settled aristocratic
norms of etiquette, monarchy, primogeniture, religious uniformity, divine
right and so forth, threatened with dissolution. The precise meaning of
anarchy was reflected in its contrasting use. On the one hand anarchy
was evoked to indicate social and political dissolution, on the other to
denote the principal institutional means for protecting aristocratic privilege.
The twentieth-century split between realists and liberals (and to a lesser
extent the socialists) reflects this earlier formulation.8
The nineteenth-century European equilibrium 47
Alongside and often behind the scenes, the mechanisation and indus-
trialisation of the military quickened during the same period sparking
intense arms races. The Minnie gun, iron-hulled ships, rifling and precision
artillery transformed the ways in which armies attacked, but not the
way they defended. Banks of men filed willingly into the line of fire with
cries of ‘for Queen and country’ or ‘pour la patrie!’ ringing in their ears.
Responding to internal republican threats to the established order and
external threats from neighbouring industrial states had the dual effect of
compelling states to centralise politically and militarise socially. The most
unanticipated of these transformations was the Prussian unification of
Germany, undertaken in response to losing to the French in the Revolu-
tionary Wars and to counter any future threat. Prussia’s unprecedented and
largely unexpected rise in terms of military and institutional development
culminated with the eventual defeat of France in 1871 and then the two
world wars.
Proudhon turned to international politics with just under ten years to
go before this humiliating defeat of France by the Prussians, the single most
important transformation in the European equilibrium in nearly 100 years.
His views on the rise of Prussia were cautiously optimistic but he also had
a clear sense of the dangers. On the one hand he believed that a united
Germany might move quickly and peacefully towards a natural federation
of its distinct regions and be a beacon of light for Europe.9 The German
experience of the Bund suggested a peaceful federation of peoples would
emerge where all would be able to enjoy ‘the fruits of unity without any
of the risks of centralisation [and … ] can enjoy all the political liberties
promised since the grand coalition against Napoleon in 1813’.10 Proudhon’s
optimism was doubtless sustained by the widespread but false belief that
the French army was at that time the ‘most formidable instrument of
destruction that exists, superior even to that of the First Empire’.11 But
Proudhon was not blind to the risks involved in German unification. As he
put it in Contradictions Politiques: ‘Germany seeks federation; woe betides
the world if Germany slips into the rut of unitarism!’12 Within four years of
his death the military balance of power had shifted from France to Prussia
and from sea power to artillery.
If Bismarck is cast as the skilful and powerful (anti-)hero of the trans-
formation of late nineteenth-century European politics, France’s Louis
Napoleon III is surely the buffoon. From his coup d’état in 1851 he pursued
policies which were to have catastrophic consequences for European
peace. His efforts to redraw the map of Europe in his favour, first in the
Crimea then in Italy and meanwhile in Mexico, Algeria and in Indochina,
sparked fears that France was once again on an imperial path. In each
case, Louis Napoleon’s policies were a complete failure, and the forces of
nationalism and statism he championed and manipulated shattered the
nineteenth-century European order. First, he lost control of his southern
borders in Italy, and then, after 1866 and Bismarck’s support of the
48 The nineteenth-century European equilibrium
Hungarian, Czech and Italian causes, Louis Napoleon’s popularity in
Germany declined rapidly. He was no longer the doyen of nationalism – he
was soon to be its victim. When the Prussians broke through meagre French
defences in 1870, and Paris was taken over by the communards, Napoleon
ordered his prime minister, Adolphe Thiers, an adversary of Proudhon’s
in the revolutionary 1848 government, to turn French troops on their
compatriots. Nearly 20,000 communards were murdered by their own
government in the ensuing civil war in a city. Throughout this time,
Proudhon’s republican contemporaries, mainly the Jacobins, were clamour-
ing for the tearing up of the 1815 treaties that had established order in
Europe since the Revolutionary Wars. Proudhon saw these treaties as
a necessary precondition of liberty and peace. What we need to explain,
then, is why Proudhon was such an ardent defender of ‘the principle of
equilibrium, or of counter forces’.13
Italy
Proudhon’s writings on Italy originally appeared as two articles in a Belgian
newspaper between July and September, 1862. They were bound to enflame,
titled as they were as direct attacks on the political projects of Mazzini
and Garibaldi respectively. In the first of the two articles, which were to be
published as Fédération et l’Unité en Italie in Paris the following year,
Proudhon made the sarcastic observation that uniting Italy under the
leadership of Victor Emmanuel was no less absurd than, and would
probably lead to, Napoleon III annexing the Low Countries. Inexplicably
misunderstood as just such a call for annexation, this argument caused
such outrage amongst Belgian nationalists and politicians that a posse
was rallied; they marched on Proudhon’s modest apartment in Ixelles and
demanded he leave the country. Proudhon left the very next day. His forced
expulsion and the notoriety and publicity this generated must also have
had a direct bearing on the sales figures of the book: 12,000 copies were sold
in France within a couple of months of publication.14
In the introduction to the republished pieces in Fédération et l’Unité en
Italie (1862) Proudhon set the record straight. He distanced himself from the
call to annexation and summarised his reasons for rejecting the unification
for Italy thus:
I do not advocate a unified Italy, because such a unity is to my eyes,
nothing more than an Italian fantasy; because it is contrary to political
principles, to the tendencies of civilization, to the law of the diverse
nations of Italy; because it could only be established by means of an
armed dictatorship, contrary to all geographical conditions and histor-
ical traditions; because, by postponing the liberal aspirations of Italy,
it would severely harm the development of freedom in Europe; finally,
because such a unity would require the creation of a fearsome military
The nineteenth-century European equilibrium 49
force to compel diverging populations to unite, and this would
break the established [European] equilibrium, and provoke agitation in
the neighbouring states that could only be brought to an end with the
complete reorganization of Europe’s political geography. It is on this
basis that I argued that the incorporation of Belgium into the French
empire would be the probable consequence of this reorganization.15
Proudhon’s position and foresight could not be clearer. He argues here and
elsewhere, that de-stabilising the balance of power would compel states to
curtail freedom in the interests of domestic control and pursue war in the
face of an inevitable Europe-wide response. So what were the reasons
underlying this position? First of all, Proudhon concurred with Metternich
that Italy was and had been ‘a geographical expression at the disposal of the
strongest’.16 A region that had a history of diverse tongues, traditions and
institutions, no less culturally varied than geographically and ecologically
diverse, Proudhon argued that the urge to unity would extinguish this
diversity and would run up against intractable material problems elsewhere –
not least in bringing the impoverished south into closer relations with the
north and the small problem of the imperial powers that then ruled different
parts of the peninsula. Like his friend, the liberal republican historian
Joseph Ferrari, Proudhon argued that the ideological disputes that divided
commentators on Italian unification were the same as those which had
divided Europe since 1815: federalism vs unity; republican constitutionalism
vs monarchy; revolution vs conservatism; secularism vs Catholicism; social-
ism vs liberalism, and so on.17 Thus, because of the complexity of the issues,
the “Italian question” was the touchstone for most debates about the nature
and future of Europe: this is why he felt it was such an important issue to
resolve diplomatically.
But Proudhon saw quite clearly that Napoleon III was an opportunist
who was desperate to build his prestige and power at home and abroad, and
was using the doctrines of nationalism and unity to do so. He aimed to
extend France to what he decided were its ‘natural frontiers’, and by so doing
break up the 1815 settlement that had secured peace in Europe for 50 years.
Of the Italian protagonists, it was Victor Emmanuel, King of Piedmont, and
his prime minister, Count Camillio Benso di Cavour, who had the leading
roles. Their successful imperial ambitions in Italy were achieved through the
systematic manipulation of nascent nationalist and republican movements
in their own interests. Proudhon watched this drama unfold in horror.
The story of Franco-Piedmontese adventurism in the Italian peninsula
begins in 1854 with Piedmontese entry into the Crimean War on the side of
the Anglo-French axis. The rather insignificant part played by Piedmont,
essentially the island of Sardinia and part of north-western Italy, neverthe-
less bore disproportionately ripe fruit, since by taking part Cavour secured
himself a seat at the Congress of Paris at the conclusion of the conflict in
1856. Here, the map of Europe and the middle and near east was redrawn
50 The nineteenth-century European equilibrium
and through diplomatic means Piedmont gained international status beyond
what would normally have been thought of such a small kingdom in what
was generally considered a provincial backwater of Europe. Cavour’s
aim was to use Italian involvement in the Crimea to draw attention to the
unwanted rule of the Austrians in the north-east of the peninsula, and
he was preaching to the choir in this regard. The French and British were
quite happy to support the weakening of Austria.
Using his new-found status to his advantage, two years later, in July 1858,
Cavour met with Napoleon III in secret at Plombières, to conclude an
alliance against Austria that would secure French support for Italian
unification under the crown of Piedmont.18 Cavour persuaded Napoleon III
to back his own imperial design in the peninsula in return for the Duchies of
Savoy and Nice, which Napoleon III believed constituted the final pieces
of his southern ‘natural frontier’. Napoleon III also believed a new French
state in central Italy would restore Napoleonic title to Rome (this claim later
provoking the Catholics into the only anti-war movement in France).19 The
‘chauvinists’ on the French right wanted France restored to her 1804
boundaries, which meant annexing Belgium and the whole of the Rhine,
and both Piedmont and Lombardy to the south.20 Cavour avoided the latter,
saving his own state of course, and it was agreed that post-unification Italy
would be a confederation of four states: Piedmont, in control of what was
previously Lombardy, and Venetia, Parma and Modena. The Kingdom of
Naples would remain independent and Napoleon III would take control
of a puppet Papal state.21
Unfortunately for Louis Napoleon and Cavour, despite the absence of
any constitutional form of government, Austrian rule in northern Italy was
relatively benign, with few egregious abuses of power and privilege and little
popular appetite for change. The people were more or less satisfied with the
emperor’s rule, and were granted de facto national autonomy throughout
the empire. Where further liberties were actively championed state force
quickly subdued any liberalising trends, but this anti-modernism was
mirrored in the conservative attitudes of the rural populations and roused
little opposition. Still, the liberals and the socialists campaigned strongly
against the Austro-Hungarian Empire precisely because of Metternich’s
refusal to countenance the liberalisation of the empire, and his persistent
rejection of formal regional autonomy. The treaties of 1815 represented
two things at once: a break on France’s manifest destiny in Europe and a
defence of monarchical despotism. In Napolean III’s view, overturning the
1815 settlement and defeating Austria was the precondition for freedom
and progress.
Proudhon, by contrast, was ambivalent, remarking that it was ‘fashion-
able’ to denounce Austria, but any desire to abolish the Austrian Empire
must take into account the fact that something would have to take its
place and it was not at all clear that the alternatives were much better.22
Indeed, if freedom was what was wanted then perhaps the drive towards
The nineteenth-century European equilibrium 51
constitutionalism championed by the liberals was a far better route than the
ejection of Austria from the Italian peninsula. Moreover, Proudhon claimed
that republican calls to liberalise and constitutionalise the Austro-Hungarian
Empire would have been more likely to cement rather than abolish the 1815
settlement, by deepening the international equilibrium through entrench-
ing it socially. Moreover, while most campaigned against the imperial
powers, few thought it worthwhile to protect the historic liberties of the
Italian city states from the imperialism of the king of Piedmont.
In the event, since there were no obvious military or diplomatic grounds
for France and Piedmont to go to war with Austria, Austria was effectively
tricked into hostilities by Cavour and, as agreed, France immediately came
to Piedmont’s aid. As A. J. P. Taylor has argued, the decision to go to war
was ‘incompatible with any known system of international morality’.23 For
Proudhon, Cavour was an imperialist; his actions on the peninsula were
‘a crime’,24 he said, ‘but try and explain that to the chauvinists!’25
The war between Piedmont, France and Austria was inconclusive. While
the French were considered to have won, they gained little, with tens
of thousands wounded at the infamous battle of Solferino (1859) as a
result of the newly industrialised artillery. These battles, coming as they did
after the horrors of the Crimea, Florence Nightingale and Tennyson’s iconic
poem ‘The Charge of the Light Brigade’, scarred the political imagination
of the time. The post-war treaty of Villafranca is a particularly important
milestone in Italian history for Proudhon. The armistice and ensuing treaty
between Napoleon III and Franz Joseph of Austria was supposed to have
been based on the division and federation of Italy into four. Lombardy
was to be ceded to Napoleon III and then passed on to Cavour and the king
of Piedmont. Second, the creation of the state of Tuscany and Modena
and the autonomous Papal state, would have balanced Venice, which would
become a free state in this Italian confederation but remain subject to the
crown of the emperor of Austria. This concession to Austria was purely
expedient on Louis Napoleon’s part since he realised his power in the region
was waning and without a counterbalance to Piedmont things could
get tricky on his southern border – as Proudhon had argued they would.26
In the event, the idea of the confederation was never realised. Moreover,
the treaty itself has received relatively little critical attention by scholars of
European history, perhaps because it is viewed as a minor incident in
a broader narrative of French and Piedmontese opportunism in the penin-
sula. For Proudhon, given what he rightly believed would be the alternative
of a unified state under the control of the king of Piedmont, it represented
Italy’s last chance to avoid certain ruin. ‘The fundamental idea behind the
treaty of Villafranca’ was, he argued,
the federation of Italy, under the protection of Napoleon III, [and]
should have been hailed as the Good News by all Italians: [but] Italian
Machiavellianism, linked to the incomprehensible policy of the French
52 The nineteenth-century European equilibrium
press, has decided otherwise. The responsibility for that lies with
Mazzini more than with anyone else.27
I will discuss Mazzini’s role below and Proudhon’s assessment is perhaps
a little unfair. What transpired was that Napoleon III reneged on his deal
with Cavour. He relinquished his claim to Nice and Savoy because he could
not give Venice to Piedmont, Austria having been surprisingly more effective
than predicted at the battles of Solferino and Magenta, denying Piedmont
and France that decisive victory and retaining Venice. Seeing his chance
beginning to slip away, Cavour prompted nationalist riots against Austria
in the central Italian states, and then plebiscites for Piedmontese rule there.
But French machinations were rightly worrying Italians and it became clear
to Napoleon III that he would soon lose control of Italy altogether if the
Italian nationalist clamour for Venice turned into a more likely militant
anti-French and anti-imperial attitude.28 Losing control of northern Italy to
a country under the control of Piedmont, as Proudhon had argued, would
have been a serious problem in terms of French security in the south.29
Of course, by this point it was too late, events were largely beyond the
control of any one group,30 and Piedmontese opportunism and cunning
were to reap the most rewards. If we value political skulduggery, imperialism
and the blatant disregard for any interest but one’s own, Cavour perhaps
deserves his reputation as the most skilful diplomat of the nineteenth
century.
But Cavour, it should be noted, was no Italian nationalist. Like most of
the upper class of nineteenth-century Europe, French was his formal and
mother tongue and his Italian was far from perfect. He was an innovator,
irreligious and opportunistic, and his leadership in Piedmont transformed
the kingdom into the leading ‘indigenous’ power on the peninsula. He
was vehemently anti-socialist but a radical reformer. Indeed, he viewed
the latter as a bulwark against socialism, for as long as authority remained
with the ruling classes and, despite his liberal protestations, with him in
particular.31
To achieve his ends, Cavour also skilfully outwitted Giuseppe Mazzini, a
romantic utopian nationalist, driven by unitarian ideals, and inspired by the
ideas of Herder and Schlegel. He viewed the role of literature and culture as
one of galvanising a sense of cohesiveness in a nation – however one chose
to define it.32 Mazzini was critical of Schlegel’s idealisation of the medieval
period, precisely because medieval Italy had been so diverse, with innumer-
able city states enjoying full autonomy, and, rather than preserve Italy’s
regional and cultural autonomies, he sought the evolution of Italy into a
higher, unified entity.33 ‘This young Italy’, Mazzini argued, must be ‘unitary’;
For without unity there is no real nation, because without unity there
is no power, and Italy, surrounded by unitary nations, which are strong
and jealous, must, above all, be powerful. Federalism would reduce it to
The nineteenth-century European equilibrium 53
the powerless condition of Switzerland, and under stress of necessity it
would fall under the influence of one or another of the neighbouring
nations. Federalism would give new life to the rivalries of different
localities, which today are quenched and would lead Italy back to the
Middle Ages. … Seeking the destruction of the unity of the great Italian
family, federalism would render utterly vain that mission that Italy is
called to fulfil for humanity.34
The republican nationalists were centrally concerned with issues of security
and power, but the solution was almost always crafted, as Mazzini does
here, in terms of unitary states rather than anarchy. These issues clearly
resonated with wider debates in Europe, such as the relationship between
unity, peace and freedom and how Italy’s future is central to that of
Europe as a whole. But this position illustrates the deep-seated faith in the
progressive tendencies of history and the role of the unitary state in crown-
ing that process. Methodological nationalism was utopian once too.
While he may have rejected federalism for Italy, Mazzini, like many of his
contemporaries, including the anarchist Bakunin, was an advocate of a
United States of Europe and nationalism was just a stepping stone
in this direction, one which would first be needed to destroy the empires of
Europe. To this end, nationalism was a necessary éducation sentimentale on
the road to a wider cosmopolitan confraternity of peoples. It was only
if people lived in national groups and only if nationalism galvanised the
political and institutional connections between people, that harmony among
nations could be guaranteed. The core components of nationalism were
a single shared language, a shared religion, literature and unitary political
institutions. Like Rousseau, whom he followed religiously, division was
the source of weakness and anarchy. As Oliver Zimmer has pointed out,
when Mazzini ‘presented his map of a Europe of Nations, Switzerland
did not figure on it. In Mazzini’s vision, the small republican state in
the heart of Europe did not constitute a nation [ … ] the Swiss nation-
state, from Mazzini’s perspective was both too small and too culturally
diverse’.35
Proudhon saw Switzerland’s diversity as a symbol of its strength and used
this analogy to support his argument against Italian unification. He argued
that the Swiss confederation was not really a state, but this was precisely
why it worked. Proudhon isolates five main factors in support of this. First,
its constitution respected the autonomous and nominally sovereign rights of
each of its numerous cantons. Second, the constitution was flexible enough
to be rewritten and amended each time the internal balance of power
necessitated it. Third, the federal and cantonal budgets were separate.
Fourth, the central federal polity does nothing but serve the interests of
the individual cantons – it does not define them – and all delegates are
recallable and directly responsible to the cantons rather than any other
political cleavage. Fifth, there is no standing federal army, nor a centralised
54 The nineteenth-century European equilibrium
police force, and Proudhon believed, rather perceptively perhaps, that this
model ought to have been applied to resolve the American Civil War,
thereby counterbalancing the centralist tendencies of the north.36 Proudhon
even cites article 12 of the Swiss constitution (1848) that makes it illegal
for Swiss journalists to accept prizes from foreign politicians as a sign of its
enlightened awareness of the partisan priorities of the French press in the
context of Louis Napoleon III’s adventurism in Italy.37
Perhaps more importantly, Proudhon was diametrically opposed to any
project of unification that did not place socialism at its heart. Mazzini,
Cavour and Napoleon were anti-socialists. Nationalism was a discourse that
allowed them to avoid the question of economic disenfranchisement
and exploitation, by uniting a people in heritage while eliding material
inequality or explaining it away in terms of a necessary evil in the interests
of the good of the nation as a whole. In practice this meant that the poor
become dominated by the rich. Mazzini, Proudhon argued, had little or
no interest in the economic and social problems of Italy and argued that this
ought to make him the enemy, not the champion, of the republican cause in
France.38 What really mattered for Mazzini, in Proudhon’s eyes, was unity.
To this end, Mazzini even sacrificed his early republicanism and sided with
King Victor-Emmanuel in the interests of Italian unity: ‘For a serious
Republican, this would have been apostasy in exchange for a utopia; for
Mazzini, it was an act of highest virtue’, Proudhon observed.39
The French democrats were seemingly blind to the complexities of the
context and driven by their own ideas about French étatisme, supported
the ideals of national unity espoused by Louis Napoleon, Mazzini and
Cavour at whatever cost. Proudhon’s analysis led him to believe that the
champion of national unity was, paradoxically, also the executioner of
nationalities. ‘The first effect of centralisation’, he argued,
is to erase any kind of indigenous character in the various localities of
a country; while one might think that through unity the political life
of the masses will be exalted, in fact one destroys its constitutive parts
and even its base elements. A state of twenty six million souls like Italy,
is a state in which all the provincial and municipal freedoms are con-
fiscated to benefit a superior power, the government.40
Unity was a recipe for domination, not freedom. Thus, Mazzini’s flaw
in thinking that a centralised and unitary state would allow Italy to ward off
the domination of foreign powers was that he failed to see how a newly
‘centralised’ state would dominate ‘domestically’. Not only this, but rather
than stabilise the European equilibrium, republican and liberal projects for
national unity on the peninsula would destabilise it by choking off a
groundswell of demands by labour movements and by eliding the very real
social differences that existed within the spurious unities being built – Italy
being a case in point. Nationalism was simply the expression on a wider
The nineteenth-century European equilibrium 55
scale of the very same problems of particularity on a local level that Mazzini
thought he saw in the Middle Ages.
Of course Proudhon’s rejection of national unity and the defence of
the 1815 settlement would have been seen as a clear endorsement of the
positions of the arch conservatives. Consider, for example, Lord Acton’s
critique of the Risorgimento.41 Mazzini and Louis Napoleon stood for
all that Acton despised (democracy, republicanism and centralisation) and
against all that he cherished (Austria, the Papacy, aristocracy and the tradi-
tional social cleavages of European politics). For Acton, the Church and
aristocracy acted as checks to the monarchic state and freedom could only
be ensured where these and other forms of regional autonomy were ensured.
Acton saw in the mutual checks and balances of various entrenched
interests a stable order more in tune with history. Austria, as far as Acton
was concerned, was the last remaining European state where aristocratic
liberties were enjoyed and the treaties of the Congress of Vienna were
designed to ensure that the balance of power held this order together in
perpetuity. Napoleon III’s claim to have ripped up the 1815 treaties in the
name of democracy, nationality and republican freedom was a direct threat
to this. As far as Acton was concerned, nationalism was a doctrine of the
state and since the nation state was emerging as an absolutist power,
it would not tolerate the temporal rule of the Church and would likely
spell the latter’s terminal decline. Thus, Acton saw Mazzini’s deep-seated
Catholicism to be in direct contradiction with his nationalism. But on
one issue, Acton, Cavour, Mazzini and Napoleon III were all united –
revolutionary socialism had to be stopped.
By contrast, Proudhon argued that Acton’s localism and traditionalism
did not go far enough. He suggested that each locale ought to be run by the
people and not by the aristocracy or Church. Proudhon also argued that
the autonomy of groups ought to stretch to the factories and workshops
of Italy, which were no less deserving of the autonomy championed by
Mazzini. While both Acton and Proudhon saw universal suffrage as the path
to despotism, Acton sought to limit suffrage while Proudhon sought to
diversify its location and expression, arguing that for democracy to be
meaningful it had to be the expression of our existence in the natural
groups that we are part of: the towns, regions, workshops, and so on. It
was in this way that localities could not only act as a restraint on the
power of the state, but would obviate the need for it altogether. For Acton,
on the other hand, the only way to secure the autonomy of the
diverse organic nations of Europe was within an overarching Empire –
preferably the Austrian in Europe and the British elsewhere. Ironically,
Proudhon’s defence of the principle of equilibrium and the 1815 treaties
prompted his compatriots to unfairly lampoon him as inconsistent and
contradictory and align him with Prince Metternich, foreign minister of
the Austrian Empire, and amongst republicans, ‘the most hated man of the
XIX century’.42
56 The nineteenth-century European equilibrium
But Proudhon was clear, if nationality was to mean anything at all in
Italy, it had to be the expression of the existing, deeply historical localities
built around the ancient city states. If freedom was dependent on identity,
language and religion, then the locales of Italy ought to be self-governing
rather than united under a unitarist constitution, with a single language few
could speak and a constitution that would extinguish rather than create
freedoms. Moreover, he suggested, the material practicalities of governing
such diverse communities would demand a degree of centralisation and force
that would ultimately suppress the very liberties that Mazzini and others
claimed to champion. ‘And who benefits from this regime of unity? The
people? No. The upper classes.’ He continued that ‘Unity from 1815 to
the present day, is simply a form of bourgeois exploitation under the
protection of bayonets’,43 what Tilly later described as the extortion model
of state formation.44 In sum, all Mazzini would achieve with his so-called
republicanism would be to ‘inoculate’ Italy with despotism.
In September 1862, Proudhon published his second piece on the unitarist
project in Italy, this time focusing on Garibaldi and his cynical exploitation
by Cavour and King Victor-Emmanuelle. Garibaldi’s moral rectitude was
something Proudhon praised without hesitation. He had something of
‘Cesar and Washington’ about him Proudhon observed,45 but a lack
of foresight, of any guiding principles, and the fact that his political aware-
ness was further clouded by his missionary zeal for unity, seemed always
to thwart his plans. At this time Garibaldi was leading the charge against
the king of Naples from his base in Sicily, which Garibaldi had conquered
with little effort and with even less design. As he was heading north,
Louis Napoleon was attempting to establish his dominance in a federal
grouping of the principal states of the peninsula. After Solferino this became
impossible. It also became clear to the Italian nationalists, and Louis
Napoleon’s domestic support in France, that he was less interested in Italian
Unity and the cause of its peoples than originally presumed. This fact was
not lost on either Garibaldi or Mazzini who both then campaigned against
France and used French ambitions in the peninsula as the pretext for their
own – mainly as a way to enflame their supporters – while Napoleon III and
Cavour persisted in their mutual manipulation of the nationalist cause for
their own opposed ends.
Garibaldi’s nationalist campaign and his successes in Sicily and Naples
were seen as a danger to both. His quasi-leftist and anti-monarchist
rhetoric was a threat to Cavour and his anti-imperialist stance angered
Louis Napoleon. Undoubtedly the more skilful strategist and diplomat,
Cavour skilfully headed off any further advances by Garibaldi in the penin-
sula by provoking anti-French unrest in the kingdoms north of Naples and
moving in to quash and control the area before Garibaldi ignited a wider
social revolution.46 Garibaldi then became a menace to French ambitions
when his march north threatened the safety and Papal autonomy of Rome,
a state he had defended in 1849, but which now, due to French designs
The nineteenth-century European equilibrium 57
he had to occupy as soon as possible. Liberating Rome from the French
and expelling them from the peninsula in the name of national unity was a
personal ambition which had little resonance in the southern states from
which he derived his support. After his resounding victories in Sicily a
chance cry of ‘Rome or death’ from the crowd became ‘a war cry and
a policy’ and antagonised Piedmont still further.47 Garibaldi’s core support
was a strange mix of the professional classes, particularly lawyers, and
students, all of whom marched the quickest step. But the vast majority of
the Italian south had been largely unimpressed by insurrections and the
promises of political independence through unity and craved their regional
independence as much as they accused their neighbours of conspiring
against them.48 John Breuilly recounts the rather amusing anecdote that
when Garibaldi let out the cry ‘Viva Italia!’ in Rome the crowd thought
he was referring to Victor Emmanuel’s wife.49
Proudhon seemed to understand this contradiction between the people’s
aspirations, the European balance of power and the machinations of the
regional powers better than most. He argued that the Italian revolutionaries,
indeed the European left as a whole, were naïve in their understanding of
the nature of state power in Europe. He also argued that ‘from the moment
they [Garibaldi and Mazzini] refused to take account of the established
powers and the necessities of the century, and indulged their demagogic
passions, the country (la patrie) was lost to them’.50 Proudhon also argued
that ‘the cause of the proletariat and that of the European equilibrium are
interdependent; both protest with equal energy against unity and in favour
of the federative system’.51 Why would monarchical and imperialistic states
become champions of the socialist cause in Italy, Poland or Austria, he
asked, when this had so clearly failed to materialise in France? Why was
it that the children of the revolution, those who were taught to denounce
what Proudhon called ‘industrial feudalism’,52 were helping states to realise
precisely this in Italy? The nationalist cause was no more ludicrous in Italy
than it was in France. As he pointed out elsewhere, France was herself
made up of ‘at least twenty different nations, whose character, observed
in people and peasants, is strongly different’,53 ‘[t]he Frenchman is a
figment of the imagination: he does not exist’.54 The tradition of local
particularity and sub-national consciousness in the regions was stamped out
by the French state over the course of the consolidation of its power in
the eighteenth and nineteenth century. As he quite rightly pointed out,
‘[r]emove the support provided by the central police, and France will des-
cend into federalism. Local attractions will prevail.’55 This argument
escaped Carr’s attention, who once claimed that ‘the suggestion of
distributing French sovereignty in the name of federalism does not occur
to him [Proudhon]’.56
Finally, the battle of Solferino and others illustrated for Proudhon
that the practice of war was changing and that rather than being a tool that
could be wielded in the interests of national glory, the industrialisation of
58 The nineteenth-century European equilibrium
the military was the beginning of the end of freedom. Citing from The
Times’ coverage of the Lombardy campaigns, Proudhon asked whether the
new artillery used there was in any way less discriminate than poisoning
the water of the enemy, then outlawed under international law. To put 5 or
6 kilometres between the imprecise shot and the vaguely seen target ought
to have been seen to be as indiscriminate as poisoning and, Proudhon
continued, shrapnel kills far more than were ever killed during hand-to-
hand combat. Was the slow industrialisation of warfare not rendering the
civic element of war redundant? Where is the valour in war now, he asked?
Modern artillery, rifling, the revolver, and other such revolutionary instru-
ments of war, had begun to reduce war to ‘reciprocal slaughter’.57 Watching
this process unfurl, Proudhon argued that ‘the perfecting of weapons
tends to make the encounter of the peoples impossible’.58 Looking forward
he argued: ‘When weapons are such that numerical strength and discipline,
as well as courage, no longer mean anything in war, bid adieu to the reign of
majorities, universal suffrage, empire, republic, or any form of government;
power will fall into the hands of the wicked.’59
With rationalism the rising creed at this time, and utility the guiding
morality in society, Proudhon lamented the possibility that when interests
and ideals come into conflict, interests will tend to ‘trample all morality and
all ideals underfoot’. Seeing this process as largely inevitable due to the
tendencies of the time, Proudhon prayed: ‘for the love of God, protect
us from the introduction of utilitarianism in war and morality.’60 Central
to Proudhon’s analysis here was the concept of ‘militarisme’, which
he coined,61 and the political insights he gained from watching French state-
society industrialise and militarise at once. Whereas in Britain, private
investment fuelled initiatives which were then turned to military innovation
and sold back to the state, in France it was state-led from the start. William
McNeill has shown that during the 1850s the French military led the world
technologically in two very important respects. First of all, with the launch
of the Napoleon in 1850 the French navy gained the edge over the British
in terms of speed and horsepower; then in 1858 the first iron plated ship,
La Glorie, became the first ship to be virtually impregnable to any existing
gun. Second, in 1849, Captain Minié developed a new bullet that expanded
on firing to fit a rifled barrel and fire with five times the range but at an
equivalent loading speed to a musket. Mass production followed in the wake
of the Crimean War because military failure, disease and calamity provoked
‘a remarkable bout of warlike inventiveness’.62 By the 1860s a ‘global,
industrialised armaments business’63 had emerged. Despite British industrial
and engineering ingenuity, France had led this move and ‘appeared in 1860
to be the greatest power of the European continent, in their own eyes
and in those of expert foreign observers’.64 It thus came as a complete shock
to the French, and indeed the European balance of power itself, when in
1870 the Prussian army marched to the outskirts of Paris. Having been
quietly developing, unifying and industrialising over the previous 30 years,
The nineteenth-century European equilibrium 59
all galvanised by a romantic nationalist philosophy used to co-opt the liberal
classes into Bismarck’s statist project, Prussia surprised the world. Almost
immediately, American students of politics flooded over to learn of
Bismarck’s success first hand, Woodrow Wilson’s teachers principal among
them. This transition to militarised states brought with it the move to
managed economies. McNeil argues that ‘this denouement was hidden from
the actors of the age itself by the fact that before the 1880s initiative
for technical change nearly always rested with private investors’,65 which
may have been the case in Britain, but was not so in France and Proudhon
was well aware of this development.
In summary, it is clear that republican politics often pulled in contra-
dictory directions and what Proudhon’s analysis shows is the tendency
amongst most to see the promise of republican politics to lie in the realisa-
tion of strong, centralised states. The contradiction was that the pursuit
of this project would likely cause war and while it was by no means
anathema to the republican tradition, what Proudhon argued was that the
coming wars would be detrimental to the republican aspirations of Europe.
Unsettling the established European equilibrium was one thing, doing so
in the name of the unitary nation state was, he argued, doubly short-sighted.
What I will discuss in the following chapter is why republicans thought
in this way. First, I turn to the case of Poland to illustrate another aspect
of this debate.
Poland
While political economy was part of Proudhon’s critique of Italian unifica-
tion, it was far more prominent in his critique of Polish nationalism, and
while the case of Italy speaks to the question of regional security, particu-
larly the role of France, the question of Polish unification was a central
security issue for Prussia, Austria and Russia. Would a unified Poland be
too great a prize for any one of these powers to forego? Would keeping it
divided ensure equilibrium? Was it right that a country should be treated
in this way, essentially a bucket of ballast to keep the European equilibrium
on an even keel? What is unique in Proudhon’s reading of the Polish ques-
tion and of Polish history is how he understood the equilibrium between
classes to be central to the European equilibrium, and how any attempt to
unify Poland without addressing the imbalance of class relations therein,
and in Europe more broadly, would likely tip Europe into conflict. From
this perspective, he argued, the ‘Polish Question’ was the key to ‘world
peace’.66
Broadly speaking, then, the key question was whether Poland should be
restored to her pre-1773 borders and unified. The driving force for
change was a new nobility-led, romantic Polish nationalism and their
claim to a natural right to national unity. Was there such a right? Proudhon
was unequivocal: ‘No.’67 He argued that the division of Poland was
60 The nineteenth-century European equilibrium
‘driven by necessity’ and was vital to justice, order and world peace.
Furthermore,
[i]nvoking, like Rousseau, natural rights, inalienable sovereignty,
and other great rhetorical principles, will be in vain. If the historical
development of civilization requires that a given nationality be absorbed
by another, it will be so, and it will be just, until the time comes when
the nationality will reappear.68
These general conclusions, stark as they must seem without fuller elabora-
tion, were the outcome of two years of research, resulting in a 900-page
manuscript, only parts of which were published as extended chapters in
Si les Traités de 1815 ont cessé d’exister (1863). With La Guerre et la Paix
(1861) having been met with disbelief and outrage and the newspaper
articles on Italy having resulted in his eviction from Belgium, he was more
than justified in thinking that the contentious argument in ‘La Pologne’,
would have been misconstrued as a defence of autocracy.69 Perhaps just
as importantly, he did not wish his critique of Polish nationalism to stand
in the way of the ambitions of his Russian friends, Alexander Herzen,
Michael Bakunin and others, who in 1861 and 1863 played leading roles
in the unsuccessful Polish insurrections.70 While on the face of it, Proudhon’s
position was too close to the preferences of the Great Powers, ultimately
his position was consistent with his vision for Italy. ‘I am perfectly
convinced’, he argued, ‘that the Polish question cannot be solved any diff-
erently than the Italian question, which is to say, through federation’.71 But
the particularities of Polish history demanded their own solutions
and in the absence of a working federal solution to the Polish question,
Proudhonn believed that partition was the only workable solution. The
standard republican alternative, national unity, was the worst of all available
options.
In the case of Italy, Proudhon’s objection to the project of national
unity was that it would swamp all the historically rooted traditions and
localities, and lead to a bourgeois peace that would be detrimental
to working-class interests and would de-stabilise France’s southern borders,
with foreseeable effects on the future of the European equilibrium.
Proudhon’s objection to Polish unity was that there was no such strong
indigenous community that could constitute a nation or a state at all.
Moreover, he remarked that ‘if there was a spot on earth where it was ever
justified to say that property is theft, not from the point of view of trans-
cendental critique, but from the standpoint of positive practice, it is
in Poland’.72 Even by nineteenth-century standards, the serf population of
Poland, i.e. everyone but the nobles, were in a notoriously underprivileged
state and there was no bourgeois middle class of any note. Poland was, for
all intents and purposes, its nobility, and this nobility had historically fought
amongst themselves for seigniorial rights over their serf population and
The nineteenth-century European equilibrium 61
routinely aligned with the three regional powers to serve their own fickle
interests. These nobles, Proudhon argued, rarely governed anything of any
note and were wholly parasitical on the serfs that sustained them. They
periodically wrote and devised constitutions that were not enacted, and
rarely did anything to improve the lot of the people. This, Proudhon argued,
is the opposite of what happened in other countries. Referring to Britain in
an uncharacteristically generous way, Proudhon argues that here the upper
classes, particularly the emergent bourgeoisie, raised the moral and civic
consciousness of the people through organising social education and
balancing against the interests of the aristocracy and the monarchy. Unlike
in Italy, there was no emerging bourgeois middle class that might,
given its divergent interests, align itself with the serfs against the nobility.
Whereas in France and Britain, this mutual social antagonism generated
republican constitutions, this seemed impossible in Poland. Therefore,
Proudhon argued, Poland ought to remain partitioned until a middle
class or intermediary group could emerge to temper the stark injustices in
Polish society.73
But what other functions did partitioning play? Proudhon argued that
with a weak (often puppet) royalty sitting at the head of a self-interested
nobility, it was relatively simple for the major European powers to take
control and claim the country for themselves – as was the case with the
abdication of Stanislas and the ensuing machinations of Prussia, France and
Austria. With no domestic powers to root the nobility in their own country,
zones of influence were easily carved up between the main regional powers
and they became a major cause of European conflagration.74 The prize of
Polish lands was too much for its neighbours to resist, and with such little
internal organic connection between people and state, there was little or
no popular resistance. Domestic slavery resulted in domination by foreign
powers.
Proudhon argued that the continued partition of Poland was central to
European security and peace. By stabilising the ambitions of the regional
powers, order could at least be ensured while social transformations took
place within Poland, perhaps, in the absence of a middle class, prompted
by the occupying powers themselves. For example, Catherine II of Russia
had proposed the creation of a new middle class by reforming the lower
nobility and developing the peasantry into a commercial force by ‘emanci-
pating’ them. The nobility denounced both Catherine and her plans
and claimed it to be a plot against the existence of Poland itself, which,
if we consider Poland at this time as nothing more than a collection of
nobles, for all intents and purposes it might as well have been. But
the nobility denounced this plan and ‘from this moment’ Proudhon argued,
‘all was lost’.75
The first two divisions of Poland were explained by the nobility’s unme-
diated ‘hatred’ of the serfs, preferring the partition of Poland to their
emancipation in each case. Thankfully, Proudhon argued, this participation
62 The nineteenth-century European equilibrium
actually helped the serfs ‘breathe’, giving life to their political aspirations
as a social class. The Congress of Vienna and the age of constitutions
it ushered into Europe, despite retaining the partition of Poland, neverthe-
less gave civic and constitutional impetus to Polish political life. Proudhon
argued that ‘[t]he people came to understand liberty once the partitions
began’.76
If there were any cause for Polish nationalism it should be based, he
argued in 1861, upon a European conception of pan-Slavism tied to a
restoration of Slavic rights in Russia. This, he argued, would begin a process
of realising a cultural and historical foundation upon which to build
civic participation protected within the overarching structure of the 1815
equilibrium. Furthermore, Proudhon argued that Russia should (and
perhaps naively thought they would) take the initiative in successfully
emancipating the serfs of Poland, much as Alexander II had done in Russia
in 1861. At the same time, suppressing Polish revolts from 1831 had
begun to galvanise a distinctly Polish nationality. But when Polish revolu-
tionaries rose up in Austrian controlled Galicia in 1846 the local peasants
massacred them.77 Proudhon believed this spoke to the same issues that
he had raised in his discussion of Italy: that the autonomy of peoples should
not be sacrificed to the wishes of well-intentioned republicans.
Rousseau’s advice to the government of Poland provides an interesting
contrast to Proudhon’s despite the distance in time between the two writers.
In many respects their analysis converges, though there is no evidence to
suggest Proudhon had read Rousseau’s writings on Poland.78 They both
concurred that the Polish question was central to European peace; that
the nobility were central to the problem; that the economic condition of the
serfs was woeful and that Polish society was in dire need of wholesale
reform. The one area where there is most contrast is on the question of
confederating the Diétines (small Diets). Rousseau argued that Poland
would naturally need to be a confederation of these Diétines, united through
a common constitution, a single language and religion, but in order that
their independence be preserved Rousseau also introduced a veto right. This
veto was designed to promote unanimity amongst the nobles; secession,
he argued, would be suicidal. Finally, the fickle allegiances of the Diétines
could only be rectified by ensuring that the political representatives were
changed frequently in order that they were not seduced by a neighbouring
state.79
Rousseau also advised the development of a martial spirit infused
with civic virtues and this, he argued, was not only right, but historically
providential. I explore Rousseau’s ideas in relation to providence in far
more detail in the following chapter, but in brief it is worth remarking
that Rousseau argued that the establishment of the republic would bring
citizen-soldiers to the pinnacle of their civic feeling and that the establish-
ment of the republic would be the establishment of a people, free from
foreign dominium and united before a common law.80 The Lawgiver in this
The nineteenth-century European equilibrium 63
case was to inculcate the population with the love of country and a sense
of civic pride. Money was a corrupting influence on the Polish adminis-
trative system and Rousseau advised against the introduction of further
monetrisation of the economy hoping civic virtue would drive ambition
rather than material gain. Rousseau also believed that empowering
the bourgeoisie and emancipating the serfs was critical, but he was not
hopeful of much success. Coupled with a civic education and a common
enemy – Russia – this, he thought, would be enough to ensure that should
Russia swallow Poland up, the strength of their civic life and national
sentiment would be enough to ensure that Poland was, in that famous
phrase, ‘indigestible’.81
Variations on these doctrines were widely trumpeted and the develop-
ment of a nationalist romantic, literary movement amongst the Polish
revolutionaries quickly garnered the support of numerous revolutionary
movements across Europe, who in turn drove the Polish question up the
political agenda. Proudhon was not unsympathetic, as his consideration
for his friends indicates, but the problem was that the unification of
Poland and the strength of civic feeling bore no relation to the facts on the
ground and in the event, despite the best intentions of the revolutionaries, a
united Poland was still too weak to resist imperial greed. The course of his-
tory has borne out Proudhon’s conclusions. As Norman Davis has argued,
The strength of the Insurrectionary Tradition [in Poland …] bore no
relation to the numbers of its adherents or to the outcome of its
political programme. It reflected not the support of the masses, but
the intense dedication of its devotees, whose obstinate temper, con-
spiratorial habits, and unfailing guardianship of the Romantic approach
to Literature and History was effectively transmitted from generation to
generation.82
Tragically, attempts at Polish nationhood in the century leading up to the
revival of the Kingdom of Poland by Germany in 1916 ‘mocked the inte-
lligence of those it sought to satisfy’.83 Moreover, ‘[i]n the nineteenth
century, the Poles had been faced with a life of deprivation. In the twentieth
century, they were faced with extinction.’84 Clearly, in this context,
Proudhon’s suggestion in 1863, that Poland be left to die,85 jars painfully,
and we are probably right to object to it. But, for Proudhon, the European
equilibrium was a determining factor of the success of the republican cause
and without due attention to it, would scupper it. The central lesson
here is that the balance of power runs far deeper for Proudhon than a set of
relations between states. The wider European equilibrium was shaped by
the social and class relations of entire cross-border regions and their
transformation in the nineteenth century, through the process of state-
building, nationalism and industrialisation, changed the social balance of
power and constrained and enabled states and their subject populations in
64 The nineteenth-century European equilibrium
differential ways. What Proudhon saw that the others did not was arguably
this relationship between social forces and state ambitions. Without this
awareness, revolutionary action was doomed to failure.
There were also popular projects for perpetual peace at this time, attempts
to link the newly formed republics of Europe into an ever higher harmony.
For example, the French republican academic Jules Barni, a contemporary
of Proudhon’s, argued that the path to freedom was both within states and
through a federation of like-minded republics in a United States of Europe.
But first the nation, a people, had to be awakened by free debate, by
the movement of ideas, and states would have to accept the force of this
intellectual enlightenment and turn towards peace by liberalising internally.
Then states would be compelled to confederate, but only republican states
would be capable of such a move, as only republican states would see it to
be in their interest and as their manifest destiny to do so.
In 1869, Barni became the leader of the third congress of the League of
Peace and Freedom in Lausanne. The second congress in Berne the year
before, had seen Barni share the stage with Michael Bakunin and Guissepe
Garibaldi but the congress broke down over the former’s staunch atheism
and their mutual demands that no republican federation would last for
as long as bourgeois property relations were the norm in Europe. By the
time Barni assumed the leadership of the league, the socialists and atheists
were gone, replaced by bourgeois republicans that focused exclusively on
the institutional architecture of a republican federation of European states,
and how the problems in Poland and the despotism of the Orient might
be integrated therein. Barni, like the liberals that would follow him,
saw peace and freedom to lie in the progressive extension of republican
institutions everywhere. As Sudhir Hazareesingh points out, ‘[s]een from this
perspective, the principles governing peace among states – morality, law
and confederalism – were nothing less than an application of the institu-
tional design of the ideal – French – republican state to the international
system’.86
Barni believed France, led by Napoleon III, could provide this shining
light to the rest of Europe, but once Napoleon III was humiliated by
the Prussians in 1871, Barni become a decentralist, mistrusting the
autocratic tendencies of states. This widespread tendency in late and post–
Second Empire French republicanism harked back to the writings of the
pre-Jacobin theorists and was a direct challenge to the intellectual hegemony
of the period. According to this revival of Girondist theory, peace was
not only dependent on republican institutions; peace was also dependent
upon the decentralisation of republican institutions, with municipalities and
regions given a higher degree of autonomy. The argument was that a
centralising state would dominate the regions, would also be crippled by
administration and would be stifling of the impulse to freedom. Switzerland
was, like for Proudhon, also Barni’s inspiration. And yet, when the Paris
Commune was declared, Barni denounced it as symptomatic of a socialistic
The nineteenth-century European equilibrium 65
fanaticism he loathed and which he equated with Jacobinism.87 Barni can be
accused of struggling with the proverbial barn door after the horse had
bolted, but no such charge can be levelled at Proudhon. From the 1870s
onwards, with the rise of Prussia and the blindsiding of the republican
nationalists by autocratic states, liberals and republicans struggled with
the intellectual and political consequences of a project they had worked so
hard to institute.
Conclusion
Following Michael Howard and William McNeil, I have argued that the
processes which culminated in the two world wars of the twentieth century
were the consequence of the twin processes of militarisation and legitimisa-
tion of the nation state that few recognised as potentially disastrous. This
charge simply cannot be levelled at Proudhon. Proudhon bore witness
to both these processes and was vociferous in his denunciation of both.
Moreover, the wider anarchist movement that emerged during the closing
years of the nineteenth century and early years of the twentieth was princi-
pally concerned with these twin processes and also the exploitation at the
heart of bourgeois property relations. The anarchists numbered in the tens
of millions but have been all but written out of mainstream histories of
the origins of the twentieth century, thereby reinforcing the idea that the
travesties to which so many bore witness were inevitable, unavoidable and in
keeping with the so-called realities of world politics. Contemporary liberals,
continuing in a long line of thinking, today assume that institutions can
mollify the worst excesses of anarchy and can lead us to a more harmonious
future, while neo-Kantian critical theorists still believe that the Promised
Land lies just around the corner. The past is a place of disorder and chaos
and can teach us very little about the future beyond alerting us to the
realities of world politics that our efforts must seek to overcome. But this
narrative ignores the anarchists completely and is so deeply rooted in our
understanding of history and of politics that anarchism, rather than these
conventional ideas, is deemed the aberration.
The aim of this chapter has thus been twofold. Primarily it has been to
provide a first layer of context to Proudhon’s thinking. I have set out his
understanding of the machinations of empires and states at this time
and what he thought the likely outcome would be. The primary point of
departure, perhaps unsurprisingly, was Proudhon’s rejection of the statism
of the age. What is perhaps most surprising, from both our perspective and
from the perspective of his contemporaries, is Proudhon’s acceptance of
the Vienna settlement of 1815, a set of treaties which the republicans and
nationalists wanted torn up. Proudhon believed that given the militarisation
and industrialisation of society and state, the costs of upsetting the
European equilibrium by destroying Austria and Russia would outweigh any
benefits that might accrue to the republican cause. Perhaps not attentive
66 The nineteenth-century European equilibrium
enough to Prussia’s rise, a feature of European politics that finally radica-
lised Bakunin to the anarchist cause,88 and strangely ignorant of British
colonial power, Proudhon did not see it all, but he was more alive to the
likely possibility than most that French, Italian and Prussian actions would
not be in the interests of the republican cause.89 Proudhon’s conclusion was
that anarchy is our lot, but the precise way in which he formulates theory
of anarchism is to extend rather than seek to elide it. I have hinted that
federalism and the integration of autonomous natural groups plays a part in
his thinking on this matter and that he takes a gradualist or reformist
approach to this vision of radical social change. The aim of chapters five,
six and seven is to flesh out this project in detail. The aim of the next
chapter is to show why the dominance of statism in republican political
thought meant none listened. We can best see why this was so by unpacking
the broad contours of the republican thinking as articulated in the thought
of Rousseau, Kant and Comte, who were not only the intellectual giants of
the age, but are also the keys to explaining Proudhon’s anarchism.
4 War, providence and the
international order in the thought
of Rousseau, Kant and Comte
This chapter will unpack the theodicy and philosophy of history at the heart
of the republicanism of Rousseau, Kant and Comte. Their ideas became
foundational to twentieth-century thinking about anarchy and world politics
and the republican tradition of thinking about war and history, but more
importantly were the central intellectual focal point for Proudhon’s writings
on the same. For each, though in very different ways, pre-modern and
modern society was anarchic, but the future would be ordered, transcending
anarchy through ever more perfect republican political institutions at both a
‘domestic’ and ‘international’ level. While each prophesied the future of
Europe from quite different epistemological premises, they placed war and
international relations at the heart of their philosophies of history. These
doctrines were the staple for the republican missionaries of the nineteenth
century. Their ideas, as Elie Kedouri, Richard Tuck, John Talmon and
innumerable others have shown, were the mainstay of the ideology of the
nation state from the mid-nineteenth century. What few have shown, but as
I will attempt to show here and in the following chapter, is how central
they were to the development of Proudhon’s anarchism too. The political
philosophy of anarchism was born here, in debate with the modernist and
republican philosophy of history.
Indeed, because so few have uncovered this context, few have grasped
Proudhon’s intentions in writing about international politics. For example,
Robert Hoffman’s conclusion is telling when he states that ‘La Guerre et
la paix [ … ] is more philosophy of history than anything else [ … ] the
peculiar view of history in La Guerre really seems to be little more than
an awkward effort to provide a rationale for conclusions that he would have
done better to offer and argue far differently’.1 The substantive core of
La Guerre et la Paix is thus summarily dismissed and its correspondence
with the standard discursive ways of debating anarchy and war in the
nineteenth century is overlooked. By contrast, Amoudruz compounds
our understanding of this aspect of Proudhon’s thought by ignoring the
philosophical debates Proudhon was engaging in altogether. Her conclusion
that he was a canny ‘petit paysanne’ overlooks the fact that his writings
were developed in conversation with the erstwhile luminaries of modernity
68 War, providence and the international order
and that he had, by the time he reached his mid-50s, developed into a
republican political philosopher with a quite unique genius.2 More recently,
attempts to abandon classical anarchism altogether for some presumed flaw
of ‘positivism’, essentialism or rationalism, in favour of a poststructuralist-
influenced ‘post-anarchism’ conflate the classical anarchists with their
interlocutors, assuming traits that simply do not exist in the classical anar-
chist canon, and/or reading back into the past meanings for such terms
as ‘positivism’ that those who ascribed to this philosophy of science simply
would not have recognised.3 Recounting Proudhon’s intellectual context and
his engagement with it will help us better situate anarchism in the history of
political thought.
The central argument of this chapter is that modern thinking in relation
to the concept of anarchy, particularly liberal and critical theories (set out
in chapter two) that anarchy can be tamed and/or overcome, has its roots in
the progressively more secular theodicy of eighteenth- and nineteenth-
century philosophies of history. This was also the central debate to which
Proudhon’s anarchism responded. The recovery of the emancipatory
potential of anarchy has its intellectual source in a rejection of the standard
tropes of modernity. In our post- or late modern era, it is common for
contemporary theorists to reject the eschatology at the heart of republican
and revolutionary thought, be that Kantian or Marxist. What is most
surprising, as I will show in the following chapter, is that Proudhon did
precisely this over 150 years ago. Thus, this chapter not only provides
another layer of context for our comprehension of Proudhon’s thought,
it also recounts the discursive basis of one of the first secular and revolu-
tionary critiques of modernity – anarchism.4
My analysis differs from that provided by Aaron Noland on this subject.
The central tension that animated Proudhon’s social theory was that
between progress and providence. Whereas Noland interprets Proudhon’s
use of the concept of providence to refer to ecclesiastical notions of life’s
happenchance ultimately finding reason and transcendence in the afterlife,
I believe a more accurate interpretation is to situate Proudhon’s theory of
progress against the theory of providence developed by Kant. In the first
supplement to the definitive articles of ‘Perpetual Peace’, Kant argued that:
Perpetual peace is guaranteed by no less an authority than the great
artist Nature herself (natura daedala rerum). The mechanical process
of nature visibly exhibits the purposive plan of producing concord
among men, even against their will and indeed by means of their very
discord. This design, if we regard it as a compelling cause whose
laws of operation are unknown to us, is called fate. But if we consider
its purposive function within the world’s development, whereby it
appears as the underlying wisdom of a higher cause, showing the way
towards the objective goal of the human race and predetermining
the world’s evolution, we call it providence.5
War, providence and the international order 69
As I will show, for Kant, this reference to nature overlays a far deeper
theodicy, a cosmology of which God is the supreme architect, a God who
is unquestionable and omnipotent. This framing and general problem of
God’s role in human history was also a central aspect of Rousseau’s
thought. Indeed, as I will argue, the social contract was in many ways a
secularisation of Genevan Calvinism.6 As Despland has argued, ‘in
the eighteenth century the philosophy of history was a burning religious
question’.7 By the nineteenth century, it was becoming increasingly secu-
larised, but the central tropes remained. Comte’s materialism and atheism
precluded the hand of God in his philosophy of history, but what Comte
recognised, following Rousseau, Kant and the Catholic theocrats of the
period, was that without the mysticism of divine providence, secular social
theory would fail to speak to the religious ethos of the times. For all three,
religion was a useful tool for cowing the masses when appeals to reason
failed. To this end, Comte retained the imagery, the ritual, the mysticism of
Catholicism to buttress his positivist ‘Religion of Humanity’. In Comte’s
hands, positivism was preordained by the ineluctable forces of history, its
coming providential, and with the tools of science at our disposal we would
finally be able to find our fullest self-realisation in what can only be descri-
bed as one of the most rigidly hierarchical social orders ever conceived.
The distance between Comte, Kant and Rousseau on the authority of
the state was not that great. In terms of international relations, there was
a little more variation. While Rousseau sought to institutionalise the repub-
lican state universally through ever closer federation, with states progres-
sively subsumed in ever larger federations, Kant believed this would amount
to a new global despotism and preferred a far looser confederation of states
united by bonds of hospitality. Comte, on the other hand, believed the state
would wither away and be replaced by 17 autonomous republics organised
internally according to the dictates of the ‘Priest Scientists’ and united by
science, the ‘Religion of Humanity’. For all three, with their visions of the
future world order institutionalised, anarchy would be a thing of the past.
‘Order and Progress’, Comte’s motto now emblazoned on the Brazilian flag,
would be consecrated in transcendence. But war, revolution and the machi-
nations of international politics would, in spite of themselves, take us there.
This was the explanatory role of secular theodicy.
By contrast, in a footnote to The Philosophy of Progress, Proudhon
commented that:
Every social theory necessarily begins with a theory of reason and a
solution of the cosmotheological problem. No philosophy has lacked
that requirement. This is what explains why the partisans of political
and social hierarchy all begin from a theosophic idea, while the demo-
crats generally incline towards an absolute emancipation of reason and
conscience. In order to democratize the human race, insists Charles
Lemaire, it is necessary to demonarchize the Universe.8
70 War, providence and the international order
Understanding Proudhon’s thought against the secularised theodicies of
Rousseau, Kant and Comte helps us understand the scale of the task
Proudhon set himself and why his writings on international politics spanned
seven books. Linking Proudhon back into this epochal debate ought to
assist in the reintegration of anarchism in the history of political thought.
There is extensive textual evidence to support the idea that not only
was Proudhon engaging these ideas directly, but so too, each of these three
writers developed their thinking in direct conversation with one another.
Proudhon’s engagement with Rousseau was extensive and sustained
throughout his writings and has been the subject of a number of penetrating
studies.9 Indeed, few in nineteenth-century France could have avoided a
basic familiarity with Rousseau’s writings, and Proudhon engaged them
deeply and seems to have loved and hated them in equal measure. Rousseau
was at once the prophet of freedom and Judas Iscariot for having betrayed
the revolution with his inexcusable statism. Rousseau was the champion
of the small-scale deliberative communal democracy, but also the inspiration
for Robespierre’s Reign of Terror. Rousseau denounced market economies
and money as a new enslavement, but refused to denounce private property
and the institutions of political order it sustained. In sum, Rousseau’s
republicanism was a clarion call to freedom, but failed to deliver, and
Proudhon’s writings as I will show later on, are a direct engagement with
what he saw as Rousseau’s broken promises.
Proudhon claimed to have been reading his friend Joseph Tissot’s
translation of Kant’s Critique of Pure Reason from the age of 20 and
his philosophy remained a constant sounding board in his writings for the
following 25 years.10 Proudhon’s first extended engagement with this text
was central to his attempts at crafting an ‘ideo-realist’ ontology in De la
Création de L’Ordre dans l’humanité, published in 1843, which, he noted
to a friend, would likely ‘bring all the Kantians down on me’.11 But it was
not until Tissot published a translation of the Metaphysical Elements of
Right (1797) in 1853 that Proudhon became familiar with Kant’s political
philosophy and his philosophy of history.12 This translation included
the essays ‘What is Enlightenment?’, ‘Perpetual Peace’, ‘Theory and
Practice’ and the ‘Contest of the Faculties’, which amounts to an almost
complete collection of Kant’s political writings. Almost immediately
Proudhon set about framing his own response to them, which began as
Philosophy du Progress (1853) and culminated in De la Justice dans la
revolution et dans l’église (first edition 1858), both of which are discussed
in the following chapter.
If Kant provided the idealism, it was Auguste Comte that provided
Proudhon with the other half of his ‘ideo-realism’. Bouglé and Cuvillier
make it clear that Comte’s System of Positive Philosophy is, alongside Kant’s
Critique, perhaps the key influence in Proudhon’s first attempt to set out
his epistemology and philosophy of history in De la Creation de l’Ordre
dans l’Humanité, despite being largely un-cited. The evidence for this is
War, providence and the international order 71
Proudhon’s use of Comte’s relational ontology and the famous law of the
three stages to support his metaphysics and his philosophy of history
respectively.13 They also note that in the second edition to the work,
Proudhon himself notes the resemblances between the two works but
claimed he discovered the ideas on his own, a position that is plausible
but unlikely.14 But, they continue, it is Proudhon’s Philosophie du Progrès
(1853) published the same year as Comte’s ‘Catéchisme Positiviste’, that
shows the deepest influence of the latter on the former and it is this text
that is the focus of my analysis of Comte.15
Of the three, Comte was, of course, Proudhon’s only contemporary, and it
is somewhat amusing that he sent complementary copies of the first two
volumes of his Système de Politique Positive to Proudhon in 1854, with
an odd invitation to join him in proselytising the positivist ‘Religion of
Humanity’.16 Comte believed Proudhon had the ear of the working classes,
a central demographic for the success of Comte’s vision that despite his
scientific fame he simply couldn’t reach. But Proudhon declined for many of
the same anti-dogmatist reasons he gave in turning down a similar invitation
from Marx and Engels to spread the gospel of communism.17 Despite this,
Proudhon’s notebooks show that he read the volumes in some detail. System
of Positive Politics contained many of the arguments of Comte’s earlier
works, which were by then widely known and discussed. Indeed, in the
preface to volume one of this work, Comte claims that this was his most
important work, his career having been ‘homogenous throughout; the end
being clearly aimed at from the first’.18 As if to prove this, Comte’s ‘Plan of
a Scientific Work Necessary for the Reorganisation of Society’ (1822–24)
or what he called his ‘Opuscule Fondamental’, the embryo of the larger work
which he sent to Proudhon, and three other key early essays, are included as
an appendix to the fourth volume. It is the sociological content of these
works that made the deepest impression on Proudhon’s thought and
the clearest evidence for this is to be found in De la Justice, his four
volume magnum opus, published in 1858. It is to this text that I turn in the
following chapter. My main aim in this chapter, set out in the three sections
that follow, is to show that Rousseau, Kant and Comte were also extremely
close readers of one another and it is in the context of the debate that
I recount here that we ought to read Proudhon’s later writings on war
and international relations.
Rousseau
Voltaire’s poem ‘The Lisbon Earthquake’ (1755) is an excellent place to
begin this story. This poem expresses the anguish felt at the loss of life
in one of Europe’s key centres of art, culture and politics caused by a
seemingly random act of destruction. Its purpose was to question the
beneficent role of God in human society and express Voltaire’s own dis-
illusionment with the promises of reason and of science. How could random
72 War, providence and the international order
acts of malice be a part of God’s plan and what relevance do the discoveries
of science have for our moral universe if it could all come crashing down
without warning. The final and most pressing question was: is this really the
best of all worlds or should we expect something better to come in this
life or the next? These are questions that no doubt still resonate with us
today, but the terms of response were quite distinct in the second half of the
eighteenth century, and Voltaire’s ambivalence reflected a more general
relativism born of a disenchantment that seemed to have gripped European
thought.
Rousseau took exception to Voltaire’s stance and rejected the idea that
there was no rhyme or reason to life or God’s will on earth. He penned
his reply in August 1756. At this time Rousseau was already developing
themes that were to become the Social Contract (published in 1762, but
germinating as early as the late 1740s and well under construction by
at least 1759).19 The similarities between the two are as striking as their
profound disagreement and the themes echoed down through the next
century. Neither questioned God’s existence, but both sought to provide the
best account of the nature of divine providence, while bearing in mind
reason and free will and the new discoveries of science.20
Alexander Pope, the key object of Voltaire’s attack, had argued that
despite the calamities of nature and the failures of reason ‘all is well’.
What this meant was that despite the chance machinations of life, proof of
God’s plan for nature could still be divined through the use of reason and
the understanding of natural laws. The laws of nature are the laws of
God and thus whatever happens must be the expression of God’s will.
Rousseau disagreed, as did Voltaire. Both argued that the totality of God’s
plan was beyond human comprehension, and there could be no empirical
proofs of God’s design. This was a political position to hold, for it denied
the intermediary status of the clerics. Rather, Rousseau sought to instate the
sanctity of individual reason. He put it like this:
The true principles of optimism [‘all is well’] can be drawn neither from
the properties of matter, nor from the mechanics of the universe, but
only by inference from the perfection of God, who presides over all;
so that one does not prove the existence of God by Pope’s system, but
Pope’s system by the existence of God, and the question regarding
the origin of evil is, without a doubt, derived from the question regard-
ing Providence.21
Rousseau continued:
like you [Voltaire], I am indignant that each individual’s faith does
not enjoy the most perfect freedom, and that man dares to control the
inner recesses of consciousness which he cannot possibly enter; as if it
depended on ourselves to believe or not to believe in matters where
War, providence and the international order 73
demonstration has no place, and reason could ever be enslaved to
authority. Are the Kings in this world then inspectors in the next? and
have they the right to torment their Subjects here below, in order to
force them to go to Paradise? No, all human Government is by
its nature restricted to civil duties; and regardless of what the Sophist
Hobbes may have said on the subject, when a man serves the State well,
he owes no one an account of how he serves God.22
As we can see here, the reconciliation of individual reason and autonomy
with providence was a central political problem, and this framing was
revolutionary. Rousseau goes on to argue that what is needed is ‘a civil
profession of faith’ to work out the relationship of free men to one another,
unencumbered by the weight of the absolutism of either the state or the
established Church and, in spite of this, to sanctify this political relationship
as God’s will. ‘This work, done with care, would be the most useful book
ever composed, it seems to me, and perhaps the only one needful to men.’23
Rousseau then suggested that Voltaire write such a work when he was, in
all probability, already composing it himself.
The broad themes of the Social Contract are well known and developed
themes he’d set out in the ‘Discourse on the Origin of Inequality’. Rousseau
begins from the position that the state of nature was quite a nice place, even
if it was based on a-social individualism, or an anarchy as we now know it.
At the point of contact between individuals, a secularised reading of the
fall from grace, socialisation begins to break down our pure individuality
and the crisis that the social contract must solve ensues.24
Approaching the question of political morality and order from within the
discursive framework of theology and theodicy allowed Rousseau to broach
the question of temporal and social evil from the perspective of a transcen-
dental plan outside of history. Rousseau sought to revolutionise modern
society, civilisation, in order that the true individual could emerge, and it
would be republican institutions which would help realise God’s plan on
earth. What impeded our true ‘sentiments of sociability’25 was a disharmony
between an immoral society and our natural selves. Pace Hume and Locke,
Rousseau argued that
[t]he self is not a datum of the sense and can never be understood as the
mere product of sense data. It is an original activity, and [following
Descartes] the only evidence of such activity available to man. And this
spontaneity of the self, not its receptivity, is the mark of the Divine.26
This placed all evil ‘out there’, in society and only self-knowledge, a self-
knowledge derived from proximity to nature (and thus to God) can be of
true educational value.27 The purpose of republican institutions would be to
allow this self-knowledge to flourish unencumbered by the oppression of the
Church and aristocratic order.
74 War, providence and the international order
The aim of the Social Contract, a position Proudhon would develop
explicitly in his first writing on the Sabbath, was ‘[t]o find a form of asso-
ciation that will defend and protect the person and goods of each associate
with the full common force, and by means of which each, uniting with all,
nevertheless obey only himself and remain as free as before’.28 In other
words, the Social Contract was designed to help us realise our God-given
individuality by freeing us from the clutches of clericalism, monarchy,
aristocracy, civilisation and luxury, each and every one a catalyst for amour
propre, the primary vice of social life. In helping us understand ourselves by
showing us how to associate in harmony with our true selves, the aggregate
General Will would be no less divinely infused and its actions divinely
sanctioned.
The fullest realisation of our individuality was in this republican
‘Communion of Citizens’.29 But, as in Calvinist thought, there was still
an intermediary between the citizens and God. In Rousseau’s thought
this was the Lawgiver and in the absence of empirical proofs to sustain the
notion that the republican state is necessary, ‘[t]he lawgiver must invoke
the gods in order to persuade the vulgar whom he cannot convince’.30 This
defence of republican unity is at the heart of Rousseau’s invocation of the
Civil Religion at the end of The Social Contract. As he put it:
There is therefore a purely civil profession of faith the articles of which
it is up to the sovereign to fix, not precisely as dogmas of religion but
as sentiments of sociability, without which it is impossible to be either a
good Citizen or a loyal subject. Without being able to oblige anyone to
believe them, the sovereign may banish from the state anyone who does
not believe them; it may banish him, not as impious but as unsociable,
as incapable of sincerely loving the laws, justice, and, if need be of
sacrificing his life to his duty. If anyone, after having publicly acknowl-
edged these same dogmas, behaves as if he did not believe them, let him
be punished with death; he has committed the greatest of crimes, he has
lied before the laws.31
The civil state supervenes all divisions in society and it is in this civil pro-
fession of faith that the individual finds his fullest self-realisation. Anarchic
individualism is the pathology of politics which the republican state is said
to resolve by allowing us to find our true natures in republican community.
Placing any group alongside the state or believing that one’s political
allegiance might be owed anything other than the state, would be both
idolatrous and sacrilegious. The passages on the ‘Civil Religion’ can thus
be interpreted as the fulfilment of Rousseau’s theodicy or a statement of the
providential nature of the republican state.
But, of course, this is only half the story. When the republic is constituted
as a sovereign community, it reconstitutes anarchy outside society, in
the relations between states, mirroring, once again, that anarchic social state
War, providence and the international order 75
in which individuals find themselves post-fall. This secondary anarchy
threatens domestic order and the achievements of republicanism in turn.
Having settled the domestic question, Rousseau was immediately faced with
the same conundrum in the relations between states.32
In his ‘Fragments of an Essay on the State of War’, Rousseau states quite
plainly that irrespective of their internal constitutions, states constituted
as public, moral persons, or sovereigns, are naturally in a state of war
with one another.33 Only republican states have it within their power to
overcome the inconveniences of the international anarchy by joining toge-
ther under the federal pact. But, since these republican states are so few,
Rousseau could see that the universal federation he desired was fanciful. As
he sets out in ‘A Lasting Peace Through the Federation of Europe’, and in
his critique of the Abbé Saint Pierre, only the submission of states to
a European general will can secure peace. But how can this take place?
Rousseau argued that the real interests of states lie in their mutual
federation, but that the likelihood of this is remote since their perceived
interest ‘lies in the state of absolute independence which frees Sovereigns
from the reign of Law only to put them under that of chance’.34 The sover-
eign independence of kings, despotic at home and adventurous abroad,
ensures anarchy. Rousseau argued that it is this independence and the need
to protect their petty privileges that compels monarchs to realise the higher
truth that a system of perpetual peace would be in their mutual interests,
but that this would be impossible to achieve in practice for as long as none
are restrained and can dominate internally and externally on a whim. The
consequence is perpetual war in the hope of securing perpetual peace.
Paradoxically, it is war that brings about the surest possibility of social
change for the better. Perpetual peace, Rousseau argues, would only be
possible once perpetual war has run its course. The example he gives is of
the relatively benign reign of Henry IV who in preparing for the campaigns
which became the Wars of Religion was compelled to ensure that his
domestic population was well tended and happy so that when he went
overseas he could be sure his subjects would not rebel. And yet, the
wars that ensued were ceaseless. Rousseau concludes that ‘while we admire
so fair a project, let us console ourselves for its failure by the thought that
it could only have been carried out by violent means from which humanity
must needs shrink’. What Rousseau hints at here is that preparation for war
depended on preparation that benefited the people, but the reasons Henri IV
failed lay in the monarchical state system. The problem was that perpetual
peace could not be established between monarchies. The Abbé Saint
Pierre in proposing the project of perpetual peace to Henry IV, was being
utopian. Rousseau concluded by arguing that ‘No Federation could ever be
established except by a revolution. That being so, which of us would dare
to say whether the League of Europe is a thing more to be desired or feared?
It would perhaps do more harm in a moment than it would guard against
for ages.’35
76 War, providence and the international order
Rousseau suggested that immanent to the Peace of Westphalia was a legal
and moral foundation for the federation of a European republic, and
underpinning this formal framework was a shared religion, shared cultural
norms, a shared geography and temperament, a tradition of public letters
and of moral customs, and similar laws, tropes, we have seen, that were
common to the conservatives. Wars may occur between these states from
time to time, he concedes, but they alter only the surface appearance of
a far deeper union.36 Together these deep bonds could underpin a European
federation if only states could find it within themselves to reform internally
and federate externally, thereby realising their immanent nature by setting
their people free. Monarchic states were thus, by this analysis, like indivi-
duals seeking self-knowledge. But recognising the difficulties in achieving
this, Rousseau argues that ‘some coercive power must be provided to
co-ordinate the actions of its members and give to their common interests
and mutual obligations that firmness and consistency which they could
never acquire of themselves’.37 Specifically,
if we are to form a solid and lasting Federation, we must have put all
the members of it in a state of such mutual dependence that no one
of them is singly in a position to overbear all the others, and that
separate leagues, capable of thwarting the general League, shall meet
with obstacles formidable enough to hinder their formation. Failing
this, the general League will be nothing but an empty name; and
under an appearance of subjection, every member of it will in reality be
independent.38
Freedom depends upon unbreakable mutual constraints that will ensure
secession and division is impossible. He continued,
the Federation must embrace all the important Powers in its member-
ship; it must have a Legislative Body, with powers to pass laws and
ordinances binding upon all its members; it must have a coercive force
capable of compelling every State to obey its common resolves whether
in the way of command or of prohibition; finally, it must be strong and
firm enough to make it impossible for any member to withdraw at his
own pleasure the moment he conceives his private interest to clash with
that of the whole body.39
The parallel with the chapters on civil religion are striking. Just as the social
contract promised to help realise the true individuality of man, so this
unified Europe would strengthen rather than weaken the sovereignty of each
state, give succour to the nascent societies constituting each new-born
nation sate, and if the virtues of each state can be nurtured without fear of
invasion, European peace will surely follow.
War, providence and the international order 77
By submitting to the decision of the Diet [a synonym for the Federal
power] in all disputes with his equals, and by surrendering the perilous
right of seizing other men’s possessions, he is, in fact, doing nothing
more than securing his real rights and renouncing those which are
purely fictitious. Besides, there is all the difference in the world between
dependence upon a rival and dependence upon a Body of which he is
himself a member.40
Federation would bring European peace much as the republican constitu-
tion would end civil war and end the avaricious instincts of man, thereby
bringing peace to Europe for once and for all. And how is this state of
affairs likely to come about? As Karma Nabulsi has shown in one of the
few discussions of Rousseau’s views on the subject, the international
corollary of Rousseau’s position on revolution were his views on the defen-
sive war, undertaken in order to defend the republican state from foreign
encroachments and threats and to defend the successes of said revolution.41
But the morality of these wars was dependent on the full participation of
a patriotic citizenry, galvanised by their liberty in equality and realised
through the democratic expression of the General Will. War is just insofar
as it will either defend or promote this republican ideal, and war and
revolution, despite its brutality and destruction would, by providence, usher
history forth.
Kant
Kant’s monumental statement of rationalist metaphysics, Critique of Pure
Reason, was published in 1781, and having set down in fastidious
and symmetrical detail his thinking on the source and basis of reason and
cognition, he turned his attention to the philosophy of history. ‘Idea for a
Universal History with a Cosmopolitan Purpose’ and ‘An Answer to the
Question: What is Enlightenment?’ were published in 1784. Five years later,
the French Revolution was under way. The Reign of Terror began the year
Louis XVI was guillotined, 1793, and ended the following year with
the execution of Robespierre himself, the last of some 40,000 people to be
killed by the state in the name of the Republic. France was at war almost
immediately and the levée en masse galvanised the first citizen army in
history, leading to revolutionary wars that lasted for the next 20 years.
In 1795 one of the first victories of the war, France defeated Prussia and
imposed the punitive Treaty of Basel, recognising French occupation of
the left bank of the Rhine. Kant’s famous essay ‘Perpetual Peace’ was pub-
lished that year and is arguably his call to end the processes he believed
would bury Europe for good. Paradoxically, however, ‘Perpetual Peace’ was
used by the French Republicans as a new rallying cry for perpetual war.42
This is not surprising, because Kant was both extending and providing
a critique of Rousseau’s writings on the Abbé Saint Pierre. Indeed, as Ernst
78 War, providence and the international order
Cassirer has argued, Rousseau’s project as a whole was a central focal
point for Kant. Kant is said to have read Rousseau’s work of educational
and moral theory, Émile, in one sitting and Rousseau’s portrait was the
only picture to adorn Kant’s modest, if not austere, dwellings. But Kant
sought to think Rousseau’s ideas further and ‘create that wider and deeper
idea of ‘reason’ which could do justice to Rousseau’s ideas and incorporate
them in itself ’.43
If, as I have suggested, Rousseau’s politics can be understood in terms of
an attempt to recover a romantic and passionate prelapsarian human
goodness through more effective republican institutions, Kant’s philosophy
seeks out a much more austere, rational intellectual development in the ideal
political institutions. Kant had good reasons for rejecting Roussea’s roman-
ticism, not least the living evidence of where he felt the passions of the
Parisian republicans led. By Kant’s account, there is little in the past that is
of moral value. Rather than see our natures as fixed and the mark of a good
life being one which seeks to realise the fulfilment of that nature in this life,
Kant assumed that the fulfilment of our natures would only be possible at a
species level and in the fullness of historical time, if ever.44 Human cogni-
tion, Kant argued, marked us out from all other species and from nature
herself but placed us on parallel developmental paths. In his view, while
all of nature was governed by Newtonian laws, human cognition was not.
In order that we could understand ourselves as free, this had to be the case.
Otherwise, we would be like the beasts: slaves to our instincts and passions.
It was precisely because of this that the aim of Kant’s critical philosophy
was to demonstrate the possibility that human cognition and the laws of
nature would eventually merge in transcendent harmony and again, repub-
lican states were central to that.
Kant’s famous division between noumena and phenomena, the latter
objects of possible experience, the former not, was central to affirming the
autonomy of reason. Reason was noumenal, beyond the empirical realm.
This had to be the case, he argued, if we were to be able to explain reason
and free will in a mechanical Newtonian universe. How could we come
to know the laws of nature if we were governed by them? By positing a
categorical distinction between one and the other Kant was able to claim
that cognition was the precondition of knowing nature and only by under-
standing nature on the one hand and correctly divining the fundamental
architecture of this cognitive apparatus, the noumena, could we then order
our individual and social lives to develop in harmony with nature. This
was a subtle if profound distinction to Rousseau’s schema. If, as Rousseau
assumed, the process of recovery of an innate and passionate instinct was
central to grounding the ideal polity, then any number of despotisms could
be defended by those who would claim to better understand the essence
of man. The philosophes, clergy and despots did just this. Kant argued that
there had to be a universal reason which could adjudicate between these
positions, objectively.
War, providence and the international order 79
The detail of Kant’s elaboration of the architecture of reason is staggering
and can only really be hinted at here. Kant reasoned that the noumenal
realm must be composed of 12 ‘categories’ and a number of corresponding
‘concepts’ and ‘ideas’ which, combined in various ways, can make objective
sense of the phenomenal world out there. These categories, ideas and con-
cepts can do this because they are innate, universal and transcendental,
thereby in principle linking all rational beings (the list of who was such
a being excluded 50 per cent of the human population, i.e. women).45
Concepts and categories combine to create a ‘manifold’ of apriori ideas.
They are apriori because they are independent of experience; they precede
cognition and are the precondition of it. Without this ‘manifold’, cognition
itself would be impossible. Kant’s critical project was centrally devoted
to ‘an argument that will show that the world, and not just our experi-
ence of the world, is in conformity with the[se] apriori principles of the
understanding’.46
Kant’s famous position on lying illustrates this argument neatly and also
links this rationalism to the concept of free will.
Let us take a voluntary action – for example, a malicious lie [ … ]. We
at first proceed to examine the empirical character of the offence,
and for this purpose we endeavour to penetrate to the sources of that
character, such as a defective education, bad company, a shameless and
wicked disposition, frivolity, and want of reflection – not forgetting
also the occasioning causes which prevailed at the moment of the
transgression [ … ]. Now, although we believe the action to have been
determined by all these circumstances, we do not the less blame the
offender [ … ]. Our blame of the offender is grounded upon a law of
reason, which requires us to regard this faculty as a cause, which could
have and ought to have otherwise determined the behaviour of the
offender, independently of all empirical conditions [ … ]. It follows that
we regard reason, irrespective of the empirical conditions of the act,
as completely free, and therefore, as in the present case, culpable.47
And yet, lie we do, and routinely. This, Kant argues, is the consequence of
irrational and passionate behaviour. But rather than act as a block on
human development, the passions, while ‘pathological’,48 are its principal
motor. The flaws of the passions, however, cause us to turn inwards and to
reason, to reconsider and to become enlightened. But this process is not
instinctive.
Ascertaining why we should or shouldn’t lie is one thing, but for Kant the
highest expression of human cognition is the attempt at the transcendental
deduction of the antinomies. The antinomies of pure reason lie at the
rational limits of cognition and arise mainly from the vanities of speculative
metaphysics: cosmology, theology and psychology. If we take cosmology,
for example, Kant saw four antinomies arising from speculation about our
80 War, providence and the international order
place within, and the nature of, the cosmos. These are, the antinomy
between beginning and end (fundamentally a question about finitude and
infinity), parts and the whole (of substance); determined and undetermined
(causation); existence vs the non-existence of God (theology). The poles of
these antinomies have no meaning without their opposite, have no ontolo-
gical status except in tandem, and cannot be reconciled or transcended.
They are ontological absolutes which we as humans cannot think beyond.
For example, there is no ‘proof ’ of the existence or absence of God; no
cause is final or the first, and so on. While Hegel was famously to suggest a
dialectical means beyond the antinomies, for Kant they set the rational
limits of human thought beyond which it is futile to extend. But as Roger
Scruton argues, ‘The assumption of totality which generates them is both
the cause and effect of all that is most serious in science’.49 While the anti-
nomies operate as a check on speculative pure reason, the antagonism
between the antinomies compels (but does not cause) the reason of the
savant to extend to its limits and then reflect back upon itself dialectically,
which induces thought to be critical. Contemplating the realm at the
limits of pure reason is thus a precondition of the possibility of thought
as such.
Nor is the theological antinomy a quirk of eighteenth-century moralism,
it is vital to Kant’s system as a whole. Kant subscribed to the ontological
fallacy in relation to God, which is to say that he argued that God cannot
be posited or understood empirically for that would be to corrupt ‘His’
perfection. God, like reality or perfection, can only be posited as ideas
without empirical form. Theology, like cosmology, forces us to strive to
know God, to challenge the theological antinomy and develop our ideas
about nature. The core idea to hold in this context is that there must be a
‘Supreme Being, who is the free and intelligent author of all things’.50 Like
Rousseau, Kant agrees that ‘The idea of a Supreme Being is in many
respects a highly useful idea; but for the very reason that it is an idea, it is
incapable of enlarging our knowledge with regard to the existence
of things’.51 But in relation to morality and history, the idea of God is
irreplaceable.52
Like ideas in general, ‘[i]f we review our knowledge in its entire extent, we
shall find that the peculiar business of reason is to arrange it into a system,
that is to say, to give it connection according to a principle’.53 The more
rational and logical our ideas and the closer they correspond to the dictates
of reason and logic, the architecture of the mind and so on, the more likely
they are to guide us to the fabled Kingdom of Ends, a time in which our
ideas become one in transcendent harmony with nature itself.
The ‘Idea for a Universal History with a Cosmopolitan Purpose’ is
precisely Kant’s attempt to sketch just such an ‘idea’. Its first proposition
states that, ‘All the natural capacities of a creature are destined sooner or
later to be developed completely in conformity with their end’. This is what
Kant describes as a ‘teleological theory of nature’, which if abandoned
War, providence and the international order 81
would imply that ‘we are faced not with a law-governed nature, but with an
aimless, random process, and the dismal reign of chance replaces the guiding
principle of reason’.54 The aim of reason is to discover human history’s
transcendental purpose, a task that is far more complex to achieve than it
would be, say, ‘with bees or beavers’.55 Bees and beavers, it is implied, were
designed to exist in harmony with their natures and surroundings and so, do
so automatically. Likewise in ‘Perpetual Peace’, Kant observes that reindeer
and camels ‘seem [ … ] as if [they] had been created’56 for their locations.
If nature is not to be seen to be ‘indulging in childish play in the case
of man alone’,57 humans must also be in a process of moral and rational
evolution, the end-point of which will be the equivalent of the beaver’s
‘automatic’58 social regulation.
The sociological equivalent of the antinomies of pure reason is ‘antagon-
ism’. ‘By antagonism’, he writes, ‘I mean in this context the unsocial socia-
bility of men, that is, their tendency to come together in society, coupled,
however, with a continual resistance which constantly threatens to break
this society up’.59 Our instinctive, animal impulse draws humans together
into society but our passions constantly work to break this society down.
‘Man wishes concord’, he continues, ‘but nature, knowing better what is
good for his species, wishes discord [ … which] would seem to indicate
the hand of a wise creator – not, as it might seem, the hand of a malicious
spirit who had meddled in the creator’s glorious work or spoiled it out
of envy’.60 This is, like Rousseau’s ideas before him, a classic statement of
eighteenth- and early nineteenth-century theodicy.
War becomes a central case in point. In ‘Perpetual Peace’ Kant argues
that ‘War itself [ … ] does not require any particular kind of motivation, for
it seems to be ingrained in human nature, and even to be regarded as
something noble to which man is inspired by his love of honour, without
selfish motives’.61 In the ‘Metaphysics of Morals’, Kant concedes that there
are plenty of rational reasons for going to war, for example, because ‘it may
bring culture to uncivilised peoples [ … ] and on the other, it may help us to
purge our country of depraved characters, at the same time affording the
hope that they or their offspring will become reformed in another continent
(as in New Holland)’,62 but the historical purpose of war is quite another
matter. In the ‘Idea’ Kant suggests that,
All wars are accordingly so many attempts (not indeed by the intention
of men, but by the intention of nature) to bring about new relations
between states, and, by the destruction or at least the dismemberment
of old entities, to create new ones. But these new bodies, either of
themselves or alongside one another, will in turn be unable to survive,
and will thus necessarily undergo further revolutions of a similar
sort, till finally, partly by common external agreement and legislation,
a state of affairs is created which, like a civil commonwealth, can
maintain itself automatically.63
82 War, providence and the international order
The creation of the ‘civil commonwealth’ is thus compelled upon men
by the pressures of war, a ‘pathologically enforced social union is [thereby]
transformed into a moral whole’.64 The problem of finding the perfectly
just civil constitution is one of Biblical proportions and ‘is both the most
difficult and the last to be solved by the human race’.65 The end of history –
or its fulfilment – is the discovery of a civil order that will harmonise man
and nature. As is well known, the ‘First Definitive Article’ of Perpetual
Peace stipulates that this political order must necessarily be republican
in constitution. The republicanism of Kant’s system is famously under-
specified, but this need not concern us here.66 What is clearer is the place
of God and the Supreme Being in the moral justification of the state.
Following Rousseau, Kant also stipulated that religion and the idea of God
was central to cementing the authority of the state. Moreover, the origin of
secular power ought to be kept beyond lay analysis. As he put it in the
Metaphysics of Morals:
The origin of the supreme power [like the Supreme Being before it],
for all practical purposes, is not discoverable by the people who
are subject to it. In other words, the subject ought not to indulge in
speculations about its origins with a view to acting upon them, as if its
right to be obeyed were open to doubt (jus controversum).67
Echoing Rousseau again, Kant argues that to disobey the supreme power
would warrant being ‘punished, eliminated or banished as an outlaw’.68
The supreme power is sanctified by the ‘Idea’ that ‘“all authority comes
from God” which is not a historical derivation of the civil constitution,
but an idea expressed as a practical principle of reason, requiring men to
obey [ … ] irrespective of origins’.69 He is quite clear that representatives
therefore ought to look after subjects or citizen’s rights ‘on their behalf ’,
and that this representation is held in perpetuity. Since the sovereign
‘allows himself to be represented’, sovereignty itself becomes popularised
without any popular participation and without representatives. Were they
given more direct participation, the people ‘might then destroy all the new
institutions again by their absolute and arbitrary will’.70
Kant, a supporter of the French Revolution, nevertheless lamented its
descent into terror and was convinced that the problem lay outside. The
problem the revolutionaries faced was how to defend their gains when
all around them monarchies conspired to realise their defeat. Moreover,
how could the revolution both protect republican gains while also pro-
tecting the autonomy of other states from the republican onslaught from
France? As the seventh proposition of the ‘Idea’ puts it, an argument
repeated as the ‘Second Definitive Article’ of ‘Perpetual Peace’, ‘[t]he
problem of a perfect civil constitution is subordinate to the problem of
a law-governed external relationship with other states, and cannot be
solved unless the latter is also solved’.71 Here we find both the originality
War, providence and the international order 83
of Kant’s position and the symmetry with Rousseau’s. Each state had to
enter,
a federation of peoples in which every state, even the smallest, could
expect to derive its security and rights not from its own power or its
own legal judgement, but solely from this great federation (Foedus
Amphictyonum), from a united power and the law-governed decisions of
a united will. However wild and fanciful this idea may appear – and
it has been ridiculed as such when put forward by the Abbé St Pierre
and Rousseau (perhaps because they thought that its realisation was
so imminent) – it is nonetheless the inevitable outcome of the distress
in which men involve one another.72
The detail of Kant’s project is more modest that the one proposed by
Rousseau, designed mainly to protect autonomy of states while developing
a loose confederation and system of law between them. The international
authoritarianism of Rousseau’s vision is tempered by the threat of war
and the machinations of international politics, which ‘compel our species
to discover a law of equilibrium to regulate the essentially healthy hostility
which prevails among states and is produced by their freedom’.73 Kant
concluded the ‘Idea’ with the sentiment that first prompted Rousseau
to compose the Social Contract and was echoed by every social engineer to
follow: ‘A philosophical attempt to work out a universal history of the
world in accordance with a plan of nature aimed at a perfect civil union of
mankind, must be regarded as possible and even as capable of furthering the
purpose of nature itself.’74 Few others have surpassed Auguste Comte’s
attempt at this, and as we now know, Kant’s republicanism was, perhaps
ironically, the rallying cry for the very revolutionary processes Comte,
writing during the Restoration period, sought to bring to a final end.
Comte
Auguste Comte emerged as one of the most important social theorists
in French history during the Restoration period and alongside the
re-emergence of the Catholic theocrats. The revolutionary wars had cata-
clysmic effects on the European popular psyche. On the one hand, all that
was solid had seemingly melted into air, to paraphrase Marx, with
the divine rights of monarchies and the Pope tossed aside by a rampant
Napoleonic republicanism. At the end of the wars, with the emergence
of the Holy Alliance and concert system, the Catholic theocrats claimed
that Europe was once more resting on its natural foundations and that the
revolution had been an historical aberration in a more general historical
narrative of divine right to rule. Comte’s writings developed in this social
context, drawing liberally on the writings of Joseph de Maistre. But of
perhaps more importance for our purposes is Comte’s debt to Kant and how
84 War, providence and the international order
the debate he carries on with both Kant and Rousseau was taken up by
Proudhon. As Comte stated in the preface to the Catechisme Positiviste
(1852), ‘Hume is my principle precursor in philosophy, but with Hume I
connect Kant as an accessory. Kant’s fundamental conception was never
really systematized and developed but by Positivism.’75 Comte develops
Kant’s framework towards a materialist and vitalist sociology. While this
would have been antithetical to Kant, Comte truly saw himself as continuing
in his footsteps.
In December 1824, when Comte was slowly emerging from the shadow of
his illustrious mentor Claude Henri de Rouvroy, Comte de Saint-Simon,
he confided in a letter to Gustave d’Eichatel, who had recently translated
Kant’s ‘Idea of a Universal History’ and fragments of the Critique of
Pure Reason for him, that, ‘[a]fter reading this, I hardly find … any value
[in my own Opuscule Fondamental] other than that of having systematised
and fixed the conception sketched out by Kant without my knowledge’.76
Comte’s premier biographer, Mary Pickering, observes that having
read Kant’s work his praise became uncharacteristically gushing: ‘[n]ever
had he lavished so much praise on another thinker’.77 D’Eichatel
subsequently managed to convince Comte to use Kant’s teleological theory
of nature to buttress his own philosophy of history. In his next essay,
‘Philosophical Considerations on the Sciences and Scientists’, Comte then
used Kant to ‘remove all doubts regarding the validity of the law of three
stages’.78
This debt obscures a fundamental disagreement at the heart of their two
systems. Comte developed a radical, sociological and positivist reading of
the Aristotelian tradition. Recall that Kant bracketed nature in respect
of moral reasoning, for if reason were phenomenal ‘the causality of reason
would [then] be subservient to the natural law of appearances [ … ] it would
consequently cease to be freedom and become a part of nature’.79 This
is precisely the position Comte adopts and in this respect, the reference to
Hume (earlier) is illustrative. The political corollary is that the ‘nature
of things [ … ] absolutely prohibits freedom of choice by showing, from
several distinct points of view, the class of scientists to be the only one
suited to carry out the theoretical work of social reorganisation’.80 Even if
this debate were not so central to understanding Proudhon’s thought, it
is still fascinating and epochal in its own right.
Comte was a positivist. ‘All Positive belief ’, he stated, ‘rests on this two-
fold harmony between the object and the subject’,81 that is, the synthesis of
the senses and cognition. For Comte, by contrast to Kant, cognition is
a material process, and one that we share unequally due to the brains we
are born with and the inequalities in our human form; some of us stronger,
others, more cerebral perhaps, and so on and so forth.82 Furthermore,
Comte argued that our social status, background and environment shapes
our ideas and the special functions of intellect are simply structured material
responses to outside stimuli: ‘Cognition is never effective’, he argued, ‘until
War, providence and the international order 85
the outward impression corresponding to it has been repeated sufficiently
often’,83 and, ‘from the Biological point of view, this dependence of
the Intellect on Sensation is perfectly analogous to that of the bodily Func-
tions upon the Environment which controls the whole vital Existence’.84
Human functions, while individually particular, are a ‘complex result’ and
an ‘irreducible’ property of human ‘social evolution’.85 Quite contrary to
Kant, then, and almost a decade before Darwin published his magnum opus,
Comte argued that science ‘now regard[s] all forms of life simply as an
evolution, and we discard any notion of creation in the proper sense of that
word’.86 Comte, however, saw this process teleologically, in the sense that
our true form was given in the past and it was the purpose of positivism to
show how history had brought that form to fruition.
Epistemologically, truth, the holy grail of positivism, is thus a:
conception that shall harmonise with the total sum of impressions
received from without. The less distinct these impressions are, the
greater is the effort of the mind to substitute its own combinations,
which are very subtle and far-fetched. When there is a strong desire
for a decision, and yet no external facts sufficient to justify it, it is
sometimes founded on purely internal reasons, due simply to a strong
relation of the Heart upon the Intellect.87
But rather than dismiss these passionate impulses, Comte believed they
needed to be harnessed more effectively. If we all had natural impulses, the
object of science was to better understand them and then order society
accordingly. Echoing Fourier’s famous argument that since children enjoy
playing in dirt, they would be perfect candidates for street cleaners, Comte
also believed that our natural propensities dictated our social position in the
complex division of labour. Contrary to Kant, then, Comte observed that
traditionally, ‘science, agreeing with theology, always spoke of the passions
as if we had none but bad ones’,88 but echoing Fourier’s anti-rationalism, he
thought idealism ‘as injurious to morality as it is erroneous in philosophy’.89
He was, it goes without saying, a staunch materialist.
So, how does this translate into a philosophy of history? If what we are is
structured by impressions from without and by our species’ evolution, then
the formative role of the material history of society is of central explanatory
importance. Tracing the material evolution of society is the key to under-
standing our future final form.
Society, or what Comte called variously, the ‘Great Being’ or ‘Humanity’,
precedes us and unavoidably structures our choices and agency. ‘Humanity,
as a whole, must ever constitute the principal motor of every operation we
undertake, be it physical, intellectual, or moral. At the same time, we must
never forget that [ … ] the Great Being cannot act except through individual
agents.’90 Comte devotes large parts of his analysis to a discussion of
the origins of language to illustrate this point, showing, principally, how
86 War, providence and the international order
language gives us a sense of how indebted we are to society, without which
we could not speak.91 Considered in this way, ‘[t]he chronological order
of the epochs is not the philosophical order. Instead of saying: past, present,
future, we should say: past, future, present’.92 For Comte ‘we shall see
that the same course followed by the new system had been necessitated by
the situation of its elements at their origin’.93
Comte’s ‘law of the three stages’ is perhaps his most famous theory.
Building on insights he derived from Kant, he made it explicitly teleological
and providential.
Every theoretical conception passes necessarily through three successive
stages. The first is the theological, or fictitious. The second, meta-
physical, or abstract. The third, positive, or real. The first is always
provisional. The second simply transitional. The third alone is definitive.
The difference of this last from the two former is characterised by its
substitution of the relative for the absolute, when at length the study of
laws has taken the place of the inquiry into causes. There is, at bottom,
no other difference between the two others, in point of theory, than
this: that the deities recognised by the first are reduced by the second to
mere entities, or abstractions. The fictions of theology, in consequence
of this transformation, lose, together with their supernatural character,
their strength and consistence. They become socially useless, and
even mentally; metaphysics are at last nothing but simply a solvent of
theology.94
The intermediary age was nothing more than a ‘solvent’ of the first, a
necessary but false staging post to a higher plane of social existence. The
metaphysicians were critics; Comte was a positivist. Kant had insights that
could only be finalised by Comte.
For example, this social and historical law is mirrored in individual
psychological development where child-like fetishism gives way to meta-
physical absolutism and then to mature, positive rationality. Kant suggested
that this process was intellectual, for Comte it was achieved by the changed
material circumstances within which individuals were born and in spite
of themselves. The central material process was the progressively more
complex division of labour. For Comte, the development of the division of
labour, that is the emergence of plural classes, most notably the labouring
classes, the bourgeoisie and the scientific cadre, was the culmination of
a long historical process in which social forms and intellect failed to find
harmony, until the level of social development of France in the nineteenth
century, finally brought about conditions for positivism to flourish, with
Comte inevitably its ‘High Priest’. ‘But’, he warns,
in proportion as the phenomena become more complicated, they
become more exposed to disturbance. Hence the need of greater efforts
War, providence and the international order 87
to maintain their normal state [ … ]. Our highest liberty, then, consists
in making, as far as possible, our good inclinations predominate over
our bad [ … ] in consistent obedience to the fundamental laws of the
whole order of things.95
The providential role of positivist science was to set down the laws that
humans must obey. The scientists’ mission could not be more vital to human
life. The purpose of science is to help us develop morally. Scientists have
a duty to devise the most appropriate social order such that our true natures
can be given the fullest flight. As moral improvement comes from social
immersion, social engineering based on the discoveries of sociology is the
historic duty of the enlightened. Thankfully, should the enlightened fail
to appreciate the importance of their historic task, war will push them to it
regardless.
To produce great results, war requires the collective action of large
bodies. Hence it is peculiarly adapted to form strongly cemented and
permanent associations, in which the sympathy is intense though limited
in extent. In war the sense of solidarity, of common interest, is very
strong. Lastly, it is only by war that can be effected the formation
of large States by a gradual process of incorporations. The result of
incorporation is to confine military activity to the ruling people, and
give it a higher character by giving it a noble destination. There is no
other method generally applicable by which the aversion man at first
feels for all regular labour can be overcome.96
Sloth and bellicosity are the two natural compulsions that lead to war, but
which also compel humans to society and to industry. Internal material
development compels opposing states to plan to conquer and to appropriate,
which compels the more developed state to develop internally to meet
that threat, which forces other states to develop in turn or be swallowed
themselves.
The only means by which human association can be carried to its fullest
extent is Labour. But the first steps in the development of labour
suppose the pre-existence of large societies; and these can be founded
only by War. Now the formation of large societies came to pass
naturally from the spontaneous tendency of military activity to establish
the universal dominion.97
As Comte put it, ‘Man’s existence is in fact originally warlike. It becomes
ultimately completely industrial. But it passes through an intermediate
stage in which conquest ceases and defensive war takes its place.’98 This
understanding of defensive war and the role of war in the development
of states corresponds almost directly with the wider republican tradition of
88 War, providence and the international order
thinking about war, and specifically the providentialist and theological
aspects of republicanism, which I have been discussing thus far. What are
unique to Comte are the materialism, rigid determinism of the account
and the centrality of labour to the narrative. As Comte saw it, our natural
disinclination to labour (sloth) and our propensity for war, sow the seeds of
the destruction of empires and the emergence of well-ordered republics,
ruled first by a military elite and then progressively taken over by an
enlightened cadre of ‘Priest Scientists’.99 Comte claimed that history had, by
the mid-1850s, developed to its final stage, that positivism was the fulfilment
of history and that he, as the founder of sociology was rightly ‘The High
Priest of Humanity’.
Like Rousseau and Kant, Comte also had his own utopian prophesies
that bear discussion to preface our understanding of Proudhon. In the
future, Comte argued, ‘political societies shall exist within limits much
narrower than those usual at the present day’.100
Country [la patrie … ] has in modern times become too vague, and
consequently almost without influence, as a result of the exorbitant
extension of the States of the Western world. We must [ … ] look on
the republics of the future as much smaller than the revolutionary
prejudices of the present day seem to consider probable. The gradual
break-up of the colonial system since the independence of America is,
in reality, only the first step towards a final disruption of all the over-
grown kingdoms which arose on the dissolution of the Catholic bond
of union.101
Comte suggested, with some foresight as it happens, that the collapse of
the European empires was imminent. Less accurately, he believed that the
French Republic would be broken up into 17 independent republics, each
comprising five of the existing departments. He thought Britain would
also break up into its separate parts with Ireland and Portugal likely to be
the largest republics in Europe.102
Comte believed that war would decrease as republics were reduced in
size and brought into closer internal and external harmony and as
the three classes of society (workers, patricians and scientists) found their
proper places in relation to one another, all united religiously rather than
politically, according to the gospel of positivism. ‘Positivism [ … ] will
gradually unite all nations with the unity which is its characteristic, the only
unity which is worthy of universal extension.’103 In Comte’s technocratic
utopia ‘the government of things replaces that of men’104 and the
state would eventually ‘wither away’.105 Utopia would be marked by the
‘Devotion of strong to the weak; veneration of the weak for the strong.
Mankind is born for the few.’106 Positivism would bring the ‘natural
subordination of man to the world to the highest point of perfection’, and
the Priesthood would be the ‘immediate organ of supreme authority’,
War, providence and the international order 89
a ‘sociocracy’.107 All talk of rights, born principally of the new enlight-
enment notion of individual sovereignty, ‘are as absurd as they are
immoral’. In the Positivist Religion of Humanity ‘we only recognise duties
as the consequence of functions’.108 As Comte put it: ‘liberty consists in
obeying, without any hindrance, the laws which in each case are applicable.
When a body falls, it shows its liberty, by moving according to its
nature towards the centre of the earth, with a velocity proportionate to the
time.’109 The aim is to end the anarchy that had characterised the discord of
the previous half-century of ‘critical philosophy’, to end ‘the revolt of the
intellect against all legitimate control’.110 Force, he says, is
the essential basis of every human society. We have only to suppose it
absent, as happens in times of anarchy. Those who are indignant
with Hobbes’ principle would be rather perplexed, if they were told
that political government must be based on weakness, if it be not
based on force.111
Commentators are one that Comte was probably insane. Pickering has also
argued that ‘in a sense Rousseau’s Legislator lived on in Comte’s spiritual
power’,112 and Manuel has argued that as in the General Will, ‘[t]he
impression is inescapable that in the positivist religion there is a total loss
of personality as man is merged in the perfect transcendent unity of
Humanity’.113 Raymond Aron gets to the heart of Comte’s megalomania
when he states that Comte, ‘made an exact diagram of his dreams, or
of the dreams each of us may invent in those moments when he takes
himself for God’.114
Conclusion
The aim of this chapter has been to set out the providentialist elements
of this part of the republican tradition of thought to which we are heirs
and against which Proudhon developed his anarchism. To this end, I have
articulated an account of the thought of Rousseau, Kant and Comte,
showing, in broad terms, that war, providence and the international order
are central to their social theory and to their ideas of social progress.
This account was presented in three parts: I reconstructed their basic social
theories, linked those to their ideas about the ideal state and how their
understanding of war was central to explicating their philosophies of
history, and to how each understood the palliative effects of federalism.
Each developed their thinking about international relations in terms of a
progressively more secular theodicy designed to account for the possibility
of transcendence and order in spite of human evil. The problem all three
encountered, however, was that in erasing anarchy ‘domestically’ they
were merely pushing it ‘out there’, into the international realm. For each,
then, the solution to the international anarchy was much like their solution
90 War, providence and the international order
for domestic anarchy – republicanism – only this time, the republican order
had to be universal and the only way humans were likely to realise it was
through the progressive incorporation of other states into the republican
orbit, which would demand war and revolutions in neighbouring states.
Republican nation states, it seemed, were the fulfilment of nature’s plan
for humans.
Proudhon, like contemporary IR theory, struggled with the intellectual
and social consequences of this line of thinking. We do so from the
perspective of hindsight, Proudhon with foresight. The methodological
nationalism we are trying to think beyond today, and our understandings of
anarchy that attend it, emerged alongside this revolutionary republicanism.
Anarchism also emerged in this context and it is interesting that con-
temporary international political theory should be making the same sorts
of moves away from methodological and political nationalism that char-
acterised Proudhon’s thought all those years ago and in general ignorance of
the wider historical and contemporary anarchist discourse. The time
is now ripe for a revival of anarchist thought. Again, Thomas Kuhn’s
observation, that paradigms are only really accepted once their general
conclusions have been adopted by other means, seems particularly apposite.
And anarchism was just such a paradigm shift in the history of political
thought, even if it has been completely ignored. As Alexander Herzen
argued of Proudhon’s ideas as he was writing them:
The French seek experimental solutions in him, and, finding no plans
for the [Fourierist] phalanstery nor for [Cabet’s] Icarian community,
shrug their shoulders and lay the book aside [ … ] Proudhon is the first
of a new set of thinkers. His work marks a transition period, not only in
the history of socialism, but also in the history of French logic.115
It is to this radical ‘transition’ in French social theory that we now turn.
5 From providence to immanence
Force and justice in Proudhon’s
social ontology
The aim of the next three chapters is to turn the conventional nineteenth-
century republican view of politics on its head by providing an original
account of Proudhon’s international political theory. Rather than see
domestic politics as a template for rethinking international order, I will now
show how Proudhon argued that international anarchy might be seen as a
template for theorising republican freedom more generally. What we find in
Proudhon’s social theory is a radical extension of Waltz’s claim that there
are distinct virtues to anarchy, a position I discussed in chapter two,
but that anarchy must be institutionalised across all domains of social life if
it is to realise its fullest emancipatory potential. If most IR scholars have
now come to the position that at worst anarchy is indeterminate, but at best
provides a sure check against domination in world politics, then there is
a prima facie argument to be made that anarchy might be rethought as
an underlying principle of social order as such, both analytically and
normatively. Analytically, I will show that Proudhon argued that all social
order is constituted in anarchy, and normatively I will show that it follows
that republican freedoms demand the institutionalisation of anarchy.
The main reasons that such a proposition would strike most as ludicrous
surely have their roots in the nineteenth-century republican mindset, a set of
ideas and beliefs I have spent the last two chapters setting out. By this
account, anarchy is the problem that good social theory must seek to
resolve. As Richard Ashley has argued, this project has rendered IR and
political theory something of a ‘heroic practice’1 and, by extension, IR
theorists become the caped crusaders bringing order to chaos by finding the
true principle of social harmony and then, by whispering their truths to
power, make all of society bend to the ideas of whichever theorist
happens to be most in vogue.2 The imposition of these transcendent con-
ceptions of order have the consequence of entrenching domination, whether
that domination is sustained through the realist ideology of the international
anarchy, a modern-day Holy Alliance, or through the institutionalisation
of a liberal order, mistakenly believed to be the culmination of history.
But few if any have investigated how anarchy might help institutionalise
freedom.
92 From providence to immanence
In order to set out the alternative provided by Proudhon, the following
three chapters follow the narrative structure that shaped my analysis of
Rousseau, Kant and Comte, because this is also the general analytical
structure Proudhon followed. Chapters six and seven set out Proudhon’s
philosophy of history and his normative political theory, which is to say his
theory of war and history and his vision of an ideal republican political
order. But I begin in this chapter with an original account of Proudhon’s
social theory.3 This is the foundation upon which the rest of his political
philosophy is based. So, to this end, I discuss his radically pluralist,
relational social ontology; his ‘ideo-realist’ epistemology; his non-
reductionist account of cognition, of agency and of structure; his theory of
the reality of social groups, the source of individuality and his theory
of alienation and of the source of justice and morality. The account is
given shape by a focus on two key concepts: justice and immanence.
Proudhon’s social theory seeks to defend the basic proposition that there is
no grand telos to history. Rather, social order is immanent to history, it
is therefore contingent and complex, exhibiting no grand telos or transcen-
dent principle. Justice is therefore a sociological rather than rational or
transcendent category. But, as I will also show, while it is immanent
to society, justice is also, for Proudhon (but contra Comte), immanent to
individuality. The conflictual dialectic between the free individual and the
structures of society, their relationality, reality and historical character,
is thus central to an account of justice. But for Proudhon, there is no
transcendence. As I will develop considerably in the following chapter, it
is conflict and war that gives dynamism to history and society, but this
process shows no directionality except that which attends to the greatest
force. Anarchism is a re-calibration of forces and, Proudhon believed, the
culmination of the republican impulse. This will be hinted at here and in
the following chapter, but the fullest explanation of this theory comes
in chapter seven.
The textual focus of the chapter is Proudhon’s undisputed magnum
opus, De la Justice dans la Révolution et dans l’Église. Études de philosophie
pratique [On Justice in the Revolution and in the Church. Studies in Practical
Philosophy]. This is undeniably the summary statement of his thinking
before he began to write on the subject of international relations. The most
recent edition of this work (1988/1990) comes in at 2,358 pages, divided
between four volumes and 12, separate but interconnected études. Each
deals with a separate topic: the meaning of philosophy; the source of
individuality (‘les personnes’); questions of distributional justice (‘les biens’);
the state; work; education; the source and nature of ideas; progress and
decline; conscience and liberty; women; love and marriage; and finally,
‘the moral sanction’. In this sense, it achieves Proudhon’s stated aim of
compiling ‘a sort of encyclopaedia whose principle, law, methodology, and
aim, is right’, and also earned him Metternich’s dubious accolade of being
‘an illegitimate child of the Encyclopaedia’.4
From providence to immanence 93
The first edition of De la Justice was published on 22 April 1858. By this
time, what was originally a polemical pamphlet designed to rebut a vicious
biography by a Catholic ideologue, had expanded through three volumes of
1,675 pages. The initial print run of 6,000 copies sold out within days –
an unqualified success by any standard for a work of this type and length.
Three further print runs were ordered simultaneously and might well have
sold another 30,000 copies in the first year of publication had the authorities
not slammed that door shut by censoring the work and fining the publishers.
It was seen by the authorities as an attack on public morals and the political
order of Napoleon III’s new imperial project, which it most certainly
was. Proudhon complained that the subsequent black market prices
being charged for copies of the work (some 200 francs) were extortionate.5
Whatever delight he may have experienced at the work’s success, however,
had to be enjoyed from Belgium, because, facing another prison sentence,
he chose to go into exile instead.
Two months after the publication of the first edition, and almost
immediately upon settling into a small apartment in the Ixelles district of
Brussels, Proudhon set about preparing the second edition. While 11 of the
12 études were significantly revised and expanded, only the ninth étude,
entitled ‘Progrès et Décadence’, was left almost unaltered. In July 1860,
during the final revisions, Proudhon noted in a letter to Gustave Chaudey
that the ninth étude was ‘one of the most difficult because of the very nature
of the question addressed; nearly twenty pages were added or completely
reworked’.6 In the event, the actual revisions were far less, but rather than
add upwards of 100 pages as an appendix to this étude, as he decided to
do for the others, he decided to write another book on the subject instead.
The subject became something of an obsession and his writings on it were
published as the two volumes of La Guerre et la Paix in 1861, the articles
that became Fédération et l’Unité en Italie (1862), the extended treaties
on constitutionalism, Si les traités de 1815 ont cessé d’exister (1863) and
Contradictions Politiques, published posthumously in 1867, and finally the
political theory and political economy of Du Principe Fédératif (1863)
and De la Capacité Politique des Classes Oeuvrieres (1865). De la Justice
is the primary intellectual source of all these later works and no analysis of
them would be complete unless situated in the context of this impressive
precursor.
The textual key to this huge work is a relatively short supplementary
section to the fourth etude, ‘l’État’, entitled ‘Petit Catéchisme Politique’.7
Like Comte’s Catechism of Positive Religion, Proudhon’s ‘Political Cate-
chism’ is also set up in the form of a dialogue. However, unlike Comte’s, it
is not set up as a paternalistic, sexist dialogue between ‘The Priest’ and
‘The Woman’, but is, rather, written in a simple ‘demand/réponse’, dialogic
format. Like Comte’s work it also sets out his political philosophy in
summary form, but unlike Comte’s work, it spends remarkably more
time explicating his sociological theory of collective forces, something that
94 From providence to immanence
is, by comparison, surprisingly under-theorised in Comte’s sociological
writings.
Paradoxically, however, despite being such an important text in both
Proudhon’s oeuvre and the history of anarchism, De la Justice has attracted
very little critical attention and what engagement there is concludes that
Proudhon was a neo-Kantian. For example, Alan Gilbert, parroting Marx
and Engels, argues that Proudhon had a transcendent theory of ‘eternal
justice’, that he was therefore historically ill-informed, resulting in naïve
political propositions.8 Anarchist readings follow a similar neo-Kantian
reading and are equally scathing. Peter Marshall, for example, has argued
that ‘Proudhon was a deontologist in that he believed intrinsic values are
not means to an end, but ends in themselves’.9 Steven Vincent, who does
not engage with De la Justice ‘in detail’,10 nevertheless argued that the
moral ‘absolute’ was never far from Proudhon’s mind and that the search
for ‘absolutes’ on which to ground politics little further, reinforcing this neo-
Kantian interpretation.11 Others, like Robert Hoffman, read Proudhon
as arguing that the ‘rules a man must live by must be entirely internal
in origin, stemming from his rational faculties. In no other way will men
act morally.’12 Like Kant, he argues, Proudhon also had an ‘essential
optimism about human nature’.13 This was not even Kant’s position, let
alone Proudhon’s.
The most problematic of all is Alan Ritter’s, which compounds a reading
of Proudhon as a neo-Kantian with a neo-Kantian analytical methodology.
Not only are we told that Proudhon’s thought revolved around the deonto-
logical pole star of ‘respect’, but that we can use this key principle to assess
the deductive, internal coherence of Proudhon’s entire oeuvre, without any
recourse to context or an investigation of Proudhon’s intentions. Ritter
concludes that ‘[j]udged by its own pretensions, Proudhon’s theory of morals
is a failure’.14 The question is whether this neo-Kantian reading of Proud-
hon is accurate and whether it assists in our understanding of his writings on
war and peace, or not? The answer to that is a categorical no. Ritter, like
most of the extant English-language writers on the subject, downplays and
largely ignores the literature linking Proudhon’s ideas to Comte and the cor-
respondingly large body of writing that demonstrates his legacy in main-
stream and critical French sociology. So, for example, Ritter argued that,
In his [Proudhon’s] published writings, and even in his letters, socio-
logical propositions are rare and incomplete. We are told repeatedly that
‘the stimulus of society’ affects men’s behaviour and ideas, but learn
little about the scope and limits of this stimulus, or why and how
it occurs. The hints of a theory of social psychology in Proudhon’s
published work whet our curiosity without satisfying it.15
This reading explicitly contradicts the work of Sophie Chambost, Pierre
Haubtmann, Pierre Ansart, Constance Hall, George Gurvitch, Celestin
From providence to immanence 95
Bouglé and Raymond Aron.16 Each of these authors demonstrates in some
detail the depth of Proudhon’s sociological theory, drawing connections
between Proudhon and Comte, Rousseau, Montesquieu and Michelet. It is
also clear from Ansart’s work that Proudhon’s subsequent influence on
French sociology is without question. Gurvitch, Aron and Bouglé were all
professors of sociology at the Sorbonne; Gurvitch and Bouglé published
important books on Proudhon’s thought, and, as Humphreys has shown,
the influence of Proudhon in the Sorbonne helps explain the distinctly non-
orthodox socialism of its faculty and French socialist sociology in the
twentieth century.17 Given this historiographical malaise, the secondary
aim of this chapter is to allow us to jettison this standard Anglophone, neo-
Kantian interpretation of Proudhon’s thought.
The chapter begins with a discussion of Proudhon’s understanding of the
purpose of philosophy, to set him alongside Kant. I then show how
he breaks with Kant and how he veers over to a Comtean understanding of
positivism and the importance of a relational ontology. I then discuss
how Proudhon breaks with Comte by arguing that relations presume no
final form. This ‘revolutionary ontology’ as he calls it can be squared with
social order only if we see the centrality of force to order. Proudhon’s unique
way of understanding force, its alienation, rationalisation and recovery
forms the basis of the substance of the middle, most substantive part of this
chapter. One might well wonder what justice has to do with any of this. The
simple answer is that justice is emergent from, or immanent to, the indivi-
dual and society, while the motor of this process is conflict and order relies
on the ossification of norms of justice and relations of force. Understanding
the relationship of force to justice is the main focus of the following chapter
on war, but it is set out here as a preface to the two chapters to follow.
I close my account of Proudhon’s social theory with a critical account of
his sexism. I present an immanent critique of Proudhon’s sexism using the
tools of analysis he himself set out, both to demonstrate their use-value and
to explain Proudhon’s hypocrisy on the subject of gender inequality.
Philosophy, ontology and immanence
The normative aim of De la Justice is to empower its readers to think
for themselves. As Proudhon states boldly on the opening page of De la
Justice: ‘The people have until now done nothing but pay and pray: we
believe that the time has come for them to PHILOSOPHISE.’18 Proudhon
defines philosophy as ‘the Discovery of the reason of things’, discovering the
basis of ‘common sense [ … ] the very conditions of knowledge’. Leaning on
a typically neo-Kantian critical project, he asks, how is it that we know what
we know? What must be the case in order that we know what we do?
Philosophy, in this regard, ‘is not a science, but the preliminary to science’.
But almost immediately, Proudhon sets himself somewhere between positi-
vist empiricism and neo-Kantian rationalism: he argues that ‘Philosophy is
96 From providence to immanence
all in the observation, internal and external: there is no exception to that
rule’.19 On the one hand, man is not born with God-given ideas about
the world, nor as the idealists pre-suppose, is the external ‘an expression
of the mind’, such that ‘it would be enough to have the full possession of
the Idea, innate in our soul, but more or less obscured, in order without
further information, to possess the reason and grasp the very nature of
the universe!’20 Rather, idealism leads to the primary fallacy, that the self
is one, immutable, sovereign and necessary, that our minds are free and
unencumbered by cause and effect. He goes on to say that the tendency to
see all the basic forms (cause-effect, beautiful, ideal and so on) as categories
that are given in the mind, is the basic fallacy of the metaphysician,
and that true philosophy must resist the tendency to assert apriori knowl-
edge, or risk undermining the philosophic project itself.21 Knowledge prior
to experience, he argued, is impossible. Truth is approximated through
a balancing of reason and observation rather than the prioritisation of one
or the other.22 This is the basis of his theory of ‘ideo-realism’.
From this first starting point, Proudhon adapts the sociology of Comte,
who, he says, ‘made the relation the basis of his positivism, and has excluded
metaphysics and theology in its name’.23 Being, Proudhon concurred, is con-
stituted not by creation or through the unfurling of natural essences, but in
and through social, rational and biological relations. All things being related
to all other things, it is in the particular constellation of these relations that an
essence is to be found. Ontology is thus relational and indeterminate, since all
things emerge out of others and evolve (or decay) into new relations. The
‘thing in itself ’, the centre of so much of Proudhon’s early works on episte-
mology, is an ontological fallacy. Only relations can constitute being. More-
over, if all things are in a process of becoming, then their forms must be in a
continual process of change. This process of change, of becoming, is precisely
what Proudhon described as progress itself, rather than an approximation to
a spurious end point, since nothing, by his analysis, has such a final form.
Proudhon traces this logic through a number of the chapters, but of
course not all of this discussion is relevant to our purposes. His discussion
of relations in society, however, is. If society’s form is radically indetermi-
nate, and there is no underlying telos to nature or history, then something
other than God must be shaping it. Developing Comte’s sociological
insights, Proudhon develops a theory of ‘la pouvoir sociale’, or social power,
and underlying this is his theory of force. Force can be understood as either
‘pouvoir’, or a purposive power, or it can be understood as passively resis-
tant through ‘inertia’.24 Social force can also be sub-divided into two further
forces: ‘la force collectif ’ and ‘la raison collectif ’ (I will use the English
translations henceforth). Collective force relates to the objective, material
aspect of social power, and collective reason to the subjective, intellectual or
symbolic face of social power. A quantity of social power is proportional to
the internal ‘relational law’ of a given collective force or rationality, which is
to say that collective force or reason is proportional to the coordination and
From providence to immanence 97
complexity of the internal relations that constitute the units and the wider
relations in which the relations are sustained. These forces are also in a
continual process of collapse and reformation – they have no transcendent
essence. This is the same for both football teams and molecules – collapse
and reformation is normal. So, the force of a football team is proportional
to the internal constellation of its parts (i.e. the skills of individual
players, their ability to play as a team, the strength of the coordination, the
strength of the club and its management, the wider society in which it is
located and so on, and so forth), as well as being relative to the league in
which they play. The force of religion, a type of collective reason, is relative
to the coordination and complexity of its dogma, to the demands of
its intellectual/social context, and the personal identification of the devotees
that make it up. But ideas and material forces are also related. Collective
reason without a collective force would be impotent, and force without
reason would be brutal.
For as long as the parts are related, this confluence of forces and relations
produces a reality which is more than the sum of its parts. So, for example,
workers united in a workshop are superior to the sum of individual workers
working separately within them, because ‘the product of these individuals
grouped in such a group is vastly superior to the sum of their individual
output, had they been working separately’.25 Correspondingly, ‘synthetic
ideas’ arise from the confluence of opinion and the balancing and compro-
mise of positions, and are ‘very different from, often even quite opposite to
the conclusions of the individual ‘I’ [ … ]. And this conversion does not, as
you will note, condemn individuality; it presupposes it.’26 ‘[C]ollective
beings are just as real as individuals’,27 the former presupposing the latter
and the latter unintelligible without the former: ‘the collective being is
neither a phantom nor an abstraction, but an existence.’28 There is thus
‘a commutative relation between forces, and since this relation is itself
also force, [it is also] a reality’.29 This commutation of relations, as I will
show in chapter seven, is central to understanding Proudhon’s principle of
mutualism. Since there is no directing centre to this social theory, and
all relations are reciprocal in principle, a principle of justice built upon
this understanding will be radically different to one which presupposed
directionality, as in notions of providence and distributive justice, for
example. But we are getting ahead of ourselves here. To return to the reality
of social forces, Proudhon argued that,
Just as we have seen that the combination of forces produces a qualit-
atively superior result than their mere sum, conflicting opinions give
birth to a qualitatively different and more powerful reason than the sum
of all the singular reasons that produce it by their contradiction.30
Collective reason emerges from the commutative interactions of individuals
and the norms these groups create shape those very same individuals in
98 From providence to immanence
turn – likewise collective forces. For example, as Proudhon put it: ‘beyond
the influence passed on by generations, the action of society on the indivi-
dual is tremendous. As a result, man can never completely escape it, neither
in his acts, nor in his feelings, or in the predispositions and potentialities of
his nature.’31 While Constance Hall may have slightly overstated her case
when she suggested that Proudhon was ‘one of the first social thinkers to
attempt the primitive synthesis of these levels of social reality’, she would
surely be right to claim that he was one of the first to develop the theory to
the extent that he did.32
Unlike Comte, Proudhon denied that there was any transcendent outcome
to this process. Rather, what shapes rational and material forces is purposive
human action in context. But to say that something is ontologically foun-
dationless does not imply that it is directionless or without telos, only that it
has no given endpoint. In Comte’s analysis, the shape of the society anterior
to the present structures the final social form. Comte presumed that the
Positivist Religion was just such a social form, preordained in the structures
of history. But while daffodils cannot grow from the bulbs of tulips, any
more than Star Trek would have been a possible literary creation during
the Renaissance, to say that something has a telos that is shaped and con-
strained by the position of forces anterior to a particular event or process,
does not imply that all future events are preordained or that the final form
of a thing predetermines its evolution – as Comte would have us believe.33
For Proudhon, and this will become clearer, the sheer complexity and
diversity of the relations that go to making up the myriad collective forces
and rationalities that cohere and diverge to produce the status quo, ensure
that the future is relatively open.
So, how does all of this relate to justice and right? How do we get from
a-directionality and agency to right? In the first étude of De la Justice,
there is a key section entitled ‘The Realism of Justice: Transcendence
and Immanence’.34 Here Proudhon makes a distinction between different
conceptions of the source of justice in human affairs. Transcendence is
analogous to the system of religious revelation or idealism, which is to say
that for both modern philosophy and religious dogma, justice comes to us
from elsewhere, it is ‘superhuman’ and needs a God or a superior secular
rationality to confer legitimacy upon it. As Proudhon rather flippantly
summarised: ‘Jean-Jacques Rousseau, Kant, Spinoza himself [ … ], all the
eclectics, the spiritualists, the socialists, the pantheists, all the way to
Auguste Comte, who, by denying God, cling to the great humanitarian
Being, say nothing more than that.’35
By contrast, seeing justice as immanent to individuals and to society
opens up the possibility that it is historically evolved and socially contextual,
but also inextricably linked to some understanding of human nature, of
individuality and responsible agency in a social context and of the values
and norms that hold society together. These norms will change as our
understanding in social context develops. If justice is immanent there can
From providence to immanence 99
only be socially and personally acceptable compromises to matters of right
and wrong. Proudhon put it as follows: ‘We know how to distinguish
between good and evil [ … but] we will never know the end of Law, because
we will never cease to create new relations between us. We are born perfec-
tible; we will never be perfect: perfection, immobility, would be death.’36
This concept of immanence is what Proudhon brings to this discussion,
a concept we might equate with emergence, but which at this time had a
distinctly religious undertone and object of attack. Proudhon argues that he
who speaks ‘as a partisan of immanence [is] a true anarchist.’37 The system
of the revolution ‘is that of IMMANENCE, or of the innateness of Justice
in the conscience’.38 This appeal to the conscience should not be confused
with neo-Kantian absolutism, since the social context is as important to
Proudhon. What Proudhon recognises is that our conscience, while socially
formed, is ours nonetheless. It is our conscience which compels us to
act morally or question immorality. That this conscience is historically and
socially formed, is immaterial since the exercise of the conscience is
always historically and socially contextual. Thus, both society and the
individual have intrinsic moral worth, but are in perpetual antinomic
antagonism. In tracing this process of immanent justice in relation to the
subject matter of the 12 études that make up De la Justice what Proudhon
is doing is showing how the claims of the state and Church to embody
some transcendent conception of justice are false. Proudhon’s account of
non-domination begins, by contrast, with an indeterminate cosmology, an
account of the dynamics of social order that presupposes no directionality –
an anarchy.
The ‘Moral Organ’
Proudhon’s social theory relies on a large dose of naturalism or vitalism, or,
more colloquially, some conception of a biologically and socially structured
human nature. This is most clearly stated, but often missed, in his discussion
of ‘l’organe morale’.39 Kant, Proudhon argued, had failed in his task of
establishing the principles of justice on the structure of reason alone. Kant,
he pointed out,
attempts to build morality, like geometry and logic, on an a priori
conception, outside of any empiricism, but fails to do so. His funda-
mental principle, the absolute commandment, or categorical imperative,
of Justice, is an experiential fact, of which his metaphysics is unable to
provide an interpretation.40
Proudhon cuts right to the heart of the Kantian edifice here. If reason is
phenomenal and influenced by social forces, as Comte would have it,
then this opens up the possibility of a science of psychology, something
Kant abhorred. But even if Kant was wrong to see justice as reducible to
100 From providence to immanence
‘a relation declared by pure reason to be necessary to social order’,41 then,
pace Comte too, it is no less ridiculous to see it as ‘a commandment
imposed by a superior authority upon an inferior being’. However, if we
deny revelation, authority, reason or science as the foundation for justice,
then ‘upon what should the moral law and the political order be based?’42
Proudhon suggested that just as we often intuit the right thing, feel it
as good and the reverse bad, and things generally smell bad when they are
off, and better when they’re edible,43 our moral feeling comes from within
us and is a faculty we share. We each have what Proudhon calls a ‘moral
organ’.
But what is this supposedly real, immanent Justice, which operates
within us like a positive faculty, and how does it act? As we have
observed regarding the exercise of free will, every function requires
an organ: where is the organ of Justice? We talk about conscience;
but conscience is a word, the name of a faculty whose content, we
affirm, is Justice, and which we now want to show as having its own
organ [ … ] just as nothing is produced from nothing, nothing functions
with nothing; this axiom can be added to the others, and be named the
PRINCIPLE of INSTRUMENTALITY: vision, hearing [ … etc] each
have their organism [ … ], which is the brain; and within this brain
each faculty of the mind has its own little apparatus, so how could it
be that Justice, the sovereign faculty, would not have its organism,
proportionate to the importance of its function?44
Like Comte, and before him the theory of the passions outlined by Fourier,
and before them Rousseau, Proudhon believed that the whole body
constitutes this moral organ. Our reason, our instinctive reactions to exter-
nal stimuli and our capacity for empathy and loyalty and so on and so forth,
each manifest in our bodies as a whole. For example, we can tell that
it is not right to put someone’s hand in the fire because we can empathise.
We feel cooperation to be right and we can see the benefits socially. In many
respects, Proudhon’s ideas on these matters have been taken up again
in contemporary primatology. The aim of many writers in this area is
to see what in human action is innate and what nurtured through social life.
Rather than reject one side or both of the nature/nurture dichotomy, like
Proudhon they seek to investigate it relationally.45
For both Proudhon and Comte, biology had proven that morality was far
more complex than the rationalists would have us believe. Contrary to
Comte’s near elimination of the individual from his moral schema, and
following Kant here, Proudhon argued that ‘the end of man is in himself ’.46
While the sovereignty of the will is a myth, positing each of us as a ‘moral
organ’ at least signifies the inviolability of the individual and our innate
mutual equivalence. But it is only in the group, Proudhon suggests, that
such instincts as empathy or reciprocity and notions of virtue and vice can
From providence to immanence 101
have meaning. This does not negate the individual, as Comte would have it,
but ‘presupposes it’. Thus, the moral dignity of each is the precondition of a
social conception of justice. As Proudhon put it:
Right for each individual is the faculty to demand from others that they
respect the human dignity of his person; – duty is the obligation
to respect this dignity in others. Essentially, right and duty are identical
terms, since they are always the expression of demanded or due
respect.47
Thus, morality has a distinctly corporeal element. Right is not an abstract
principle, but something that is emergent from the relations between indivi-
duals as embodied and autonomous agents that live within sociologically
identifiable groups. Thus right is something that we develop for ourselves
and is something that changes and develops with the variability of the
individuals that go to make up various social groups. But because right is
a social category, without a corresponding duty, one premised on this
reciprocal notion of respect, it would have no corresponding counter-force
against which it could be claimed. Rights without duty are not meaningless
on a rational basis, but rather make no sense without a sociological con-
ception of the forces against which rights are claimed.
The antinomy
Rights and duties are but one antinomic dichotomy. Proudhon elevates
this conception of the antinomy to a principle underpinning immanent
justice itself. As I discussed in the previous chapter, Kant argued that the
antinomies of pure reason provide the spur for speculative reasoning rather
than have any ontological reality. Proudhon disagreed. In a letter to his
friend Joseph Tissot, Kant’s principal French translator at that time,
Proudhon stated that ‘[i]n reading Kant’s antinomies, I saw in them, not a
proof of the weakness of our reason, nor an example of dialectical subtlety,
but a veritable law of nature and of thought’.48 In his early works this ‘law
of nature and of thought’ is rather confusing. Proudhon’s first statement of
his theory comes in the Système des Contradictions Économiques, where
he failed to articulate what exactly the synthesis of the antinomies com-
prised of and was subsequently ridiculed by Marx for vacillating between
a Kantian and a Hegelian formulation of the dialectic. However, in De
la Justice Proudhon corrects his earlier position by arguing that,
THE ANTINOMY CANNOT BE RESOLVED; this is the funda-
mental flaw of the entire Hegelian philosophy. The two terms compos-
ing the antinomy BALANCE either against each other, or against other
antinomic terms: which leads to the desired result. A balance is not
a synthesis in the way Hegel understood it and as I had supposed
102 From providence to immanence
like him. Apart from this reservation that I make for the sake of pure
logic, I stand behind everything I said in Contradictions.49
From Proudhon’s neo-Kantian perspective then, the two poles of the anti-
nomy are held in an antagonistic balance, right and duty, cause and effect,
good and evil, infinity and finitude, and so on. Having some sense of cause
implies a sense of effect, good of evil, infinity of finitude, and so on.
For Proudhon the exercise of practical reason involves finding a temporary
balance of the two terms in ideas and practice, a balance that will be relative
to time and place. Thus right and duty are correlative, commutative terms
and their temporary balance is an immanent justice. Proudhon also sees
this principle of balancing replicated in mathematics where equations
must balance; in law where rights and duties must be balanced; in political
economy where balance sheets are de rigueur, and almost anywhere else
one would care to look. This approach suggested a method to Proudhon, a
method he would use to trace the history of the emergence of the principles
and practices of justice in historical context. As I will show in the following
chapter, the antinomy between war and peace was central to Proudhon’s
understanding of history.
Proudhon argues that sometimes antonomic terms will balance against
other antinomic terms. This demands a sociological conception of justice.
For example, the antinomy between good and evil might have to be
balanced against and relate to the antinomy between necessity and freedom,
such that what we decide to be evil will also need to be balanced against our
conceptions of freedom. Again, right, by this analysis, is not transcendent
but immanent to relations of collective force and reason. To claim otherwise
is, by this analysis, to assume some transcendent principle against which
all claims to right can be determined or to assume the opposite which
is that no such grounds can be found at all. Proudhon’s position asks us to
understand the importance of social forms and of individual conceptions
of justice as being related and absolutely crucial not only to analysis but also
to right as such. As a good Kantian, Proudhon argues that individuals
are ends in themselves, but as a good socialist, he also believed all social
groups to be equally sacrosanct – another antinomy. Proudhon argued that
it is therefore, ‘your first law [ … ] to guard your soul and to never genuflect
before any divinity, neither of heaven nor of earth, nor of hell’.50
Unsurprisingly perhaps, Proudhon developed his own account of the state
of nature to illustrate this. As he put it:
According to this theory, man, although stemming from complete
savagery, continually produces society through the spontaneous devel-
opment of his nature. It is only in an abstract sense that he can be
considered in a state of isolation and subject to egoism as his sole law.
His consciousness is not twofold, as transcendentalists teach us; it is
not divided between animality on one hand and God on the other; it
From providence to immanence 103
is only polarized. Being an integral part of a collective existence, man
feels his dignity at the same time within himself and within others,
and thus bears in his heart the principle of a morality higher than
himself as an individual. And this principle is not received from
elsewhere; it is intimate, immanent. It constitutes his essence, the essence
of society itself.51
Finally, just as the individual moral organ is a composite relation between
antinomic forces (instinct and reason), so too, social groups are moral
beings that have moral worth precisely because they are the cradles of
individuality. Insofar as humans carry within them the seeds of a code
of justice, so too do the groups which nurture this impulse and shape it.
Where Rousseau, Kant and Comte had identified only one corporate body,
the sovereign state, Proudhon pointed to an infinite plurality of groups with
collective reason and their own collective force. Proudhon defined these
‘natural groups’ as any collectives that ‘willy-nilly impose upon themselves
some conditions of solidarity … which soon constitutes itself into a city or
a political organism, affirms itself in its unity, its independence, its life or its
own movement (autokinesis), and its autonomy’.52 The denial of these
groups, their elision through the pernicious doctrines of individualism and
Jacobin collectivism, of universal suffrage or class politics, was central
to affirming the primacy of the state or a transcendent class. This process of
the elision of the plurality of social life was reliant upon alienation and
it is the alienation of group and individual agency to the state that is the
primary cause of modern social disequilibrium. It is to this theory that
I now turn.
The alienation and recovery of collective force
There are two aspects to Proudhon’s theory of alienation, the political and
economic, and both are related to the historical processes of alienation that
have their roots in religious mythology. In The Philosophy of Progress
(1853), Proudhon argued the following:
following the notions of movement, progress, series and group, of
which ontology is compelled from now on to take account, and the
various findings that economics and history furnish on the question,
I regard society, the human group, as a being sui generis, constituted
by the fluid relations and economic solidarity of all the individuals, of
the nation, of the locality or corporation, or of the entire species;
which individuals circulate freely among one another, approaching one
another, joining together, dispersing in turn in all directions; a being
which has its own functions, alien to our individuality, its own ideas
which it communicates to us, its judgments which do not at all resemble
ours, its will in diametrical opposition with our instincts, its life, which
104 From providence to immanence
is not that of the animal or the plant, although it finds analogies there; –
a being, finally, who, starting from nature, seems the God of nature,
the powers and laws of which it expresses to a superior (supernatural)
degree.53
While it is clear here that Proudhon had been engaging with questions of
ontology throughout the 1850s, it is the final sentence which provides
us with the hook with which to discuss questions of alienation and the
recovery of collective force. In brief, humans had hitherto fetishised their
own force by giving it a life of its own, anthropomorphising their own
collective power and calling it God or the state. This collective force
and collective reason is then exploited by those who could best manipulate
the symbolism of collective reason in order to rationalise collective force
in their own interests. Thus religion was a way of rationalising natural pro-
cesses like the seasons and the cycle of life and death, but in a way
that legitimised particular collective forces. As scientific knowledge of the
political and economic structures of society developed and the religious
myths began to lose their force, the new constellations of collective force
that emerged to take the place of religious hierarchies were legitimised
in new ways.
Proudhon adapted Comte’s ‘three stages’ thesis to illustrate how this had
come about. In the theological era, religion was the collective reason that
gave meaning and shape to the plural hierarchies within humanity, between
humanity and God, and how all of this related in nature. Following both
Comte and Feuerbach, Proudhon argued that past societies rationalised
nature as a collective force beyond the control of any one individual. The
forces of nature were personified and the fates of communities thought to
be at the whim of the gods. In this sense, humans unknowingly worshiped
themselves in the divine, which made it all the more simple to rationalise a
Divine Right to Rule, for example. The power of kings was seemingly
a force of nature embodied. Kings shaped and constrained the life-chances
of individuals and communities, and this activity was rationalised by priests
to be in accordance with God’s plan on earth.
In the metaphysical age, these religious rationalisations were criticised
and superseded by the doctrines of ‘popular sovereignty’, which substit-
uted the divine for the temporal, or one set of dominators for another. Here
the force of the Supreme Being or the General Will was deified, while the
individual was erased. Secular theodicies came to replace the theological
with the place of constitutional monarchs, legislators and High Priests
re-rationalised to act as the conduit for the will of the people, guiding them
to providence. Metaphysics substitutes for theology, but the alienation
demanded is equally pernicious.
In the scientific era, positive conceptions substitute for the quasi-theolo-
gical. Crucially, political economy substitutes for metaphysics. The aim
here was to explain social order and social transformation by reference to
From providence to immanence 105
the labouring of the masses. Socialists, like Comte, having identified the
labouring masses as a real social group, attempted to show that the purpo-
seful activity of people was the key force in history and society. This
discussion will be developed considerably in chapter seven, but a few words
are necessary here to preface the discussion of the causes of war in the fol-
lowing chapter.
Proudhon argued that it was possible to alienate our collective force as
well as collective reason. Adapting the labour theory of value, Proudhon
argued that collective labour produced a surplus that was irreducible to
each labourer working individually at the same task. It is this surplus labour
that the lord or capitalist expropriates, by force in primitive societies and
by law in modern societies. In capitalist societies, the proprietor claims title
in land and its product and remunerates the labourers individually at a rate
less than the true value of their collective labour. This property regime
is the key source of ruptures in the social equilibrium because the means
for the workers to subsist are funnelled to the proprietors who, by not
producing, become richer at the expense of the workers. As the worker’s
conditions deteriorate and as the economic contradiction in society deepens,
workers cohere around their respective groups and conflict, that was hitherto
subterranean, breaks out into the open. As Proudhon put it: ‘every nation in
which the economic balance is violated, the forces of production constituted
in monopoly, and public power left to the discretion of the exploiters, is,
ipso facto, a nation at war with the rest of mankind.’54 Liberal property
relations are rationalised by the bourgeoisie in much the same way as
were previous systems of iniquity by the then prevailing class. They are
described as necessary, natural or inevitable, historically providential or
immutable. They are nothing of the sort, of course. These absolutisms,
of either property or state, are to be resisted, but the alienation at their heart
is the common problem.
Dominant groups are parasitic on the workers and citizens and collective
force is expropriated unsustainably by willing political and economic
alienation of individual and collective force. As the conditions of the
citizen-workers deteriorates, collective reason must be manipulated to legit-
imise the inequality and resulting hardships. If these inequalities cannot
be legitimised, either due to the advances of science undermining the
key claims or through the extreme social conditions overriding any
legitimisation, conflict between society’s constituent groups is exacerbated.
This is why times of acute material crisis are also times of acute intellec-
tual crisis.
From this perspective the notion of collective force, ‘which transforms the
face of ontology’,55 becomes a ‘revolutionary ontology’.56 Not only does it
help us see the functional differentiation of society and the plurality of its
cleavages, but by showing how these groups relate economically, Proudhon
believed he had tapped into a principle of history. The recovery of alienated
powers demands first a theory that can identify where that alienation is
106 From providence to immanence
taking place, but then also a political philosophy that can justify that
reclamation. Socialism was that general theory. In Theorie de la Propriété,
his final summary statement of his life’s thinking on the subject, he put it
like this:
This understood, we will notice that the general laws of history are
the same as those of the social organization. To write the history
of a people’s relations with property is to say how it survived the
crises of its political formation, how it produced its powers,
its bodies, balanced its forces, regulated its interests, equipped its
citizens; how it lived, how it died. Property is the most fundamental
principle with which one can explain the revolutions of history [ … ]
no nation has surpassed this institution; but it positively governs his-
tory [ … ] and it forces nations to recognize it, punishing them if they
betray it.57
The systems of collective reason that have sprung up to rationalise and
moralise these processes are vital clues to how society has responded to
imbalances in the economic equilibrium (a concept central to the following
chapter) over time, how they have justified inequality, war, conflict, peace,
power and so forth. Moral philosophy is, as Comte would have it, a branch
of sociology. As Proudhon argued, ‘the moralist has only one goal, that is to
penetrate the reason of customs and institutions’.58 In his view the key
to social order is to reorganise the economic equilibrium in society accord-
ing to the immanent principle of justice.
An immanent critique of Proudhon’s sexism
Perhaps the most important discussion of ‘the moral organ’, and the most
egregious example of the absence of consistency in Proudhon’s theory of the
antinomies, is to be found in the second book of ‘Amour et Marriage’,
the 11th étude of De la Justice. Given Proudhon’s well-known sexism, the
fact that it is here that he discusses the source of morality may explain
why so few have understood the centrality of Proudhon’s sexual politics to
his theory of justice. There are also three further reasons for taking this
discussion of Proudhon’s theory of justice into the area of sexual politics.
The first is that with a full understanding of Proudhon’s theory of justice
we can deepen, explain or clarify misunderstandings of it. Second, by
linking the discussion of justice to the concepts of love, marriage and the
family we can better account for Proudhon’s anti-feminism and subject it
to a better immanent critique (using Proudhon’s own concepts against
his theory). And third, while it may come as a surprise, it is here, in his
discussion of love and marriage, that we see the first articulations of
Proudhon’s theory of the ‘right of force’, the key concept that drives his
theory of international right, to be discussed in the following chapter. In the
From providence to immanence 107
first additional note to this étude, penned for the second edition of De la
Justice, Proudhon writes that:
In a forthcoming book, we will expose the theory of this right [of force],
its forms, its applications, and its abuses. This theory sheds an unex-
pected light upon the history of the formation and the development of
states, which has implications for the constitution of marriage and
family, as yet as little understood as that of the state.59
Anthony Copley is one of the few to have investigated this aspect of
Proudhon’s writings in any detail.60 Copley argues that Proudhon’s sexual
politics are not an afterthought to his moral philosophy, irreconcilable with
his broader thinking. In fact, Proudhon’s sexual politics are absolutely vital
to our comprehension of his political philosophy as a whole. Androcentrism
does not automatically disqualify Proudhon as a thinker, nor does his euro-
centrism, his anti-Semintism, his hatred of the bourgeoisie, of capitalists and
so forth. The key is to be able to account for the work each position does
in his theory and explain their inevitable weaknesses. If Proudhon’s biases
can be corrected using his own theory, so much the better.61
Proudhon argued that the first and most important locus of collective
force is the family. It is the primordial unit of society and the father is, for
him, the natural leader and the first to appropriate social ‘puissance’, the
alienated capacity of the family unit.62 Proudhon understood patriarchy
in pre-republican societies as a ‘law of nature’, where ‘the greater force
absorbs and assimilates smaller forces, and power in the domestic realm
entitles one to power in the political realm: therefore competition for the
crown exists only among the strong’.63 Problematically, while in republican
societies political agency is and should always be divided and constrained,
Proudhon believed that in republican society the family remains sui generis.
In Proudhon’s view men remain rightfully the head of the family, but this
primordial appropriation is nevertheless unjustified where it is not balanced
by other familial virtues such as love, respect, care and so on.64 Moreover,
and just as problematically, Proudhon was quite clear that the increased
relative strength of males over females not only implied their right to dom-
inate in the family, but also legitimised their public predominance over
women. Proudhon argued that that gender equalisation takes place through
the balancing of the antinomic poles of masculinity and femininity in the
contract of marriage, which has its social equivalent in the distinction
between the public and domestic realm. For Proudhon marriage is the
lynchpin of the social fabric (and of his theory of justice) because it stipu-
lates and consecrates, by commutative contract, equilibrium between the
sexes within a family unit. But strangely, in the case of gender relations, this
equilibrium is not obviously immanent and open to change, since Proudhon
stipulated that women will always be physically inferior to men thus giving
permanence to sexual relations which he denies everywhere else.
108 From providence to immanence
Marriage therefore makes up for ‘natural’ inequality. Jenny D’Héricourt,
the France-Comtois feminist and contemporary of Proudhon, provided an
instructive critique of this position. As she put it:
You wish to subordinate women because in general they have less
muscular force than you; but at this rate the weak men ought not to be
the equals of the strong, and you combat this consequence yourself in
your first ‘Memoir on Property’ where you say: ‘Social equilibrium
is the equalization of the strong and the weak.’65
D’Hérricourt’s position is instructive, because it highlights an analytical
error in Proudhon’s theory (the weakest man must be stronger than the
strongest woman for his theory to hold). But Proudhon simply ignored
this. For Proudhon marriage is emancipatory for men in that it releases
them from domestic drudgery and allows them to pursue their civic roles.
Women, on the other hand, have men to protect and support them and
release them from the social stigma of solitude. As Copley suggests, it is
through this androgynous unity, ‘the couple’, ‘which justice would evolve’.66
This was not the effacement of gender in Proudhon’s thinking, since differ-
ence is the prerequisite of the union, but a new and irreducible unity
in which the fixed antinomic traits of men and women are balanced.
There is little question that this position is deeply sexist and runs contrary
to Proudhon’s wider social theory of justice. So what accounts for this?
Close readings of Proudhon’s work on love and marriage, particularly
within the context of his peasant background, suggest that emancipated
female sexuality ‘frightened’ him, not only because the full expression of
sexuality and licentiousness was too much for him, but also because of the
damage he thought it would wreak on the family.67 He had solid historical
grounds for this assumption. The Fourierists and Saint Simonians had
spent the Restoration years advocating free love and the dissolution of the
family, arguing that bourgeois marriage was legal concubinage. During
this period prostitution was normalised and many feared that emancipated
women would simply turn to prostitution since, these social critics believed,
women had no other opportunities. But as D’Héricourt and the Saint
Simonians suggested, bourgeois marriage was itself a form of prostitution
when women were given no rights at all, and within marriage were legally
male property, with no other rights than those that inhered in the selling of
their bodies to their husbands.68 Copley has argued that ‘Proudhon was as
much at war with the French tradition of male sexual dalliance as with the
feminist quest for sexual emancipation’.69 The problem for Proudhon
was that the feminist cure to the problem of gender inequality may have
been worse than the disease.
Proudhon was well aware that it was women who paid the price for male
promiscuity in nineteenth-century France, and that the Church was also all
too willing to exploit rejected women and the social and moral conflict
From providence to immanence 109
widespread prostitution created, for their own ends. An idealised image of
marriage was an understandable corrective in this regard. But more proble-
matic still are the scientific grounds Proudhon clung to in order to defend
this position. Proudhon also believed that women were mere receptacles for
male semen and thus lacking, in addition to physical strength, any auto-
nomous role in sexual relations. Copely has argued that,
It was misunderstandings such as these that led Proudhon into that
absurdity of enumerating male superiority over female by a factor of
twenty-seven to eight. From the male seed, he claimed, women derived
ideas, conscience, even consciousness: such dependency was his expla-
nation for female inequality [ … ]. Such mistaken theories led Proudhon
to see in marriage the only hope for women.70
But Proudhon did not misunderstand these issues. As Haubtmann has
shown, he wilfully ignored the scientific evidence in his possession, not least
the scientific writings of Jenny d’Hérricourt, a doctor and pioneer in
women’s reproductive health.71 Clearly it was prejudice that drove his
theory here, rather than vice versa and in the climate of Second Empire
France, he was not widely disputed. He thereby alienated himself from one
of the most progressive social movements of nineteenth-century France:
feminism.
If we investigate this problem using the categories of Proudhon’s theory of
justice an interesting picture emerges. Proudhon’s individual conscience
was the product of his peasant upbringing and it was the clash between this
and the social context of Second Empire France that helps us understand
his position. In the peasant family, as Martine Segalen has shown, women
had asymmetric equality based on their predominance in domestic life, their
care of children, the garden and food.72 Segalen shows that men played
the role of authority figure in the family and had a public role in village life.
Crucially, on the whole peasant families were property-less and so the
social relations were exponentially more equal. Proudhon’s petit bourgeois
family background is significant, but not for the reasons the Marxists have
claimed. The peasant domestic division of labour was more or less mirrored
in Proudhon’s own family where his mother, from a peasant background
herself, was the dominant force in his own parents’ relationship.73 By
contrast, Proudhon’s father’s lack of business acumen and his inability
to manage the family fortunes in the emerging profit-driven economy put
the family in economic difficulty in their public affairs, and this was
a source of deep embarrassment and confusion to the young Pierre-Joseph.
A harking back to peasant gender relations, as well as peasant property
relations, is hardly a surprise in this context. Moreover, Copley suggests
that Proudhon’s stern moralism is a reaction to his father’s misplaced ideal-
ism, and also argues that his (perhaps oedipal) love for his mother may
account for Guérin’s assertion that Proudhon was a repressed homosexual.74
110 From providence to immanence
Whatever the final cause, we are surely right to agree with d’Hérricourt who
argued that ‘You have naively mistaken the scalpel of your imagination for
that of science’.75 The fact that his anti-feminist diatribe La Pornocratie, ou
les femmes dans les temps modèrnes was never published during his lifetime
suggests that he was never comfortable with his ideas and conclusions on
this matter. His sexism contradicts his political philosophy and undermined
his integrity, but it nevertheless helps us better understand his ideas as
a whole.
Conclusion: justice as immanent equilibrium
The aim of this chapter has been to set out the primary distinctions between
Proudhon, Comte and Kant (and Rousseau to a lesser extent) on the
primary building blocks of their respective social theories. If what char-
acterised Comte and Kant’s theories of right was a discourse of providence
and a transcendental telos to history, one might summarise Proudhon’s
social theory of justice as one of immanent equilibrium. At the heart of
his social ontology were two concepts, collective force and collective reason,
and his epistemology he described as ‘ideo-realist’, taking ideas and material
forces to be equally real. Society was also radically pluralist in his view.
In much the same way as there are an infinite plurality of individuals,
the emergent product of their biological form and social context, so too
groups sprang up wherever and whenever individuals coalesced and took
shapes structured by context and agency. From this relational perspective
outlined by Proudhon, justice and history could have no transcendent telos
or form, because the emergence and decline of groups could not exhibit
any transcendent directionality.
Trying to order this anarchy in the interests of any given group was likely
to fail. In Proudhon’s view, ‘society is ungovernable; it obeys nothing but
Justice under the threat of death’.76 Neo-Kantian, Jacobin and Positivist
republicanism was, by this analysis, utopian. The attempt to close history
down, to present the state as the culmination of history, the means through
which perfection might be realised, was pure ‘fantasy theory’.77 The rela-
tional, sociological ontology at the heart of Proudhon’s analysis suggested to
him that statism was contrary to the openness of the cosmos. Progress,
by Proudhon’s analysis, was the development of systems that secured social
processes the widest possible freedoms. Only by so doing could the complex
social relations that made up society be self-directed.
If society has no centre, its circumference being ‘everywhere’; if history
had no transcendent telos and relations of force were at the heart of
social order; if rationalisations of justice followed and legitimised transfor-
mations in these relations of force; then there are no transcendent orders
at all. Anarchy is at the heart of history and society. The problem is how to
rationalise that anarchy. One might argue that Proudhon simply stated the
problem to which his contemporaries replied that statehood was the best
From providence to immanence 111
solution to the problem of anarchy. But Proudhon’s social theory did not
permit of any final solutions. If the mark of the modern philosopher was to
resolve the problem of anarchy with statehood, sovereignty and conceptions
of transcendent orders, for Proudhon anarchism was more appropriate.
Anarchy is order and justice is immanent equilibrium in anarchy.
In many respects, Proudhon’s De la Justice provides an interesting
account of how things are ordered, of ‘statics’ in the Comtean schema, but
not of how they change or ‘social dynamics’. This was the purpose of
his writings on war and peace, which develops the themes set out in
summary form here. The questions that remain to be asked of Proudhon’s
writings from a social theory perspective are, inter alia: how does change
occur? How does order become constituted within social relations, or how
do social relations break down? What are the main motors of change? How
does society change from one form of collective reason to another? How or
why do collective forces change their internal make-up, become abandoned
or championed? How should it be in the future? What about the foundations
of law? These questions and many others drove Proudhon’s analysis of
international relations.
6 The historical sociology of war
Order and justice in Proudhon’s
La Guerre et la Paix
My intention in this book is to set out Proudhon’s writings on war and
peace within the social and intellectual context of his time, and second, to
use those ideas and that contextualisation to help contemporary inter-
national and political theorists rethink the concept of anarchy. Thus far
I have argued that standard conceptions of anarchy in IR have ossified
around largely conservative, nineteenth-century understandings of the term
and that critiques have tended to fall into the trap that also entangled
nineteenth-century republicanism. For these writers the solution to
the assumed problem of anarchy is framed as the institutionalisation of
state-like bodies at the international or trans-planetary level. The aim to
this point has been to set out the origins of this way of thinking
about world politics and begin to show how an alternative might be
constructed. In the previous chapter I set out Proudhon’s social theory. My
aim was to show that in order to rethink republicanism, order and anarchy
Proudhon had first to ‘demonarchize the cosmos’. The reason for this
was that the three standard forms of republicanism, Jacobin, liberal and
positivist each shared a providentialist teleology. Proudhon’s defence of
anarchy by contrast, was premised on an account of social order that was
complex and anti-foundational. Anarchy, for Proudhon, was a cosmological
fact and a more sensible foundation for a normative theory of politics.
This chapter sets out in more detail how history is without transcendent
telos and war is, like it was for Rousseau, Kant and Comte, Proudhon’s
focus too.
Proudhon defends the argument that if we desire to see how systems of
morality have risen and fallen through history, how societies have come to
adopt and abandon moral norms and why individuals hold fast to ethical
systems, then the analysis of war is illuminating. While, as I have shown, the
relationship of war to systems of social order and right were also central to
the ideas of Comte and Kant, Proudhon’s account goes so much further.
La Guerre et la Paix is the first extant historical sociology of war. It traces
how institutions such as the state and religion have been cemented and
sustained by force and through social conflict. It looks forward to ask how
the end of pre-industrial warfare and the progressive industrialisation
The historical sociology of war 113
and ‘militarism’ (a term he coined)1 of war and society was shaping the
macro systems of justice that structured European international relations.
It is also an explicitly moral-phenomenological account of war – again, the
first of its kind – positing that ideas are real, guiding social agency and
structuring the conduct of war. La Guerre et la Paix is also a socialist
account of the causes of war, looking to political economy to explain the
outbreak of war. Spanning almost 500 pages, these two volumes are a lost
gem in the history of international thought.
It is worth noting that none of Proudhon’s generation combined these
subjects in this way, preferring, like Adolphe Thiers or Louis Blanc, for
example, to write multi-volume, self-valorising histories of the Napoleonic
wars and eulogies to the rightful place of France at the forefront of
European history. Proudhon’s anarchism marks La Guerre et la Paix out as
one of the few histories of warfare neither in the service of the state nor
with the objective of securing the patronage or control of the state. This
perhaps also explains its absence in the canon of IR theory and the history
of political thought.2 Another likely explanation for the relative elision of
war and peace in the writings of nineteenth-century socialist republicans
can be explained by their geographical location. In the wake of Louis
Napoleon’s coup d’état in 1851, many of Proudhon’s fellow revolutionaries,
like the communist Louis Blanc, for example, fled to London. The London
exiles preoccupied themselves with the industrial revolution in England, the
class cleavages this exacerbated and the shape of the emerging capitalist
order there. Proudhon, on the other hand, fled to Belgium. The geopolitical
significance of Belgium may well have been a contributing factor to his turn
to international relations.
Between October and the end of November 1859, the exiled Proudhon
family was struck down by scarlet fever. Pierre-Joseph was suddenly (and for
the first time) the nurse, mother and father to the entire family. Tragically,
on the 25th of November, Proudhon and Euphraise’s daughter, Stéphanie,
died from her illness. Six months later, Proudhon’s brother also died
in abject poverty. Some commentators have suggested that this personal
tragedy and its wider context imparted the pessimism and bellicosity of
La Guerre et la Paix. But this tendency to use the context to explain
away the difficult aspects of the work does little justice to Proudhon’s own
intentions. In his mind, La Guerre et la Paix was entirely devoted
to the intellectual task he set himself. As the subtitle makes clear, this
is to understand the principle and the constitution of the rights of nations
(du droit des gens), through an analysis of the role of war in history. As he
remarked to Hetzel in January 1861, ‘[m]y ambition has been to present this
work in the classical style: it is a treatise on the principles of the rights of
peoples destined to consign all that has been written since Grotius and
Vattel to the attic’.3 It clearly failed in this task, but that said, it is
undoubtedly his most scholarly work, relatively short, well edited and thus
his most systematic and focused. It was published on the 22nd of May 1861
114 The historical sociology of war
and was met with near-universal disbelief and criticism. ‘NO ONE
UNDERSTANDS ME!’ he cried in letters to friends.4
La Guerre et la Paix is the least well understood and polarising of
Proudhon’s works. Reviews range from the casually dismissive to the down-
right hostile, to those who, like Hervé Trinquer, have argued that it is
‘without any doubt, one of the most important works of sociology ever
published’.5 E. H. Carr saw it as a ‘panegyric to war’, typical of French
republican chauvinism and to be dismissed as such.6 Proudhon’s friend,
Charles Beslay, who ten years later would become president of the ill-fated
Paris Commune, also dismissed the work as a militaristic glorification of
war and not in keeping with the new emerging republican anti-militarism
of the Second Empire.7 The newspaper Nord reprinted the preface to La
Guerre et la Paix with a reminder that France had been beaten by the
Austrians at Solferino and that France’s national glory, or the glory of
any military, was not, therefore, to be praised.8 Peter Marshall argued that
the juxtaposition of the glorification of war with the claim that it will
become redundant in the future ‘bears witness to the paradoxical nature
of Proudhon’s mind’.9 Few have given this work the extended treatment it
deserves; none have done so in the English language.
This chapter sets out Proudhon’s argument in detail and my analysis
is of course informed by the contextual work undertaken to this point.
The structure of the narrative generally follows the structure of Proudhon’s
work and I deviate to make links to wider debates and to flesh out key
propositions. Part one looks at what Proudhon called ‘the moral phenom-
enology of war’; part two discusses Proudhon’s theory of ‘the right of force’;
part three turns to the material reality of war; part four, the causes of
war; and the final part turns to the emerging transformation of war. As
I will show, this final book of La Guerre et la Paix is disappointing in
more ways than one. But as Nicolas Bourgeois has argued, while the
problem is bravely posed in La Guerre et la Paix, we must look elsewhere
for the ‘true Proudhonian solution’.10 This is what I do in the following,
final chapter, where the last works of Proudhon’s oeuvre are discussed
and where his normative political economy, his anarchism and theory of
federalism are most fully worked out. The significance of all of this
for how we understand contemporary world politics is picked up again in
the conclusion.
The moral phenomenology of war
Proudhon begins La Guerre et la Paix by setting out a phenomenological
approach to war. Phenomenology has a long and complex history in modern
philosophy,11 but Proudhon’s use of the term is straight-forwardly derived
from his reading of Kant and Comte. That he takes this discussion in ways
that both would have found antithetical to their projects is by the by. Recall
that for Kant, only phenomena are objects of possible sensual experience.
The historical sociology of war 115
However, it was only the faculty of cognition that could give meaning to
sensual experience. Thus, without the noumena, phenomena would be inex-
plicable. The ontological status of the noumena was questioned by Comte,
as it was by Proudhon. The question arose as to whether it was possible to
bracket cognition and reason from the phenomenal world. Both Comte and
Proudhon argued not. As such, our ways of rationalising were themselves
phenomenal features of social life, which is to say themselves structured
internally by the biological form of the human organism and externally by
the structures of its environmental and social context.
The phenomenology of war, therefore, is not only what we see, the bombs,
canon, cavalry or killing, but also the internal rationalisations of war, the
eulogies, heorism and tragedies it has inspired. Where strategy is the subject
of war’s most ‘diligent students’,12 none, Proudhon argues, have sought
to investigate ‘the moral phenomenology of war’, its rendering in biblical
mythology, the historic and contemporary moral principles that shape and
guide warriors and sanction atrocities, the features of its practice that
have inspired the poets, and the force of the legal principles that nations
observe in the midst of the most violent cataclysms. On the one hand then,
Proudhon is looking to develop a systematic investigation of the moral
norms that shape social action, or sociology of war as we now know it. But
on the other hand, Proudhon remained deeply Kantian. The evidence for
this latter point is striking. In a personal letter congratulating him on the
publication of La Guerre et la Paix, Proudhon’s friend Joseph Langlois
compared Proudhon to Copernicus and Galileo for having found, in war,
the principle of social movement. Proudhon was obviously grateful, but
nevertheless felt it necessary to correct the impression that he had set out to
ruin Kant’s theories and reputation in order to assert his own.
You are not being fair with Kant. I am making fun of his gothic books
and their too frequently unintelligible form. But to me, it does not seem
possible to deny him the greatest glory that a philosopher deserves,
solely because of the way he framed the religious and philosophical
problem. Consider that, ultimately, it is to Kant that we owe the honor
of having reduced the absolute to its fair value. Kant taught us not
to ask: What is God? For example, but how do we believe in God?
Descartes did not go that far. On the contrary, it is he who posed [ … ]
the specific reality of a spiritual world [ … ]. Let us not talk badly
about Kant, my dear friend, or we will fall back into mysticism and
turning tables.
The penultimate sentence is the key here. Proudhon takes from Kant the
possibility that the internalisation of moral codes makes them real
and causal but also intimately personal and probably absolutist in character.
The flaw of idealism was to confuse the ego with the ultimate source of
truth, to de-link the individual from social context and thereby over-play the
116 The historical sociology of war
autonomy of reason. Clearly, as Kant would argue, we cannot conceptualise
the justice of war if we have not the freedom of will and cognition to do so.
But war, for Kant was an aberration, the manifestation of anarchy, all that
was wrong with human social existence and it could therefore tell us nothing
about morality. Proudhon disagreed.
As he discusses at great length, the symbols and signs of war cannot be so
many ephemera, no sooner noticed than dismissed in favour of a stern
and cynical focus on its brute materiality, or faith in its historically
providential role. As Comte had discussed, war had a crucial material role
in the evolution of society, but he too ignored the fact that war had satu-
rated the moral and juridical symbolism of modern society. The materialist’s
focus on war’s emerging industrial brutality meant that it became almost
impossible to account for why war animated so much that society had
cherished so dearly.
For Proudhon, unlike Kant, for example, war and peace were not eternal
categories, still less juridical ones – as Rousseau would have it.13 The
meaning of war and peace had changed over time, while the relational form
between the two remained antinomic.14 What war and right are, how we
have defined good and evil and how we have rationalised punishment
and guilt, are all historically specific. For example, the infusion of class
war rhetoric with the symbolism of militarism was symptomatic of a wider
change in social conflict more generally from the early nineteenth century
onwards. The decline of martialist language in the justification of war
itself also declined as a correspondingly utilitarian language of war devel-
oped alongside the emergence of positivism. In short, the conduct and
rationalisation of war and social conflict has also morphed over time. What
concerned Proudhon was that the language of right did not reflect this
sociological fact, seeing war as extra-judicial and conflict and the exercise
of force as the preserve of states.
Proudhon divides his analysis of the moral phenomenology of war
between three historical stages, which again follow Comte in broad outline
if not in content. His aim is to show how war and codes of right have
developed together. In the first period, monotheism and polytheism gave
rise to relatively distinct juridical codes. Warriors and religious leaders
established the rituals of politics in various ways. Proudhon also noted that
historically the most religious and most righteously juridical nations
have also been the most war-like.15 Why, Proudhon asked, are so many
gods warriors? Why is religious mythology and iconography so infused with
martial metaphors if war was not such a profound shaping force in the
moral conscience of the first societies? The biblical battle between heaven
and hell is eternal, shaping our understanding of good and evil; the battles
between the gods of ancient Greece shaped our moral imagination;
interpretations of the battles raging between the elements gave birth to the
Norse and innumerable other gods. Socio-cosmological justice was rendered
through the stories we told one another about the battles won and lost.
The historical sociology of war 117
The rituals of religion and war were right-making because they reflected the
posited eternal truths of the universe, they realised justice on earth by
reflecting the battles in the heavens.
As Proudhon points out, ‘[t]he same conscience that produces religion
and justice also produces war; the same fervour, the same spontaneity of
enthusiasm that animates prophets and justice-seekers, carries the heroes
aloft: this is what constitutes the divine character of war’.16 Proudhon asks:
‘who cannot not see that [ … ] war has originally served as a mould of
theology?’17 These myths and their concretisation as ritual and literature
is historical evidence of the human rationalisation of war and conflict.
As these religious ideas became ossified in and through social hierarchies,
ideas of right and justice, of conflict and war were secularised in the
judiciaries and state-forms of antiquity, but were always underpinned by
theistic and transcendental justifications. With the unity of Church and state
under Charlemagne, the abolition of polytheism in favour of monotheism,
this was made explicit: the warrior is ‘grander than nature [ … ]. The sacred
form of the warrior is central to the punishment of crime and the protection
of the weak: this is the first form of justice in society [ … ]. The real Christ,
for the masses, is Alexander, Cesar, Charlemagne, Napoleon.’18
Proudhon here follows Feuerbach, of course.19 In De la Justice Proudhon
argued that ‘in a word, religion is the idealised and adored respect
of humanity by itself under the name of God: that is the extent of the
mystery’.20 But he does not claim, like Feuerbach, that the theological
past is to be dismissed in favour of a more rational, materialist present.
Proudhon argued that war and religion cannot be ripped asunder without
denuding both of what renders each legitimate and gives historical founda-
tions to social order. How would an atheistic society give moral meaning to
war or social conflict, perpetual features of history and society? How could
organised Catholicism sustain itself in France without the military; was not
Napoleon III’s ambition to crown himself Emperor of Christendom central
also to affirming his power? How could one without the other be
rationalised? The atheist alternative was, for Proudhon, an inadequate
framework for interpreting and legitimising the stark materiality of war.
Would a war fought without the animating legitimacy of a god be a
war worth fighting for? If not a god, then which moral principles ought
to guide war? The problem, as I discussed in chapter three, was that the
industrialisation and secularisation of society was radically challenging
the principles on which society had been founded and slaughter was being
justified in ever more materialist ways. Proudhon argued that the atheism
of the Comtean variety, substituting the dictates of science for those of
God and embellishing the former with positivist mysticism, was not
the way forward either.21 This was the paradox of the metaphysical
era: the denuding of society of its religious symbolism left it with a stark
and amoral materialism. An anarchist social science was posited as a way
out of this.
118 The historical sociology of war
Incurring the wrath of his contemporaries, Proudhon followed the
theocrat Joseph de Maistre in arguing that war was ‘a divine fact’ of life.
However, where he differed was in arguing that war was not the historic
symbol of God’s plan for humanity, ‘pruning’ unwanted elements as the
theocrats would have it, but rather, like God, a historical manifestation of an
all too human ideal. Penetrating this ‘divine’ ideal was the object of science,
showing how these ideals have changed over time being the focus of the
moral philosopher. By way of illustration, Proudhon places Comte and
Kant in the metaphysical age, both having interpreted war as a providential
feature of human social existence. Their retreat to theodicy, secular but
explicit, was derived from their inability to understand the real causes of
war. Forces that could not be understood were given a life of their own:
history as a process of change was given as a divine plan or explained by the
unfurling of a materialist telos. In this context, war becomes ‘theophany’,
or the manifestation of the divine, and ‘if ever science penetrates this
mystery, the divinity of our origin will have been debunked, and the fact of
our terrestrial existence would cease to be divine. Rather it would be a
scientific fact.’22 Of course, Proudhon believed it was he who had finally
pierced this ‘dreadful superstition’.23 Central to this anarchist social science
was recognition of the right of force.
The right of force and the rights of peoples
War and peace is a permanent antinomy of human social existence and in
order to understand it, Proudhon argued, we need a wider conception of
the phenomenology of war, specifically its moral aspect. The question is why
do we need to know this? We need to understand war’s moral aspect in
order to be able to explain why people are willing to kill and die and how
it is we rationalise an underlying right of force.
Like those who had preceded him, Proudhon argued that understanding
war was of supreme importance in understanding the moral character of
a society. But war was only a surface manifestation of a far deeper social
conflict, one that stretched all the way down to the very fabric of our
cosmological existence. It was for this reason that the formal definition of
war as that waged between states was unhelpful. It presupposed and closed
down our analysis of force. In order to understand war we need to see it less
as sui generis and more as a macro manifestation of the exercise of force in
general, and to see war as a sociological category. To this end, Proudhon
began his definition of force through a conception of agency in general that
echoed his account in De la Justice:
For there to be action, physical, intellectual or moral, there has to be an
environment related to the acting subject, a ‘non-me’ that poses itself
in front of the ‘me’ as a location and material for action, that resists him
and contradicts him. The action will thus be a struggle: to act is to fight.24
The historical sociology of war 119
The fact of our moral, intellectual or physical positioning in relation to
one another necessitates that we act in concert and against one another.
In short, this is an active and relational ontology of conflict. Proudhon
suggests that it is impossible to understand being without a sense of its
constitutive conflicts. Given that conflict was given in nature, there must be,
he argued, a primordial right of force, clearly a concept that harks back to
the most reactionary and militaristic of social philosophies and Proudhon
courted huge controversy amongst his republican compatriots in invoking
such a right.
To gain a sense of how distinct Proudhon’s approach was to the standard
republican conceptions of war and the right of force, a short comparison
with Rousseau might be helpful. In chapter three of the Social Contract,
Rousseau dismisses the argument that right can inhere to force. ‘Force is
a physical power’, he states, ‘and I fail to see what moral effect it can
have [ … ] For if force creates right, the effect changes with the cause: every
force that is greater than the first succeeds to its right.’ Of course, this is but
a preface for his subsequent and more important discussion of slavery in
the following chapter, the content of which goes to the very heart of the
republican project. Here Rousseau argues that a ‘state of war’ exists between
slaves and their masters since the relation is one based on force rather
than on ‘convention’, by which he means pact, law and so forth. Republican
states are those in which the relations of force have been replaced by
relations of law, in contradistinction to the monarchies of the eighteenth
century, where unbridled power more or less reduced subjects to slaves, the
property of the king. Thus, for republicans, relations of force are equated
with relations of domination, the whole purpose of the republican project
being to remove this domination from politics altogether. Likewise in
international relations, where Rousseau, Kant and Comte each argued that
the replication of some sort of republican convention would replace force
with order. Thus for Rousseau, the equation of right and force would be
‘absurd and meaningless’.25
So how, then, can Proudhon possibly believe himself a republican and a
defender of the right of force? First of all, Proudhon provides a far wider
definition of force:
Matter is a force, just like the spirit; science, genius, virtue, passions, as
well as capital and machinery, are forces. We call puissance a politically
organized nation; pouvoir, the political, collective force of this nation.
Of all forces, the greatest, in the spiritual and moral as well as in
the material order, is the association, which can be defined as the
embodiment of justice.26
As forces coalesce, associate, their characters emerge. The moral organ, or
the ‘organe de la justice’,27 emerges. Whether the human body or a group
of people, both emerge out of their environment and in conjunction
120 The historical sociology of war
with others. As humans associated, pouvoir became puissance and legal and
moral norms emerged in and between societies, reflecting the character of
the societies, the ecological context in which they developed and the
norms they subsequently established between them. This analytical distinc-
tion between social and political power is thus hugely significant – the
former is latent the latter formalised. Both, however, rest upon a notion
of force. Without that force of compulsion or resistance, where can social
and political power come from?
This position leads Proudhon into a discussion of slavery and force, and
the echoes of Rousseau would have been evident to even the most casual
reader here. To us, the following discussion is racist. Proudhon argues that
the question of slavery and emancipation is complicated by inequality
between races. The caucasians are superior in physical force, he states,
but are also more beautiful, elegant, intelligent and moral. This ‘natural
superiority is increased tenfold by the social state, which means no race can
advance ahead of us’. He argues that because just a few English regiments
were able to reduce both India and China to subject states, and so also
the ‘Red-Skins’, Sudanese and South Americans were all subjugated, the
inherently superior force of the white man was, for Proudhon, historically
obvious.28
The question of the emancipation of peoples from the domination of the
white man, he argued, is not one of making all equal before the law. The
problem, as he was probably right to point out, is that the abolition of
the feudal system, the emancipation of the workers and the principle
of equality before the law was little better than that of slavery for the vast
majority of workers. What irony, he states, ‘the worker of the English race,
the strong race par excellence, is dying of hunger on the streets of London;
which will be the fate of the black, one day, on the streets of Washington
and Baltimore’.29 The abolition of slavery does nothing to transform the
inherent imbalance of forces between races or within societies. Because they
do not address the structural imbalance in society, ‘hard work’, ‘initiative’,
‘citizenship’ and ‘equal rights’ tend to the individual’s ‘extermination’. The
consequence of white supremacy in the United States, Proudhon argues,
is to exterminate the inferior races through ‘dispossession, illnesses, and
poverty’. In short, the right of force of the whites is not altered by
the emancipation of slaves and this will be reflected in their domination
of the moral, legal, economic and political institutions of the day.
‘Who are, by contrast, the true negrophiles?’ he asks. Proudhon suggests,
in tones that echoed the philanthropic predilections of bourgeois indus-
trialists like Robert Owen and others, that it is those who seek to raise the
moral and intellectual standing of the workers and blacks, whether slaves or
not, to their own standing, who have the interests of the downtrodden at
heart. It is not a matter of legal decree, but of physical involvement in the
betterment of the conditions of peoples. This would build up the force of
peoples so that they might combat the structures of injustice for themselves.
The historical sociology of war 121
Domination can only be challenged by force, though it should be clear by
now that for Proudhon this does not necessarily mean the force of arms.
What this does imply of course is that society and its shape is determined
by these relations of force and domination, that rather than society being a
step or two away from its true form, right is only ever the formal expression
of force.
So, if rights are not reducible to the law, where do they come from and
how do we link them to force? Proudhon puts it like this:
Right, in general, is the recognition of human dignity in all its
faculties, attributes and prerogatives. There are therefore as many
special rights as man can raise different claims, because of the diversity
of his faculties and of their exercise. The genealogy of rights will thus
follow the genealogy of human faculties and of their manifestations.30
His position here is that as the understanding of our individual and
social natures develop, then so too do the types of rights we claim. But
underlying this is the position that force is primary. ‘The right of force is the
simplest and most elementary of all [rights]: it is the homage man pays
to man for his force. Like all other rights it only exists in a condition of
reciprocity.’ We have a corresponding duty to respect this right of force,
but if we do not, then that right dissolves, and becomes a mask for simple
domination.
The right of war emerges directly from this right of force and it is the
primal right of all societies. All groups tacitly at least, recognise this right of
force between them, allowing the stronger to dominate for as long as this
corresponds with the wishes or the lack of relative power of the vanquished.
Societies are little different, therefore, to ‘international society’, the differ-
ence being the way in which overbearing force has been legitimised between
certain groups, but not others. War, or conflict, and the right to engage in it,
is the underlying dynamism at the heart of all societies. Societies regulate the
rights that inhere in this exercise of force by all manner of complex codes,
from those of etiquette to religion, but the right of war does not disappear
simply because it is decreed illegal by some power or other. It is always
latent and dependent on a superior opposing force to keep it suppressed.
Principal amongst these restraints is the rights of nations, constituted
by ‘peace treaties’, which are the articulation of the right of force. For
Proudhon, these treaties are far more realistic and based on far stronger
grounds, than the fallacies of the General Will.
Interestingly, Proudhon argues that all civil and political rights emerge
from this prior, anterior, right of war and the rights of nations. Without the
stability ensured by the pacts between nations, civil and political rights
would be flimsy. If the General Will sustains civil rights, it is because the
people are willing to bear arms to defend them, not because they are
the manifestation of divine purpose. Thus, the civil and political rights of a
122 The historical sociology of war
given ‘state’, or constellation of social groups, are dependent on their
relative position in a far wider complex of forces, stretching beyond
‘borders’. Because war is the primary means through which societies are
destroyed and transformed, the domestic equilibrium of forces is dependent,
in the final analysis, on the international for its persistence.31 The standard
argument that social force is ‘placed under the protection and authority of a
public force which is the government’ is ‘contradictory’, since it is clear
that the government is itself subservient, as the history of the Napoleonic
period made abundantly clear, to the equilibrium established between states.
Today, the hegemony of the United States plays the same role in innumer-
able polities.
So, from a right of force, to civil and political rights, Proudhon then
discusses economic rights. These codify the underlying force of the labouring
classes and are as related to ‘domestic’, as in the classical conception of
the home, as they are related to international class solidarity. The latter,
however, was yet to be realised since the full expression of working-class
consciousness, the moral expression of the group immanent to the move-
ment of society from feudalism to capitalism, had yet to flex its muscle. It is
in this sense that understanding ourselves as social and historical beings
leads to the articulation of new claims to rights that inhere in the discovery
of new forces. This was the moral purpose of socialism – to give expression
to this new force and to show its place in history and society. But as I dis-
cussed in chapter three, and as this discussion should remind us, the problem
of working class emancipation is intimately tied to the rights of peoples
and the law of nations. It was not at all clear to Proudhon how the rights of
such a plural group could be consolidated globally. As I will discuss in
further detail in the following chapter, Kant’s second definitive article cor-
responded directly to Proudhon’s: the problem of a law governed state is
secondary to the relations between states and no domestic order is possible
unless the international order is secured first.32
But here the similarities end. For example, contrast Proudhon’s position
on the right of war with Kant’s. Recall that for Kant there are two states
of being, one social and civil and the other pre-social and anarchic. The
international realm and the state of nature are the primary examples of such
pre-social states. The purpose of a theory of right was to bring order
and law to the international and the civil order. War was only of value in
establishing this universal order. Moreover, the project of perpetual peace
was one to be carried out by enlightened elites, not the people, who would
as soon wreck things designed for their benefit on the whim of revolution.
In Perpetual Peace, Kant argued the following:
After all, war is only a regrettable expedient for asserting one’s rights by
force within a state of nature, where no court of justice is available
to judge with legal authority. In such cases, neither party can be
declared an unjust enemy, for this would already presuppose a judge’s
The historical sociology of war 123
decision; only the outcome of the conflict, as in the case of a so-called
‘judgement of God’, can decide who is in the right.33
Proudhon makes no claims as to whether right rests with the victor, only
that right emerges from that conflict. The difference here is important,
because to arrogate to the victor a right presupposes that rights are zero
sum. It also valorises states in ways which are ultimately arbitrary and does
nothing more than accept the prevailing strength of whichever despot
is in charge. Proudhon also saw it as central to the republican mission to
constrain these dominating powers in society, but he did not assume that
the state was the institution through which to do it. Proudhon turned this
understanding on its head, arguing that in fact the European equilibrium
is a more obvious reflection of the natural order of things, given the equality
of the relationships, and also more just precisely because in principle at
least, non-domination was consecrated in anarchy. While this theory is
developed considerably in his thinking about federalism (the subject of the
next chapter) here Proudhon argues that domestic order is the formally
hierarchical domination of society’s plural groups by the state, and to repli-
cate this internationally, would erase the autonomy of states.
Recall that for Rousseau, it was unclear ‘what moral effect’ war could
have. What he failed to see was the centrality of morality to the causes
of conflict and to the exercise of force or war. As Proudhon points out, ‘war
[is] like a holy and sacred act, surrounded by honours, legal formalities
and religious ceremonies’.34 Contravention of the principles of combat
are often claimed to contravene the laws of the universe, of God, all
principles that one, other or both groups hold dear in a particular context.
The warrior idealises the virtues of courage, bravery and so on, and he
or she believes they are fighting for a higher cause than just themselves
as individuals. As such, the outcome will either shake or confirm the
morality of the act. The same is true of armies. In statements that inevitably
(if mistakenly) aroused claims that he was a chauvinist and glorifier of
war, Proudhon argued that La Grande Armée, the citizen-soldiers of the
revolutionary period, was the epitome of social force: ‘the true representa-
tion of a country, in its relationships with foreign countries, is its army;
and, since this army is the strength of the people, it becomes, in times of
war, its consciousness; and even if defeat is foreseeable, war is the most
sacred and most glorious duty for the citizen, because it means saving his
homeland.’35
Proudhon proposes that ‘[f]or there to be a true right of nations, there
must be, in the moral being that we call the nation, an order of relationships
that is not to be found in the simple citizen’.36 This emergent quality is
what we confuse with the government or the state as a whole, which is only
a small but disproportionately powerful group within this wider group.
Proudhon’s social theory led him to assume a plurality of different political,
social, economic and religious groups, and given his context it would have
124 The historical sociology of war
been clear that modern warfare and modern political organisation meant
that these plural groups were capable of uniting only in the most extreme
circumstances: war. Before the levée en masse, whole societies rarely if ever
fought one another.
But for Kant, ‘[t]he concept of international right becomes meaningless
if interpreted as a right to go to war. For this would make it a right to
determine what is lawful not by means of universally valid external laws, but
by means of one-sided maxims backed up by physical force.’37 Since there
are no such things as universally valid external laws, we might be well
advised to at least consider Proudhon’s framing. He summarised his theory
of the right of force and the rights of peoples like this:
The right of force, the right of war and the right of nations, defined and
circumscribed as we have just done, supporting, implying and engen-
dering each other, govern history. They are the secret providence that
leads nations, makes and unmakes states, and, unifying force and law,
drives civilization on to the safest and widest road. Through them,
many things are explained that no ordinary law, historic system, or
capricious evolutions of chance can account for.38
It is worth noting here that Proudhon’s conception of history is of force
guiding history along the widest and thus the least determined route, leaving
the future and conceptions of right open. But if Proudhon is wrong, and war
has nothing to do with right, then it would follow that,
all our institutions, our traditions and our laws are infected by violence
and radically flawed; the result would be a terrible thought, that all
power is tyranny, all property usurpation, and that society has to be
rebuilt from the ground up. There would be no tacit consent, prescrip-
tion, subsequent conventions, which could make up for such an
anomaly. One does not prescribe against truth; one does not
compromise on behalf of injustice; in short, one does not build right on
one’s own negation.39
Most of his republican contemporaries would readily agree that it was more
than necessary to rebuild society ‘from the ground up’. But their mistake
was to assume that it would somehow be possible to remove this right of
force by law without needing some compelling force of their own to suppress
opposing forces.
The material reality of war
Much of the preceding discussion has discussed war in the ideal and in
abstract. In book three of La Guerre et la Paix, Proudhon turns to the emerg-
ing science of strategy, the militarisation of society, the industrialisation of
The historical sociology of war 125
the military and the changing experience of the use of military force to
illustrate his argument about the absence of any progressive role for war in
human history. This book draws most of its explanatory force from the
context in which it was written. To recap, the 1860s were the height of
republican anxiety regarding the adventurism of Napoleon III, his ramping
up of the arms race with England, his militarisation of France and the
worry that the first Great Power war in Europe in almost a generation was
just around the corner.40 Napoleon III’s claim that he was at the forefront of
the movement for national liberation soon rang hollow once his ambitions
for Italy were seen for what they were, once Mexico fell and Algeria
remained a blight on French claims to be the moral standard bearers for
Europe. Proudhon, like many of his contemporaries, worried that little good
would come from Napoleon III’s actions, but more worryingly still, the
industrialisation of the military was ramping up. This context matters
also because the laws of war, Proudhon argued, in quintessentially neo-
Aristotelian fashion, are internal to its practice. Proudhon argued that while
the objective of war has historically remained relatively constant (he sug-
gested that assimilation, secession, or control of a people, are the defining
objectives of war), the means by which this has been realised have changed
over time. This change has had an intellectual and a material aspect, with
the norms surrounding killing developing alongside the tools. As these
means of killing change they clash with the ideological legitimisations
inherited from previous generations or with those of the adversary, and new
rationalisations emerge. All of this takes place at the level of practice. It is
in the act of battle that these laws are observed or contravened.
These rules or forms of the procedure of war are in no sense arbitrary:
they naturally flow from the notion of war itself, from its nature
and from its purpose. Their violation constitutes a crime for the
offender, who is likely to be severely punished if he is defeated.
Violations sometimes diminish, at other times cancel, the victory, and at
the very least infect the new order of things.41
The spell of war’s ideal is consistently broken by its brute materiality
and thus while war is right-making, it is often, if not always, a flawed and
tainted justice. After setting out this argument in a little more detail, I will
develop Proudhon’s use of the duel as the most appropriate analogy for the
evolution of warfare. What I will show is that, despite his recognition of
the centrality of war to all we might consider right, there was, for him at
least, nothing inherently progressive about war.
Proudhon argued that the conventions against poisoning water supplies,
exterminating entire villages, and others aimed at ‘softening’ war have arisen
out of respect for the enemy and the need for this mutual respect to exist
in order to validate the results of the victory and to infuse the juridical
aspect of war-waging with some legitimacy. Should these rules and norms
126 The historical sociology of war
not be recognised, ‘one infraction of the laws of war leads to another’,42
to escalation and atrocities, and the progressive erosion of the normative
constraints on action. This process, Proudhon argued, was exacerbated with
the emergence of artillery and machine guns. Tennyson’s Charge of the Light
Brigade epitomised this movement in public consciousness and reflected the
transformation at the heart of military practice and its rationalisation in
the nineteenth century. In sum, the practice of killing at a distance made it
almost pointless to exercise valour in war.
This material transformation took place alongside an equally profound
transformation in collective reason. As French society became ever more
positivist, as geometry, topology, and the science of projectiles began to take
hold of the practice of war, science and instrumentality took the place of
élan. This utilitarian ethic drove the practice of war. The attempts of the
Baron General of Brigade, Antoine-Henri Jomini to fuse élan and scientific
strategy, by showing that morality was in accordance with geometric prin-
ciples governing warfare was but one example. Jomini argued that by
applying overwhelming force at a geometrically ascertainable point of attack
and pressure was the core to revolutionary military success. This intellectual
revolution bore little resemblance to the actual fighting of wars, indeed,
Jomini’s theories were based on a revisionist account of the revolutionary
wars, but the scientific method nevertheless came to dominate military
strategy. In so doing, Jomini unhooked military strategy from its social
context and from actual historical practice,43 but for Proudhon, what was
most worrying was the way in which military achievement was being equa-
ted with rational, precision fusillades, and the equation of revolutionary
morality with a materialist science of geometry and topology.44 What sort of
morality was this? What principles of justice could possibly issue from such
stark materialism?
The extensive discussion of the emergence of modern artillery and strat-
egy in book three stand in stark contrast to Proudhon’s discussion of
the ideals of war in books one and two. How can we base right on
indiscriminate killing, he seems to ask? How can war be heroic if artillery
renders death on the battlefield more of a certainty than a risk? Proudhon
laments the passing of revolutionary élan, the moral fervour that animated
the military in times past, and worried that arming the French infantry with
revolvers would enfeeble them morally and put the soldier ‘outside
combat’.45 As he puts it: ‘In short, the materialism of the battle has
increased with civilization, contrary to what should have happened.’46
Where Comte and Condorcet saw gunpowder to be a spur to the realisation
of our modern follies but ultimately progressive, Proudhon saw it as
nothing of the sort. As states militarised, fusing political, social and military
development, bringing more centralisation and indiscriminate killing, all
without the requisite popular control, Proudhon foresaw society taking steps
backwards. ‘War, in short, industrializes itself more and more’47 and now
‘it has become impossible to purge the duel between states from the horrors
The historical sociology of war 127
that dishonour it’.48 War could no longer be right-making because it was a
material practice that had been explicitly denuded of its moral content.
Proudhon contrasts the evolution of the duel with that of war, particularly
in relation to the rules of the contest, and he was particularly well qualified
to do so. In 1848 Proudhon contested a duel. The cause, like the immediate
or surface cause of many wars, was a personal insult. Félix Pyat verbally
abused him, calling him an ‘abominable pig’ during a confrontation in the
corridors of the newly founded French Assembly, to which Proudhon had
been elected by some margin. Proudhon punched him in the face. Pyat
challenged him to a duel, which the Parisian workers and the police
attempted to stop, but failed. Believing he had to defend his honour, he fired
two shots, but no one was hurt. Afterwards he denounced the tradition as a
‘ridiculous comedy’ and, when challenged to a second duel within a matter
of weeks he refused, believing it to be a plot by the Jacobins to oust him
from parliament for good.49 Fourteen years later he rationalised the event
thus: ‘Universal conscience, more powerful than the police of kings and the
wisdom of lawyers, decrees that [war and duelling are just]; and it is because
universal conscience decrees it thus, that rules are imposed on duelling, and
that the murder committed by the duellist is excusable.’50
But where did these laws of the duel come from? Proudhon argues that
the progressive accentuation of the personal valour associated with the duel
developed throughout its evolution from proxy warfare to surrogate riders
on horseback to a two-man shoot-out in shirtsleeves. The retributive justice
of the contest emerges from the purposive human reinforcing of the sanctity
and honour of the contest itself, a contest which decides right by force where
no other party can so legislate. Over time the element of personal risk
and the immediacy of the contest are accentuated to cement its solemnity.
In the duel, a victory won by fraud annuls it. Honour remains with the
defeated and social pressures effectively invalidated the contest through
ostracism.51
This is almost the complete opposite of the processes involved in the
industrialisation of the instruments of mass killing and the distancing of
combatants in modern warfare. Writing in the mid-nineteenth century,
Proudhon watched the grand duel between nations begin its terminal
decline. Napoleon Bonaparte’s campaigns were perhaps the first and last test
of civic élan and he lamented its passing; that decisive battle that tests the
moral strength and power of a nation, epitomising its valour and heroism
through its military was gone.52 In direct contradiction of Comte, Rousseau
and Kant, who believed that in war lay the providential motor of history,
Proudhon argued that:
What I would call the depravation of battles dates back to the invention
of gunpowder and the increasingly decisive predominance of firearms
over cold steel. But it is important to notice that the use of artillery,
after having suggested the idea of overwhelming shocks, seems to tend,
128 The historical sociology of war
nowadays, through the perfecting of weapons, to make the encounter of
peoples impossible.53
As Proudhon prayed at the end of book three: ‘For the grace of God,
protect us from the introduction of utilitarianism in war as much as in
morality.’54 There was no one listening.
The economic causes of war
Proudhon argues that there are two general types of causes of war. The first,
common-or-garden variety, are the political or religious causes, as well as
jealousies, pride, the search for prestige and so on. The second type, the
deeper causes of war, are those which animate the first type, set the context
for them and are permissive of them: these are wholly economic. In this
Proudhon agrees with Grotius that property relations are at the heart of
the causes of war.55 So how does this argument break down? Proudhon
answers that, at root, the need to feed one’s self is the basic animator of life.
Remove that capacity and conflict for resources is just around the corner. In
short, the principal cause of war ‘is the lack of subsistence, or, to put it
more elegantly, a RUPTURE OF THE ECONOMIC EQUILIBRIUM’.56
Proudhon explains this theory in the following way.
Our natural, human condition is one of poverty. This is composed of
three interrelated economic ‘laws’. First, we need to consume. Second,
unlike animals we need to produce in order to consume. The demand to
strike a just balance between the two is our third law. The precise nature of
the balance between production and consumption is related to access
to resources, ability and ingenuity, cooperation, technological advancement,
social and individual need, the weather and so on. As such, the antinomy
between production and consumption is permanent, but the way in which
it manifests is historically and socially specific. Thus for Proudhon, quite
apart from the socio-political causes of the rupture, which he discusses at
length and to which I will turn in a moment, the slightest disruption of
the ecological environment through drought, flooding and so on ‘produces
disorder’,57 and this is as true for plants and animals as it is for humans.
Confusing those readers who held out for the promise that industrialisa-
tion would eradicate famine, war and other human ills, replacing them with
plenty and the abolition of work, Proudhon claimed that the most avaricious
and luxurious nations are those most imminently in decline. Proudhon
argues that the most stable societies are agrarian and self-sufficient, which,
while prone to natural shocks, are less susceptible to socially caused ones
because the division of labour is less complex. These societies are what he
calls poor, but poverty is not to be feared. He presents an ascetic picture of
poverty, one which harks back to his peasant upbringing. Proudhon was no
idealist and experienced famine first hand as a child. But what he argues is
that this condition of poverty places an immanent moral law upon social
The historical sociology of war 129
and individual activity, one that values ‘temperance, frugality, our daily
bread obtained through daily labour, [because] misery [is] prompt to punish
gluttony and laziness: such is the first of our moral laws’.58 The happiest are
those who ‘understand best how to be poor’, a position which ought not
to be confused, as it was, with a call for religious fatalism regarding
one’s poverty.59 The alternative has been to elevate wealth to ‘a maxim of
morality and government’ and this creates more problems than it solves.60
It is to the emergence of pauperism in modern society that he then turns.
Production, he argued, is prompted by need, but to produce is demanding
and our capacity to produce is not limitless; as needs rise, the work day
lengthens and wages drop, consumption falls and a new equilibrium is
found. If the work day is shortened and salaries rise, production falls
and the inverse crisis unfolds. In order to maintain low wages and high
production bourgeois industrialists had to achieve three things: the invention
of ever more technologically or culturally advanced needs; the rational-
isation and economisation of production and consumption; and the elim-
ination of ‘parasitisme’. Each of these also produces counter tendencies. The
former demands an education, the second political economy and the third
social solidarity. If one fails, the others follow and society collapses. By
contrast to rural agricultural communities, the relative line of poverty may
rise in industrial societies, but no matter how technologically advanced
a civilisation, the precariousness of the social condition remains the same.
A rupture in that economic equilibrium will cause crisis and collapse that
can only be assuaged by attempts to appropriate from some other group in
order to pacify another, until the whole system collapses either through war
or revolution.61 The move from agricultural life to industrialisation spreads
the risk but leaves us all the more vulnerable. As he put it:
National enterprises, these gigantic works, the marvellous machines,
the fecund inventions, this glory of industry; all of this serves only to
spread out our powerlessness, and we would be wise to renounce it.
Tools of misery, pure deception! [ … ] Ah! If this is the way in which
you deign to deliver us from war, we prefer a thousand-fold to run the
risks [ … ] Industrial charlatan, stock skimmers, oh you plague of
financiers, vile parasites. Yes, retreat! Deliver work from your odious
presence.62
The problem, as this quote demonstrates, is that capitalism is inherently
parasitic. As I discussed in the previous chapter, the alienation of surplus
through the institution of private property always created divisions between
owners and workers, thus undermining the social solidarity necessary
to calibrate a non-agrarian society. For Proudhon, a society in which para-
sitism is institutionally embedded and secured is one that is therefore in
terminal decline. Industrialists, financiers, stock jobbers, all take without
producing. They are by definition anti-social because they exacerbate the
130 The historical sociology of war
economic balance necessary to ensure that production and consumption
is calibrated. While the great industries could work for society’s benefit, they
in fact operate for the benefit of the few at the expense of the many.
The consequence is ‘pauperism’, a condition in which the economic
equilibrium is imbalanced. The basic definition of this state is one in which
societies, either through parasitism, sloth, exploitation, natural disaster,
invasion or expropriation, cannot produce enough to survive as a whole.
Pauperism is a condition as imminent to the wealthy as it is to the poor but
the former have greater means to avoid it than the latter and these means
are often directly related to the expropriation of the poor through force, law
or wage-slavery. Proudhon argues that there are three distinct periods in
which historical imbalances in the economic equilibrium emerged. In the
earliest religious stage, the hierarchy in society was sustained by reference to
man’s subservience to the whims of nature or of the gods. War was synon-
ymous with pillage and there was a right of pillage, rationalised according to
these theological principles, and sanctified through rituals that gave meaning
to action. The economic causes of pillage and plundering were at once ‘the
most abusive [of the right of force], but with a religious sincerity and secur-
ity of conscience that covered all the excesses’.63 Proudhon draws ample
examples from the Bible of economic deprivation causing tribes to migrate
and thus come into conflict with others, or of hardship justifying the exter-
mination of opposing tribes; how all newborn babies had to be thrown into
the river to avoid wider social starvation, and so on. In the times of Homer
and the Greek city-state system, piracy and pillage were well-
regarded precisely because the leaders were the most adept at it and their
actions sanctified by the gods who were also in constant battle with
one another. The establishment of inland cities was designed to avoid sea-
borne attacks on shore-line dwellings, which in the process consolidated a
particular form of patrician class that controlled the defence of the state and
the economic resources necessary for their survival and consequently the
survival of the city-state system itself. All these actions were rationalised
by reference to the gods, since no other means of so rationalising their
economic predicament was available. For Proudhon, this original seed of
war as satisfying economic necessity has never left us. Plundering remains
at the heart of war, but over time its form has been overlaid with
more complex social rationalisations and the plundering has taken more
complex forms.
The pirates that plagued the coastal cities of Ancient Greece became the
privateers of the modern period, chartered thieves plundering the vessels of
foreign kings. The costs of battle were never really met and the state became
caught in a vicious circle where only further plundering would balance the
state’s books. Modern capitalism emerged out of the debt relations between
privateers, conquistadors and monarchs, between the financiers and mon-
archs and the taxation systems that emerged to pay back these debts.64 But
Proudhon was clear that free commerce was no silver bullet. As commerce
The historical sociology of war 131
becomes freer, states needed to defend themselves from foreign products
and prices as much as foreign armies. The imposition of taxes and tariffs
becomes economic conflict. As war debt turns into private debt and public
consumption imbalanced against domestic production increased debt
levels internally, so the internal conflict is exacerbated once more. The riches
acquired from the plundering of colonies produced ruptures in the economic
equilibrium in these now destitute places and thus the conflict in that region
is exacerbated and linked back to the parasitic, foreign state. The riches
acquired through colonialism increase the power of one state in relation
to another and the fear this inspires in neighbours is a catalyst for arms
races and further exploitation in order that states can maintain their status
or compete with that of others. At each step, the surface causes of war may
seem to be petty jealousies or pride, but underlying it all is this structural
economic disequilibrium.
Proudhon explained the culmination of this process in modern Europe
in two ways. The first was as militarism. Where liberals saw public debt as
the source of restraint of the state, or the liberalisation of the economy as a
way of empowering the people, what they missed were the ‘prefectures,
commissions, endowments, gifts, sinecures [ … ] pensions [ … ] latifundia,
the sale of slaves, confiscated lands, tributes’, and innumerable other means
by which the state shores up the support of the powerful.65 These gifts
are the means by which the elite sustain themselves too, and were taken
directly from the populace, either as pillage, tax or repatriations. The people
pay the ‘fees of war’. This has the consequence of drawing in the social
elite into the state’s orbit, and their fates become entwined with that of the
state, because the suppression of peasant rebellion is as vital to the elite who
depend on their expropriation.
Where most were trumpeting the development of industry as a panacea
for society’s ills, Proudhon was well aware that the state-led industrialisation
of France was militarily led, as it was elsewhere. This suggested that
the state was actively militarising in the interests of a spurious conception of
social order. Proudhon refers to La Glorie, the crowning piece of French
armoury in 1852, the 600,000 men in arms and the budget devoted to
keeping these men off the land where they might have produced and sending
them off to the Crimea where they were ordered to destroy another society,
thus precipitating future ruptures elsewhere. And so the descent into pau-
perism continued. As Proudhon put it: ‘Thus, there is always militarism
internally, and tendency to conquer externally [ … ]. Just as heroic looting
under Alexander and Cesar transformed itself into conquest, conquest,
in turn, tends to transform itself into gouvernementalisme.’66 This ‘gouver-
nementalisme’ is defined as ‘a system of exploitation, administration, com-
merce, production and education, etc., for the State’. Pillage may have
receded into the background, but only because the system which pillage
produced is now being sustained by force.67 By this account, ‘politics, in its
essence, its law, in all its institutions, is war’.68
132 The historical sociology of war
The transformation of war
So how do we bring about peace? First we have to know what peace is.
If peace is to have its own, positive reality, defined in a way other than
simply the absence of war, Proudhon had to discuss what this sort of peace
would entail, what it would be like and how we might achieve it. Much
of what Proudhon argues here is better put in the works that followed this
and which are the focus of the following chapter, but a few words on the
broad outline will help in order to bring this discussion of La Guerre et la
Paix to a close.
For there to be a positive peace, Proudhon argued, more than merely the
absence of open warfare, the antagonism which drives social conflict must
be redirected. In the final book of La Guerre et la Paix Proudhon follows
Comte in arguing that the industrial class is supplanting the old aristocratic
order. Proudhon takes this further and argues that, ‘[c]urrently, it is the
working class that tends to replace the capitalist, owning and patented
bourgeoisie, and makes its appearance through these two slogans: the right
to work and universal suffrage. We are only at the beginning of the latter
movement.’69 Following but extending Comte once again, he argues that
‘the working section of humanity is the only part capable of putting an
end to war, by creating the economic equilibrium, which implies a radical
revolution in ideas and customs’.70 But as he had been arguing for some
20 years, this re-calibration of society could not take place through
the system of universal suffrage. Universal suffrage solicits opinions from
individuals qua individuals, whereas what animates society is the conflict
between groups. This is a subject that he dealt with schematically here and
the following chapter expands this considerably, but for Proudhon the
system of universal suffrage asks groups to relinquish this collective capacity
in favour of individual political subjectivity and alienate their political force
to representatives who may or may not reflect their interests.
Proudhon develops a functional approach to democracy, seeing in
associations the primary nucleus of democracy. Proudhon also saw the
industrial and agricultural process as the permanent successor to the creative
and destructive urge he identified in war.71 The political battles fought
over the control of the productive process could only be resolved by
repatriating the democratic control of these processes to those who
instantiate them – the workers – and federating their control across function
and geographical space. This, like the constitutional recognition of the
bourgeoisie and the progressive extension of suffrage, would be a natural
next step in the democratic process. As, he argued, ‘peace is not the end
of the antagonism’,72 rather the antagonism must be redirected. While
‘the hypothesis of a universal and definitive peace is legitimate’ this can only
be achieved through ‘the organisation of peace’, not the abolition of war. If
society depends on conflict for its dynamism, then to outlaw social conflict
is to resolve the question of power in favour of the status quo and the
The historical sociology of war 133
dominant class, to halt history in its tracks and to deny the opportunity
of those without political power the right to direct their future in their
own interests. Proudhon argued that with the emergence of the industrial
working class a new peaceful order was imminent. He therefore felt
confident enough to close La Guerre et la Paix with the spectacularly short-
sighted claim that ‘HUMANITY NO LONGER WANTS WAR!’73
Conclusion
La Guerre et la Paix is a statement of Proudhon’s philosophy of history
that develops key ideas from De la Justice. What Proudhon achieves is the
conceptual linking of war and justice. Rather than see them as diametrically
opposed, and while avoiding the converse (that might makes right) by taking
an historical and sociological approach to war and justice, Proudhon
believed he had fathomed the macro forces of history and the process
by which collective reason and collective force was recalibrated. His con-
clusion was that, if force was the guiding hand in history and systems of
justice reflect constellations of force, clash with them and shape their future,
anarchy was our lot. Order depended on complex balances of collective
force and reason, across social groups and time.
Conceptually speaking, by linking war to justice in this way, we are able
to dispense with the idea that international relations are morality-free zones.
A sociological approach to war suggested to Proudhon that war was a
supremely social act, conducted by social groups animated by the norms
and customs of their ancestry and routinely destroying those of others.
Violence is not a-social, it takes place within society and needs to be
understood in that context. Proudhon gives us method in that regard.
This process has no transcendent telos, though Proudhon was quite happy
to concede that collective force and reason shaped and constrained war,
just as they did society. By distinguishing between types of force and refus-
ing to valorise the state, methodologically or politically, Proudhon’s social
theory allowed him to account for the construction of political orders
in anarchy, through war and because of his moral phenomenology, he was
able to show how these processes were considered moral.
There were, however, alternative grounds on which to defend the moral
sanctity of groups, while also recognising the centrality of force to order
and justice. Proudhon still held true to republican ideas of empowering
the people, empowering groups and giving force its due rather than seeking
to suppress all and every challenge to power. Central to this was the recog-
nition that the working class were both the exploited, facilitating war by
monarchs, and the political subject of the future if only their collective force
were recognised and legitimised. By ending the alienation of economic and
political power, not only would states be brought to heel, but a new collec-
tive force or social group would take shape that could counterbalance
the other plural forces in society. It was through this recalibration that new
134 The historical sociology of war
regimes of justice would emerge, but not only was the French working
class not a self-conscious group, it also, by implication, lacked that ‘idea’
that could guide collective action. The standard idea that was routinely
proposed was to funnel the claims of all political subjects through the
republican state – the assumption being that only there could a universal
political subjectivity be realised, through revolution and war if necessary.
Proudhon disagreed believing that the material development of society at
that time suggested that an alternative path had to be found if the advances
of republicanism were not to be lost to the interests and power of the
industrialised and militarised state. The wish-dreaming of republicans in
relation to international relations was no less fanciful than it was in relation
to domestic order.
Like contemporary and past theorists of international order, Proudhon
argued that domestic order was constituted by a temporary balance of
power between emergent social groups and that the exercise of force (in all
its plural forms) was central to this order. Watching the militarisation of
society unfold, Proudhon was certain that the absolutism of the past would
be surpassed in new and more pernicious ways, hence the origins of his
anarchism. Like some theorists of contemporary IR, Proudhon also believed
that anarchy had distinct virtues, but we can only see these virtues if we
see the state from Proudhon’s perspective, a perspective that few might
have agreed with until after the travesties of the twentieth century. In the
following chapter I set out, in general terms, how Proudhon would reorga-
nise society such that justice and order could be secured in anarchy.
7 Anarchy, mutualism and the
federative principle
The means by which Proudhon inverts the republican schema are quite
simple and involve two related moves. First, rather than assume that
the state supervenes all other social groups, both ontologically and morally,
Proudhon posits that all social groups have latent moral and political
capacity and the state is but one overbearing group among many. Second,
rather than assume that individuals are developing a higher and universal
rationality, which can only be realised within republican states, Proudhon
assumed that a universal rational subject is impossible for two reasons.
First, individuality is forged within the plural groups that we build and
into which we are born. Second, the state was a spurious agglomeration
imposed upon people and in contradiction to the plural groups of which
they were a part, forcing them to alienate their political autonomy much as
did proprietors backed by the conventions of liberal property relations,
themselves backed by force. By this account, the republican mission to
mould citizens within the structures of the state exacerbates rather than
solves the problem of order and justice in anarchy because it imposes an
identity and an order. Given these two conditions, Proudhon argued that
the fullest expression of a republican politics was to federate all ‘natural
groups’ that expressed their political capacity, since securing the groups
that held most meaning for individuals was central to securing human
flourishing. Since the state would be at the very least de-centred as a con-
sequence, anarchy prevails and none can formally dominate in a formal
anarchy. While hierarchies naturally emerge, the objective of a principle
of anarchy and anarchism would be to ensure that these hierarchies, or
emergent ‘regimes of domination’, are combated directly. The challenges
that emerged from this basic starting point were dealt with in detail, not
only by Proudhon, but by the plural anarchist tradition that followed him.
What I will set out in this chapter, then, is a general account of the first and
necessarily imperfect articulation of an anarchist political theory.
In order to secure the autonomy of both the individual and group in
anarchy, Proudhon argued for an institutional order structured according to
a federative, commutative and mutualist principle of justice. This involved
first, identifying all the ‘natural groups’ of which society was composed,
136 Anarchy, mutualism and the federative principle
instituting direct democracy within them, then federating them according to
function and need. If no transcendent principle of political order could
be found, and force was central to politics, empowering social groups was
central to securing republican liberty. Most importantly, given the emer-
gence of a new working class consciousness, the republican impulse had to
be extended to the economy. Proudhon’s aim was to ‘REPUBLICANISE
PROPERTY!’. By this he meant that the workers must reclaim their
political and economic capacity by instituting direct democracy in
the workplace and federating according to trade, function and need. If all
political legitimacy comes from the people, not as an amorphous mass but
in the complex plurality of our functional differentiation, democracy and
politics ought to reflect that complexity. Since there are no natural hier-
archies, only formal and informal ones which are all more or less negotiable,
order is structured in anarchy and justice will emerge therefrom. From his
very first published work, Du Célébration du Dimanche (1839), Proudhon
aimed at a ‘state of equality which is neither communalism [communauté]
nor despotism, neither parcelling away nor anarchy, but liberty in order and
independence in unity’.1 He would rethink the concept of anarchy over
the following 25 years, but the general continuity remained. Moreover,
Rousseau’s republicanism, clearly echoed here, loomed large in Proudhon’s
mature anarchism and will be a central focus of this chapter.2
For Rousseau (and the ideologues of the nation state that followed him)
the communion of citizens could only be forged within the communitarian
confines of a nation state, where all sub-divisions, potentially divisive
appeals to the loyalty of the citizen, were erased. The state would be the
direct conduit to God, the realisation of the fullest human potentiality
and the fulfilment of history, whether that was France, Italy, Poland or
elsewhere. The Swiss confederation was, ironically for Rousseau, a repub-
lican enigma, the Philadelphia system also. But to Proudhon, the Helvetic
Confederation of 1848 approximated an ideal, consecrating close to 3,000
communes, divided between 26 cantons, three official languages and cultural
groups, two religions, an elected judiciary and so on in seemingly infinite
complexity.3 Switzerland was, Proudhon believed, an imperfect template for
the political reorganisation of political community as such. It is in his final
works that he sets out this theory in the fullest detail.
In 1862, a year after publishing La Guerre et la Paix, Proudhon took
advantage of a general amnesty issued by Napoleon III and hurried back
to Paris to avoid the Belgian mob. Once back in Paris, spurred by the
more positive response to his views on federalism and Italian unification
there than in Belgium, he marshalled the theoretical insights developed
in De la Justice and La Guerre et la Paix to begin detailed political and
normative engagements with the European equilibrium, the role of political
economy in sustaining the European order, constitutionalism, and set out
an original framing of the federative principle. Over the following three
years the works he wrote that bear on the subject matter of this chapter are,
Anarchy, mutualism and the federative principle 137
Du Principe Fédératif (1863), France et Rhin (1867), La Fédération et l’Unité
en Italie (1863), Si les Traités de 1815 ont cessé d’exister (1863), De la
Capacité Politique des Classes Ouvrières (dictated on his deathbed in 1865)
and Contradictions Politiques, published posthumously in 1867.
One of the key things that has hindered a deeper engagement with these
writings is the seeming confusion, reflected in the secondary literature,
in Proudhon’s understanding of the concept of federalism.4 Most of this
debate is the product of Proudhon’s lax use of key terms and a seeming
vacillation between key positions. For example, Proudhon closed the Petit
Catechisme Politique, the focus of chapter five, by arguing, ‘As the supreme
guarantee of all liberty and all right, universal federation should replace
Christian and feudal society, without recourse to soldiers or priests’.5 On
the following page he argues that federalism is not only an end point
towards which society is working, but is no less than ‘the political form of
humanity’,6 a position, that on the face of it seems to mirror Rousseau
and Kant’s position quite closely. For example, Kant argued that, ‘[t]he
idea of international right presupposes the separate existence of many
independent adjoining states. And such a state of affairs is essentially a
state of war, unless there is a federal union to prevent hostilities breaking
out.’7 But then, not three years later, at the end of La Guerre et la Paix,
Proudhon argued:
The federal system is only applicable between small States, united for
their mutual defence against the attacks of larger states. The universal
hierarchy that would issue from larger agglomerations would resolve
itself into a universal compression, which would always imply the
cessation of the antagonism, and consequently death. The ideal political
system for humanity is a general equilibrium of States, attracted and
limited by each other, and in which liberty and life results incessantly
from reciprocal action, I mean to say practically from mutual menace.
This equilibrium is PEACE.8
Republicanism, particularly in its Napoleonic form, was in fact a drive
towards universal empire:
The idea of a universal sovereignty, the dream of the Middle Ages and
formulated in the pact of Charlemagne, is the negation of the indepen-
dence and autonomy of states, the negation of all human freedom,
which states and nations will eternally agree to refuse. In addition,
it would mean the immobility of humanity, just like despotism within a
state, or communism within a tribe, amounts to an immobilization
of state and tribe. Civilization works only through the influence that
political groups exert on one another, in the fullness of their sovereignty
and independence; impose a constraint upon them all and the great
organism stops – there is no longer any life or idea.9
138 Anarchy, mutualism and the federative principle
Here he seems to have completely rejected federalism in support of the much
hated doctrine of the balance of power. If anything, this vacillation reflects
a wider republican double-bind. The only thing that seemed to guarantee
the autonomy of states was anarchy and yet anarchy was antithetical to the
republican project. So, how could the relations of all groups be constituted
justly in an ordered anarchy? That is the question that this chapter seeks to
provide preliminary answers to. It is structured in the following way: first,
I return to Proudhon’s theory of the antinomy and apply this concept/
method to his understanding of the evolution of the state. This is significant
in terms of his debate with those who argued that the dialectical unfurling of
history led directly to higher forms of political order. Proudhon’s theory
of the antinomy suggested otherwise. Proudhon fleshed this analysis out
with a discussion of the irrational evolution of the French civil code from
1789 to 1852. I then link this discussion to his analysis of the 1815 treaties
and the constitutionalisation of the international order in the aftermath of
the Congress of Vienna. He argued that there was a more rational and just
order latent in the Holy Alliance than in the republican wish-dreaming of
his contemporaries – a position that will no doubt still surprise many today.
Finally, I return to the politico-economic corollary of this constitutional
project. In De la Capacité Politique, Proudhon linked the federalist discus-
sion of Du Principe Fédératif with the ‘revolutionary ontology’ of the
Petit Catéchisme and the political economy of mutualism. Here he argued
that the reclaiming of the alienated political and economic powers was
achievable through the democratic affirmation of the political capacity of
all of society’s natural groups, and through their federation according to a
principle of mutuality. This would constrain states and unleash society’s
potential while ordering the European anarchy from the bottom up, rather
than the top down. Central to this is the concept of autogestion, or worker
‘self-government’, a politico-economic system Proudhon believed to be the
fulfilment of the republican project.
The political antinomy: authority, liberty and political dissolution
‘THE ANTINOMY CANNOT BE RESOLVED; this is the fundamental
flaw of the entire Hegelian philosophy.’ This, as I explained in chapter five,
was how Proudhon approached one of the most topical philosophical
debates of the nineteenth century. His position was that the poles of the
antinomy are held in contingent equilibrium, the balance between the poles
being redefined with the times, dependent on material context or intellectual
development. Proudhon denied the idea of transcendent progress. For
Proudhon progress related more to developing the conditions for change
than in change itself. Progress was about opening up to contingency and
throwing open the doors to innovation and experimentation. Central to this
was the defence of the plurality of society and the moral autonomy of the
individual, without which change would be impossible. Progress, therefore,
Anarchy, mutualism and the federative principle 139
inhered in the emancipation of the individual and all social groups. The
challenge was how to regulate or institutionalise this anarchy such that none
dominated all others, and how to do so without imposing some spurious
order in turn. The answer was both philosophical and historical.
Du Principe Fédératif opens with the bold assertion that the constitutive
antinomy of politics is that between authority and liberty. Throughout
history all political systems have sought to balance the demands of the
two, the various political orders we have seen being contingent responses
determined by the internal pressures on political institutions and the exter-
nal pressures on the same institutions from outside, from the social and
environmental context, other groups and nature itself. Following Aristotle
once more, Proudhon argues that the resolution of the antinomy between
authority and liberty in time and place had given rise to four ‘ideal
conceptions’10 of political systems: these were monarchy, panarchy, democ-
racy and anarchy. These could also be divided into two ‘regimes’.11 The first
is the regime of liberty, which includes democracy and anarchy; and
the second is that of authority, which includes monarchy and panarchy.
Panarchy, or the government of all by all, is a synonym for communism,
Rousseauean republicanism and all the other wish-dreams of the Middle
Ages. Each of the four ‘aspire to become dominant: their pretentions to
omniarchy is without doubt’.12 This is as true of anarchy as each of the
others. But each of the four ‘ideal conceptions’ are nevertheless fated to
remain ‘perpetual desiderata’, precisely because in reality actual political
systems represent temporary and varied manifestations of the balancing
between the two regimes of liberty and authority: i.e. mixed constitutions. In
Contradictions Politiques, written around the same time, but published after
his death, Proudhon rephrased the political or constitutional antinomy as
that between autocracy and democracy, but essentially the theory is the
same. Since it is a little more developed, here, a few words on this theory
will help flesh out what he was trying to get at.
The antinomy between two political poles is resolved in time and place
through inevitably mixed constitutions.13 Even autocratic states have
a modicum of delegation and representation, that is to say, participation.
Democracies will also have elements of autocratic rule and the mono-
polisation of power, anarchies will have informal hierarchies, and so on. The
ways in which political orders change and develop, their purity compro-
mised, depends on the relative positioning of the various ‘natural groups’ in
relation to one another, and the collective forces and collective reason that
constrains and enables their actions. This reflects no underlying logic except
that which is immanent in the positioning of society’s constituent groups
and their pouvoir vis-à-vis one another.
Proudhon illustrates this argument, in much the same way that Comte
did, and in keeping with the centrality of his sexual politics to his project
as a whole, with a discussion of the family as the protean or primordial
political unit of society. Proudhon argues that the family is a regime of
140 Anarchy, mutualism and the federative principle
authority par excellence. In the original European tribes the father was
at once leader, elder, warrior, owner and patriarch. Monarchy is this familial
rule writ large. The king sees himself as the head of his own family which
quickly becomes conflated with society as such: ‘En deux mots. … L’état,
c’est lui.’14
The flaw in medieval thinking was to assume that the relations that held
within a family could hold for a larger political unit. Proudhon argued that
dreams of panarchy, the indivision of powers and universal sovereignty are
impossible to realise and attempts to do so necessarily corrupt the ideal
type. The institutional forms necessary for absolutism, work against its
very realisation. Power cannot actually be monopolised and delegation
and the division of powers is inevitable, which leads to the erosion of that
power. Thus the first swing towards the regime of liberty, the opposite pole
of the political antinomy, takes place as a consequence of trying to realise
authority. Proudhon is effectively arguing the polar opposite of Kant:
it is not that the real issues from the ideal, but the opposite. The ideal is
constantly shattered by the real: ‘simplicity never issues from the ideal; it
never concretises.’15 By his analysis the real undermines the ideal, forcing us
to reconsider it in a new light, against new material realities and prompts
new ideals to shape and guide action, which will themselves be shattered
in turn. This antinomy between the real and ideal is as important as any
other in this formulation.
The wider historical sociological point here is that political institutions
are in a continual state of ‘dissolution’.16 For Proudhon, this tendency to
collapse is inherent to order and progress itself. Rather than seeing political
institutions as the unfurling of a political rationality leading them ever
closer to republican ideals, political institutions tend towards collapse and
reform because their internal drives towards authority tend to backfire.
Nor could universal suffrage resolve this political antinomy – it too is
fundamentally undermined by its own contradictions: the people cannot
exercise their will without destroying government and the government
cannot impose its will without descending into ‘absolutism’.17
Republicanism is an attempt to constitutionalise these new political
cleavages that emerge from this process of political dissolution, or entropy,
to balance them such that they do not overpower one another and so that
order can be agreed rather than enforced. But as these political units grow,
break down and become ever more complex, as the division of labour in
society becomes ever more complex as well, ‘[a]bsolutism resists as best
as it can, but slowly recedes; it seems that the REPUBLIC, always
fought against, despised, betrayed, banned, approaches every day. What
advantage are we going to draw from this capital fact for the constitution of
the government?’18 The standard response was to see in the emergence
of republicanism the unfurling of human reason in political institutions.
But rather than see the emergence of republicanism as also an anticipation
of a transcendent order constituted in states, Proudhon saw the inevitable
Anarchy, mutualism and the federative principle 141
division and sub-division of powers to portend a more just anarchy. As
he discussed in Contradictions Politiques, the history of the constitu-
tionalisation of French society since the onset of the Great Revolution
suggests just this and rather than see the state as unfurling to ever higher
degrees of rationality, Napoleon III’s coup d’etat in 1852 seemed to crystal-
lise this capital fact for the republicans. For Proudhon this also undermined
France’s claim to be ‘leading the march of civilization’.19 Napoleon’s
failure to reintroduce the empire in his uncle’s image was due to the
fact that the ‘political and social organism’ had completely changed
since 1814.20
The Congress of Vienna (1815) had sought to defend and institutionalise
the ‘principle of equilibrium’ in international affairs as a block to
Napoleon’s imperial tendencies and in defence of the autonomy of the
European imperial monarchies and their possessions. The deliberations
that took place there, Proudhon argued, were the first manifestations of a
secular political rationality, which is to say that the Congress is significant
for Proudhon because it opened the era for the rational, secular and
scientific experimentation with politics in a way previously unparalleled.21
The adoption of the Constitutional Charter accepted by the restored
Bourbon monarchy in 1814 was central to this and recognised many of the
gains of the revolution, while it also provided a template for the con-
stituionalisation for the rest of Europe. These two processes were mutually
supporting: defending the autonomy of states in relation to one another was
only possible if the revolutionary populations of Europe were given more of
a stake in the political process, but equally constrained vis-à-vis one another
in the interests of the dominant powers. That was the emergent equilibrium.
But the attempt to constrain and stabilise what was essentially a funda-
mental imbalance in this political equilibrium, that is to say, the holding
back of the power of the people, set the transformation of European com-
munity in motion. But the outcome was never certain, as the restoration of
Europe’s monarchies and the failure of republican constitutions throughout
this period demonstrated.
Perhaps more important for the collective reason of Europe was that the
recognition of constitutional monarchy indicated that divine right to
rule was no longer legitimate. This concession stoked the flames of revolu-
tion, a revolution given voice through the emergence of a rational discourse
of politics and science and directed towards trying to rationalise a
political order constituted by new political cleavages. Questions of equality,
privilege, tradition, participation, and so forth, all had to be reworked
in this ‘positive’ context.
Thus, the fundamental political contradiction at the heart of this Consti-
tutional Charter was the idea that by maintaining a king, who had a closer
link to God, the transcendent nature of the constitution was maintained,
renewing ‘the eternal pact between man and God’.22 This was clearly
not the case. Rather than precipitate ever higher forms of rationality and
142 Anarchy, mutualism and the federative principle
enlightenment, the restoration of the July Monarchy in 1830 consolidated
the theocratic rationalisation of political order. With the onset of the 1848
revolutions the secular revolutionary idiom through which the socialists and
social scientists rationalised their social engineering failed for this lack of
appeal to a population still thinking in terms of a political theology. It is this
context which explains the ubiquity of religious discourse in the revolu-
tionary scientific texts of this time. The French were trying to replace the
Church first, capitalism and the absolutist state second.
If there was no unfurling of rationality in the Charter, then some other
process had to be at work. Proudhon posited that the antinomy between
autocracy and democracy provided a more effective key to explaining
the evolution of French republicanism in the nineteenth century. As
mentioned, for Proudhon all political orders are necessarily mixed, even
autocracies must contain some delegation and all democracies have elements
of dictatorship and domination. Delegation and domination naturally
generate scission and rebellion. The mutual opposition of the various poli-
tical groups struggling against the imposed norms and institutions causes
tendencies to centralisation and control in one direction and an opposing
pull of liberalisation and rebellion. This struggle of forces causes the pen-
dulum to swing between the antinomic poles of democracy and autocracy,
each one propelling the movement in one way or another, never realising the
ideal desideratum, and giving politics its constant movement.23 ‘The every-
day life of the collective being, nation or State, emerges from the equilibrium
of the political system.’24
As families grow and age, individuals break off. As families coalesce into
tribes, towns and cities, the mutuality of authority evident within the family
is harder to recreate, the immediacy lost and it is here that the political
antinomy spills out into society. As cities grow in size, colonies break off
and develop elsewhere, sometimes with close ties to ‘the mother’, sometimes
not. The new groups tend towards unity, but the larger they get, the more
likely they are to break down as a consequence of the delegation of
authority, geographic spread and so forth. ‘In every organism, the tendency
to unity is in inverse proportion to its mass’, Proudhon argued, and ‘[i]n
every collectivity, organic power [puissance] declines in relation to what
it gains in understanding, and vice versa’.25 So, the larger a political unit,
the more fragile it is and the more it depends on collective reason to hold
together its collective force; the smaller it is, the more secure it is and the
more it operates instinctively.
Imperialism and absolutism on the other hand, are the forced (re)inte-
gration of disparate parts in a new unity. In a lengthy footnote in Contra-
dictions Politiques, Proudhon argues that the 1848 constitution was
essentially an exercise in internal imperialism, dissolving all difference into a
higher unity; a unity of chambers in the assembly, a unity of political
subjectivity before the law and so on. The motto, ‘The Republic, one and
indivisible’, was a manifestation of republican despotism, a variation on
Anarchy, mutualism and the federative principle 143
a theme rather than a qualitative difference in political forms. Individual
representation in one, two or three chambers, and through the various
hierarchies of municipal and departmental authority, and equality before
the law, represented the elision of the underlying social plurality and con-
solidated power in the centre at the expense of all else. As Proudhon put it,
society’s natural groups were governed ‘like a conquered population’.26
Though why this is expressed as a simile is unclear given the actual imperi-
alism of most of Europe’s states in relation to their subject populations,
from Ireland to Wales and Scotland, the plural peoples of Spain, France and
Italy across to Austria, Hungary, Prussian imperialism in Germany, Russian
imperialism, European colonialism in the ‘New World’, and so on in infinite
relations of formal domination by force.
As modern society developed, the functional division of labour becomes
more complex and intricately linked. This pluralisation of society was
inherent to its integration and growth, from a couple of families, to
towns, cities and so on. As the agglomerations grow ever wider, functions
become more specialised and interconnected, and people’s loyalties are
rendered to guilds as much as with regions. In an effort to undermine
the autonomous political capacity of these groups, popular sovereignty and
universal suffrage canvasses individual opinion en masse, in order to sanctify
the dominating power. This imperialism precipitates the antagonism
between the particular and the whole, between the demos and the autocrat,
an antinomy that if imbalanced in whatever way, leads to revolutionary
upheaval or reactionary despotism, depending on the constellation and
relative collective force/reason of the emergent social groups.
But rather than allow the dissolution, the fatal mistake of centralising,
unitarist politics is to try and hold the whole together, to find new and more
elaborate ways of justifying a state, which reaffirms the despotism of its
rule and the arbitrariness of the principle of unity, precipitates the very
challenge it seeks to quell and pitches society back into turmoil once again.
What Proudhon saw in the evolution of the French constitutional order
from the convocation of the Estates General to the coup d’état of the 2nd
of December 1851, was less the inevitable march to ever higher forms of
liberty and more a rearguard action designed to impose rule in the face
of dissolution, which precipitated its own reactions, first in favour of repub-
licanism, then monarchy, and back again.
For Proudhon, then, there is no distinction between ‘international’ and
‘domestic’ politics. States dominate and conquer populations and the
relations between states are of the same kind as the relations between any
other groups, only that the former are better armed. Constitutionalism
is the principle of ordering relations between groups. Between states, this
relation is horizontal and treaty-based. Between states and their subject
populations it is enforced and subsequently mystified with the ramblings of
the theocrats and providentialist republicans. It soon becomes clear that the
natural cleavages within society are impossible to reconcile in parliament,
144 Anarchy, mutualism and the federative principle
foreign forces sow intrigue and threaten invasion, and this causes scission
and rupture, intrigue and hostility within the assembly and in society
at large. The dissolution of parliament is inevitable unless a strong man
steps in, which is the manifestation of political despotism, but a natural
outgrowth of trying to dominate society in the name of some spurious
principle of unity.
Proudhon thus reframes the republican project as one which sees the
definition of ‘tyranny’ as the ‘absorption of local sovereignties in a central
power with the aim of either dynastic glory, exploitation by the nobility, the
bourgeoisie or the sans coulottes’.27 The individuation of the population and
their forced identification with a spurious centre is the mark of universal
suffrage and it is at odds with pluralist social reality. And yet, the pinnacle
of universal suffrage is when the masses identify with their Caesar, their
emperor, and strong man politics becomes Bonapartisme, later fascism, all
in conditions of acute conflict or war – total war being the sine qua non
of the unitary nation state.
Of central political concern is the way the core political groups align
and how ‘class struggle’ plays out in ways commensurate to the relative
alignment of these larger groups. So,
If aristocracy unites with royalty, the resulting government will be
a moderate monarchy, which we call now constitutional monarchy.
If it is the people that enter a coalition with the prevailing authority,
the government will be an Empire, or an autocratic democracy. The
theocracy of the Middle Ages was a pact between the priesthood
and the emperor; the Caliphate, was a religious and military
monarchy.28
This understanding of the class basis for politics was central to under-
standing the possibilities and problems inherent in the unification of Italy
and Poland, as I discussed in chapter three.
So, to sum up this section, with each see-saw of the political antinomy,
the emergence of ever more complex divisions of labour on the back of the
emergence of ever more plural social groups, it becomes increasingly clear
that politics is simply not tenable on the statist, centralist, unitarist or
authoritarian model. Proudhon argued that ‘arbitrariness inevitably enters
politics, corruption soon becomes the soul of power and society is driven,
without rest or mercy, down the endless slope of revolutions’.29
This double movement, one of degeneration, the other of progress, that
resolves itself in a unique constellation, also results from the definition
of the principles, from their relative position and their roles: here again
no ambiguity is possible, there is no room for arbitrariness. The fact
is objectively evident and mathematically certain; this is what we will
call a LAW.30
Anarchy, mutualism and the federative principle 145
The federative principle
Federation, Proudhon recognises, is a liberal principle ‘par excellence’,
and one underpinned by the equally liberal idea of contract. Proudhon
defended synallagmatic or bilateral, commutative and aleatory contracts. To
better understand the significance of this, it is worth unpacking Aristotle’s
formulation a little further, since this is Proudhon’s inspiration here.31
Aristotle distinguished between legal, distributive and commutative justice.
The former defines the relations of the parts to the whole; the second
the relation of the whole to its parts; while the third governs reciprocal
obligations and presupposes neither centre nor circumference. This latter
conception of the contract is what underpinned Proudhon’s vision of politics
because it did not presuppose any necessary directionality or hierarchy. It
is the ordinary every day conception of a contract used by those who
want to secure their relations with one another by means of a written or
verbal bond.
If society had no natural centre, no transcendental order or form, and was
entropic and radically plural, then distributive and legal conceptions of
justice would be spurious or partisan, favouring one group over another,
privileging a centre, providing the temptation to commandeer that centre
in the interests of some other particularity and so on and so forth.
Commutative contracts are reciprocal, horizontal and rescindable, so if they
no longer perform their function, they are no longer binding. The question
then emerges of who should enforce these commutative contracts?
It is important to recall that contracts do not exist or emerge out of
social vacuums. They attain their force from their inter-relation with the
wider social norms that consecrate them, and from the economic and
social division of labour, themselves born of wider inequalities which
necessitate them. In short, commutative contracts depend for their force on
the wider constellations of collective reason and collective force in a given
society. If common normative principles break down, contracts will
be uncertain; if society is dominated completely by a superior force, then
contracts are not worth the paper they are written on. Contracts derive
their force from the emergent systems of justice that shape society as a
whole. But despite being contingent and malleable, commutative contracts
nevertheless help regulate what is an inherently complex and ever-changing
social reality.
This understanding of contract feeds into a constitutionalist project.
Commutative contracts are as appropriate for the relations between groups
as those between individuals and between individuals and groups.
In order for the political contract to fulfil the synallagmatic and com-
mutative condition that the idea of democracy suggests; in order for
it [ … ] to remain advantageous and convenient to all, the citizen,
when entering the association, should: 1. Get as much from the state as
146 Anarchy, mutualism and the federative principle
he is willing to sacrifice to it 2. Conserve all his freedom, sovereignty
and initiative, except that which is relative to the special object
for which the contract is formed and for which one asks the state to
guarantee. Understood and settled in such a way, the political contract
is what I call a federation.32
The term ‘state’ is used here in the widest possible sense of ‘political
community’ or ‘association’. Thus,
FEDERATION, from the Latin foedus, genitive foederis, i.e. pact,
contract, treaty, convention, covenant, etc., is an agreement through
which one or more heads of families, one or more municipalities, one or
more groups of municipalities or states, mutually and reciprocally
bind themselves for one or more particular objects, whose burden then
specifically and exclusively rests upon the shoulder of the delegates of
the federation.33
Note here that Proudhon sees delegates rather than representatives as the
relevant signatories and that the contractual relations can be as plural as
there are groups to agree them. As Proudhon put it elsewhere: ‘If political
right is inherent to man and the citizen, then suffrage must be direct and the
same right is also inherent, a fortiori, to each group naturally formed of
citizens, to each corporation, each municipality or city; and suffrage in each
of these groups, must also be direct.’34 With democratic relations in
the plural social groups ensuring that all groups and individuals are self-
governing, the relations of collective force and collective reason that under-
pin these contracts are more progressively equalised, approaching the
republican ideal that they should be maintained ‘automatically’, to borrow
Kant’s terminology. Turning to the commune as an example of such a
political association, Proudhon argued the following:
The commune is by its essence, like a man, like a family, like all
individualities, an intelligent collective, moral and free sovereign
being. As such, the municipality has the right to govern itself, to
administer itself, to impose taxes, to dispose of its properties and
revenues, to create schools for its youth, to install teachers there,
to have its police, its gendarmerie and civic guard, to appoint its
judges [ … ] etc.35
This model is taken almost directly from the Swiss understanding of
cantons, where all of these things are de rigueur. Proudhon extends this,
arguing that the military, a collective force par excellence, ought to be
democratically run and accountable to society. The same principle applied
to the economy, a domain few thought should be politicised let alone
democratised. Proudhon argued that,
Anarchy, mutualism and the federative principle 147
After having organized the balance of services and guaranteed, through
free discussion, the independence of the votes, in order to make univer-
sal suffrage intelligent, moral, democratic, one should make the
citizens vote according to job categories, thus conforming to the princi-
ple of collective force that forms the basis of society and the state.36
In a footnote Proudhon contrasts his position with that of the Jacobins.
In the theory of J.-J. Rousseau, which is also that of Robespierre and
of the Jacobins, the Contract is a lawyer’s fiction, invented to justify
the formation of the state and the relationship between the govern-
ment and individuals in some way other than through divine right,
paternal authority or social necessity. This theory, borrowed from
the Calvinists, constituted a step forward in 1764 [ … ] In the federative
system, the social contract is more than a mere fiction; it is a positive,
effective covenant, that has actually been proposed, discussed, voted,
adopted, and that is regularly modified depending on the will of the
contracting parties. Between the federative contract and the contract of
Rousseau and of ‘93, there is as much distance as between reality and
hypothesis.37
While the Helvetic Confederation was nowhere near ideal, nor was
the American Federation, both of which Proudhon discusses at length, they
clearly demonstrated that the anarchism he propounded was not, in the
strictest sense, ‘utopian’. The former, Proudhon pointed out, had battled
the Catholic secessionists, the Sonderbund, leading up to the 1848 constitu-
tion, and thereby forcing them to remain part of the confederation, and the
latter was at that time at war with itself.38 The problem in Switzerland,
Proudhon believed, was that political rights were illusory or tenuous for
as long as secession was disallowed, thus revolution is inevitable where an
overbearing power is not possible (thus making it inevitable eventually
anyway), while in the US, crucially, economic rights were not guaranteed
through mutualism and so the rupture in the economic equilibrium destabi-
lises the political federation and demands centralisation to stabilise it
in the interests of whichever group has preponderance.39 Thus, in both
cases, secession had also to be a core right. This was antithetical to most
nationalist, federalist republican projects, in which ‘[t]he absence of unity
was seen as the principle of a satanic kingdom; anarchy, dissolution,
death’.40
The European equilibrium
As I have argued, for Proudhon the international system was not a discrete,
sui generis area of social interaction, nor did it operate according to funda-
mentally different principles or laws of social action. Rather, international
148 Anarchy, mutualism and the federative principle
relations were the relations of particular social groups – nations, peoples,
dynasties, governments, businessmen, and so on – that managed the
anarchy between them in much the same way as they managed the anarchy
within their territorial domain, that is, by force and the threat of its use,
and ideological domination through the manipulation of collective reason,
as much as by contract, pact and treaty. States were no different in kind
to the other ‘natural groups’ that go to making up the rest of (global)
society.
In chapter six of Contradictions Politiques, Proudhon defines what
he means by ‘natural groups’ in a little more detail. These groups are any
collectives that ‘willy-nilly impose upon themselves some conditions of
solidarity … which soon constitutes itself into a city or a political organism,
affirms itself in its unity, its independence, its life or its own movement
(autokinesis), and its autonomy’.41 Groups have an internal collective force
and collective reason relative to their internal constitution (the relative
power and positioning of individuals and sub-groups) and their position
in the socio-political and economic environment. Natural groups are
the institutional manifestation of collective reason and force that relate to
one another in a plurality of ways, with members often part of more
than one group, frequently with ‘divided loyalties’, but no less often with
clearly specified social roles and responsibilities.
The model for the progressive institutionalisation of natural groups, one
which presupposed and defended the autonomy of its constituent groups,
was to be found, Proudhon argued, in the relations between states.
The principle of the plurality of sovereign powers [ … ] in other
words, the political-economic law of the division of the human collective
into independent states, protected by their balancing, is an essentially
federalist idea, which has changed the course of civilization, and whose
influence has been of such epic proportions that in the long run it
cannot fail to transform the internal unity or the centralising of states
wherever its effect is felt. The French Revolution should resume this
tradition from the treaty of Westphalia.42
This federative principle was the recognition of reciprocal obligations
through fully rescindable pacts. That these pacts had been relatively
well observed in Europe indicated the inter-relationship between force and
contract. Historically speaking, the Congress of Vienna was the fullest
realisation of a process that had begun with the treaties of Westphalia and
signified the first shift towards recognising secular conceptions of the
balancing of social order, an order in which temporal rather than spiritual
power determined social relations. The French Revolution extended this
secularising impulse and almost overnight Europe’s more liberal imperial
powers constitutionalised themselves internally in order to respond to
the demands of the new emerging bourgeois classes. By way of empirical
Anarchy, mutualism and the federative principle 149
evidence, Proudhon lists nearly 100 constitutions that were ratified, replaced
and amended between 1789 and 1864. These constitutions were fragile
things, but it was, he argued, precisely because of the emergence of new and
powerful social forces that these constitutions became so important. ‘Each
violation was met with protest and each time the debate was resolved
in favour of equilibrium.’43 What this signified to him was that,
[t]he current states of Europe can be considered as the final product of
the agglomerating and unitary movement, just as the current geological
constitution is the product of the last revolution of the globe. By estab-
lishing the principle of equilibrium, the treaty of Westphalia marked
the moment when the tendency towards agglomeration began to stop.
The treaties of 1815, by opening the way to the constitutional era, have
prepared [its] dissolution.44
Seen from this perspective, the dreams of universal federation premised
on a unitary state outlined by Rousseau and qualified by Kant, were
utopian. In putting these plans into practice, the Jacobins had contributed
to the destruction of feudal relations in the countryside, but by stamping out
the federalist intentions of the Girondins, the ‘one and indivisible republic
of the Jacobins [ … had] rendered French liberty impossible and the
Revolution illusory’.45 Moreover, it was their centralising credo that turned
them all ‘against the treaty of Villafranca’,46 which, recall, Proudhon had
proclaimed as the ‘Good News’ since it proposed a federal constitution
for Italy in 1863, which would have been a step in the right direction
as far as he was concerned. Ultimately, ‘the Revolution must encircle the
globe; peoples are functions of one another, just as are industrial groups and
individuals within a state. As long as a global equilibrium is missing, the
Revolution is self-evidently endangered.’47 There is no distinction, therefore,
between international and domestic relations. There are only inter-group
relations. In this context, a federative principle is applicable to all groups
and ought to be so applicable, if we value the principles of non-domination
and the prospect of human flourishing.
Seemingly oblivious to the problems his lax use of key terms would
engender, Proudhon summarised his federative principle like this:
1 Form medium sized, respectively sovereign groups, and unite them via a
pact of federation.
2 Organise the government in each federated state according to the law of
separation of organs; by which I mean: separate everything that can be
separated in the exercise of power, define everything that can be defined,
distribute amongst the organs or the different public servants everything
that has been separated and defined; do not leave anything undivided;
surround the public administration with all the conditions of publicity
and control.
150 Anarchy, mutualism and the federative principle
3 Instead of absorbing the federated states or provincial and municipal
authorities within a central authority, reduce the attributions of the
centre to a simple role of general initiative, mutual guarantee and
surveillance, whose decrees are implemented only at the behest of the
confederated governments and officials at their command.48
The socio-economic corollary to this political republicanism had been
outlined in innumerable ways in his previous works, but in De la Justice he
argued that to ‘emancipate’ labour meant,
That individual freedom be respected; that the balance of services
and values be realized; that the provision of capital becomes reciprocal;
that the alienation of collective forces cease; that government be estab-
lished on the democratization and mutuality of industrial groups,
the locus of collective forces, be reformed according to the law of their
relative weight; that primary instruction be taken away from the
clergy; that vocational education be organized; that public control
be assured; all things without which the emancipation of work is
impossible, but that are repugnant to the interests of privilege, as well
as to Christian thought.49
It is not until the final pages of De la Capacié Politique that we find
the summary statement with which we opened this book: ‘[t]hat which is
known in particular as le pacte de garantie between states is nothing other
than one of the most brilliant applications of the idea of mutuality,
which, in politics, becomes the idea of federation.’50 But while Contra-
dictions Politiques and Du Principe Fédératif adequately expand on this
anarchist constitutionalism, the politico-economic dimensions of this project
are under-developed. In Du Principe Fédératif Proudhon stated that
in relation to political economy, ‘[t]he public, who have been following
my work over the past fifteen years or so, know what I mean’.51 But a
synopsis would have been helpful to say the least. This statement is
also unfortunate because it gives the impression that we should look back-
wards for his economic theory, when it is better stated in Theorie de la
Propriété and De la Capacité Politique des Classess Ouvrieres, both of
which were published after Du Principe Fédératif. It is to these final texts
that I now turn.
Mutualism and autogestion
De la Capacité was written in response to a request by Henri Toulain,
a Parisian worker who later headed the French delegation to the First
International, that Proudhon share his opinions on the recently published
‘Manifesto of the Sixty’. This manifesto, one of over 60 published since
Anarchy, mutualism and the federative principle 151
the Great Revolution, uniquely called for working-class representation
in the French Assembly on a quota basis. Proudhon rejected the call for
parliamentary representation, but was struck by the fact that this was the
first truly working-class expression of its own collective force and collective
reason in the nineteenth century. Previously dispirited by the results of the
plebiscite in support of Napoleon III, the Manifesto of the Sixty represented
the stirring of an organic sense of collective self, and a demand for the
political capacity to realise this working-class autonomy. Proudhon had
been campaigning for this sense of collective self his whole life and so
he took up the invitation and sought to set out the ‘idea’ he thought it
needed. Following Kant, he argued that, ‘All societies form, reform and
transform with the help of an idea’.52 De la Capacité constitutes the fullest
articulation of his idea of mutualism.
De la Capacité responds directly to this ‘Manifesto’. Large parts of
the work were dictated by Proudhon on his deathbed to his friend
Gustave Chaudey in 1865 and the final sections were completed after
Proudhon’s death. Proudhon developed his sociological conception of
groups and integrated it with a more worked-out understanding of the
division of labour, arguing that industrial groups were functional and
immanent to the production process, which is to say that the emergence
of specialist or mass trades was immanent to the increased functional
differentiation of society. But rather than see the working class as a
single political subject, Proudhon argued that the division of labour was
a dynamic, complex and disaggregating process and so such a class
was unlikely to emerge.53
As I detailed in chapter five, Proudhon had argued from as early as
his first memoir on property that collective labour tended towards the pro-
duction of surplus. Collective labour produced more in less time, and the
surplus emerged only from collective effort, where more was produced
more quickly than could be consumed. This collective productive process
produced a surplus and it was this surplus that the capitalist pockets and the
state defends. Moreover, the authority structures within capitalist enterprises
were such that workers were the functional equivalents of the subjects of
the king – dominated and exploited as property. Wages act as the paltry
recompense for the complete alienation of your liberty, and the product of
your labour, to the capitalist.54
As Proudhon argued, in a capitalist society, the autonomy of the capita-
list leads to domination of the workers, land like the relations within
and between ‘states’, has the maintenance of exploitation at its heart, thus
rendering it fundamentally unstable. Like the relations between states,
those between producers and traders are constituted through commutative
relations. The state, however, privileges some groups over others, because it
too needs to extract a surplus to survive (as politicians do not produce
their own food), precipitating the rupture in the economic equilibrium, or
pauperism (see chapter six).
152 Anarchy, mutualism and the federative principle
Unrestrained and exploitative autocrats in states or enterprises, facing
off against one another with no source of income or strength but that
which they can secure from their subject populations, are bound to lead to
mistrust, conflict and war. For Proudhon, capitalism was essentially
the transcription of feudal political forms to the economic relations of
society – ‘industrial feudalism’ as he called it. The solution there, like
the solution in the political sphere, was to ‘REPUBLICANISE …
PROPERTY!’
As Bancal notes, ‘the root’ of Proudhon’s sociological conception of the
transformation of the economy and of society lies in his theory of labour.55
Liberal political economy understood production but ignored the worker.
Comte, by contrast, while he recognised the fundamental role of labour
in the constitution of society, refused to see that the labouring classes
had divergent interests to those of the state. Comte’s attempt to aggregate
labour, also, in effect, elides the functional autonomy of the worker-group.
Proudhon’s theory of mutualist self-management is fundamentally about
returning that autonomy and agency to the worker and to his (never ‘her’,
for Proudhon) necessarily communal workplace. Each workplace constitutes
its own collective force and reason, a collective being that has moral and
political value because it is the locus of individual fulfilment and develop-
ment. The precondition of property ownership to democratic participation
in the nineteenth century, effectively ensured that women and workers
would never be political subjects. Moreover, it was not as univerasal rational
individuals that humans were political subjects, but as workers that produce
society daily through their actions in groups. It is here that our political
subjectivity is formed but without direct democracy in the workplace, there
was no control over that process.
Of course not all ‘natural groups’ have political capacity. Proudhon makes
a distinction between two types of capacity – ‘legal’ and ‘real’. Legal
capacity is treated by Proudhon as relatively self-evident. It refers to all
those human and collective activities that are recognised and either sancti-
fied or prohibited by law and underpinned by force. Law ‘confers’ capacity
upon individuals and groups, but cannot create them. ‘Real’ capacity, on
the other hand, is pre-legal or socially emergent. It is this which law
ought to reflect. Proudhon also argued that for a group or individual to
have real capacity it must have three further properties. First, individuals
or groups must have consciousness of themselves, their dignity, value and
place in society. Second, the group or individual must affirm this idea of
their self-consciousness as a manifestation of his or its understanding
of social life. Finally, it is no good to simply think it through and
proclaim it; the idea of collective or individual capacity must be affirmed
practically.56
However, there are clearly variations in ‘degrees of capacity’, and this
is directly related to the difference between having consciousness of one’s
interests and the success of the practical demonstration and affirmation of
Anarchy, mutualism and the federative principle 153
these capacities.57 In other words, groups can have capacity, but be wrong
about how they ought to act because of a misunderstanding of the nature of
the social context. Or a group might be actively opposed and suppressed,
its collective conscience latent or dying out. Also, an idea of collective con-
sciousness can exist without anyone fully understanding how the interests
of that group ought to be achieved (the question of means), and without
a firm understanding of the appropriate aims of the campaign for
capacity (the ends). This, Proudhon argued, was the post-1848 situation
of the French working class and the problem to which De la Capacité
was directed.
The socialisation of property by the state in 1848, in order to meet the
demand of a right to work, reinscribed the feudal order, where ‘property
always remains a concession of the state, the only natural proprietor of
the earth, as though representing the national community’.58 Turning his
critique towards the Luxembourg commission and this first experiment in
social democracy, Proudhon argued that
The Luxembourg Commission suggested that the public domain should
bring about the end of all property; association should bring about
the end of all separated associations or their re-absorption into a
single association; competition turned against itself, leads to the
suppression of competition; collective freedom, finally, encompasses all
the corporative, local and particular freedoms.59
Social democracy, like universal suffrage, absorbs the natural politico-
economic differentiation of society within the state. If Louis Blanc and
the Jocobins had realised their projects, communism in power, he argued,
would imply:
Undivided power; absorbing centralisation; systematic destruction of
all individual, corporative or local thought, considered secessionist;
inquisitorial police; the abolition or at least restriction of family, and
a fortiori of heredity; the organization of universal suffrage in order to
serve as a perpetual acceptance of this anonymous tyranny, through
the preponderance of average or even worthless subjects, always in
majority over capable citizens and independent minds, declared suspect
and naturally small in numbers.60
Mutualism, by contrast, meant empowering society’s myriad groups
and resisting the centralising power of the state. This would recalibrate
the antinomy between authority and liberty according to the immanent
transformation in collective force and reason. There would be nothing
permanent about this transformation, but it would be a marked improve-
ment on the existing order, judged according to republican concerns
with liberty, fraternity and equality. In practical terms this also involved
154 Anarchy, mutualism and the federative principle
establishing mutual assurance institutions, his idea of ‘the bank of the
people’, a predecessor of contemporary credit unions, which guaranteed
reciprocal obligations between contracting parties and which ensured
full and democratic participation in the governance of collective inter-
dependence as a prerequisite of economic capacity. Proudhon argued that
the mutualist contract is ‘le contract social par excellence’, it excludes ‘all
egoism, all free riding, all arbitrariness, all speculation, all dissolution’.61
Perhaps something of an exaggeration, Proudhon was nevertheless con-
vinced that ‘Mutuality, or a mutualist society, is Justice’.62 It would be the
immanent expression of a social order that was open and dynamic, without
centre or circumference.
Conclusion
There is some confusion in Proudhon’s use of terminology throughout
his final works. Key concepts, such as state, sovereignty, autonomy,
mutuality and federation, confederation and communism are used with very
little precision. But as Rufus Davis argued in a well-received survey of
federalist theory (that contained no mention of Proudhon at all), the future
of the federal idea ‘rests with those who can resist the urge to tidy the
matter’.63 His argument is that comparative, analytical and deductive or
hypothesis-driven approaches to federalism fail to provide universal
or transcendent answers precisely because federalism is an evolving, cultu-
rally and historically specific form of political organisation whose essence
cannot be captured in this way. The designation ‘federal’, Davis argues,
tells us nothing more than that a group of political communities ‘desire
to draw together, or reconstitute themselves in a particular form of
association, constitutionally and structurally distinct from all other forms
of association’.64 The uniqueness of the federal pact or contract is derived
from the uniqueness of the situation it is designed to facilitate, cons-
titutionalise or legitimate.
Proudhon’s theory of federation was also the culmination of a far deeper
exploration of the dynamics of political history, of the ontology of social
order and change. It was an institutional form, he argued, that was at once
more robust for being flexible and more unifying in its ability to institution-
alise complex diversity. From his perspective, federation was a principle
that could help institutionalise mutual balancing between groups and it is
in this sense that it is the universal corollary of the international anarchy.
Towards the end of Du Principe Fédératif, Proudhon argued that, ‘[t]he
twentieth century will open the era of federations, or else humanity will
resume a thousand years of purgatory’.65 Within two years, the optimism of
the closing words of La Guerre et la Paix was gone. What is perhaps most
significant is that within a further six years, Europe’s balance of power was
tipped towards Prussia, who, following the Napoleonic model, centralised
and unified Germany. Italy had done the same and forces were unleashed
Anarchy, mutualism and the federative principle 155
that culminated in the emergence of what Talmon has called ‘totalitarian
democracy’ across the liberal and illiberal world. It is in this context that
Proudhon’s writings gain their most potent historical force. As Amoudruz
pointed out, the twentieth century witnessed the ‘inverse’ of what Proudhon
had argued for.
8 Anarchy is what we make of it
Rethinking justice, order and
anarchy today
In the contemporary globalised world order, the methodological nationalism
that has driven the study of politics and international relations over the
past 100 years seems increasingly out of place. Over the past 50 years
in particular, the global order has become radically more functionally and
politically pluralised, integrated and complex. Close to 200 nation states
now exist with a large proportion fending off challenges from their con-
stituent regions, nationalities and communities. In Europe states are joining
together, pooling sovereignty and cooperating on issues of mutual concern,
including military expenditure, internal tariff barriers and establishing
transnational legal systems. Some corporations today rival the power of
states in terms of their balance sheets and political influence, while trans-
planetary systems of judicial redress and devolved power provide a plethora
of complex sites of redress and participation. Alongside this, environmental
degradation, the ever-present threat of nuclear annihilation and cross-border
vulnerabilities of numerous other kinds have universalised what were once
discreet communities of fate. And yet, our democratic institutions have
barely evolved to match this fundamental transformation, while the hege-
mony of the liberal order constitutes a system of intellectual and material
global domination unparalleled in human history.
Prior to this process of functional differentiation, the early twentieth
century experienced the most brutal experiments in unification, universal
dominium and absolutism. Fascist, communist and liberal imperialism
were competing totalising discourses from which we are slowly recovering.
With the end of the Cold War, however, the market fundamentalism
gathering pace in the 1980s went global. The collapse of finance capitalism
from 2007–8 to the present has yet to run its course, but to date it seems
likely that the bifurcation between polity and economy that collapsed
so spectacularly into war in the early twentieth century has been avoided
for the time being.1 A fundamental rethink of the providential role of
the free market and the state is long overdue. But such is the hegemony
of the liberal ideology that few have anywhere to turn.
Part of the explanation for this enduring order lies in the hyper-
institutionalisation of the global order and the consolidation of that order
Anarchy is what we make of it 157
through the hegemony of the United States and the neoliberal ideology that
the powerful benefit so handsomely from and to which most believe they
owe allegiance. But the persistence of riots, protest, direct action, poverty,
famine, rebellion, war and the everyday transgressions of so many, suggests
we are a long way from the Promised Land. One thing seems certain, if we
are to ever reach it, we will likely have to leave the state and capitalism
behind – their legacy is one of crisis and failure.
In this context we need to rethink democratic participation and the
relationship of anarchy to order and justice. In what follows I will restate
the case for a return to Proudhon’s ideas as a source of possible inspiration
for the road ahead. Part of the force of this argument, I hope, lies in the
historical legacy of statism and the irony that the transformation of political
community has led us back to an anarchist politics. The second element of
persuasion lies in the logical coherence of Proudhon’s international political
theory. The latter should help drive the former forward. In summarising the
main arguments of the book, I also want to make the case for the inversion
of the republican way of thinking about justice, order and anarchy and the
radical extension of the republican freedom.
Reclaiming the emancipatory potential of anarchy
The primary aim of this book has been to show that we can fruitfully
rethink the emancipatory potential of anarchy in world politics by turning
to Proudhon’s long-ignored writings on the subject. I have argued that
the principal block to thinking creatively about anarchy in the context of
globalisation, hegemony and the radical pluralisation of the global order
is the weight of a very particular understanding of the past and the ways in
which it structures thinking in the present. Past understandings of statehood
and order, of progress and justice have ossified in such a way that anarchy
has few if any positive connotations. This is compounded by a general
ignorance of anarchist ideas, Proudhon’s (in their context) in particular.
Ironically, it is the ‘realists’ that point the way to more progressive
conceptions of anarchy. While most theorists of international relations
see anarchy as the main obstacle to thinking clearly about the future of
world order, the realists see anarchy as a principle which at the very
least guarantees the autonomy of political units. The drawback of the
realists’ conception of global order is that they refuse to disaggregate
states and assume that anarchy constitutes an immutable structure which
inhibits change and liberal and critical claims to transcendence in world
politics. From the perspective outlined here, this is suggestive but limited.
The ideology of transcendence has indeed had a pernicious effect on the
possibilities for emancipation in world history. Progress is limited to a
narrow and ultimately spurious liberal conception of the same. Further-
more, doctrines of transcendence are as central to the ideological buttress-
ing of the nation state as they might be of liberal and critical theoretical
158 Anarchy is what we make of it
approaches to world order. Thus, realism is a valuable corrective to
eschatology and providentialism in world politics, but by reaffirming the
normative values of statism, the true emancipatory benefit of anarchy is
overlooked.
The aim of this book, then, has been to open up this conception of
the normative value of anarchy by expanding on predominantly realist
understandings of the virtues of anarchy. In order to do this it was necessary
first to set out the internal logic of this way of understanding world politics,
its historical genealogy and the contours of the debate. This meant returning
to the republican critiques of conservative political thought in the late
eighteenth and nineteenth century. It is here that this debate was first forged
in an idiom we can still recognise since it was here that nation states first
came into being.
The republicans argued two things at once. First, the anarchy of the
international order was a function of the despotism of monarchical empires.
Constrain the power of autocrats, by either getting rid of them altogether or
by constraining their scope for action through the progressive liberalisation
of political institutions and, so the story went, states would naturally see the
benefits of doing much the same thing in their relations with one another.
The resulting egoism of nations, conceptualised in much the same way
as republicans understood wild, stateless individuals, would likewise be
constrained by liberal institutions. That is to say, the republican political
orders within states had to be transposed to the relations between them and
this would be a sufficient tonic to pacify European international relations.
Those who opposed the republican impulse were considered to be in cahoots
with the princely devils that preyed on the subject populations of Europe,
seeking to act as a break to the irresistible forces latent in the inevitably
progressive propensities of mankind.
The progenitors of the three main forms of nineteenth-century French
republicanism, Jacobin, liberal and positivist, were discussed in chapter
three. The unifying thread of these three brands of republicanism was that
each understood war and conflict to be the motor of progress. The varied
theodicy underpinning their philosophies of history sought to explain the
existence of evil as the cause of progress: our irrationality, our amour propre,
or the destructive technological innovations of past societies marshalled to
the ends of war-making, were the principal spurs of progress. Anarchy,
by these accounts, was something we were destined to develop out of
and the future, which could be divined from the logic of reason as much as
from the material structures of history and of nature, promised a future
transcendent order. Rousseau and Kant both saw the institutionalisation
of the rule of law as the precondition of human freedom and the pinnacle of
human development. Comte, by contrast, pointing to another trend
in modern social theory, saw the rule of science and the discoveries of
enlightened minds to be the ultimate arbiters of truth and right. For
the positivists, law would be set down by the Priest Scientists, rather than
Anarchy is what we make of it 159
elected representatives. Either way, right and wrong were determined
by the unfurling of the material or intellectual forces in history and it was
the role of the scientist or rationalist or Jacobin to lead the way by divining
the truths of nature on our behalf and getting the state to force us to
follow their dictates. Order, for Rousseau, Kant and Comte, could only be
achieved through the establishment of strong, hierarchically organised
republican states. The claim that the ultimate triumph of republican notions
of order and progress, institutionalised within liberal states and, it is further
claimed, mollified by regimes of private property ownership, is given in
the structures of nature, rested on the ancillary assumption that it should
predominate at the expense of all other visions of freedom. Anarchy was,
therefore, the antithesis of this project.
My aim was to use this exegesis to preface a revisionist, contextualist
account of the origins of anarchism and a defence of the emancipatory
potential of anarchy, something which to date has not been done. My aim
was also to locate anarchism, and more specifically Proudhon’s theorisation
of anarchy and international relations, within what is undeniably among the
most epochal debates of modernity and thereby hopefully restore some
of the intellectual credibility of anarchism more generally. It is not only
our understandings of anarchy that have ossified in particular ways today,
but so too have our understandings of Rousseau, Kant and Comte. In
order to get a sense of Proudhon’s intentions, it was necessary to reconstruct
the debate between these three in such a way as to demonstrate how
they understood one another, rather than how we might interpret their
writings today. The hope being that this reinterpretation will spur others to
reconsider the contemporary understandings of Rousseauean federalism,
the ‘Kantian paradigm’ and ‘positivism’, as well as to use Proudhon to
rethink the ‘anarchy problematique’ in contemporary international political
theory. Seen in the context of the suffocating political philosophies of
republicanism in the nineteenth century, and against the backdrop of the
failure of statism in the twentieth, anarchism can legitimately be presented
as a wholly rational political philosophy. It may be one among many, but
its virtues lie in the extension of republican freedom to cosmological
accounts of order, the everyday practices of gender inequality, the regimes
of domination structured by the state and private property, as well as
to countering white supremacy and hetronormativity. It is here, in the link-
ing of it to non-domination, that we reclaim the emancipatory potential of
anarchy.
From the outset, I argued that anarchy, a system without ruler or an order
without an orderer, whichever definition you prefer, is the fundamental
condition of the cosmos. Anarchy is, therefore, what we make of it. Because
anarchy is indeterminate, this is surely a more appropriate template for
politics than a providentialist account of human history. While traditional
realist conceptions of anarchy suggest an immutable ahistorical order
against which liberals and Marxists smash their heads in futility, neither the
160 Anarchy is what we make of it
realists, critical theorists nor the liberals, have sought to rethink the
conception of anarchy that underpins their theories in the way I have out-
lined. What I have tried to argue here is that on the one hand anarchy is,
as the realists contend, a transhistorical fact of life. But it does not follow
from this that change or progress is impossible. In order to avoid imposing
conceptions of the good life on others, progress needs to be reconceptualised
as the process of opening up to anarchy, rather than an end point to which
we should aim. We must accept that the past may well be far brighter
than the future in many respects, and the future may well hold unprece-
dented advances. But neither position is given in the structure of history
itself, nor will a transcendent principle of political order ever be found.
Our lot is to muddle through, making ever more sense of the systems
of collective reason that shape our ideas and re-shaping the structures of
collective force into which we are also born. Because our ideas are always
historically contingent we cannot possibly know what we have collectively
forgotten, nor, therefore, can we assume that our future ideas are latent
in those we hold today.
Much as history was proof to Proudhon of the irrationality of human
political development, we can also see from our historical vantage point
that faith in transcendent human progress is surely nonsensical: we are,
after all, on the brink of the sixth major extinction, and should it come
about, environmental and nuclear Armageddon would be entirely of our
own making. But the republicans of the nineteenth century, much like
their contemporary heirs, truly believed they had discovered the motors of
history to which they were providentially sanctioned to make all of society
bend, explicitly against its irrational, passionate, slothful, illogical or brutal
will. Those who stood in the way of this modernist project were the agents
of chaos and anarchy, rather than the warning bells of European civilisation.
The failure of republicanism to speak to the grievances of the millions
of workers and the ease with which the trade union movement developed
into a revolutionary organisation before it was crushed by war and
state repression, speaks volumes about the interests reflected in the
mainstream republican project. But it is also important to recognise this
republican legacy in both anarchism and more mainstream and social
democratic forms of socialism, and extend whatever principles of justice we
see as immanent to this project and which we also value today.
How should we relate justice to anarchy? Rather than see them as
diametrically opposed, as was conventional, Proudhon understood them to
be their mutual preconditions. His account of what I have termed justice
as immanent equilibrium relied on a conception of an infinite plurality
of ‘natural groups’ pursuing their own ends within and intricately related to
the broader contexts of social and group-based collective force and the
macro, meso and micro collective rationalities that shaped and rationalised
behaviour. There is no de-socialised form of human agency, there never has
been and there never will be. In this resulting infinite complexity, anarchy is
Anarchy is what we make of it 161
the transcendent principle since directionality cannot, Proudhon argued,
be demonstrated. Thus, conceptions of justice and right enabled and
constrained inherently conflictual social practices as varied as love and war.
War and conflict was right-making precisely because it was seen to be such
a moral enterprise, resulting in a dynamic and agonistic equilibrium
premised on the willing or begrudging acquiescence of the parties. Wars
were fought for the most noble of causes, but the purity of these causes
was consistently undermined by war’s sheer brutality. Likewise, gender
relations may have been rationalised in an ideal manner by Proudhon, but
the objective inequality of his understanding of them would have worked
consistently against his ideals. Thus feminism, like the flexing of working-
class muscle in the nineteenth century, was the motor of the immanent
reframing of justice and order in anarchy.
The outstanding question is how then do we institutionalise this
anarchy? The first thing to bear in mind is that Proudhon’s international
political theory is not a vision of a future world order, rather it is the
theoretical elaboration of an institutional principle of mutualism and
federation that can hold plural and competing visions of the future
in dynamic equilibrium. The nation state, by contrast, closes down those
possibilities by soliciting opinions from progressively de-socialised indivi-
duals and setting itself up as the ultimate arbiter of right. This demands the
alienation of political powers, much as the institution of private property
limits freedom by demanding the alienation of economic powers. Collective
reason, like liberalism, rationalises that alienation. The first step to institu-
tionalising anarchy is thus a critical project, where groups and individuals
set out where domination is taking place such that they can to affirm their
autonomy, their capacity, and exercise their pouvoir politique through a
process of autogestion, rather than representation and alienation. Proudhon
believed these would regulate their inter-relations in anarchy according to a
loose principle of federation, institutionalising and mutually regulating
their inter-relations according to necessity and function. Proudhon’s vision
of anarchism sought to ensure that none could dominate by institutionalis-
ing non-domination through a principle of mutuality and dynamic equili-
brium. This complex, three-dimensional balance of power, an equilibrium
(however asymmetrical and contingent) would then be the manifestation of
justice for that time, just as so many believe that the liberal hegemony is the
pinnacle of justice for our own, while many more disagree. Contestation
is not only legitimate, but vital, both in the normative sense and in the sense
that it vitalises society. Because force plays such a central role to this process
(as it does to all processes), the final shape of society both can and cannot
be anticipated. We must still be diligent students and critics of power in all
its forms in order to understand global order, and also, by ascertaining
where the greatest force lies, we can understand the structuring power
of collective force and reason in the immediate future. By balancing
relations of force with counter-forces, and rationalising this new equilibrium
162 Anarchy is what we make of it
according to novel systems of collective reason, justice and order emerges in
anarchy. But should this development of force suggest new and pernicious
forms of domination then it is perfectly legitimate to counter it. Anything
less is the abdication of one’s will, and the abandonment of the moral
autonomy of the groups which shaped us, to the dominating tendencies of
the stronger.
This balance of power is infinitely more complex than standard theories
in IR would have us believe. From this republican perspective power
balancing is three-dimensional, within, across and between matrixes of
social groups. As realists and neoliberal institutionalists have shown, there
is nothing in this anarchy per se that assumes conflict cannot be avoided or
managed. While the anarchists have spent centuries developing elaborate
schemas for dealing with disorder and injustice in anarchy, so too have
statesmen and diplomats. However, if we conceptualise anarchy from
Proudhon’s perspective, if anarchy is the underlying constitutive structure
of history and society, we all structure our lives in anarchy on a daily basis.2
It is not only where people are abandoned to their fates that anarchy rules,
but also where our fates are structured for us and where people actively
avoid the structuring forces of the powers they face.3 This is not to say
that anything is possible as long as we try hard enough, but it does
mean that a whole lot more is possible than we have been led to believe by
the dominant neoliberal discourse. Essentially, we need to move the IR
debate about anarchy away from thinking about ‘the international’ and
towards thinking about politics as such.
The conclusions I am sketching here suggest nothing less than a funda-
mental reorientation of IR theory as an academic practice. Anarchy is, or
should I say ought to be, the constitutive problematique of political science
more broadly. If this were to take place, IR would be uniquely positioned to
step in to help theorise order in anarchy, and anarchism would have a strong
claim to be the new realism.
The normative aspect of this theory would be to refocus on the domina-
tion at the heart of liberal property relations and modern statism that
structure global order. Proudhon argued that modern socialism had
demonstrated that the emergent collective force of the nineteenth century
was labour. Labour movements, like nationalism, had the potential to
unsettle the European equilibrium with disastrous consequences unless
the constitutional recognition of society’s plural groups was enacted as the
logical extension of the republican impulse. If suffrage was to be meaningful
and reflect the emergent balance of power in society, it was here that direct
democracy ought to be located. Nationalism, by contrast, was a simple
fallacy. By Proudhon’s analysis, liberal property relations, like national-
statism, were based on the forced alienation and the expropriation of
‘collective force’. Surplus arose from collective endeavour. By paying each
individual worker less than the true value of the labour, for work that is
only productive of profit because of collective endeavour, the capitalist
Anarchy is what we make of it 163
expropriates the resulting surplus. Industrial feudalism was the correlative of
the legitimised domination of society by bourgeois political elites.
Proudhon’s anarchism was thus a realistic engagement with the forces
unleashed by the emergence of the modern era. His preferred federative
social order would institutionalise the real and plural social and economic
cleavages of any geographical area in a multitude of overlapping ways, but
always with the individual and the natural social group at its normative
heart. The ‘federative principle’, he believed, would be dynamic enough to
accommodate the natural internal changes of a society and strong enough
to hold society’s groups together in the face of ‘external’ challenges or
shocks. Diversity, difference and conflict were at the heart of his social
theory. What my account of Proudhon’s theory of justice has also tried to
show is that it is impossible to separate justice from force. This is not to then
argue that justice is simply the will of the stronger, but rather that norms
of justice without force would be impotent, and the contrary barbaric.
Proudhon’s social ontology presupposed the asymmetry and complex multi-
dimensionality of forces. It presupposed that conflict was at the heart of
social order and would remain so. Like his contemporaries, Proudhon
looked to war to provide him with the most obvious case study to demon-
strate his theory. Like his contemporaries, Proudhon argued that war was
the primary motor of social change, that preparing for it, financing it
and waging it was what had given birth to the modern state. Moreover,
by seeing war as a social process, one riddled with moral norms and
procedures, etiquette and institutionalisation, eulogies and declamations
alike, Proudhon was able to show that war was a manifestation of the
whole of our natures and understanding war was the key to understanding
civilisation itself.
Is this the age of anarchism?
The purpose of rearticulating the historical context for Proudhon’s
anarchism was to show that we are today dealing with the inverse of the
processes Proudhon did. While he lamented the unification, centralisation
and domination of society by states, we are witnessing the partial and
incomplete unravelling of this process. This difference should give us some-
thing to think about as we look to shape strategies for the future, and
Proudhon and the classical anarchists more broadly are potentially useful
guides. Chapter two sought to demonstrate that what preoccupied Proudhon
from 1858 to his death were the doctrines of revolutionary nationalism,
political unity and the militarisation of the state – those processes we are
trying to think beyond. He believed that if tendencies continued in their then
current fashion, only negative consequences could follow; consequences that
would be fundamentally illiberal, and anti-republican. What was uniquely
original about Proudhon’s writings was the extent to which international
relations featured in his writings. What pitched him against his republican
164 Anarchy is what we make of it
compatriots was the belief that the unsettling of the post-1815 European
balance of power would pitch Europe into certain conflict. By siding with
those who defended anarchy, Proudhon was positioning himself against the
main radical currents of his time.
The unification of Italy and Poland, Proudhon argued, would plunge
Europe into certain conflict because it would exacerbate the international
anarchy rather than lessen it. Poland would offer an irresistible temptation
to one or other local power and the projects of the republicans were
doomed to failure. Italy, on the other hand, would demand authoritarianism
in order to bring a radically disparate constellation of local particularities
under the rule of one state. In both cases, Proudhon argued, the cause of the
proletariat was doomed if unity was the principal object, and the fate of
the European working class as a whole was doomed if this tendency was
replicated elsewhere, with the likely effect that Europe would be plunged
into the most heavily industrialised and barbaric war in human history.
Proudhon advocated a pragmatic approach to European federalism, arguing
that the left should have supported the treaty of Villafranca and federalism
more broadly, and that Switzerland offered the best alternative model to the
drive for national unity, which, he argued in relation to Poland and Italy,
was a contradiction in terms anyway. No one listened and those that did
rebuked him.
As it transpired Proudhon was both right and wrong. Proudhon did not
fully appreciate how great a threat a united Germany would present to
the European equilibrium. The industrialisation of the military and the
co-opting of nationalist movements by Bismarck, Cavour and Napoleon III
gave the predominant European states both the material means, the per-
sonnel and the ideological justification for the imperial wars which followed.
What needs to be recalled here is that the rise of Prussia was modelled
on the Bonapartist experience, but because of widespread European
conceptions that Prussia was harmless – even progressive – no one took
much notice.
Proudhon was practically alone in his approach to the problems of
his times and the solutions he proposed. On the whole, the French left
supported French imperial ambitions and some campaigned for war with
England (which, presumably, France would win) as the only solution to
Europe’s problems. Karl Marx had different ambitions to these, but framed
the issue in much the same way. On the eve of the Franco-Prussian war, five
years after Proudhon’s death, he argued:
The French need a thrashing. If the Prussians win, then centralisation of
State power will help the centralization the German working-class.
German preponderance, moreover, will shift the centre of gravity of the
working-class movement of Western Europe from France to Germany
[… which would mean the] preponderance of our theory over those of
Proudhon, etc.4
Anarchy is what we make of it 165
Marx was largely right. That is what happened. But Bismarck, like Cavour
before him, blind-sided the left and skilfully outwitted them. The Prussian
state modelled itself on the Napoleonic myth and the German revolutionary
tradition followed the Jacobins. As it had been with la Grande Armée,
statism was sustained by a messianic approach to the citizen-military, while
the glory of science and progress were tied to the realisation of a primordial
volk. Nationalism was not the only blind-spot of the European left, as so
many have argued: so was the rise of the modern state. Proudhon stood
practically alone in his assessment of this trajectory.
The reasons for this lie in the intellectual hegemony of enlightenment
rationalism. Chapter three set this tendency out. This chapter also set
out what were the most obvious objections to anarchism. I began with
Rousseau, as did most revolutionary praxis. His ideas animated the revolu-
tionaries, including Proudhon, and justified a new social order based
on limited male suffrage, the homogenisation of the social order and the
alienation of political power. His ideas produced the doctrines of national
unity which were to exacerbate the European international anarchy. His
ideas filtered through Robespierre, Kant, Saint-Simon and Comte into the
intellectual waters of the French and European left. His call for revolution
against the absolutist monarchies of the day, in the name of universal
republican federalism, was to galvanise 200 years of war. Anarchy was the
scourge; unity and order the key to justice.
Some 30 years later, while bearing witness to the Terror unleashed by the
Revolution, Kant tried bringing perpetual peace to Europe. He began
by rejecting Rousseau’s foundations, but he accepted his general political
arguments. His advance was to limit the ideal federation and protect the
autonomy of states, suggesting that any further cosmopolitan order would
be among rationally enlightened individuals, not peoples. Napoleonic war
was providential because it exported the republican system, and war was
preferable to Rousseau’s licensing of revolution because not only was it the
prerogative of the state, rather than the people, to declare war, but also
because war’s folly would ultimately educate. Perpetual peace would emerge
at history’s end. Anarchy was what history was slowly overcoming.
Writing in the aftermath of this first Republican Imperial period, an
era wherein the Congress of Vienna seemed to have stabilised inter-state
relations, and the new theocrats dominated intellectual debate, Comte
argued that the time had come to order European republics once and for all.
Rousseau had to be rejected, Kant bettered. The historical providence of
positivism led Comte to believe that the scientists, or Men of Genius,
industrialists and the new bourgeoisie, the new vanguard of history, ought to
be given the role of establishing the dictates of the Religion of Humanity
to which all ought to bow because of the force of rational argument and the
self-evident proofs of science. Comte’s work, building on and influencing
the formulation of the epochal doctrines of Saint-Simon, came to legitimise
the technocratic and industrialised bourgeois order in France and ultimately
166 Anarchy is what we make of it
its extension to the rest of the world. It praised the materialism of industrial
society and saw in the development of ever more destructive weaponry
a source of our historical providence by keeping people apart. The perfec-
tion of the science of social administration would leave nothing to chance.
Understanding the true workings of the social organism would mean that
free will would be redundant. Science would govern and anarchy would be
erased once and for all.
Despite their authoritarianism, Rousseau, Kant and Comte also made
profound contributions to understanding our human condition. These con-
tributions, insofar as they influenced Proudhon, were plural. Following
Rousseau, Proudhon also believed that taking our passions and our feelings
seriously were vital to a republican humanist theory of morality. Proudhon’s
use of Comte’s analysis of relations and the reality of social forces allowed
him to show how material and rational orders ossified over time. His three-
stage philosophy of history gave shape and method to Proudhon’s too. Kant
provided Proudhon, and most that followed him, with a vocabulary
of rights, a conception of the moral autonomy of the individual that
could counter the stifling communism of Comte and the Jacobins. But
by developing Rousseau and Comte, Proudhon came to reject Kant’s
idealist philosophical foundations. For political reasons, he also rejected the
determinism of each of their philosophies of history and the universalism
of their philosophy of right. It is here that anarchism was born: in the
rejection of the providentialist telos of freedom articulated at the birth of
the modern period.
With the collapse of the imperial order in the first half of the twentieth
century the chaos that threatened galvanised a new breed of theorists to
once again propose a loose League of Nations to stabilise and regulate
the interactions of states, to force them to pool and rescind their sovereignty
and submit to a universal system of law and moral persuasion. Like
Proudhon before him, E. H. Carr saw such a system to be the manifestation
of liberal power and manifestly ignorant of the rising powers of Germany
and then, later, Soviet Russia. With the collapse of this order in 1939,
anarchy re-emerged as the answer to the problem of an imperial order,
delineating zones of influence and ensuring non-aggression in the context of
nuclear stalemate. The autonomy of states was preferable to the universal
dominium proposed by the fascists and later the communists. But few took
this rationale one step further. If anarchy was a bulwark against fascism and
totalitarianism, why could it not also act as a central principle in the rede-
sign of republican political orders in the liberal West and act as a template
for the liberation of the subject peoples of these very same states the world
over? Clearly, as the battles over the civil rights of America’s black popula-
tion demonstrated, the established order was not willing to rescind power to
the people. As war raged in Vietnam and the threat of nuclear Armageddon
gave rise to new coalitions on the left, the template for the radical transfor-
mation of political community remained statist and nationalist.
Anarchy is what we make of it 167
With the end of the Cold War, the traditional left was bereft of ideas.
Slowly people came to realise that the dark side of modernity was the con-
sequence of its most exalted achievements in industry, technocracy, social
engineering and the domination of nature. These contradictions were slowly
thought through against the backdrop of the war-less collapse of bipolarity,
the extension of US imperial power through cultural and economic as well
as military means, and the transformation of political community in Europe
and elsewhere. But as the old left petered out, the new left constituted in this
neoliberal moment was increasingly anarchist. Rejecting state and capital,
and the plural regimes of domination in modern society, as well as refusing
the vanguardist politics and tight centralised command, the new anarchists
seemed to come out of nowhere. 1989 had been heralded the end of
history, so why were the anarchists back? The so-called battle for Seattle
in 1999 witnessed the re-effervescence of forgotten ideas and practices in
which autonomy and control over our own livelihoods was as important as
protecting the ability of others to do the same. Anarchy was revived
amongst the counter-hegemonic social movements as the means to realising
autonomy and justice without imposing a new system of domination on
others in turn. And this was done at precisely the time when the neoliberal
order reigns supreme. What is clear is that today’s militants are refusing
the politics that so spectacularly failed in the twentieth century, despite
numerous social democracies and communist states trying their level best to
institutionalise a transcendent socialist utopia.
What precipitated the re-emergence of anarchism in the 1990s was
also arguably the epistemological collapse that took place in parallel to the
collapse of collective force at the end of the Cold War. At precisely the point
at which liberalism had come to reign supreme, poststructuralists, breaking
cleanly from the modernist tradition from which they sprang, proclaimed
the modern political subject that had sustained liberalism and its critics for
so long, to be dead. If that was the case, then the state, assumed to be the
kindergarten of our rational development was also finished. Poststructuralist
accounts illuminated that subjectivity was produced in context rather than
given in time. The consequence, of course, is that there is now no longer
any stable grounds for transcendent claims to justice or order. What the
poststructuralists failed to do was articulate a political alternative that could
guide strategy. Anarchism stepped into this space. The aim of this book
has been to widen the historical memory of anarchist theory and to show
the challenges it poses and the use it may have for contemporary inter-
national political theory. Only time will tell if this is the age of anarchism.
Notes
1 Retrieving Proudhon
1 Uri Gordon, Anarchy Alive! Anti-Authoritarian Politics from Practice to Theory
(London: Pluto Press, 2008), p. 34.
2 Thomas O. Hueglin, ‘Yet the Age of Anarchism?’ Publius 15, no. 2 (1985):
101–12.
3 See, for example, Benedict R. Anderson, Under Three Flags: Anarchism and the
Anti-Colonial Imagination (London: Verso, 2005); Laurence Davis and Ruth
Kinna, Anarchism and Utopianism (Manchester: Manchester University Press,
2009); Barbara Epstein, ‘Anarchism and the Anti-Globalisation Movement’,
Monthly Review 53, no. 4 (2001): 1–14; Benjamin Franks, Rebel Alliances: The
Means and Ends of Contemporary British Anarchisms (Edinburgh: AK Press,
2006); James Horrox, A Living Revolution: Anarchism in the Kibbutz Move-
ment (Oakland, CA; Edinburgh: AK Press, 2009); David Graeber, ‘The New
Anarchists’, New Left Review 13 (2002): 61–73; David Graeber, Possibilities:
Essays on Hierarchy, Rebellion and Desire (Edinburgh: AK Press, 2007);
Nathan J. Jun and Shane Wahl, New Perspectives on Anarchism (Lanham,
Md.: Lexington Books, 2010); Ruth Kinna, Anarchism: A Beginner’s Guide
(Oxford: Oneworld Publications, 2005); Todd May, The Political Philosophy of
Poststructuralist Anarchism (Pennsylvania: Pennsylvania State University Press,
1994); Isy Morgenmuffel, Mike Home Brew and Ed Monkey, Another Dinner Is
Possible! More Than Just a Vegan Cookbook – Recipes and Food for Thought,
2nd ed. (Edinburgh: AK Press, 2009); Jon Purkis and James Bowen, Changing
Anarchism: Anarchist Theory and Practice in a Global Age (Manchester:
Manchester University Press, 2004); Carne Ross, The Leaderless Revolution:
How Ordinary People Will Take Power and Change Politics in the Twenty-First
Century (New York: Blue Rider Press, 2011); Lucien Van der Walt and Michael
Schmidt, Black Flame: The Revolutionary Class Politics of Anarchism and
Syndicalism (Edinburgh; Oakland: AK Press, 2009); Colin Ward, Anarchism:
A Very Short Introduction (Oxford: Oxford University Press, 2004).
4 Gordon, Anarchy Alive!, p. 34.
5 Brian C. Schmidt, The Political Discourse of Anarchy: A Disciplinary History of
International Relations (New York: State University of New York Press, 1998).
6 Ibid., p. 89.
7 For more on this, see Uri Gordon, ‘Aναρχία – What Did the Greeks Actually
Say?’ Anarchist Studies 14, no. 1 (2006): 84–91.
8 Martin Wight, ‘Why Is There No International Theory?’ in Herbert Butterfield
and Martin Wight (eds), Diplomatic Investigations: Essays in the Theory of
International Politics (London: George Allen and Unwin, 1966), pp. 17–34.
Notes 169
9 Ibid., p. 33.
10 Ibid., p. 20.
11 See, for example, Lucien M. Ashworth, ‘Where Are the Idealists in Interwar
International Relations?’ Review of International Studies 32, no. 2 (2006):
291–308; Lucian M. Ashworth, Creating International Studies: Angell, Mitrany
and Liberal Tradition (Aldershot: Ashgate, 1999); Duncan S. A. Bell, ‘Inter-
national Relations: The Dawn of a Historiographical Turn?’ British Journal of
Politics and International Relations 3, no. 1 (2001): 115–26; Duncan S. A. Bell,
‘Political Theory and the Functions of Intellectual History: A Response to
Emmanuel Navon’, Review of International Studies 29, no. 1 (2003): 151–60;
Chris Brown, Terry Nardin and N. J. Rengger, International Relations in
Political Thought: Texts from the Ancient Greeks to the First World War
(Cambridge: Cambridge University Press, 2002); Gerard Holden, ‘Who Con-
textualises the Contextualisers? Disciplinary History and the Discourse About
IR Discourse’, Review of International Studies 28, no. 2 (2002): 253–70; Edward
Keene, Beyond the Anarchical Society: Grotius, Colonialism and Order in World
Politics, LSE Monographs in International Studies (Cambridge: Cambridge
University Press, 2002); Edward Keene, International Political Thought: A His-
torical Introduction (Cambridge, UK; Malden, Mass.: Polity, 2005); David Long
and Brian C. Schmidt, Imperialism and Internationalism in the Discipline of
International Relations, SUNY Series in Global Politics (Albany, N.Y.: State
University of New York Press, 2005); David Long and Peter Wilson, Thinkers of
the ‘Twenty Years’ Crisis’ Revisited: Inter-War Idealism Reassessed (Oxford:
Clarendon Press, 1995); Ido Oren, Our Enemies and US: America’s Rivalries
and the Making of Political Science (Ithaca, N.Y.: Cornell University Press,
2003); Robbie Shilliam, German Thought and International Relations: The Rise
and Fall of a Liberal Project (Basingstoke: Palgrave Macmillan, 2009).
12 See, for example, Charles Beitz, ‘Bounded Morality: Justice and the State in
World Politics’, International Organisation 33, no. 1 (1979): 404–24; Charles R.
Beitz, Political Theory and International Relations (Princeton; Guildford:
Princeton University Press, 1979); Duncan S. A. Bell (ed.), Ethics and World
Politics (Oxford: Oxford University Press, 2010); Andrew Linklater, ‘The
Evolving Spheres of International Justice’, International Affairs 75, no. 3 (1999):
473–82; Rama Mani, Beyond Retribution: Seeking Justice in the Shadows of
War (Cambridge, UK: Polity Press, 2002); Terry Nardin, ‘International Political
Theory and the Question of Justice’, International Affairs 82, no. 3 (2006):
449–65; Onora O’Neill, ‘Bounded and Cosmopolitan Justice’, Review of Inter-
national Studies 26, no. 5 (2000): 45–60; Thomas Pogge, ‘The Priorities of
Global Justice’, Metaphilosophy 32, no. 2 (2001): 6–24; Richard Shapcott,
International Ethics: A Critical Introduction (Cambridge, UK; Malden, Mass.:
Polity, 2010); Michael Walzer, Just and Unjust Wars: A Moral Argument with
Historical Illustrations, 2nd ed. (London: BasicBooks, 1992).
13 For a short overview of the existing literature, see Alex Prichard, ‘Introduction:
Anarchism and World Politics’, Millennium: Journal of International Studies 39,
no. 2 (2010): 373–80.
14 Pierre-Joseph Proudhon, De la Capacité Politique des Classes Ouvrières (Paris,
E. Dentu: 1865) [Gallica], p. 182. A short bibliographic note: The standard
collection of Proudhon’s writings is the Marcel Rivière edition, published
in Paris between 1923 and 1959 (18 vols). The volumes in this edition have
extensive contextual introductions and superseded the Lacroix collected works,
published in Paris between 1867 and 1870, which comprised 26 volumes.
Proudhon’s correspondence was published as Correspondance de P-J Proudhon
(Paris: A. Lacroix, 1875) and spans 14 volumes. Proudhon’s notebooks continue
to be published, but the definitive edition remains, Pierre Haubtman (ed.),
170 Notes
Carnets de Proudhon (Paris: Marcel Rivière, 1960), 3 vols. Some 65 volumes,
including various pamphlets, newspaper articles and individual volumes from
the various collected works, are freely available electronically at the Bibliotèque
Nationale de France website: www.gallica.bnf.fr. These texts are all fully text-
searchable. I have chosen to refer to these editions where possible, and have
marked them ‘[Gallica]’.
15 Pierre-Joseph Proudhon, What Is Property? Or, an Inquiry into the Principle of
Right and of Government. Translated by Donald R. Kelley and Bonnie G. Smith
(Cambridge: Cambridge University Press, 1994), p. 209.
16 Proudhon, De la Capacité Politique, p. 446. Gustave Chaudey was at Proud-
hon’s bedside taking down Proudhon’s words during his final days and was
responsible for the final edit and publication of this work.
17 This book does not discuss Proudhon’s biography in any significant way.
Most of the other existing works on Proudhon in the English language do this.
Woodcock’s Pierre-Joseph Proudhon: A biography (London: Routledge and
Keegan Paul, 1956) is perhaps the best general biography in the English
language. For a detailed contextualist account of Proudhon’s early intellectual
development and how it related to his federative theory, see Steven Vincent,
Pierre-Joseph Proudhon and the Rise of French Republican Socialism (Oxford:
Oxford University Press, 1984). A more general discussion of Proudhon’s ideas
is Robert Hoffman, Revolutionary Justice: The Social and Political Theory of
P.-J. Proudhon (London: University of Illinois Press, 1972). This text has an
extensive and detailed bibliography detailing all of Proudhon’s publications
and the vast majority of secondary literature on Proudhon’s life and ideas
then extant – an invaluable resource in its own right. The standard text
on Proudhon’s thought in any language is, of course, Pierre Haubtmann’s
three-volume magnum opus, Pierre-Joseph Proudhon. Sa vie et sa pensée
(1809–1849) (Paris: Beauchesne, 1982), Pierre-Joseph Proudhon. Sa vie et sa
pensée (1849–1855) (Paris: Desclée de Brouwer, 1987) and Pierre-Joseph
Proudhon. Sa vie et sa pensée (1855–1865) (Paris: Desclée de Brouwer, 1987).
The three volumes combined come in at just over 2,000 pages and collect
Haubtmann’s writings on Proudhon over the previous two decades into
one giant compendium. They detail almost every day of Proudhon’s adult
life and discuss the intellectual content of all of his major writings. They are
unlikely to be surpassed in breadth or depth. A very good, recently published
general introduction to Proudhon’s life and ideas is Anne-Sophie Chambost’s
Proudhon: l’enfant terrible du socialism (Paris: Armand Colin, 2009).
18 For more on the complexities of this debate, see, for example, Richard Falk,
‘Anarchism without “Anarchism”: Searching for Progressive Politics in the
Early 21st Century’, Millennium – Journal of International Studies 39, no. 2
(2010): 381–98.
19 Richard Tuck, The Rights of War and Peace: Political Thought and the
International Order from Grotius to Kant (Oxford: Oxford University Press,
2001).
20 Thomas Hobbes, Leviathan. Edited by Richard Tuck (Cambridge: Cambridge
University Press, 1996), p. 90.
21 Ibid.
22 International political theory provides the theoretical apparatus to reconnect IR
with the traditions of political theory. As Brown argues, international
political theorists also subscribe to the notion that ‘“international relations” is
not sui generis, an activity that is so different from other areas of social life
that it requires the development of patterns of thought specific to its particular
circumstances’, Chris Brown, Sovereignty, Rights and Justice: International
Political Theory Today (Cambridge: Polity, 2002), p. 14.
Notes 171
23 Three high-profile panels at the 2012 International Studies Association annual
convention in San Diego were entitled ‘The End of IR Theory?’ Kim Hutchings’
contribution touched on these themes.
24 Two pieces that come close to this line of argument without exploring the full
implications are Ken Booth, ‘Security in Anarchy: Utopian Realism in Theory
and Practice’, International Affairs 67, no. 3 (1991): 527–45; and Michael
Sheehan, ‘Community, Anarchy and Critical Security’. Paper presented at the
‘Redefining Security’, ECPR Joint Session Workshop, Manheim, 26–31 March
1999. The former is discussed in more detail in the following chapter.
25 Quentin Skinner, Liberty Before Liberalism (Cambridge: Cambridge University
Press, 1998), p. 116.
26 Pierre-Joseph Proudhon, De la Creation de l’ordre dans l’Humanité, Ou
Principes d’Organisation Politique (Paris: Garnier, 1849). Proudhon, Pierre-
Joseph, Système des Contradictions Économiques, ou la Philosophie de la Misère
(Paris: Guillaumin, 1846).
27 For more on this and the controversy amongst Tolstoy scholars on this issue,
see Ronald Victor Sampson, Tolstoy, the Discovery of Peace (London:
Heinemann, 1973); Boris Eikhenbaum, Tolstoy in the Sixties. Translated
by Duffield White (Michigan: Ardis, 1982), pp. 175–94; A. N. Wilson, Tolstoy
(London: Hamilton, 1988), pp. 164–65; Ernest J. Simmons, Leo Tolstoy
(London: John Lehmann, 1949), pp. 182, 214, 304–5; Aylmer Maude, The Life
of Tolstoy: First Fifty Years, 2nd ed. (London: Constable, 1908), p. 211.
28 On Proudhon’s posthumous influence see, for example, Maria Fitzpatrick,
‘Proudhon and the French Labour Movement: The Problem of Proudhon’s
Prominence’, European History Quarterly 15, no. 4 (1985): 407–30; Pierre
Ansart, ‘La Présence du Proudhonisme dans les Sociologies Contemporaines’,
Mil Neuf Cent: Revue d’Histoire Intellectuelle 10 (1992): 94–110; Alex Prichard,
‘What Can the Absence of Anarchism Tell Us About the History and Purpose
of International Relations?’ Review of International Studies 37, no. 4 (2011):
1647–69.
29 Woodcock, Pierre-Joseph Proudhon, p. 204.
30 Proudhon’s manuscript on Poland and a number of other texts are due to
be edited by Vincent Bourdeau, Edward Castleton, Ludovic Frobert and
published in a collection of previously unpublished works.
31 E. H. Carr, ‘Proudhon: The Robinson Crusoe of Socialism’, in E. H. Carr (ed.),
Studies in Revolution (London: Macmillan, 1950), pp. 48, 55, 46, 52, 40.
32 Ibid., p. 40. While Proudhon was no fascist, he was vociferously anti-feminist.
Both were typical of his time, but Proudhon’s anti-feminism was directed largely
at men, the majority of feminists at that time. His diatribe against one of
the most famous female feminists of his time, Jenny d’Herricourt, in La
Pornocratie, ou les femmes dans les temps moderns (Paris: A. Lacroix 1875)
[Gallica], was begun in 1863, never finished and only published posthumously.
How this text fits in his wider oeuvre has never been given the critical attention
it deserves, but it is routinely used to discredit his thought in general. See,
for example, Sudhir Hazareesingh, Intellectual Founders of the Republic: Five
Studies in Nineteenth-Century French Political Thought (Oxford: Oxford
University Press, 2001), pp. 146, 216, 290. On Proudhon’s anti-Semitism see
J. Salwyn Schapiro, ‘Pierre-Joseph Proudhon, Harbinger of Fascism’, The
American Historical Review 50, no. 4 (1945): 714–37; Robert S. Wistrich,
‘Radical Antisemitism in France and Germany (1840–1880)’, Modern Judaism
15, no. 2 (1995): 109–35.
33 Hans J. Morgenthau, Politics among Nations: The Struggle for Power and
Peace, brief ed. (New York: McGraw-Hill, 1993), p. 35.
34 Ibid., p. 42.
172 Notes
35 Ibid., p. 41.
36 Hoffman, Revolutionary Justice, p. 261.
37 Carr, ‘Proudhon’, p. 40. Other French writers that focus on the historical and
intellectual development of Proudhon’s thought include: Georges Guy-Grand,
Pour connaitre la Pensé de Proudhon (Paris: Bordas, 1947); Daniel Halévy
and Charles Augustin Sainte-Beuve, La vie de Proudhon (Paris: Stock, 1948);
Édouard Dolléans, Proudhon (Paris: Gallimard, 1948); Philippe Riviale, Proud-
hon: La Justice, Contre Le Souverain. Tentative d’Examen d’Une Théorie de la
Justice Fondée sur l’Équilibre Économique (Paris: L’Harmattan, 2003); Édouard
Jourdain, Proudhon, Dieu et la Guerre: Une Philosophie du Combat (Paris:
L’Harmattan, 2006).
38 Madeleine Amoudruz, Proudhon et l’Europe. Les Ideés de Proudhon en
Politique Étrangère (Paris: Éditions Domat Montchrestien, 1945), p. 151.
For an interesting piece on the value of Proudhon’s works on federalism and
European politics for thinking about the place of Wales in a regional Europe,
see Ioan Bowen Rees, ‘Ffedraliaeth Proudhon Ac Ewrop Heddiw’, in Ioan
Bowen Rees (ed.), Cymuned a Chenedl: Ysgrifau Ar Ymreolaeth (Llandysul:
Gomer, 1993), pp. 145–83.
39 Alan Ritter, The Political Thought of Pierre-Joseph Proudhon (Princeton:
Princeton University Press, 1969), p. 26.
40 See for example, David Boucher, Political Theories of International Relations:
From Thucydides to the Present (Oxford: Oxford University Press, 1998);
Brown et al., International Relations in Political Thought; Howard Williams,
International Relations in Political Theory (Milton Keynes: Open University
Press, 1992).
41 Ritter, The Political Thought of Pierre-Joseph Proudhon, p. 146.
42 A brief note on the methodology pursued in this book. I have chosen to
contextualise Proudhon’s writings and provide a descriptive exegesis of them,
and to use this exegesis to unsettle standard conceptions of anarchy in IR.
Rather than start with a problem to which Proudhon must then contribute,
a process which would likely result in forcing Proudhon’s thought into
categories it was never intended to fit into, I have chosen to use Proudhon
to show us why it is we think in this way in the first place. This method has the
dual benefit of avoiding anachronism and historicising contemporary theory.
Two examples of the drawbacks of rephrasing Proudhon in the language of
contemporary concerns include Alan Ritter’s The Political Thought of Pierre-
Joseph Proudhon, which will tell you more about the strictures of post-War
Anglo-American analytical political theory than it will about Proudhon’s ideas,
and John Ehrenberg’s Proudhon and His Age (New Jersey: Humanities Press,
1996). Vincent has argued that the latter will tell you more about Second
International Marxism and its concerns than it will about the specifics of
Proudhon’s political theory. See K. Steven Vincent, ‘Review of John Ehrenberg’s
Proudhon and His Age’, American Historical Review 102, no. 4 (1997):
1173–74. For more on the contextualist method see David Runciman, ‘History
of Political Thought: The State of the Discipline’, British Journal of Politics and
International Relations 3, no. 1 (2001): 84–104; Skinner, Liberty before Liberal-
ism (Cambridge: Cambridge University Press, 1998); Quentin Skinner, ‘Meaning
and Understanding in the History of Ideas (1969)’, in James Tully (ed.), Mean-
ing and Context: Quentin Skinner and His Critics (Cambridge: Polity, 1988),
pp. 29–67; Quentin Skinner, Visions of Politics Volume 1: Regarding Method
(Cambridge: Cambridge University Press, 2002); James Tully (ed.), Meaning
and Context: Quentin Skinner and His Critics (Cambridge: Polity, 1988).
43 See, for example, Alexander Anievas, Marxism and World Politics: Contesting
Global Capitalism (London: Routledge, 2009); J. Ann Tickner, Gender in
Notes 173
International Relations: Feminist Perspectives on Achieving Global Security
(New York: Columbia University Press, 1992); Naeem Inayatullah and
David L. Blaney, International Relations and the Problem of Difference
(New York: Routledge, 2004).
44 Andrew Linklater, ‘The Question of the Next Stage in International Relations
Theory: A Critical-Theoretical Point of View’, Millennium: Journal of Inter-
national Studies 21, no. 1 (1992): 77–98.
45 See also, Zygmunt Bauman, Modernity and the Holocaust (Ithaca, NY: Cornell
University Press, 1989); Theodor W. Adorno and Max Horkheimer, Dialectic of
Enlightenment, 2nd ed. (London: Verso, 1986).
46 The nineteenth century is, surprisingly, under-examined by IR scholars and
particularly its theorists. This book should therefore contribute to work under-
taken by Buzan and Lawson to rectify this. See, Barry Buzan and George
Lawson, ‘The Global Transformation: The 19th Century and the Making of
Modern International Relations’, International Studies Quarterly (forthcoming).
47 See, for example, Nicholas Greenwood Onuf, The Republican Legacy in Inter-
national Thought (Cambridge: Cambridge University Press, 1998); Daniel
Deudney, Bounding Power: Republican Security Theory from the Polis to the
Global Village (Princeton, N.J.; Woodstock: Princeton University Press, 2007);
Philip Pettit, ‘A Republican Law of Peoples’, European Journal of Political
Theory 9, no. 1 (2010): 70–94; Cécile Laborde, ‘Republicanism and Global
Justice’, European Journal of Political Theory 9, no. 1 (2010): 48–69; James
Bohman, ‘Nondomination and Transnational Democracy’, in Cécile Laborde
and John Maynor (eds), Republicanism and Political Theory (Oxford: Blackwell,
2008), 190–216; Peter Haldén, ‘Republican Continuities in the Vienna Order
and the German Confederation 1815–1866’, European Journal of International
Relations (forthcoming); Peter Haldén, Stability without Statehood: Lessons
from Europe’s History Before the Sovereign State (Houndmills, Basingstoke
Hampshire; New York: Palgrave Macmillan, 2011).
48 The literature on this subject is vast. The standard reference is Philip Pettit,
Republicanism: A Theory of Freedom and Government (Oxford: Clarendon,
1997). See also, John P. McCormick, Machiavellian Democracy (Cambridge:
Cambridge University Press, 2011). For a good collection of essays see Cécile
Laborde and John W. Maynor, Republicanism and Political Theory (Oxford:
Blackwell, 2008).
49 Proudhon, What is Property? pp. 204–5.
50 Richard Vernon, Citizenship and Order: Studies in French Political Thought
(Toronto: University of Toronto Press, 1986), p. 66.
51 Cited in Vincent, Pierre-Joseph Proudhon, p. 143. Capitals in original.
52 Ibid., pp. 3–4.
53 Ibid., pp. 318, 225.
54 Gordon, Anarchy Alive, p. 33.
55 Richard K. Ashley, ‘Untying the Sovereign State: A Double Reading of
the Anarchy Problematique’, Millennium 17, no. 2 (1988): 227–62.
56 Volker R. Berghahn, Militarism: The History of an Intellectual Debate
1861–1971 (Leamington Spa: Berg Publishers, 1981), p. 1.
2 Anarchy and contemporary IR theory
1 Hedley Bull, The Anarchical Society: A Study of Order in World Politics
(London: Macmillan, 1977).
2 Martin Wight, International Theory: The Three Traditions (Leicester: Leicester
University Press for the Royal Institute of International Affairs, 1991).
3 Skinner, ‘Meaning and Understanding in the History of Ideas’, p. 36.
174 Notes
4 Skinner, Liberty Before Liberalism, p. 116.
5 See, for example, Andrew Hurrell, ‘Order and Justice in International Relations:
What Is at Stake’, in Rosemary Foot, John Gaddis and Andrew Hurrell (eds),
Order and Justice in International Relations (Oxford: Oxford University Press,
2002), pp. 24–48.
6 I avoid the use and discussion of the term sovereignty intentionally. As Carr
argued just before the onset of the global rejection of the norm, ‘One prediction
may be made with some confidence. The concept of sovereignty is likely to
become in the future even more blurred and indistinct than it is at present [ … ]
It was never more than a convenient label.’ Edward Hallett Carr, The Twenty
Years Crisis, 1919–1939: An Introduction to the Study of International Relations
(London: The Macmillan Press Ltd and Papermac, 1981), p. 230. Not only did
events prove him right, but so too has the subsequent outpouring of academic
writing on the subject rendered it less clear what sovereignty entails. Carr was
developing a position that was well established by Harold Laski. See Harold
J. Laski, Authority in the Modern State (New Haven: Yale University Press,
1919) and Harold J. Laski, ‘The Pluralistic State’, The Philosophical Review 28,
no. 6 (1919): 562–75.
7 For a selection of the writings of Edmund Burke and Freidrich Von Gentz,
see Brown et al., International Relations in Political Thought, pp. 292–300,
307–10.
8 See Schmidt, The Political Discourse of Anarchy, chapter 5.
9 Stanley Hoffmann, ‘An American Social Science: International Relations’,
Daedalus 106, no. 3 (1977): 41–60. See also, Oren, Our Enemies and US.
10 See, for example, Michael W. Doyle, Ways of War and Peace: Realism,
Liberalism, and Socialism (New York; London: Norton, 1997); Seán Molloy,
The Hidden History of Realism: A Genealogy of Power Politics (Basingstoke:
Palgrave Macmillan, 2006); Michael C. Williams, The Realist Tradition and the
Limits of International Relations, Cambridge Studies in International Relations
(Cambridge: Cambridge University Press, 2005).
11 See Paul W. Schroeder, ‘Did the Vienna Settlement Rest on a Balance of
Power?’ The American Historical Review 97, no. 3 (1992): 683–706; Paul W.
Schroeder, ‘Historical Reality Vs. Neo-Realist Theory’, International Security
19, no. 1 (1994): 108–48; Paul W. Schroeder, ‘The Nineteenth Century System:
Balance of Power or Political Equilibrium?’ Review of International Studies 15,
special issue no. 2 (1989): 135–53; Paul. W. Schroeder, The Transformation of
European Politics 1763–1848 (Oxford: Oxford University Press, 1994).
12 Kenneth Waltz, Theory of International Politics (Reading, Mass.; London:
Addison-Wesley, 1979), p. 88.
13 Ibid., p. 89.
14 For more on this see Oren, Our Enemies and US, chapter 4.
15 Wight, ‘Why Is There No International Theory?’.
16 Waltz, Theory of International Politics, pp. 111–14.
17 See Bull, Anarchical Society, p. 100.
18 Ibid., pp. 4, 7.
19 Ibid., p. 7.
20 Ibid., p. 47. For more on this see Hideimi Suganami, The Domestic Analogy
and World Order Proposals (Cambridge: Cambridge University Press, 1989).
Cf. Chiara Bottici, Men and States: Rethinking the Domestic Analogy in a
Global Age (Basingstoke: Palgrave Macmillan, 2009).
21 Ibid., p. 305.
22 Mervyn Frost, Global Ethics: Anarchy, Freedom and International Relations
(London: Routledge, 2009), pp. 83–89.
23 Ibid., p. 63.
Notes 175
24 For a good discussion of the evolution of liberal thought and its future, see
G. John Ikenberry, ‘Liberal Internationalism 3.0: America and the Dilemmas of
Liberal World Order’, Perspectives on Politics 7, no. 1 (2009): 71–87.
25 Robert Axelrod and Robert O. Keohane, ‘Achieving Cooperation under
Anarchy: Strategies and Institutions’, World Politics 38, no. 1 (1985): 226–54;
Robert O. Keohane, After Hegemony: Cooperation and Discord in the World
Political Economy (Princeton: Princeton University Press, 1984).
26 See also R. O. Keohane and J. S. Nye, Power and Interdependence: World
Politics in Transition (New York: Little Brown, 1977).
27 Robert O. Keohane, Neorealism and its Critics (New York: Columbia
University Press, 1986).
28 Philip G. Cerny, ‘Globalization and the Changing Logic of Collective Action’,
International Organization 49, no. 4 (1995): 595–625; Philip G. Cerny, ‘Globa-
lization and the Erosion of Democracy’, European Journal of Political Research
36, no. 1 (1999): 1–26; Philip G. Cerny, ‘Paradoxes of the Competition State:
The Dynamics of Political Globalization’, Government and Opposition 32, no. 2
(1997): 251–74; Gary Marks, Lisebet Hooghe and Kermit Blank, ‘European
Integration from the 1980s: State-Centric V. Multi-Level Governance’, Journal
of Common Market Studies 34, no. 3 (1996): 341–74; Andrew Linklater,
‘Citizenship and Sovereignty in the Post-Westphalian European State’, in
D. Archibugi, D. Held and M. Köhler (eds), Re-Imagining Political Commu-
nity: Studies in Cosmopolitan Democracy (Cambridge: Polity, 1998), 113–37.
29 See, Beate Jahn, ‘Universal Languages? A Reply to Moravcsik’, International
Theory 2, no. 1 (2010): 140–56.
30 See, for example, Michael Doyle, ‘Kant, Liberal Legacies, and Foreign Affairs’,
Philosophy and Public Affairs 12, no. 3 (1983): 205–35; Michael Doyle, ‘Kant,
Liberal Legacies, and Foreign Affairs, “Part 2”’, Philosophy and Public Affairs
12, no. 4 (1983): 323–53; Francis Fukuyama, The End of History and the Last
Man (New York: Free Press; Toronto: Maxwell Macmillan Canada, 1992);
Roland Paris, At War’s End: Building Peace after Civil Conflict (Cambridge:
Cambridge University Press, 2004); Ikenberry, ‘Liberal Internationalism 3.0’.
31 Alexander Wendt, ‘Anarchy Is What States Make of It: The Social Construction
of Power Politics’, International Organization 46, no. 2 (1992): 391–425;
Alexander Wendt, ‘Why a World State Is Inevitable’, European Journal of
International Relations 9, no. 4 (2003): 491–542.
32 Wendt, ‘Anarchy is What States Make of It’, p. 424.
33 Deudney, Bounding Power.
34 Two recent books that extend these discussions in important ways are Haldén,
Stability without Statehood and Philip G. Cerny, Rethinking World Politics: A
Theory of Transnational Neopluralism (New York; Oxford: Oxford University
Press, 2010). Considerations of time and space mean it has been impossible to
discuss these works here. In a future work, I intend to link republicanism,
pluralism and anarchist political theory to engage the rebirth in world state
theory in IR.
35 Deudney, Bounding Power, p. 48.
36 Ibid., p. 49.
37 For a discussion of Deudney’s critique of state socialism see ibid., pp. 198–202.
38 Justin Rosenberg, The Empire of Civil Society: A Critique of the Realist Theory
of International Relations (London: Verso, 1994).
39 Ibid.
40 Ibid., pp. 158, 123.
41 Jurgen Habermas, Moral Consciousness and Communicative Action (Cambridge:
Polity, 1990).
42 Ibid., p. 216.
176 Notes
43 Andrew Linklater, The Transformation of Political Community: Ethical
Foundations of a Post-Westphalian Era (Cambridge: Polity, 1998), p. 21. For a
critique see Beate Jahn, ‘One Step Forward, Two Steps Back: Critical Theory as
the Latest Edition of Liberal Idealism’, Millennium – Journal of International
Studies 27, no. 3 (1998): 613–41.
44 Jahn, ‘One Step Forward, Two Steps Back’.
45 Linklater, The Transformation of Political Community, p. 196.
46 For more on this see, for example, Ruth Kinna and Alex Prichard, ‘Introduc-
tion’, in Alex Prichard, Ruth Kinna, David Berry and Saku Pinta (eds),
Libertarian Socialism: Politics in Black and Red (Houndmills: Palgrave, 2012).
47 See, for example, Carol Cohn, ‘Sex and Death in the Rational World of
Defense Intellectuals’, Signs 12, no. 4 (1987): 687–718.
48 Cynthia Enloe, Bananas, Beaches and Bases: Making Feminist Sense of
International Politics (Berkley: University of California Press, 2000).
49 Cynthia Enloe, ‘Margins Silences and Bottom Rungs: How to Overcome the
Underestimation of Power in the Study of International Relations’, in Steve
Smith, Ken Booth and Marysia Zalewski (eds), International Theory: Positivism
and Beyond (Cambridge: Cambridge University Press, 1996), p. 186.
50 Ashley, ‘Untying the Sovereign State’.
51 Ibid., p. 230.
52 See, for example, Saul Newman, ‘Crowned Anarchy: Postanarchism and
International Relations Theory’, Millennium – Journal of International Studies
40, no. 2 (2012): 259–78; Saul Newman, From Bakunin to Lacan: Anti-
Authoritarianism and the Dislocation of Power (London: Lexington, 2001); Saul
Newman, The Politics of Postanarchism (Edinburgh: Edinburgh University
Press, 2010); Saul Newman, ‘Postanarchism: A Politics of Anti-Politics’, Journal
of Political Ideologies 16, no. 3 (2011): 313–27.
53 One of the lone exceptions is Nathan J. Jun, Anarchism and Political Modernity
(London: Continuum, 2012). See also, Benjamin Franks, ‘Postanarchism:
A Critical Assessment’, Journal of Political Ideologies 12, no. 2 (2007): 127–45.
54 Richard K. Ashley and R. B. J. Walker, ‘Speaking the Language of Exile:
Dissident Thought in International Studies’, International Studies Quarterly 34,
no. 3 (1990): 259–68.
55 James C. Scott, The Art of Not Being Governed: An Anarchist History of Upland
Southeast Asia (New Haven, Conn.; London: Yale University Press, 2009);
James C. Scott, Seeing Like a State: How Certain Schemes to Improve the
Human Condition Have Failed (New Haven, Conn.; London: Yale University
Press, 1998).
56 Richard Falk, ‘Anarchism and World Order’, in J. Roland Pennock and John
Chapman (eds), Nomos Xix: Anarchism (New York: New York University
Press, 1978), pp. 63–87; Thomas G. Weiss, ‘The Tradition of Philosophical
Anarchism and Future Directions in World Policy’, Journal of Peace Research
12, no. 1 (1975): 1–17.
57 Falk, ‘Anarchism and World Order’, p. 7. Cf. Falk, ‘Anarchism without
“Anarchism”’.
58 Cf. Adam Goodwin, ‘Evolution and Anarchism in International Relations:
The Challenge of Kropotkin’s Biological Ontology’, Millennium – Journal of
International Studies 39, no. 2 (2010): 417–37.
59 Booth, ‘Security in Anarchy’, p. 540.
60 It would take pages to list Chomsky’s writings here. See, for example, Noam
Chomsky and Edward S. Herman, The Political Economy of Human Rights,
Vol. 1: The Washington Connection and Third World Fascism (Boston: South
End Press, 1979); Edward S. Herman and Noam Chomsky, Manufacturing
Consent: The Political Economy of the Mass Media (New York: Pantheon
Notes 177
Books, 2002); Noam Chomsky, Rogue States: The Rule of Force in World
Affairs (London: Pluto, 2000). See also Eric Herring and Piers Robinson,
‘Forum on Chomsky’, Review of International Studies 29 (2003): 551–52.
61 For more on this see Ronald Osborn, ‘Noam Chomsky and the Realist
Tradition’, Review of International Studies 35, no. 2 (2009): 351–70; Eric
Herring and Piers Robinson, ‘Too Polemical or Too Critical? Chomsky on the
Study of News Media and US Foreign Policy’, Review of International Studies
29, no. 4 (2003): 553–68.
62 Cited in Mark Laffey, ‘Discerning the Patterns of World Order: Noam
Chomsky and International Theory after the Cold War’, Review of International
Studies 29, no. 4 (2003): 587–604, here p. 599.
63 Thomas S. Kuhn, The Structure of Scientific Revolutions, 3rd ed. (Chicago and
London: University of Chicago Press, 1996), p. 156.
3 National unity and the nineteenth-century European equilibrium
1 Timothy Lang, ‘Lord Acton and “the Insanity of Nationality”’, Journal of the
History of Ideas 63, no. 1 (2002): 129–49.
2 Otto Pflanze, ‘Nationalism in Europe, 1848–1871’, The Review of Politics 28,
no. 2 (1966): 129–43, here p. 131.
3 Michael Howard, War and the Liberal Conscience: The George Macaulay
Trevelyan Lectures in the University of Cambridge, 1977 (London: Temple
Smith, 1978), p. 72.
4 Elie Kedourie, Nationalism, 4th ed. (Oxford: Blackwell, 1993), p. xvi.
5 Pierre-Joseph Proudhon, Si Les Traités de 1815 ont cessé d’exister. Actes de
futur congrès, 3rd ed. (Paris: E. Dentu, 1864) [Gallica], p. 99.
6 For more on this see Schroeder, ‘Did the Vienna Settlement Rest on a
Balance of Power?’; Schroeder, ‘Historical Reality Vs. Neo-Realist Theory’;
Schroeder, ‘The Nineteenth Century System’; Schroeder, The Transformation of
European Politics 1763–1848; William C. Wohlforth, Richard Little, Stuart
J. Kaufman, David Kang, Charles A. Jones, Victoria Tin-Bor Hui, Arthur
Eckstein, Daniel Deudney and William L. Brenner, ‘Testing Balance-of-Power
Theory in World History’, European Journal of International Relations 13, no. 2
(2007): 155–85.
7 Pierre-Joseph Proudhon, La Guerre et la Paix. Recherches sur le principe et la
constuitution des droits des gens (Paris: Editions Tops, 1998), Vol. I, pp. 219–20.
8 For more on this, see Deudney, Bounding Power, pp. 5–13.
9 Pierre-Joseph Proudhon, Du Principe Fédératif, et de la nécessité de reconstituer
le parti de la révolution (Paris: E. Dentu, 1863) [Gallica], pp. 89, 93. For some
interesting and prescient observations regarding a possible United States of
Europe and the likelihood that it would be dominated by its great powers in a
new ‘Holy Alliance’, see ibid., n. 1, p. 88.
10 Proudhon, La Guerre et la Paix, p. 180. Cf. Haldén, ‘Republican Continuities’.
11 Proudhon, La Guerre et la Paix, Vol. II, p. 101.
12 Pierre-Joseph Proudhon, Contradictions Politiques. Théorie du mouvement
constitutionnele au XIXe Siècle (L’Empire parlementaire et l’opposition légal)
(Brussels: A. Lacroix, Verboeckhoven, 1870) [Gallica], p. 3.
13 Proudhon, La Guerre et la Paix, Vol. II, p. 180.
14 Woodcock, Pierre-Joseph Proudhon, p. 247.
15 Pierre-Joseph Proudhon, La Fédération et l’Unité en Italie (Paris: E. Dentu,
1862) [Gallica], pp. 74–75.
16 Proudhon, La Guerre et la Paix, Vol. I, p. 214. See also, Denis Mack
Smith, Italy: A Modern History (Ann Arbor: University Of Michigan Press,
1959), p. 1.
178 Notes
17 Proudhon’s correspondence with Joseph Ferrari is reproduced and discussed
extensively in Dolléans’ Proudhon.
18 Like others, Proudhon was aware of this meeting but not of its details. See
Proudhon, Du Principe Fédératif, p. 169.
19 Haubtmann, Pierre-Joseph Proudhon. Sa vie et sa Pensée (1855–1865), p. 161.
20 Proudhon, Du Principe Fédératif, p. 194.
21 Norman Rich, The Age of Nationalism and Reform: 1850–1890 (London:
Weinfeld and Nicholson, 1970), p. 73.
22 Pierre-Joseph Proudhon, France et Rhin, 2nd ed. (Brussels: A. Lacroix,
Verbockhoven, 1867) [Gallica], pp. 221–23.
23 A. J. P. Taylor, The Struggle for Mastery in Europe: 1848–1918 (Oxford:
Clarendon Press, 1954), pp. 111–12.
24 Proudhon, Du Principe Fédératif, p. 148.
25 Cited in Haubtmann, Pierre-Joseph Proudhon. Sa vie et sa pensée (1855–1865),
p. 161.
26 Proudhon, Fédération et l’unité en Italie, pp. 12–18. Proudhon notes here that a
united Italy would not want a strengthened imperial France on her northern
borders, or vice versa, and that this would likely spark a regional arms race.
27 Ibid., p. 30. Cf. Taylor, The Struggle for Mastery in Europe, p. 115.
28 Rich, The Age of Nationalism and Reform, pp. 74–75.
29 Proudhon, Du Principe Fédératif, pp. 73–82.
30 Ibid., pp. 83–92.
31 Smith, Italy, pp. 20–25.
32 Bruce Haddock, ‘State and Nation in Mazzini’s Political Thought’, History of
Political Thought 20, no. 2 (1999): 313–36, here p. 316.
33 Ibid., p. 317.
34 Cited in Rudolf Rocker, Nationalism and Culture (Montreal: Black Rose Books,
1997), p. 425.
35 Oliver Zimmer, A Contested Nation: History, Memory and Nationalism in
Switzerland, 1761–1891 (Cambridge: Cambridge University Press, 2003), p. xiii.
36 Proudhon, Du Principe Fédératif, n. 1, pp. 72–73.
37 Ibid., pp. 237–50.
38 Otto Pflanze has argued that the national question in Germany and Italy was a
distraction that blinded most revolutionaries to the plight of the people. This
ignorance of social concerns meant there was little popular support for the
Risorgimento, and in Germany pushed the lower classes away from liberal
nationalism and over to Marxism. Pflanze, ‘Nationalism in Europe’, p. 132.
39 Proudhon, Fédération et l’Unité en Italie, p. 13.
40 Ibid., p. 25.
41 Lang, ‘Lord Acton’.
42 See, Amoudruz, Proudhon et l’Europe, p. 95.
43 Proudhon, Fédération et l’Unité en Italie, pp. 27, 28.
44 Cf. Charles Tilly, ‘War Making and State Making as Organised Crime’, in
Peter B. Evans, Dietrich Rueschemeyer and Theda Skocpol (eds), Bringing the
State Back In (Cambridge: Cambridge University Press, 1985), pp. 169–91.
45 Proudhon, Du Principe Federative, p. 143.
46 Smith, Italy, p. 63.
47 Ibid., p. 63.
48 Ibid., p. 12.
49 John Breuilly, Nationalism and the State, 2nd ed. (Manchester: Manchester
University Press, 1993), p. 113.
50 Proudhon, Du Principe Fédératif, p. 141.
51 Ibid., p. 196.
52 Ibid., p. 216.
Notes 179
53 Proudhon, France et Rhin, p. 105.
54 Ibid., p. 104.
55 Ibid., p. 107.
56 Carr, ‘Proudhon’, p. 51. On the matter of French Algeria, Proudhon is relatively
quiet. He did argue that Algeria is a lost cause and the French should never
have gone in. The people will never be entirely assimilated because of the
distance between the two cultures, it is too expensive a trophy to sustain and
the people do not want the French there. It is purely a military occupation
and ‘les conquérants d’exécrables charlatans tôt ou tard châtiés par la force
dont ils abusent’. Proudhon, La Guerre et la Paix, Vol. I, p. 212.
57 Proudhon, La Guerre et la Paix, Vol. I, p. 282.
58 Ibid., p. 283.
59 Ibid., p. 257.
60 Ibid., p. 289.
61 Berghahn, Militarism, p. 1.
62 Proudhon, La Guerre et la Paix, p. 237.
63 Ibid., p. 241.
64 Ibid., p. 245.
65 Ibid., p. 224.
66 Proudhon, Si les Traités, p. 64.
67 Ibid., p. 68.
68 Proudhon, France et Rhin, p. 138.
69 Amoudruz, Proudhon et l’Europe, p. 37.
70 Woodcock, Pierre-Joseph Proudhon, p. 239.
71 Proudhon, Du Principe Fédératif, p. 217.
72 Proudhon, Si les Traités, p. 86.
73 Proudhon, La Guerre et la Paix, p. 175.
74 Proudhon, Si les Traités, p. 80.
75 Ibid., p. 82.
76 Ibid., cited p. 73. See also, Proudhon, La Guerre et la Paix, Vol. I, pp. 176–78.
77 Proudhon, Si les Traités, p. 91.
78 Aaron Noland, ‘Proudhon and Rousseau’, Journal of the History of Ideas 28,
no. 1 (1967): 33–54, here p. 37.
79 Jean-Jacques Rousseau, ‘Considerations on the Government of Poland’, in The
Political Writings of Jean Jacques Rousseau, from the original manuscripts and
authentic editions, with introductions and notes by C. E. Vaughan (Cambridge
University Press, 1915). In 2 vols. Vol. 2, Chapter VII. Available at http://oll.
libertyfund.org/?option=com_staticxt&staticfile=show.php%3Ftitle=711&
chapter=88993&layout=html&Itemid=27 (accessed 9 May 2012).
80 See Karma Nabulsi, Traditions of War: Occupation, Resistance, and the Law
(Oxford: Oxford University Press, 1999), pp. 190–92.
81 Ralph Nelson, ‘The Federal Idea in French Political Thought’, Publius 5, no. 3
(1975), pp. 17–19.
82 Norman Davies, God’s Playground: A History of Poland, Vol. II (Oxford:
Clarendon Press, 1981), p. 41.
83 Ibid., p. 6.
84 Ibid., p. 80.
85 Proudhon, Si les Traités, p. 102.
86 Ibid., p. 250.
87 Ibid., p. 265.
88 See, Mikhail Bakunin, Statism and Anarchy (Cambridge: Cambridge University
Press, 1990).
89 Proudhon devotes a chapter of La Guerre et la Paix to a discussion of the likely
outcomes of a possible war with England and concludes that such a war could
180 Notes
not be won by the French, contrary to the assumptions of the chauvinists,
because the requirement that a victorious France absorb England would be
impossible to realise. Proudhon, La Guerre et la Paix, pp. 99–107.
4 War, providence and the international order in the thought
of Rousseau, Kant and Comte
1 Hoffman, Revolutionary Justice, p. 261.
2 Amoudruz, Proudhon et l’Europe, p. 151. Work in the English language con-
textualising Proudhon’s thought in the plural currents of nineteenth-century
philosophy is minimal. None have yet shown how Proudhon’s thinking about
international politics engaged and developed some of the key ideas current at
that time. Aaron Noland’s piece on the debate between Rousseau and Proudhon
and De Lubac’s chapter on Proudhon’s engagement with Kant are important,
but neither engages with the international dimensions of either Proudhon’s
thought, or Rousseau and Kant’s. Haubtmann’s unpacking of the relationship
between Comte and Proudhon is instructive, but it has not been translated into
English, nor does it relate to the question of war and the future republican
social order. Vincent’s otherwise excellent book ignores these debates almost
completely, as does Vernon’s. See, Noland, ‘Proudhon and Rousseau’; Henri
De Lubac, Un-Marxian Socialist: A Study of Proudhon. Translated by R. E.
Scantlebury (London: Sheed and Ward, 1948), pp. 121–68; Pierre Haubtmann,
La Philosophie Sociale De P.-J. Proudhon (Grenoble: Presses Universitaires de
Grenoble, 1980); Vincent, Pierre-Joseph Proudhon; Richard Vernon, Citizenship
and Order.
3 This is not the place to begin to recount this debate. Suffice to say that
recent attempts to resuscitate anarchism have been explored through linking
anarchist concerns with domination with poststructuralist critiques of power
and modernity. These attempts are controversial and have generated heated
debate. The broad contours of this debate are set out in a recent useful
anthology. See Duane Rousselle and Süreyya Evren, Post-Anarchism: A Reader
(London: Palgrave Macmillan, 2011). The debate itself was mainly a response
to the work of Saul Newman. For his most recent iterations, see Newman, The
Politics of Postanarchism; Newman ‘Postanarchism’; Newman, ‘Crowned
Anarchy’.
4 For more on this, see, for example, Jun, Anarchism and Political Modernity.
5 Immanuel Kant, ‘Perpetual Peace: A Philosophical Sketch’, in Hans Reiss (ed.),
Kant: Political Writings (Cambridge: Cambridge University Press, 1991),
p. 108.
6 While I follow Proudhon’s reasoning here, I am also indebted to Pamela
Mason’s excellent account. See Pamela A. Mason, ‘The Communion of
Citizens: Calvinist Themes in Rousseau’s Theory of the State’, Polity 26, no. 1
(1993): 25–49.
7 Michel Despland, Kant on History and Religion, with a Translation of Kant’s
‘On the Failure of All Attempted Philosophical Theodicies’ (Montreal:
McGill – Queen’s University Press, 1973), p. 6.
8 Pierre Joseph Proudhon, The Philosophy of Progress. Translated by Shaun
Wilbur, with the assistance of Jesse Cohn, revised by Shaun Wilbur in 2012
(Corvus Editions, 2012), n. 11, p. 26. Cf. Mikhail Bakunin, God and the State.
Translated by Paul Avrich, 1st ed. (New York: Dover Publications, 1970).
9 See Noland, ‘Proudhon and Rousseau’; Vincent, Pierre-Joseph Proudhon,
pp. 56–59, 66–70; Anne-Sophie Chambost, Proudhon et la Norme: Pensé
juridique d’un anarchiste (Rennes: Presses Universitaires de Rennes, 2004),
pp. 185–214. For a comparison of their respective influence on the French
Notes 181
revolutionary movement, see John Plamenatz, The Revolutionary Movement
in France: 1815–71 (London: Longmans, 1952). Plamenatz concludes (p. xi):
‘If ever a political society existed that looked like a copy (though a very imper-
fect one) of the ideal state described by Rousseau, it was not the revolutionary
France of the Jacobins but the Paris Commune of 1871 [ … ]. But the
Communards were not disciples of Rousseau; if they took their doctrines from
anyone, it was from Proudhon.’
10 Vincent, Pierre-Joseph Proudhon, p. 62.
11 Cited in De Lubac, Un-Marxian Socialist, p. 140.
12 Immanuel Kant, Principes Métaphysiques du Droit, Suivis du Project du Paix
Pérpetuelle. Translated by Joseph Tissot, 2nd ed. (Paris: Librairie Philosophique
de Ladrange, 1853).
13 Celestin Bouglé and A. Cuviller, ‘Introduction’, in P. J. Proudhon, De la
Création de l’Ordre dans l’Humanité. Ou Principes d’Organisation Politique,
edited by Celestin Bouglé and A. Cuviller (Paris: Marcel Rivière, 1927), p. 17.
14 Ibid., p. 18.
15 T. H. Ruyssen, ‘Introduction’, in P. J. Proudhon, Philosophie du Progrès (Paris,
Marcel Rivière, 1946), pp. 15–17.
16 For more on this interesting episode, see Mary Pickering, August Comte: An
Intellectual Biography, Vol III (Cambridge: Cambridge University Press, 2009),
pp. 85–95.
17 Haubtmann, La Philosophie Sociale, pp. 183–96.
18 Auguste Comte, System of Positive Polity, Vol. I (New York, Burt Franklin,
1968), p. ix.
19 Iain Hampsher-Monk, A History of Modern Political Thought: Major Political
Thinkers from Hobbes to Marx (Oxford: Blackwell, 1992), p. 175.
20 For more on this debate, see Victor Gourevitch, ‘The Religious Thought’,
in The Cambridge Companion to Rousseau, ed. Patrick Riley (Cambridge:
Cambridge University Press, 2001), pp. 193–246.
21 Jean Jaques Rousseau, ‘Letter to Voltaire’, in Victor Gouervitch (ed.),
Rousseau: The Discourses and Other Early Political Writings (Cambridge:
Cambridge University Press, 1997), p. 240.
22 Ibid. (emphasis added).
23 Ibid., p. 245.
24 Jean-Jacques Rousseau, ‘Of the Social Contract or Principles of Political Right’,
in Victor Gourevitch (ed.), Rousseau: The Social Contract and Other Later
Political Writings (Cambridge: Cambridge University Press, 1997), 39–152.
25 Ibid., p. 150.
26 Ernst Cassirer, The Question of Jean-Jacques Rousseau. Translated by Peter Gay
(Bloomington: Indiana University Press, 1963), p. 47. This is precisely the sense
in which Proudhon understands the concept of Divine as we will see in the next
chapter.
27 See, for example, Geraint Parry, ‘Émile: Learning to Be Men, Women, and
Citizens’, in The Cambridge Companion to Rousseau (Cambridge: Cambridge
University Press, 2001), 247–71.
28 Rousseau, ‘Of the Social Contract’, pp. 49–50.
29 Pamela A. Mason, ‘The Communion of Citizens: Calvinist Themes in
Rousseau’s Theory of the State’, Polity 26, no. 1 (1993): 25–49.
30 Jean-Jacques Rousseau, ‘Considerations on the Government of Poland’,
in C. E. Vaughan (ed.), The Political Writings of Jean Jacques Rousseau
(Cambridge University Press, 1915). Vol. 2. Available at http://oll.libertyfund.
org/?option=com_staticxt&staticfile=show.php%3Ftitle=711&chapter=88993&
layout=html&Itemid=27 (accessed 9 May 2012), p. 211.
31 Rousseau, ‘Of the Social Contract’, p. 150.
182 Notes
32 For more on this see Michael C. Williams, ‘Rousseau, Reason and
Realpolitik’, Millennium: Journal of International Studies 18, no. 2 (1989):
185–203.
33 Jean-Jacques Rousseau, ‘Fragments of an Essay on the State of War’, in Jean
Jacques Rousseau, A Lasting Peace through the Federation of Europe and The
State of War. Trans. by C. E. Vaughan (London: Constable and Co., 1917).
Available at http://oll.libertyfund.org/?option=com_staticxt&staticfile=show.php
%3Ftitle=1010& chapter=144262&layout=html&Itemid=27 (accessed 10 May
2012).
34 Jean-Jacques Rousseau, ‘Rousseau’s Criticism of Saint Pierre’s Project’, in Jean
Jacques Rousseau, A Lasting Peace through the Federation of Europe and The
State of War. Translated by C. E. Vaughan (London: Constable and Co., 1917).
Available at http://oll.libertyfund.org/?option=com_staticxt&staticfile=show.php
%3Ftitle=1010&chapter=144258&layout=html&Itemid=27 (accessed 10 May
2012).
35 Rousseau, ‘Rousseau’s Criticism’.
36 Ibid.
37 Jean-Jacques Rousseau, ‘Statement of St. Pierre’s Project’, in Jean Jacques
Rousseau, A Lasting Peace through the Federation of Europe and The State
of War. Translated by C. E. Vaughan (London: Constable and Co., 1917).
Available at http://oll.libertyfund.org/?option=com_staticxt&staticfile=show.php
%3Ftitle=1010&chapter=144256&layout=html&Itemid=27 (accessed 10 May
2012).
38 Ibid.
39 Ibid.
40 Ibid.
41 Nabulsi, Traditions of War, pp. 177–240.
42 See Tuck, Rights of War and Peace, pp. 224–25. For a fuller account, see
Kedourie, Nationalism, chapter 2.
43 Ernst Cassirer, Rousseau, Kant and Goethe (New York: Harper Torchbooks,
1963), p. 59.
44 Immanuel Kant, ‘Idea for a Universal History with a Cosmopolitan Purpose’,
in Kant: Political Writings, edited by Hans Reiss (Cambridge: Cambridge Uni-
versity Press), p. 42.
45 See, for example, Susan Mendus, ‘Kant: “An Honest But Narrow-Minded
Bourgeois?”’, in Howard Williams (ed.), Essays on Kant’s Political Philosophy
(Cardiff: University of Wales Press, 1992), pp. 166–90.
46 Roger Scruton, Kant (Oxford: Oxford University Press, 1982), p. 28.
47 Immanuel Kant, Critique of Pure Reason (London: J. M. Dent, 1993),
pp. 387–88.
48 Kant, ‘Idea of a Universal History’, p. 45.
49 Scruton, Kant, p. 50.
50 Kant, Critique of Pure Reason, p. 428.
51 Ibid., p. 412.
52 Ibid., p. 429.
53 Ibid., p. 435.
54 Kant, ‘Idea of a Universal History’, p. 42.
55 Ibid.
56 Kant, ‘Perpetual Peace’, p. 110.
57 Ibid., p. 43.
58 Ibid., p. 48.
59 Kant, ‘Idea of a Universal History’, p. 44.
60 Ibid., p. 45.
61 Kant, ‘Perpetual Peace’, p. 111.
Notes 183
62 Immanuel Kant, ‘The Metaphysics of Morals’, in Hans Reiss (ed.), Kant: Poli-
tical Writings (Oxford: Oxford University Press, 1991), pp. 172–73. This makes
Kant something of the ‘sorry comforter’ that he criticised Grotius, Pufendorf
and Vattel for being in ‘Perpetual Peace’. See Kant, ‘Perpetual Peace’, p. 103.
63 Kant, ‘Idea of a Universal History’, p. 48.
64 Ibid., p. 45.
65 Ibid., p. 46.
66 For more on this see Garrett Wallace Brown, ‘State Sovereignty, Federation
and Kantian Cosmopolitanism’, European Journal of International Relations 11,
no. 4 (2005): 495–522.
67 Kant, ‘Metaphysics of Morals’, p. 143.
68 Ibid.
69 Ibid.
70 Ibid., p. 163. For more on this see, for example, Peter Nicholson, ‘Kant on the
Duty Never to Resist the Sovereign’, Ethics 86, no. 3 (1976): 214–30.
71 Kant, ‘Idea of a Universal History’, p. 47.
72 Ibid., pp. 47–48.
73 Ibid., p. 49 (emphasis added).
74 Ibid., p. 51.
75 Auguste Comte, The Catechism of Positive Religion. Translated by Richard
Congrave (London: John Chapman, 1858 [1852]), p. 7. Available at http://
archive.org/details/catechismofposit00comt (accessed 10 May 2012).
76 Cited in Mary Pickering, August Comte: An Intellectual Biography, Vol I
(Cambridge: Cambridge University Press, 1993), p. 291.
77 Ibid.
78 Ibid., p. 335.
79 Kant, Critique of Pure Reason, p. 386.
80 Auguste Comte, ‘Plan of the Scientific Work Necessary for the Reorganisation
of Society’, in H. S. Jones (ed.), Comte: Early Political Writings (Cambridge:
Cambridge University Press, 1998), p. 76.
81 Comte, The Catechism of Positive Religion, p. 58.
82 Ibid.
83 Comte, System of Positive Polity (Vol. I), p. 575.
84 Ibid. (Vol. III), p. 15.
85 Ibid. (Vol. I), p. 543.
86 Ibid. (Vol. II), p. 2.
87 Ibid. (Vol. III), p. 576.
88 Comte, The Catechism of Positive Religion, p. 253.
89 Comte, System of Positive Polity (Vol. II), p. 29.
90 Comte, The Catechism of Positive Religion, pp. 79–80.
91 Ibid., p. 308.
92 Comte, ‘Plan’, p. 105.
93 Auguste Comte, ‘Summary Appraisal of the General Character of Modern
History’, in H. S. Jones (ed.), Comte: Early Political Writings (Cambridge:
Cambridge University Press, 1998), p. 24.
94 Comte, The Catechism of Positive Religion, pp. 169–70.
95 Ibid., p. 198.
96 Ibid., pp. 371–72.
97 Ibid., p. 49.
98 Ibid., p. 371.
99 Comte, ‘Summary’, p. 47.
100 Comte, The Catechism of Positive Religion, p. 243.
101 Ibid., p. 337.
102 Ibid., pp. 337–38.
184 Notes
103 Ibid., p. 360.
104 Comte, ‘Plan’, p. 108.
105 Vernon, Citizenship and Order, p. 125.
106 Comte, The Catechism of Positive Religion, p. 339.
107 Ibid., p. 345.
108 Ibid., p. 333.
109 Ibid., pp. 228–29.
110 Comte, The Catechism of Positive Religion, p. 71.
111 Comte, System of Positive Polity (Vol. II), p. 247.
112 Pickering, August Comte, Vol I, p. 707.
113 Frank E. Manuel, The Prophets of Paris: Turgot, Condorcet, Saint-Simon,
Fourier, Comte (New York: Harper and Row, 1965), p. 281.
114 Raymond Aron, Main Currents in Sociological Thought 1: Montesquieu,
Comte, Marx, Toqueville: The Sociologists and the Revolution of 1848.
Translated by Richard Howard and Helen Weaver (New York: Doubleday,
1968), p. 90.
115 Cited in John Hampden Jackson, Marx, Proudhon and European Socialism
(London: English Universities Press, 1957), p. 115.
5 From providence to immanence
1 Ashley, ‘Untying the Sovereign State’.
2 For more on this relationship of IR theorists to US foreign policy over the last
century and a half, see Oren, Our Enemies and US.
3 For contemporary accounts of the meaning and role of social theory in IR,
see, for example, Alexander Wendt, Social Theory of International Politics
(Cambridge: Cambridge University Press, 1999); Jonathan Joseph, The Social in
the Global: Social Theory, Governmentality and Global Politics (Cambridge:
Cambridge University Press, 2012).
4 Woodcock, Pierre-Joseph Proudhon, p. 204.
5 Haubtmann, Pierre-Joseph Proudhon (1855–1865), pp. 95–96; Woodcock,
Pierre-Joseph Proudhon, pp. 216–18.
6 Proudhon, La Guerre et la Paix (Vol. II), p. 198.
7 This piece has recently been translated by Jesse Cohn and can be found in Iain
McKay’s excellent anthology of Proudhon’s writings. See, Iain McKay, Property
is Theft!: A Pierre-Joseph Proudhon Anthology (Edinburgh: AK Press, 2009),
pp. 654–83.
8 Alan Gilbert, ‘An Ambiguity in Marx’s and Engels’s Account of Justice and
Equality’, The American Political Science Review 76, no. 2 (1992): 328–46.
9 Peter H. Marshall, Demanding the Impossible: A History of Anarchism
(London: Fontana, 1993), p. 249.
10 Ibid., p. 225.
11 Vincent, Pierre-Joseph Proudhon, p. 122.
12 Hoffman, Revolutionary Justice, p. 229.
13 Ibid., p. 248.
14 Ritter, The Political Thought of Pierre-Joseph Proudhon, pp. 92–93.
15 Ibid., p. 34.
16 See, for example, Chambost, Proudhon et la Norme; Raymond Aron, Peace and
War: A Theory of International Relations. Translated by Richard Howard
and Annette Baker Fox (New York: Doubleday, 1966), pp. 600–610; Ansart,
‘La Présence du Proudhonisme dans les Sociologies Contemporaines’;
Pierre Ansart, Marx et l’Anarchisme: Essai sur les Sociologies de Saint-Simon,
Proudhon et Marx (Paris: Presses Universitaires de France, 1969); Pierre
Ansart, Naissance de l’Anachisme: Esquisse d’une Explication Sociologique du
Notes 185
Proudhonisme (Paris: Presses Universitaires de France, 1970); Pierre Ansart,
‘Proudhon à Travers le Temps’, L’Homme et Société 123–24 (1997): 17–24;
Pierre Ansart, Sociologie De Proudhon (Paris: Presses Universitaires de France,
1967); Celestin Bouglé, La Sociologie de Proudhon (Paris: Armand Colin,
1911); Georges Gurvitch, Proudhon: Sa vie, son oeuvre avec un exposé de sa
philosophie (Paris: Presses Universitaires de France, 1965); Constance Margaret
Hall, The Sociology of Pierre-Joseph Proudhon 1809–1865 (New York: Philo-
sophical Library, 1971); Haubtmann, La Philosophie Sociale.
17 For more on this see, for example, Joshua M. Humphreys, ‘Durkheimian
Sociology and 20th-Century Politics: The Case of Célestin Bouglé’, History of
the Human Sciences 12, no. 3 (1999): 117–38.
18 P.-J. Proudhon, De la Justice dans la Révolution et dans l’Église: Études de
Philosophie Pratique (IV Vols) (Paris: Fayard, 1988–90), Vol. I, p. 7.
19 Pierre-Joseph Proudhon, ‘Justice in the Revolution and in the Church’ [extracts]
Translated by Shaun Wilbur and Jesse Cohn, in McKay, Property is Theft!
pp. 621–23.
20 Ibid., p. 626.
21 Ibid., p. 630.
22 Ibid., p. 636.
23 Ibid., Vol. III, p. 1140.
24 Ibid., Vol. II, p. 693.
25 Ibid., p. 694. Cf. Proudhon, What is Property? chapter three.
26 Proudhon, De la Justice (Vol. III), p. 1261. Emphasis added.
27 Ibid.
28 Ibid., p. 724.
29 Ibid., p. 1256. Only a very brief discussion of Proudhon’s extensive discussion of
the nature and composition of the reality of ideas can be had here. See the
seventh étude, ‘Les Idées’, for further details.
30 Ibid., p. 1281.
31 Ibid., p. 1565.
32 Hall, The Sociology of P.-J. Proudhon, p. 32.
33 A contemporary version of this debate in IR can be found in Wendt, ‘Why
a World State is Inevitable’.
34 Ibid. (Vol. I), p. 167.
35 Ibid., p. 172. The attempt of the Saint-Simonians to found a civic religion
is discussed at length here, pp. 248–57.
36 Ibid., p. 183.
37 Ibid., p. 637.
38 Ibid., p. 177.
39 Proudhon, De la Justice (Vol. IV), p. 2057.
40 Ibid. (Vol. I), p, 309.
41 Ibid. (Vol. III), p. 1376 (emphasis added).
42 Ibid., p. 1144.
43 Ibid., p. 1373.
44 Ibid. (Vol. IV), p. 2057.
45 Interestingly, Proudhon criticised the approach to evolution common at that
time that understood it as a fatalistic trap of development within an individual
creature – for example, the eternal return from larva to butterfly. This closed
telos was probably Comte’s understanding too, but Proudhon saw the process as
open. See the second chapter of the ninth étude, Progrès et Décadence, titled
‘Critique de l’idée de progrès (suite). – Théorie de l’évolution’, ibid. (Vol. III),
pp. 1555–71. Cf. Stephen J. Gould, ‘Kropotkin Was No Crackpot’, Natural
History 106 (June) (1997): 12–21; Stephen J. Gould, Life’s Grandeur: The
Spread of Excellence from Plato to Darwin (London: Jonathan Cape, 1996);
186 Notes
Marc D. Hauser, Moral Minds: How Nature Designed Our Universal Sense of
Right and Wrong (London: Little, Brown, 2007).
46 Proudhon, De la Justice (Vol. I), p. 347.
47 Ibid., pp. 299–300.
48 Cited in De Lubac, Un-Marxian Socialist, p. 144.
49 Proudhon, De la Justice (Vol. II), p. 567.
50 Ibid., p. 326.
51 Proudhon, De la Justice (Vol. I), p. 177.
52 Cited in Vincent, Pierre-Joseph Proudhon, p. 218. See, Proudhon, Contradictions
Politiques, pp. 127–28.
53 Proudhon, The Philosophy of Progress, p. 21.
54 Proudhon, De la Justice (Vol. II), p. 719.
55 Ibid., p. 705.
56 Ibid., p. 725. De Lubac’s otherwise excellent analysis is obviously mistaken to
claim that Proudhon ‘had an instinctive aversion for all kind of system and
for all ontology’. De Lubac, Un-Marxian Socialist, p. 141.
57 Pierre-Joseph Proudhon, Théorie de la Propriété (Paris: Éditions l’Harmattan,
1997 [1862]), Electronic edition available at http://classiques.uqac.ca/classiques/
Proudhon/theorie_de_la_propriete/theorie_de_la_propriete.pdf (accessed, 10
May 2012), p. 120.
58 Proudhon, De la Justice (Vol. III), p. 1986.
59 Proudhon, De la Justice (Vol. IV), p. 2117.
60 Antony Copley, ‘Pierre-Joseph Proudhon: A Reassessment of His Role as a
Moralist’, French History 3, no. 2 (1989): 194–221.
61 Proudhon’s anti-Semitism, while not to be ignored, has been exaggerated. It
plays no part in his published works and the diary notes often referred to justify
the claim that Proudhon is a ‘harbinger of fascism’ are nowhere repeated, nor
do they correspond to or sustain his wider political beliefs. His anti-feminism,
on the other hand, does, but typically, this has exercised far less reaction,
telling us more about the state of Proudhon studies than Proudhon’s work.
62 Cf. Bouglé, La Sociologie de Proudhon, pp. 225–29.
63 Ibid.
64 Proudhon, De la Justice (Vol. II), p. 706.
65 Mme Jenny d’Héricourt, A Woman’s Philosophy of Woman or, Woman Affran-
chised: An Answer to Michelet, Proudhon, Girardin, Legouvé, Comte, and Other
Modern Innovators (Westport, Conn.: Hyperion Press, 1981), p. 45.
66 Copley, ‘Pierre-Joseph Proudhon’, p. 215.
67 Ibid., p. 208.
68 D’Héricourt, A Woman’s Philosophy of Woman, p. 41.
69 Copley, ‘Pierre-Joseph Proudhon’, p. 212.
70 Ibid., p. 213.
71 Haubtmann, Pierre-Joseph Proudhon (1855–1865), p. 67. Haubtmann notes
that Proudhon had annotated the most recent works which proved the moral
and biological equality of the sexes but ignored their conclusions.
72 Martine Segalen, Love and Power in the Peasant Family: Rural France in the
Nineteenth Century. Translated by Sarah Mathews (Oxford: Basil Blackwell,
1983).
73 See Woodcock, Pierre-Joseph Proudhon, for one of the best analyses of
Proudhon’s relationship to his parents.
74 Copley, ‘Pierre-Joseph Proudhon’.
75 D’Hérricourt, A Woman’s Philosophy of Woman, p. 58.
76 Proudhon, De la Justice (Vol. II), p. 712.
77 This is an ironic jibe at Randal Schweller’s claim that Andrew Linklater’s
version of critical theory was ‘fantasy theory’ for not taking the so-called
Notes 187
realities of global politics seriously enough. By this account, there are no such
trans-historical realities and attempts to claim that such realities exist are
themselves fantastical. See, Randall L. Schweller, ‘Fantasy Theory’, Review of
International Studies 25, no. 1 (1999): 147–50.
6 The historical sociology of war
1 Berghahn, Militarism, p. 1.
2 For more on this see Prichard, ‘What can the absence of anarchism tell us about
the history and purpose of IR?’
3 Letter to Hetzel, 9 January 1861, in Proudhon, La Guerre et la Paix (Vol. II),
p. 226. Letters relating to the subject matter and publication of La Guerre et la
Paix have been usefully collected, edited and published as an appendix to the
second volume of this Tops edition.
4 Cited in Haubtmann, Pierre-Joseph Proudhon (1855–1865), p. 209.
5 Hervé Trinquier, ‘Introduction’, in Proudhon, La Guerre et la Paix, p. 11.
6 E. H. Carr, ‘Proudhon’, p. 52.
7 Proudhon, ‘Letter to Rolland’, 27 May 1861. Cited in Proudhon, La Guerre
et la Paix (Vol. II), p. 247.
8 Ibid.
9 Marshall, Demanding the Impossible, p. 251.
10 Nicolas Bourgeois, Les Théories du Droit International Chez Proudhon:
Le Fédéralisme et la Paix (Paris: Marcel Rivière, 1927), p. 26.
11 A short but interesting forum on the relationship of phenomenology to IR can
be found in International Political Sociology 5, no. 1, 2011.
12 Proudhon, La Guerre et la Paix (Vol. I), p. 34.
13 It has become customary to argue that only states can declare war and this
principle has been traced back to Rousseau, who articulated this principle for
the first time. See Nabulsi, Traditions of War, pp. 182–85.
14 Proudhon, La Guerre et la Paix (Vol. I), pp., 73–74.
15 Ibid., p. 52.
16 Ibid., p. 40.
17 Ibid., p. 44. Cf. Comte, System of Positive Polity (Vol. III), pp. 44–58.
18 Ibid., pp. 67–68.
19 Proudhon’s annotations of Feuerbach have been reproduced as an appendix to
Haubtmann’s La Philosophie Sociale.
20 Proudhon, De la Justice (Vol. IV), p. 2056.
21 Proudhon, La Guerre et la Paix (Vol. I), pp. 45–46.
22 Ibid., p. 38.
23 Ibid., p. 89.
24 Ibid., p. 63.
25 Rousseau, ‘Of the Social Contract’, pp. 44–48.
26 Proudhon, La Guerre et la Paix (Vol. I), p. 140.
27 Ibid., p. 85.
28 Ibid., p. 183. For a much better account of the rise of the West, see Jared M.
Diamond, Guns, Germs and Steel: The Fates of Human Societies (London:
Jonathan Cape, 1997).
29 Ibid., p. 184.
30 Ibid., p. 189.
31 Ibid., pp. 190–92.
32 For more on this and how it relates to contemporary debates in anarchist
studies, see Alex Prichard, ‘Deepening Anarchism: International Relations and
the Anarchist Ideal’, Anarchist Studies 18, no. 2 (2010): 29–57.
188 Notes
33 Kant, ‘Perpetual Peace’, p. 96.
34 Proudhon, La Guerre et la Paix (Vol. I), pp. 89, 96–97.
35 Ibid., p. 91.
36 Ibid., p. 164.
37 Kant, ‘Perpetual Peace’, p. 105.
38 Proudhon, La Guerre et la Paix (Vol. I), p. 168.
39 Ibid., p. 102. For Proudhon’s engagement with Kant’s ‘sorry comforters’, see, La
Guerre et la Paix (Vol. I), pp. 86–202. For Proudhon’s chapter-length treatment
of Hobbes’ The Elements of Law Natural and Politic, see La Guerre et la Paix
(Vol. I), chapter VI.
40 Phillipe Darriulat, Les Patriotes: La Gauche Républicaine et la Nation
1830–1870 (Paris: Éditions Du Seuil, 2001).
41 Proudhon, La Guerre et la Paix, Vol. I, p. 223.
42 Ibid., p. 267.
43 John Shy, ‘Jomini’, in Paret, Peter (ed.), Makers of Modern Strategy from
Machiavelli to the Nuclear Age (Oxford: Clarendon Press, 1986), p. 163.
44 Proudhon, La Guerre et la Paix (Vol. I), pp. 237–38, 245.
45 Ibid., p. 257.
46 Ibid., p. 280.
47 Ibid., p. 163.
48 Ibid., p. 231.
49 See, Vincent, Pierre-Joseph Proudhon, pp. 187–88. Cf. Woodcock, Pierre-Joseph
Proudhon, p. 141.
50 Proudhon, La Guerre et la Paix (Vol. I), pp. 223–24.
51 Cf. Joseph M. Parent, ‘Duelling and the Abolition of War’, Cambridge Review
of International Affairs 22, no.2 (2009): 281–300.
52 Proudhon, La Guerre et la Paix (Vol. I), p. 279.
53 Ibid., p. 283.
54 Ibid., p. 289.
55 Proudhon, La Guerre et la Paix (Vol. II), pp. 12–15.
56 Ibid., p. 16.
57 Ibid., p. 18.
58 Ibid., p. 20.
59 Ibid., p. 27.
60 Ibid., p. 31.
61 Ibid., pp. 39–40.
62 Ibid., p. 25.
63 Ibid., p. 54.
64 For a more contemporary articulation of this argument, see David Graeber,
Debt: The first 5000 years (New York: Melville House, 2011).
65 Proudhon, La Guerre et la Paix (Vol. II), p. 112.
66 Ibid., p. 112 (emphasis added).
67 Ibid., p. 111.
68 Ibid., p. 122.
69 Ibid., p. 160.
70 Ibid., p. 168.
71 Ibid., p. 164.
72 Ibid., p. 167.
73 Ibid., p. 189.
7 Anarchy, mutualism and the federative principle
1 Cited in Chambost, Proudhon et la Norme, p. 187.
2 For more on this, see, for example, Noland, ‘Proudhon and Rousseau’.
Notes 189
3 For more on this see, Thomas Stauffer, Nicole Töpperwein and Urs Thalmann-
Torres, ‘Switzerland’, in Ann L. Griffiths (ed.), Handbook of Federal Countries,
2002 (London: McGill-Queen’s University Press, 2002), pp. 314–28.
4 See, for example, Vernon, ‘Introduction’.
5 Proudhon, De La Justice (Vol. II), p. 735.
6 Ibid., p. 736.
7 Kant, ‘Perpetual Peace’, p. 113.
8 Proudhon, La Guerre et la Paix (Vol. II), p. 177.
9 Ibid. (Vol. I), p. 293.
10 Proudhon, Du Principe Fédératif, pp. 37–38.
11 Ibid., p. 31.
12 Proudhon, De la Capacité Politique, p. 127.
13 Proudhon, Contradictions Politiques, p. 89.
14 Proudhon, Du Principe Fédératif, p. 33.
15 Ibid., p. 38.
16 Ibid., Chapter V.
17 Ibid., p. 96.
18 Ibid., p. 63.
19 Proudhon, Contradictions Politiques, p. 25.
20 Ibid., p. 11.
21 Ibid., p. 30.
22 Ibid., p. 33.
23 Ibid., p. 91.
24 Ibid., p. 103.
25 Ibid., p. 112.
26 Ibid., p. 132.
27 Ibid., p. 168.
28 Proudhon, Du Principe Fédératif, pp. 46–47.
29 Ibid., p. 57.
30 Ibid., p. 61.
31 For more on this see Yves Simon, ‘A Note on Proudhon’s Federalism’,
in Daniel J. Elazar (ed.), Federalism as Grand Design: Political Philo-
sophers and the Federal Principle (Lanham: University Press of America, 1987),
p. 228.
32 Proudhon, Du Principe Fédératif, p. 66.
33 Ibid., p. 67.
34 Proudhon, De la Capacité Politique, p. 271 (emphasis added).
35 Ibid., p. 291.
36 Proudhon De la Justice (Vol. II), p. 734.
37 Proudhon, Du Principe Fédératif, n. 1 pp. 67–68.
38 For much more on this, see Nelson, ‘The Federal Idea in French Political
Thought’, p. 37.
39 Proudhon, De la Capacité Politique, p. 200.
40 Ibid., p. 185.
41 Cited in Vincent, Pierre-Joseph Proudhon, p. 218. See, Proudhon, Contradictions
Politiques, pp. 127–28.
42 Proudhon, Si les Traités, p. 19.
43 Ibid., p. 51.
44 Ibid., p. 100.
45 Proudhon, Du Principe Fédératif, p. 123.
46 Ibid., p. 208.
47 Proudhon, De la Justice (Vol. I), p. 734.
48 Proudhon, Du Principe Fédératif, p. 58.
49 Proudhon, De la Justice (Vol. III), p. 1096.
190 Notes
50 Proudhon, De la Capacité Politique, p. 446. Chaudey was at Proudhon’s
bedside taking down Proudhon’s words as he died and was responsible for the
publication of the work.
51 Proudhon, Du Principe Fédératif, p. 111.
52 Proudhon, De La Capacité, p. 94.
53 For a fuller discussion of this aspect of Proudhon’s thinking see Jean
Bancal, Proudhon: Pluralisme et Autogestion (2 Vols) (Paris: Aubier Montaigne,
1970).
54 For a good discussion of how Proudhon beat Marx to most of his conclusions
see McKay, ‘Introduction’, pp. 64–78.
55 Bancal, Proudhon et l’Autogestion, p. 63.
56 Proudhon, De la Capacité Politique, pp. 54–58.
57 Ibid., p. 91.
58 Ibid., p. 78.
59 Ibid., p. 80.
60 Ibid., pp. 80–81.
61 Ibid., p. 176.
62 Ibid., p. 179.
63 Rufus Davis, The Federal Principle: A Journey through Time in Quest of
a Meaning (London: University of California Press, 1978), p. 216.
64 Ibid., p. 208.
65 Proudhon, Du Principe Fédératif, p. 109.
8 Anarchy is what we make of it
1 Karl Polanyi, The Great Transformation: The Political and Economic Origins
of Our Time, 2nd ed. (Boston, Mass.: Beacon Press, 2001).
2 Colin D. Ward, Anarchy in Action (London: Freedom Press, 1982).
3 Scott, The Art of Not Being Governed.
4 Cited in Jackson, Marx, Proudhon and European Socialism, p. 140.
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Index
‘A Lasting Peace Through antinomies: Kant on 79–81; in
the Federation of Europe’ marriage 107; political 138–44;
(Rousseau) 75 production and consumption 128;
‘Achieving Cooperation Under Proudhon on 101–3; war and
Anarchy: Strategies and Institutions’ peace 116
(Axelrod and Keohane) 28 anti-statism 5
Acton, Lord 43, 55 Apartheid 26
African National Congress (ANC) 26 Arab Uprisings 30
After Hegemony (Keohane) 28 Aristotle 84, 139, 145
age of anarchism 1–3, 163–7 armies, Proudhon on 123
Alexander II (of Russia) 62 Aron, Raymond 89, 95
Algeria 47, 125 Ashley, Richard 35–6, 91
alienation, Proudhon on 103–6, 161 Athens 1
American Civil War 54 Austria 50–2, 55, 57, 59, 61, 65, 114
American Federation 147 Austro-Hungarian Empire 50–1
Amoudruz, Madalene 10, 67, 155 authority, antinomy of liberty 139,
‘Amour et Marriage’ (Proudhon) 106 140, 153
‘An Answer to the Question: What is autocracy, antinomy of democracy
Enlightenment?’ (Kant) 77 139, 142
Anarchical Society (Bull) 24 autogestion: for exercising political
anarchism, age of 1–3, 163–7 power 161; and mutualism 150–4;
anarchist political theory of Proudhon Proudhon on 138
135–55 autonomy 24, 27
anarchists of 19th and early 20th Axelrod, Robert 28, 30
centuries 65
anarchy: and contemporary IR Bakunin, Michael 7, 43, 53, 60,
theory 2–5, 19–41; definition of 20; 64, 66
emancipatory potential of 157–63; balance of power: disruption by
institutionalisation of 23, 161–3; revolution 26; in Europe 49, 57;
international 4, 6, 91; political and global order 22, 23, 24; liberty
system of 139; Proudhon’s defence of states 22, 25; Proudhon on 45,
of 110–11; Proudhon’s political 138, 154, 161–2
theory 135–55; relation with justice balance of production and
160–1; virtues of 22–7, 158–9 consumption 128–31
anarchy problematique 20, 23, 35, 159 Bancal, Jean 152
Angell, Norman 22, 28 Bank of the People 7
Ansart, Pierre 94, 95 Barni, Jules 64–5
antagonism 81, 102, 132 Battle for Seattle 1, 167
anti-capitalism 1, 5 Bauer, Otto 43
214 Index
Belgium: and France 50; and Cold War 23
Proudhon 48, 60, 93, 113, 136 Cole, G.D.H. 8
Besançon (France) 7 collective force: Proudhon on 96–8,
Beslay, Charles 114 161–2; recovery of 103–6; shaping
beyond anarchy in contemporary IR war 133. see also force
theory 30–6 collective reason: Proudhon on 96–8,
Bismarck, Otto von 43–4, 47, 48, 59, 161–2; shaping war 133. see also
164, 165 reason
Blanc, Louis 43, 113, 153 colonialism 30
Bonaparte, Louis Napoleon. see Common Sense (Paine) 46
Napoleon III (of France) commune, Proudhon on 146
Bonaparte, Napoleon. see Napoleon I ‘Communion of Citizens’ 74
(of France) communism. see panarchy
Booth, Ken 38, 39 commutative contracts 145–6
Bouglé, Celestin 8, 70, 94–5 Comte, Auguste: and biology 100–101;
Bourbon monarchy restoration 141–2 and evolution 85, 98; on European
Bourgeois, Nicolas 114 republics 165–6; on idealism 85; on
bourgeois economics 7 individuality 92; on industrial class
bourgeois families 108, 109 132; on international relations 69;
Breuilly, John 57 and Kant 15, 83–6; on labour 152;
Britain 58–9, 61, 66, 88 law of the three stages 104; and
British Empire 22 materialism 15–16, 69, 84–8, 116,
Bull, Hedley 19, 24–7, 34 166; on morality 100–1; on noumena
Burke, Edmund 3, 9, 22, 24, 25, 43, 46 115; on order 158–9; philosophies
of history 8–9, 12, 15–16, 83–9;
Cabet, Etienne 90 political antinomy 139; and
Calvinism 69, 74, 147 positivism 16, 69, 84–9, 95, 96, 165;
capitalism 1, 28, 129; collapse of 156; and Proudhon 8, 67–71, 84, 88,
crisis and failure 157; emergence of 89–90, 95, 96; and Religion of
33; global 2; Proudhon on 151–2 Humanity 16, 69, 71, 89, 165;
Carr, E.H. 9–10, 38, 57, 114, 166 replacement of force with order
Cassirer, Ernst 78 119; role of God 69; and Rousseau
‘Catechism of Positive Philosophy’ 165; on social form 98;
(Comte) 93 understanding of human condition
Catéchisme Positiviste (Comte) 71, 84 166; on war 116, 127
Catherine II (of Russia) 61 Condorcet, Marquis de 127
Catholicism 55, 69 conflict: change in 116; ontology
caucasians, Proudhon on 120 of 119; social 132–3
causes of war 128–32 Congress of Paris (1856) 50
Cavour, Count Camillio Benso di Congress of Vienna (1815) 55, 62,
49–52, 54, 56, 164 138, 141, 148, 165
Chambost, Sophie 94 conscience, role of 99
Charge of the Light Brigade Constitutional Charter (1814) 141–2
(Tennyson) 126 constitutionalism 51, 136, 138, 140–4,
Charlemagne 117 148–9
Chaudey, Gustave 4, 93, 151 consumption as economic law 128–31
‘chauvinists’ 50, 51 contemporary concepts, entrenchment
Chomsky, Noam 38–9, 41 of ideas in 19–20
‘civil commonwealth’ 82 ‘Contest of the Faculties’ (Kant) 70
Civil Religion 74, 76 contract: liberal idea of 145–6;
civil rights 30, 121–2 mutualist 153–4
class basis for politics 144 Contradictions Politiques (Proudhon) 9,
classical anarchism 68 47, 93, 137, 139, 141, 142, 148, 150
cognition. see human cognition cooperation and game theory 28
Index 215
Copley, Anthony 107, 108, 109 révolution (Proudhon) 9, 93, 137,
corporations 156 138, 139, 150, 154
cosmology, antinomies of 79–80 duels 125, 127
Crimea 47; war in 49–50, 51, 58, 131
critical IR theory 11, 31, 33–4 economic causes of war 128–32
Critique of Pure Reason (Kant) 70, economic rights, Proudhon on 122
77, 84 economics, bourgeois 7
Cuvillier, Armand 70 economy, accountable to society
Czechoslovakia 48 146–7
1815 treaties 49, 50–1, 55, 65, 138, 149
Darwin, Charles 85 élan 126, 127
Davis, Rufus 154 emancipation: potential of anarchy
De la Capacité Politique des Classes 157–63; Proudhon on 120, 122, 150
Ouvrières (Proudhon) 93, 137, 138, Emile (Rousseau) 78
150, 151, 153 empires 5, 43, 55, 88
De la Création de l’ordre dans Engels, Friedrich 7, 43, 71, 94
l’Humanité (Proudhon) 7, 9, 70, 151 England 164
De la Justice dans la Révolution et enlightenment rationalism 165
dans l’Église (Proudhon) 8, 9, 70, Enloe, Cynthia 35
71, 92–5, 98, 99, 101, 110, 117, 118, environmental damage 1, 26, 156
133, 136, 150 Europe: military developments 58;
debt as economic conflict 131 national unity in 19th century 42–6,
Decartes, René 115 65–6; nationalism in 19th century
defence of anarchy 27 46–8; republicanism in 19th century
deference 1 46–8; Rousseau on 75–6
d’Eichatel, Gustave 84 European Court of Justice 29
democracy: Acton on 55; and European Economic Community
anarchist theory 2; antinomy of (EEC) 25, 26, 29
autocracy 139, 142; political system European equilibrium: as natural
of 139, 144; Proudhon on 55, 132 order of things 123; Poland’s role in
Derrida, Jacques 40 keeping 59; Proudhon on 57, 63–4,
Despland, Michel 69 65–6, 136, 147–50; threat to 46–7,
Deudney, Daniel 32–3 49, 54–5, 60, 164. see also balance
development in anarchy 27 of power
d’Herricourt, Jenny 108, 109, 110 European Union (EU) 26, 29–30, 34
Dickinson, Goldsworthy Lowes 22, 28 evolution 85, 98
‘Discourse on the Origin of Inequality’ experimentation in anarchy 27
(Rousseau) 73 extinction, planetary 1
dissolution of political institutions
140, 143, 144 Falk, Richard 37
diversity 49, 53 family 107–9, 139–40, 142
Divine Right to Rule 104 father, role of 107
‘domestic analogy’ 25 fear of anarchy 39
domestic order 3, 122–3, 134 federalism: of France 57; in Italy
domination: anarchy and 91; in 53; Proudhon on 4, 5, 45, 137–8,
capitalist society 151–2; and 154, 164
collective force 104–5, 120–1; of federation: idea of Italian 51; Kant
Europe’s states 143; global 156; lack on 83; of natural groups 135, 136;
of in anarchy 135; regimes of 13–14 principle of 136, 145–7, 148–50,
Doyle, Michael 31 154; Rousseau on 75–7; states 29
Du Célébration du Dimanche female sexuality 108
(Proudhon) 136 feminism 34–5, 109
Du Principe Fédératif, et de la nécessité Ferrari, Joseph 49
de reconstituer le parti de la Feuerbach, Ludwig Andreas 104, 117
216 Index
force: and justice 133; Kant on 122–4; Grotius, Hugo 24, 128
legitimacy of use of 30; Proudhon group agency, Proudhon on 5
on 5, 96–8, 119–20; right of 118–24; groups: plurality of 103, 123–4;
Rousseau on 119, 123 tendency to unity of smaller 142.
Fourier, Charles 7, 85, 90, 100, 108 see also natural groups
‘Fragments of an Essay on the State Guérin, Daniel 110
of War’ (Rousseau) 75 Gurvitch, George 8, 94, 95
France: ambitions in Italian peninsula
56–7; Assembly 127, 150; civil Habermas, Jürgen 33–4
code 138; Comte on 88; Hall, Constance 94, 98
constitutional order 143; defeat by Haubtmann, Pierre 94, 109
Austrians 114; defeat by Prussians Hazareesingh, Sudhir 64
47; in European history 113; Hegel, Georg Wilhelm Friedrich 80
extension of 49; industrialisation of Hegelian philosophy 32, 101, 138
131; militarisation of 58–9, 125; Helvetic Confederation 136, 147
nationalism 47–8; and Poland 60, 61; Henry IV (of France) 75
positivism in 86; republican 5, 64; Herder, Johann Gottfried 52
revolution. see French Revolution; Herzen, Alexander 8, 60, 90
social structure 61; socialism in 57; Hetzel, Pierre-Jules 113
view of left 164 hierarchies 29, 135
France et Rhin (Proudhon) 9, 137 history: of ideas 19–20; immanence
France, war with Austria 51–2 to social order 92; philosophies of
Franco-Prussian war 164–5 see philosophies of history
Franz Joseph (of Austria) 51 Hitler, Adolf 23
French Revolution 70, 77–8, 82, 141, Hitlerism 10
148, 149, 150 Hobbes, Thomas 5–6, 37, 40, 73, 89
Frost, Mervyn 26–7 Hobson, John 22, 120
Fukuyama, Francis 31 Hoffman, Robert 10, 67, 94
Hoffman, Stanley 23
Galicia (Poland) 62 Holy Alliance 23, 83, 138
game theory and contemporary IR 28 homosexual, Proudhon as repressed 110
Garibaldi, Guissepe 48, 56–7, 64 Howard, Michael 65
gender relations 107–10, 161 human cognition 78–80, 84–5, 115.
General idea of the revolution in the see also self-knowledge
nineteenth century (Proudhon) 8 human condition, understanding
Genoa 1 of 166
Gentz, Fredrick Von 22, 24, 25, 46 human rights regime 26
Germany: nationalism 43–4; Hume, David 73, 84
popularity of Napoleon III 48; Humphreys, Joshua M. 95
revival of Kingdom of Poland 63; Hungary 46, 48
rising power 166; threat to
European equilibrium 164–5; ‘Idea for a Universal History with a
unification of 47, 154 Cosmopolitan Purpose’ (Kant) 77,
Gilbert, Alan 94 80–1, 82, 83, 84
Girondists 64, 149 ideas, entrenchment in contemporary
global order 22, 23, 24, 156–7 concepts 19–20
globalisation 26 ideo-realism 16, 70–1, 96
God: Kant on 80, 82; role in Ikenberry, John 31
human history 69; role in human immanence 98–9
society 71–3 ‘immutability thesis’ 34
Gordon, Uri 2, 13 individuals: alienation by state 135;
gouvernementalisme 131 anarchy of rights-bearing 26;
Great Powers 22 antinomy between society and
Great War 22 102–3; and collective force 97–8;
Index 217
Comte on 86; immanence to justice relations 69; on order 158–9;
92, 98–9; Kant on 86; Rousseau on perpetual peace 165; phenomena
73–4 114–15; philosophies of history 8–9,
Indochina 47 12, 15–16, 77–83; political
industrial class, Proudhon on 132 antinomy 140; and Proudhon 67–71,
industrialisation 1, 128, 131 89–90, 115–16; Proudhon on 99;
institutionalisation: of anarchy 23, replacement of force with order 119;
161–3; of global order 156–7 as revolutionist 19; on right of war
interdependence and contemporary IR 122–3, 124; and Rousseau 165;
theory 29–30 theory of providence 68–9;
international anarchy 4, 6, 91 understanding of human condition
International Criminal Court (ICC) 26 166; on war 115–16
International Monetary Fund (IMF) 28 Kedourie, Elie 44, 67
international relations (IR) theory: and Keohane, Robert O. 28, 30
anarchy 2–3, 14, 19–22; anarchy ‘Kingdom of Ends’ 6
and contemporary 2–5, 39–41; kings, power of 104
beyond anarchy and contemporary Kossuth, Lajos 46
30–6; in philosophies of history 69; Kropotkin, Peter 37
Proudhon on 147–8; taming anarchy Kuhn, Thomas 41, 90
and contemporary 27–30; towards
anarchism in contemporary 35–9; ‘l’ Etat’ (Proudhon) 93
‘virtues of anarchy’ and ‘l’ organe morale’. see moral organ
contemporary 22–7 La Fédération et l’unité en Italie
interstate anarchy 32 (Proudhon) 9, 48, 93, 137
Ireland 88 La Grande Armée 46, 123, 165
Italy: federal constitution 149; and La Guerre et la Paix (Proudhon) 8, 9,
France 47–8, 125; social structure 10, 17, 60, 67, 93, 112–14, 133–4,
61; unification of 14–15, 44, 48–59, 136, 137, 154; economic causes of
144, 154, 164 war 128–32; right of force and rights
of peoples 118–28; transformation
Jacobinism: federation in France 149; of war 132–3
and property 153; republicanism 48, La Pornocratie, ou les femmes dans
65, 110, 158; suspected plot to les temps modèrnes (Proudhon) 110
remove Proudhon 127; theory on labour 162–3; as collective force 105,
social contract 147; understanding 162–3; Comte on 86, 87, 88;
of human condition 166 division of 143, 151; Proudhon on
Jahn, Beate 30, 34 105, 152–3
Jomini, Antoine-Henri (Baron Langlois, Joseph 115
General of Brigade) 126 language: origins of 85–6; of war 116
justice: in anarchy 5; antinomy as Laski, Harold 8, 22
principle underpinning 101–3; law of the three stages 71, 86, 104, 116
emergence from anarchy 136, 162; laws of the duel 127
immanence to individuality 92, 98–9; laws of war 125–8
immanence to society 92, 98–9; Le Peuple 7
linking with war 133; Proudhon on 5, League of Europe 75–7
92, 97, 98–101, 110; relation with League of Nations 22, 23, 28, 166
anarchy 160–1; sexual politics and League of Peace and Freedom 64
106; transnational 156; and war 117 legal political capacity 152
Lemaire, Charles 8, 69
Kant, Immanuel: on antinomies 79–81, Lenin, Vladimir 19
101; Comte on 83–4; on domestic liberal scientific realism 31
order 122; on federalism 137; on liberalism: and anarchist theory 19;
force 122–4; on ideas 16, 79–83; on brand of republicanism 158;
individuals 86; on international campaign against empire 50; and
218 Index
contemporary IR theory 27–31, moral phenomenology of war 114–18
34, 40; ideology 156–7; and morality: and evolution of warfare
poststructuralists 167; theory on 126–8; Proudhon on 106; views on
political economy 152 100–1; in war 123, 133
‘Liberalism 3.0’ 31 Morgenthau, Hans 9, 10
liberty: antinomy of authority 139, 140, mutualism: and autogestion 150–4;
153; regime of 139; of states 22, 25 political economy of 138; Proudhon
Linklater, Andrew 11, 33–4 on 5, 11, 97
localism 55
Locke, John 30, 73 Nabulsi, Karma 77
Lombardy 50, 51, 58 Naples, Kingdom of 50, 56
Louis Napoleon lll. see Napoleon III Napoleon I (of France) 46, 127, 141
(of France) Napoleon III (of France) 7–8;
Louis XVI (of France) 77 adventurism 125; amnesty of 136;
Low Countries 48 coup d’etat 113, 141; imperial
Luxembourg Commission 153 ambitions 117; in Italy 56;
lying, Kant on 79 nationalism 47–8, 49–52, 54, 164;
plebiscite support 151; Proudhon
Machiavelli, Niccolo 3 on 93; and Prussia 64;
Magenta, Battle of 52 republicanism 55
Maistre, Joseph de 23, 46, 83, 118 Napoleonic wars 113
‘Manifesto of the Sixty’ 150–1 nation states: leading to world wars
Manuel, Frank E. 89 65; origins of 42–3; Rousseau on 136;
marriage, Proudhon on 107–9 today 156. see also states
Marshall, Peter 94, 114 national unity: 19th century Europe
Marx, Karl: caricature of 42–6, 65–6; in Italy 48–59; in
Proudhon 7; critic of liberalism 34; Poland 59–65
on Franco-Prussian war 164–5; on nationalism: in 19th century
Proudhon 71, 94, 101; and Europe 43–4, 46–8, 164–5; as a
republicanism 83; view on discourse 54; in Europe 53; in France
nationalism 43 57; of Garibaldi 56; in Italy 52; in
Marxism 11, 34; and bourgeois Poland 59–63; problems of 54–5
families 109; and contemporary IR natural groups: federation of 135, 136;
theory 31, 33 governance of 143; identification
materialism, Comte on 15–16, 69, 84–8, 136; political capacity 152–3;
116, 166 Proudhon on 103, 148; relations
Mazzini, Guissepe 43, 46, 48, 52–7 with each other 139
McNeill, William 58, 59, 65 natural law, and private property 7
Metaphysical Elements of Right nature: as a collective force 104; laws
(Kant) 70 of 72, 78, 80–1
‘Metaphysics of Morals’ (Kant) 81, 82 negarchy 32–3
Metternich, Klemens von (Prince) 9, neo-Kantian: idiom 34; Proudhon as
49, 50, 55, 92 94–5; republicanism 33, 110
Mexico 47, 125 new anarchists 167
Michelet, Joules 7, 95 Nice, Duchy of 50, 52
‘militarisme’ 58 nobility in Poland 60–1
military. see warfare Noland, Aaron 68
Milner, Helen 29–30 non-domination: anarchy and 91, 159;
Minié, Captain 58 republican principle 157
Mitrany, David 8 Nord 114
Modena 50 noumena 78–9, 115
monarchy 55, 139, 140, 141–2, 144 Nouvelles observations sur l’unité
Montesquieu 95 Italienne (Proudhon) 9
moral organ 99–101, 103, 106, 119–20 nuclear threat 1, 156, 166
Index 219
optimism 73 piracy 130
Opuscule Fondamental (Comte) 71, 84 ‘Plan of a Scientific Work Necessary
order: in anarchy 3, 4, 5, 6, 24, 136, for the Reorganisation of Society’
138, 162; domestic 3, 122–3, 134; (Comte) 71
global 22, 23, 24, 156–7; ‘Order and Plombières (Belgium) 50
Progress’ 69 plundering 130–1
Organisation of the Petroleum pluralism 26; of society 143; vision
Exporting Countries (OPEC) 28 of state 32
Owen, Robert 120 Poland 57; national unity in 19th
century 59–65; social structure
Paine, Tom 46 60–3; unification of 14–15, 44,
panarchy 139, 140 144, 164
Papacy 83 ‘Polish Question’ 59
Papal states 50, 51 political antinomy 138–44
Paris: Congress of 50; and political atmosphere, current 1
Proudhon 136; Prussian army on political capacity of natural groups
outskirts 58–9 152–3
Paris Commune 64–5 ‘Political Catechism’ (Proudhon) 93
parliamentary representation 150–1 political economy: as a collective
Parma 50 force 104–5; liberal theory of 152;
participatory anarchies 27 of mutualism 138; role of 136
pauperism in modern society 129, 130 political institutions, dissolution of 140,
peace: antinomy of war 116; 143, 144
perpetual 68, 75–7; projects for 64–5; political rights, Proudhon on 121–2
Proudhon on 132–3; through political systems 139
federalism 137; treaties 121 Political thought of Pierre-Joseph
Peace of Westphalia 76, 148, 149 Proudhon, The (Ritter) 10–11
peasant families 109 politics: class basis for 144; and
perpetual peace 68, 75 contemporary IR theory 36–7
‘Perpetual Peace’ (Kant) 68, 70, 77, Pope, Alexander 72
81, 82, 122–3 Portugal, Comte on 88
Petit, Philip 12 positivism 5; of Comte 16, 69, 84–9,
‘Petit Catéchisme Politique’ 95, 96, 165; view of law 158–9
(Proudhon) 93 positivism brand of republicanism 158
Petit Catechisme Politique (Proudhon) Positivist Religion 98
137, 138 Positivist republicanism 110
Pflanze, Otto 43 poststructuralism 35–7, 167
phenomena 78–9, 86–7, 114–15 poverty as natural human condition
phenomenology of war, moral 114–18 128–9
Philadelphia system 136 Poverty of philosophy (Marx) 7
‘Philosophical Considerations on the pre-state anarchy 32
Sciences and Scientists’ (Comte) 84 ‘Priest Scientists’ 69, 88, 158
Philosophie du Progrès (Proudhon) 9, Prisoner’s Dilemma 28
69, 70, 71, 103–4 private property. see property
philosophies of history 3, 8–9, 12, production as economic law 128–31
15–16, 69, 166; Comte’s 83–9; ‘Progrès et Décadence’ (Proudhon) 93
context to Proudhon’s writings progress 1, 4; for Proudhon 138–9;
67–71, 89–90; Kant’s 77–83; war and conflict motor of 158
Rousseau’s 71–7 property: as cause of war 128;
philosophy: Proudhon’s 95–6; Proudhon on 13, 105, 136, 152,
Proudhon’s moral 106 153–4; state power sustaining
Pickering, Mary 84, 89 private 7
Piedmont 49–52, 57 prostitution 108, 109
pillage 130, 131–2 protesters 1
220 Index
Proudhon, Pierre-Joseph: anarchist 16–17, 91–111; on socialism 106;
political theory 135–55; on on statism 65; theory of justice 13;
antinomies 101–3; on armies 123; understanding of human condition
on autogestion 138; on balance of 166; vision of anarchy 4–5; vision of
power 45, 138, 154, 161–2; and society 13; on war 5, 17; on women
Belgium 48, 60, 93, 113, 136; birth 7; 107–10; on working classes 164;
on capitalism 151–2; and Comte 8, writings 3, 7–10
67–71, 84, 88, 89–90, 95, 96; on Proudhon et l’Europe (Amoudruz) 10
commune 146; and contemporary IR providence: Kant on 68–9;
theory 33, 35, 36, 41; criticism on Proudhon on 68–9; Rousseau on
writings 9–11; defence of anarchy 72–3
110–11; on democracy 55, 132; on Prussia: defeated by France 77; and
economic rights 122; education 7; European equilibrium 66; military
election to revolutionary assembly 7; developments in 58–9; and Poland
on emancipation 120, 122, 150; 59, 61; rise of 154, 164–5; unification
on European equilibrium 57, 63–4, of 47
65–6, 136, 147–50; on federalism 4, Prussian state 22
5, 45, 137–8, 154, 164; on force 4, 5, Pyat, Félix 7, 127
45, 137–8, 154, 164; global politics 5;
on group agency 5; historical racism of Proudhon 120
intellectual context 12; ideas rationalism, and anarchist theory 19
as inspiration for future 157; real political capacity 152
imprisonment 7–8; on industrial realism: and anarchist theory 19, 23–4;
class 132; influences 8, 89; and contemporary IR theory 21,
intellectual context of ideas 67–71, 27–30, 35–6, 40; view of anarchy
89–90; international political theory 157–60
4–5, 11–12, 42–3, 157, 161–6; on reason: Kant on 78–81; and principles
international relations 147–8; of justice 99; Proudhon on 96–8;
on Italian unification 48–59; on Rousseau on 72–3. see also collective
justice 5, 16-17, 92, 97, 98–101,; and reason
Kant 67–71, 89–90, 99, 115–16; on Recherches sur la principe et la
labour 105, 152–3; La Guerre et la constitution du droit des gens
Paix (Proudhon) 112–34; Marx on 7, (Proudhon) 9
71, 94, 101; on morality 106; on re-emergence of anarchism 1–2
mutualism 5, 11, 97; on Napoleon III Reign of Terror 70, 77; on relational
93; on nation states 48–59; on ontology 96–8; on republicanism 45,
national unity 44–5; on natural 133–4, 135–8; and Rousseau 67–71,
groups 103, 148; as neo-Kantian 89–90, 95, 136, 137
94–5; and Paris 136; on peace 132–3; relational ontology, Proudhon
personal tragedy 113; and on 96–8
philosophies of history 67–71, relations, commutation of 97–8
89–90; philosophy of 95–6, 106; religion: civil 74; as collective reason
on political rights 121–2; and 104; Kant on 82; role in philosophies
principle of equilibrium 48; progress of history 69; and war 116–17. see
for 138–9; on property 13, 105, 136, also theodicy
152, 153–4; on providence 68–9; on ‘Religion of Humanity’ (Comte) 16,
Prussia 47; racism 120; on reason 69, 71, 89,165
96–8; on relation of justice to republican states 6, 119; Comte on
anarchy 160; on relational ontology 88; Kant on 78; Rousseau on 62–3;
96–8; as repressed homosexual 110; 69–70, 74–7, 119, 136; structures of
on republicanism 45, 133–4, 135–8; rule and authority 29
and Rousseau 67–71, 89–90, 95, 136, republicanism: in 19th century
137; sexual politics 17, 106–10, 139; Europe 46–8; and constitutionalism
on social force 96-8; social theory 5, 140–4; evolution to political 16;
Index 221
failure of 160; as intellectual context Saint Pierre, Abbé de 75, 77, 83
of Proudhon’s ideas 12–13; inversion Saint-Simon. see Rouvroy, Claude
of understanding 157; Kant’s 83; Henri de (Comte de Saint-Simon)
of Kant’s system 82; legacy in San Marino 44
anarchism 13; of Mazzini 54, 56; Sardinia 49
Napoleonic 83; and peace 64–5; Savoy, Duchie of 50, 52
political thought of 158–9; politics Schlegel, Friedrich 52
in Europe 59; Proudhon on 45, Schmidt, Brian 2
133–4, 135–8; replacement of force scientific strategy of warfare 126
with order 119; role of institutions Scruton, Roger 80
73–5; Rousseau’s 139; tradition Seattle, Battle for 1, 167
89–90; utopian 110 Second World War 23
‘Responsibility to Protect’ 30 Segalen, Martine 109
revolution: and anarchist theory 19; self-knowledge, Rousseau on 73–4
disruption of balance of power 26; Selwyn Schapiro, J. 10
in Europe 141–2; in France 77–8, 82; sexual politics of Proudhon 17,
Rousseau on 77 106–10, 139
revolutionary wars 77, 83 Si les Traités de 1815 ont cessé d’exister
Rhine 50, 77 (Proudhon) 9, 60, 93, 137
right: and antinomies 102; codes of Sicily 56, 57
116–17; of force 106–7, 118–24; Skinner, Quentin 12, 19–20, 41
of pillage 130; views on 101; of slavery 119, 120
war 121–4. see also morality social conflict 116, 132–3
Rights of man (Paine) 46 social contract, theory on 147
rights-bearing individuals, anarchy Social Contract (Rousseau) 46, 71–2,
of 26 73–4, 83, 119
Risorgimento (or Resurgence) 44, 55 social engineering 5
Ritter, Alan 10–11, 94 social force, Proudhon on 96–8
Robespierre, Maximilien 70, 77, social groups, with moral and political
147, 165 capacity 135
Rome 50, 56–7 social individualism 73–4
Rosenberg, Justin 33 social life: anarchy as primary goal 4;
Rousseau, Jean-Jacques: conceptions order in 25
of war and right of force 119; social movement 115
federation 149; followed by social order: anarchy as underlying
Mazzini 53; on force 119, 123; ideas principle 91; immanence to
animated revolutionaries 165; on history 92
international relations 69; and social power, Proudhon on 96–8
Kant 82–3; Kant on 77–8; and moral social qualities of anarchy 24–6
organ 100; on order 158–9; social relations, anarchy as template
philosophies of history 8–9, 12, for 4
15–16, 71–7; on Poland 62–3; and social theories: Comte 110; Kant
Proudhon 67–71, 89–90, 95, 136, 110; Proudhon 5, 91–111;
137; reaction against 22; replacement Rousseau 110
of force with order 119; role of socialism 54; campaign against
God 69; social contract 147; Social empire 50; in Europe 57; moral
Contract 46; understanding of purpose of 122; Proudhon on 106;
human condition 166; on war revolutionary 55
116, 123 society: antinomy between individual
Rouvroy, Claude Henri de (Comte and 102–3; Comte on 85; immanence
de Saint-Simon) 84, 108, 165 to justice 92, 98–9
Russia 26, 59, 61, 62, 63, 65, sociology 87, 88; of war 112–34
166; rising power 166; Soviet Solferino, Battle of 51, 52, 56, 57, 114
ambition 23 Sonderbund 147
222 Index
Sorbonne, influence of Proudhon 95 towards anarchism, in contemporary
sovereignty of states: as a collective IR theory 35–9
force 104; and global order 22 traditionalism 55
Stalin, Joseph 23 transcendence: ideology of 157–8; lack
Stanislas (of Poland) 61 of for Proudhon 92, 98
state of nature theory 5–6; Kant on transformation of war 132–3
122; Proudhon on 102-3; Rousseau Treaty of Basel 77
on 73 Treaty of Villafranca 149
states: Comte on 87–8; definitions Trinquer, Hervé 114
of 30; domination of 151–2; in Tuck, Richard 67
Europe 156; interactions of 166; Turner, Scott 37–8
Kant on 81–3; militarisation of 126; Tuscany and Modena, state of 51
republicanism 90; role in world
politics 23; Rousseau on 74–7, 136; unification 156
as social groups 135; sovereign as United Nations (UN) 2, 28, 31
single corporate body 103 United States of America 23, 30, 120,
statism: and anarchy 27; origins of 122, 147, 156–7, 166
42–3; Proudhon on 65, 110; today 1; United States of Europe 53, 64
views on 157 unity, from international anarchy 4
‘strategic interdependence’ 29 Universal Declaration of Human
Suard Foundation 7 Rights 26
Switzerland 30, 53–4, 64, 136, 146, universal suffrage 55, 132, 140, 144,
147, 164 147, 153
System of Positive Philosophy (Comte) utopia, Comte’s 88
70, 71 utopian republicanism 110
Système des contradictions
économiques, ou philosophie de la Venetia 50
misère (Proudhon) 7, 101 Venice, state of 51, 52
Vernon, Richard 12
Talmon, John 67, 154 Victor Emmanuel (King of Piedmont)
taming anarchy, in contemporary IR 48, 49, 51, 54, 56, 57
theory 27–30 Vienna, Congress of. see Congress of
taxes and tariffs 131 Vienna (1815)
Taylor, A.J.P. 51 Vietnam 166
Tennyson, (Lord) Alfred 126 Villafranca, Treaty of 51–2, 164
‘The Lisbon Earthquake’ (Voltaire) Vincent, Steven 13, 94
71–2 virtues of anarchy 158–9; as
‘The Realism of Justice: Transcendence contemporary IR theory 22–7
and Immanence’ (Proudhon) 98 vision of anarchy, Proudhon’s 4–5
theodicy 3, 4, 15; of Comte 118; of Voltaire 15, 71–3
Kant 81, 118; of Rousseau 71–4
theology, antinomy 80 Waltz, Kenneth 3, 23, 24, 25, 26,
Theorie de la Propiété (Proudhon) 27, 29, 91
106, 150 war: causes of 128–32; change in
theories of anarchy in IR 21–2 rationalisation of 116; Comte on
‘Theory and Practice’ (Kant) 70 87–9; France at 77; historical
Thiers, Adolphe 48, 113 sociology of 112–34; Kant on
‘three R’s,’ and anarchist theory 19 81–3; laws of 125–8; linking with
Tilly, Charles 55 justice 133; means of advancement
Times Literary Supplement 9 15; moral phenomenology of
Tissot, Joseph 70, 101 114–18; Napoleonic 113; primary
Tolstoy, Leo 8 motor for social change 161, 163;
‘totalitarian democracy’ 155 Proudhon on 5, 17; and religion
Toulain, Henri 150 116–17; revolutionary 77, 83;
Index 223
Rousseau on 75–7; transformation What is property? (Proudhon) 4, 7, 12
of 132–3 Wight, Martin 3, 4, 9, 15, 19, 23
warfare: changes in 57–9; Wilson, Woodrow 28, 43, 59
development in Europe 47; women: and contemporary IR theory
evolution of 125–8; industrialisation 34–5; Proudhon on 107–10
5, 51, 57–8, 125–8, 164; worker ‘self-government’ 138
militarisation 65; militarism 131. working classes 120, 132–3, 136;
see also military collective force of 151; French 134;
Wars of Religion 75 political capacity 153; Proudhon
Weber, Max 30 on 164
Weiss, Thomas 37 world today, anarchy in 20–1
Wendt, Alexander 31–2
‘What is Enlightenment’ (Kant) 70 Zimmer, Oliver 53
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