he Jewish Revolt against Rome
Interdisciplinary Perspectives
Edited by
Mladen Popović
LEIDEN • BOSTON
2011
© 2012 Koninklijke Brill NV
CONTENTS
List of Figures and Tables ................................................................
Preface .................................................................................................
List of Contributors ...........................................................................
vii
ix
xi
he Jewish Revolt against Rome: History, Sources
and Perspectives ............................................................................
Mladen Popović
1
Provincial Revolts in the Early Roman Empire ...........................
Greg Woolf
Die römischen Repräsentanten in Judaea: Provokateure
oder Vertreter der römischen Macht? .......................................
Werner Eck
Identity Politics in Early Roman Galilee .......................................
Andrea M. Berlin
27
45
69
Not Greeks but Romans: Changing Expectations for the
Eschatological War in the War Texts from Qumran ..............
Brian Schultz
107
Going to War against Rome: he Motivation of the
Jewish Rebels ..................................................................................
James S. McLaren
129
What is History? Using Josephus for the JudaeanRoman War ....................................................................................
Steve Mason
155
Rebellion under Herod the Great and Archelaus:
Prominent Motifs and Narrative Function ...............................
Jan Willem van Henten
241
© 2012 Koninklijke Brill NV
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contents
Josephus, the Herodians, and the Jewish War .............................
Julia Wilker
Josephus on Albinus: he Eve of Catastrophe
in Changing Retrospect ................................................................
Daniel R. Schwartz
271
291
Philosophia epeisaktos: Some Notes on Josephus, A.J. 18.9 .......
Pieter W. van der Horst
311
Who Were the Sicarii? ......................................................................
Uriel Rappaport
323
A Reconsideration of Josephus’ Testimony
about Masada .................................................................................
Jodi Magness
343
Coinage of the First Jewish Revolt against Rome:
Iconography, Minting Authority, Metallurgy ..........................
Robert Deutsch
361
Identifying the Mints, Minters and Meanings of the
First Jewish Revolt Coins .............................................................
Donald T. Ariel
373
he Jewish Population of Jerusalem from the First
Century b.c.e. to the Early Second Century c.e.:
he Epigraphic Record .................................................................
Jonathan J. Price
399
he Jewish War and the Roman Civil War of 68–69 c.e.:
Jewish, Pagan, and Christian Perspectives ................................
George H. van Kooten
419
Index of Modern Authors ................................................................
Index of Ancient Sources .................................................................
451
457
© 2012 Koninklijke Brill NV
LIST OF FIGURES AND TABLES
Berlin
1. he Paneion (Sanctuary of Pan) ..............................................
2. he ancient Israelite high place at Tel Dan ...........................
3. he Zoilus inscription found in the High Place
at Tel Dan ....................................................................................
4. Open-air sanctuary of Mizpe Yammim, eastern
upper Galilee ...............................................................................
5. Bowls and saucers made in coastal workshops .....................
6. Casserole made in Akko ...........................................................
7. Serving and perfume vessels made in Tyre ...........................
8. Oil lamps made in Tyre ............................................................
9. Wine amphora from Rhodes ...................................................
10. Black-slipped bowls made in northern Phoenicia ................
11. Red-slipped plates and cups made in
northern Phoenicia ....................................................................
12. Cooking pots from Gamla, irst century b.c.e. .....................
13. Storage jars from Gamla, irst century b.c.e. ........................
14. Tel Anafa, view of courtyard villa,
looking north ..............................................................................
15. Pottery of the irst century b.c.e. from one
room of a house at Gamla ........................................................
16. Bathtub inside neighborhood bathhouse at
Gamla, irst century b.c.e. ........................................................
17. Miqveh inside neighborhood bathhouse at
Gamla, irst century b.c.e. ........................................................
18. Plain unadorned lamps typical of the irst
century c.e. ..................................................................................
19. Nozzles from plain, unadorned lamps typical
of the irst century c.e. ..............................................................
20. he synagogue at Gamla, dating to the irst
century c.e. ..................................................................................
21. Roman temple at Horbat Omrit, view
of stylobate ..................................................................................
© 2012 Koninklijke Brill NV
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73
75
76
78
79
80
81
82
83
84
87
88
89
91
93
94
97
98
100
102
viii
list of figures and tables
22. Roman temple at Horbat Omrit, view of
front steps ....................................................................................
23. Coin of Herod Philip .................................................................
103
105
Deutsch
Figures
1. Reverse of a silver shekel of Israel ..........................................
2. Obverse of a silver shekel of Israel ..........................................
3a–b. Bronze prutah of the irst year ..........................................
362
364
367
Tables
1. Metallurgic Analysis of Jewish Silver Shekels .......................
2. Metallurgic Analysis of Jewish Silver Half Shekels ..............
3. Metallurgic Analysis of Silver Shekels of Tyre ......................
370
370
371
Ariel
1. Diferences in Iconography ......................................................
2. Diferences in Terms Used in Inscriptions ............................
3. Diferences in Dating Conventions .........................................
4. Diferences in Epigraphy ...........................................................
5. Diferences in Denominations .................................................
6. Diferences in Technology ........................................................
7. First Jewish Revolt Coins: Summary of Minters
and Minting Places ....................................................................
© 2012 Koninklijke Brill NV
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WHAT IS HISTORY? USING JOSEPHUS FOR THE
JUDAEAN-ROMAN WAR
Steve Mason
Methodology in this general or pure part is in point of fact almost wholly
neglected by historians. hey live in this respect from hand to mouth,
and on the rare occasions when they start thinking about the subject
they are apt to conclude that all historical thought is logically indefensible, though they sometimes add a saving clause to the efect that they
personally can interpret evidence pretty well because they have a mysterious intuitive lair for the truth, a kind of
μ
μ
which
informs them when their authorities are telling lies.1
Around the middle of the irst century c.e. conlicts in southern Syria
erupted in widespread and lethal violence. Ater various unsuccessful attempts to calm the situation, a large Roman-led military force
invaded Judaea, eventually besieging and destroying the mother-city
Jerusalem with its world-famous temple. Of this much we are conident because many independent lines of literary and material evidence
would be inexplicable otherwise. But the hundreds of thousands of
persons involved in the growing conlict, on all sides, each had an
incalculable number of experiences, thoughts, feelings, and interactions. his we know by analogy: they were human beings, and so must
have had thoughts, feelings, and interactions. Some few of them played
signiicant roles in the events. If we think only of the most prominent—
the emperor Nero and his advisors, the senatorial legate(s) based in
northern Syria, the equestrian governors in the south, Jerusalem’s
aristocracy with its many members and diferences, the leaders of the
coastal and Decapolis cities around Judaea, the Samarian leadership,
the councils, village elders, and prominent individuals in Galilee, Peraea, and the Golan, the Roman commanders and senior military staf,
and members of the royal family descended from Herod—we realize
1
R. G. Collingwood, Lectures on the Philosophy of History (1926) in he Idea of
History (rev. ed.; ed. J. van der Dussen; Oxford: Oxford University Press, 1994), 389.
Either Collingwood in hurriedly penning his lecture notes (he wrote the series in ive
days) or his editor guessed the accents incorrectly. His allusion is to Plato’s “otherμ ῖ ), the inner pilot that kept Socrates acting in true
worldly sign” ( μ
character (Resp. 6.496c; Euthyd. 272e; Phaedr. 242b).
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that each must have had relationships among their own kind and with
those they governed, commanded, or served. As what turned out to
be “the revolt” was taking shape, all of these igures acted in certain
ways, making decisions week by week and day by day, motivated by
roughly the same mixes of ideology, social standing and connections,
ambition, anger, and fear that have always motivated people.
Without knowing anything more than this, which we may posit
without historical investigation, we know that untold myriads of
things happened in this region from, say, 65 to 74 c.e. Whatever was
said, done, and thought by all of these players—and by the ordinary
inhabitants of the area—was real life then and there.
Against this chaos of human interaction, fundamental questions
facing the historian include these: What are our aims in undertaking
a history of this war? Of those uncountable events, which ones are
suitable targets for historical study, and on what criteria? How should
we go about investigating them? What sorts of evidence do we have:
in each case what is the nature of the thing and why do we have it still
today? How sure can we be of our results, on particular points and in
our larger portraits? What language and categories should we use in
our eforts at description: what combination of ours and theirs, for
which kinds of things? What is the relationship between the historical
past, which we generate by investigation, and the actual lived reality
two millennia ago?
My general thesis is that the diferent views of history held by those
of us who study Roman Judaea is a sizable but mostly neglected problem. In other explorations of the Roman Empire, in spite of many
diferences of perspective among investigators, the methodological situation seems a bit clearer, even as conclusions are less tightly
embraced. Lacking narratives comparable to those of Josephus, historians of Roman Africa, Asia Minor, Spain, Britain, or Arabia are
in a mostly shared predicament, which they recognize from the outset. With little hope of recovering many speciic events, causes, and
motives from a given week, month, year, or decade, many prefer to
stay with the kinds of social, economic, and demographic history that
can draw from evidence over long periods and diferent sites: l’histoire
de la longue durée.2
2
One excellent example of many is R. Cribiore, Gymnastics of the Mind: Greek
Education in Hellenistic and Roman Egypt (Princeton: Princeton University Press,
2001).
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In the case of Judaea, Josephus’ detailed narratives and essays in
thirty volumes, which include seven substantial books on the war and
its contexts, tantalize us with the lure of a diferent approach. Along
with Josephus, of course, we have a treasury of other post-biblical literature including the Qumran Scrolls. Intensive archaeology in Israel
and Palestine has turned up spectacular sites, small inds, and inscriptions. Much of this material is still being discovered, classiied, and
interpreted. Still, because most post-biblical literature is intramural
and assumes rather than explains its context, while the archaeological
inds illuminate moments in the stratigraphy of a site but not usually
political motives or the meaning of events, Josephus continues to provide the interpretative spine for the period from about 200 b.c.e. to
75 c.e., when his narrative ends.
Because we have this uniquely rich resource in Josephus, it is a
nearly overwhelming temptation to lean on it, to begin our study of
anything he mentions by looking irst to his account and asking: How
reliable is it? his orientation need not entail the naive quotation of
Josephus as historical fact, though that has been the most common
way of writing Judaean history, and it continues unimpeded in popular works.3 Josephus-dependence might take the form of more critical
exercises, such as trying to extract his sources (as though undigested)
or setting logical traps to shake loose low-hanging factual fruit from
his narrative tree, even if that tree is admitted to be nourished by his
“apologetic” concerns. Josephus-dependence might even take the form
of a systematic mistrust or rejection of Josephus in principle, coupled
with the attempt to rescue from his tendentious presentation the supposedly uncomfortable truths that he mentioned in spite of himself.
But however we do it in ine, when we take any of these approaches
we still treat Josephus’ writing as our authority, map, or guide. We
begin our investigation with his narratives and try to ind some way
of converting them (if we cannot simply accept them) into a mirror
of the lived past.
I shall argue that such dependence on any ancient text cannot be
justiied by a defensible historical method, let alone in view of the particular nature of Josephus’ narratives, and that clinging to this approach
severely handicaps our conception of history, our procedures, and
therefore our results. Our good fortune in having Josephus does not
3
E.g., D. Seward, Jerusalem’s Traitor: Josephus, Masada, and the Fall of Judea
(Cambridge, Mass.: Da Capo, 2009).
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change the basic conditions of historical research, which require that
we treat his works the same way we handle other, less comprehensive
ancient accounts. hat he wrote elaborate histories makes no diference to the essential historical predicament, which we have also where
Herodotus, hucydides, Polybius, Livy, or Tacitus is our main guide.
My paper has two parts. In the irst I outline a method that, though
basic and not pretending to solve perennial problems in the philosophy
of history,4 seems appropriate to the study of a war such as this. his
part may strike some readers as trite or naive, others as supercilious
in an essay ofered to professional colleagues. Such readers may prefer
to move directly to Part II. I include the irst part because of the great
variety of approaches in the study of Judaean history, literature, and
archaeology. hat diversity attaches diferent meanings to such terms
as history/historical, the past, accuracy, reliability, facts, hypotheses,
objectivity, and probability. I hope to ofer some useful relections on
these matters, both for their own sake and as a basis for the second
part. here I consider two episodes in the Judaean-Roman War: the
campaign of Cestius Gallus in late 66 c.e. and Titus’ destruction of the
temple.5 For the limited purposes of this essay, my aim there is only
to illustrate how our approach to history produces a particular kind of
research problem, investigation, and results.
Part I. What is History? Towards a Model
In asking about the nature of history I do not mean to suggest that the
question can be answered succinctly, certainly not to the satisfaction of
every historian. Within a History department of any size, such as my
own, the diferences of practice according to period and chronological
span, geographical area, and tools deemed appropriate for each area,
from quantitative to documentary to archaeological to literary study,
are daunting. Another sort of problem is the widespread mistrust of
claims to historical knowledge in other bays and inlets of the humanities, where history may be regarded as only the addition of yet more
4
hese continue to be debated in, for example, the journal History and heory
published by Wesleyan University.
5
Each receives a chapter, as do the Galilean campaign and the capture of the desert
fortresses, in my forthcoming book, he Judaean-Roman War of 66 to 74 c.e.: An
Inquiry (Cambridge University Press).
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what is history?
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narratives, scarcely distinguishable from iction, by new stakeholders.6
In this irst part I shall not try to defend history, or to classify or rationalize its many expressions and modes. Assuming an audience that
considers the historical investigation of Roman Judaea worthwhile and
also possible in some fashion, I want only to describe what seems to
me a sound and productive method.
I.1. Debates and Confusions
It is not easy to ind scholars’ explicit statements about their method
in the study of Roman Judaea, or in ancient history generally. Specialists in our ield come from an unusually wide range of disciplines:
history-of-religions, biblical, New Testament, rabbinic, Semitic- or
classical-philological, Jewish-historical, theological, Near Eastern, and
archaeological studies, to name some obvious candidates. Not all
scholars working in the area consider themselves historians, therefore,
or primarily historians, though most would grant that some conception of history plays some sort of role. hey may describe their ield as
post-biblical literature or parabiblical, Jewish, or religious studies; they
may see themselves as archaeologists, numismatists, exegetes, or social
scientists. his diversity, which is not found to a similar degree in the
study of Roman Britain, Egypt, or Syria, helps to explain the unusual
variety of perspectives. hat diversity is more than welcome. It opens
unparalleled possibilities for dialogue, checking one’s assumptions,
and sharpening the requirement for clarity. But it can also make communication diicult, or perhaps lead to reticence in declaring one’s
method. he following examples illustrate some basic diferences.
I.1.i. History goes with Archaeology, not Historiography
I wrote the heart of this paper in Oxford, where nowadays a distinction is made within the Faculty of Classics between the sub-disciplines
“Classical languages and literature” and “Ancient history and classical archaeology.” History is ever more closely aligned with material
culture, while the interpretation of ancient texts pairs with a philology that is not necessarily historical in aim. his marks a signiicant
shit. he archaeologist and historian of Roman Britain, Robin G. Collingwood (1889–1943), became Waynlete Professor of Metaphysical
6
See the det survey in M. T. Gilderhus, History and Historians: A Historiographical
Introduction (7th ed.; Upper Saddle River, N.J.: Pearson, 2010), 86–125.
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Philosophy at Magdalen College in 1936, ater years of tutoring at
Pembroke College in the same university. His observation in 1926 that
“Our tradition, in Oxford, is to combine historical with philosophical
studies,”7 relected the old “Greats” course in literae humaniores. It
summarized his own career too. Since that time, ongoing revisions of
the undergraduate programme, notably the inclusion of a major paper
in Classical Art and Archaeology, have relected the gradual realignment
of the professorial complement. Nowadays, even scholars who work on
ancient historiography in order to clarify the nature of such writing for
the beneit of historical work (e.g., Christopher Pelling, John Marincola, Christina S. Kraus, Anthony J. Woodman)8 tend to be grouped
with philologists rather than with historians, on the assumption that
the latter deal primarily with material culture.9 I mention Oxford in part
because of the great inluence it has exercised on these ields worldwide.
In many other universities the distinction is even sharper, with Ancient
History institutionally separated from Classical Literature.
he fusion of ancient history with archaeology has a irm base also
in popular culture. Archaeology’s great prestige, enhanced by the Indiana Jones and Lara Crot franchises in cinema, explains why many
of us have met the assumption that ancient historians must also be
archaeologists. In professional contexts the bond between history and
archaeology relects a basic orientation in the discipline, emanating
from the nineteenth-century Berlin of Barthold Georg Niebuhr and
Leopold von Ranke: that the task of history in the university was to
challenge long-familiar elite literary accounts and the sweeping historical syntheses based upon them by focusing on hard evidence—archival
documents for the late medieval and modern worlds (oicial declarations, deeds, correspondence, church records, diplomatic dispatches)
and for the ancient world inscriptions, papyri, coins, and excavated
sites. he hunger for such material paved the way for the lood of
ancient material evidence that colonial explorers brought home in the
late nineteenth century.
Collingwood, he Idea of History, 359.
A. J. Woodman, Rhetoric in Classical Historiography: Four Studies (London:
Croom Helm, 1988); J. Marincola, Authority and Tradition in Ancient Historiography (Cambridge: Cambridge University Press, 1997); C. S. Kraus, ed., he Limits of
Historiography: Genre and Narrative in Ancient Historical Texts (Leiden: Brill, 1999);
C. Pelling, Literary Texts and the Greek Historian (London: Routledge, 2000).
9
I am grateful to Christopher Pelling, Regius Professor of Greek at Christ Church
College, for discussion of these changes in Oxford over the years.
7
8
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I.1.ii. History goes with Historiography, not Archaeology
he opposite view, which would separate history from archaeology,
is also well represented, most notably among archaeologists. he irst
chapter of Harry Leon’s landmark study he Jews of Ancient Rome
surveys “he Historical Record,” which is an account patched together
from literary sources. Perhaps historical here means in part “old and
familiar,” for it frames his original research into archaeological inds.10
In the same year Leo Kadman surveyed “he Historical Background”—
essentially Josephus—before proceeding with his original study of the
Judaean war’s coinage.11 his distinction is expressed programmatically by archaeologist Jodi Magness. She sees archaeology and history
as diferent ways of knowing the past. History is:
the study of the past based on information provided by written documents. In other words, although both archaeologists and historians study
the past, they use diferent methods or sources to obtain their information. Archaeologists learn about the past through the study of the material remains let by humans, whereas historians study written records
(texts). . . . [S]ince many texts were written by or for the ruling classes
(elites) of ancient societies, they tend to relect their concerns, interests,
and viewpoints. In contrast, although archaeologists oten uncover the
palaces and citadels of the ruling classes, they also dig up houses and
workshops which belonged to the poorer classes.12
his connection of history with elite interests would come as a surprise to most historians. he university discipline has a pedigree
from the European Enlightenment and the reaction against all traditional authority, whether of the church or of canonical secular texts,
which were thought to have kept western thought in a straitjacket.
In the nineteenth century, the concern for scientiic respectability led
many historians to join the positivist programme of Auguste Comte
(d. 1857), which posited “the laws of sociology” as the highest order
of discovery, as humanity inally emerged from its prolonged infancy.13
Positivists looked for these laws in historical periods, eschewing the
“great man” model of the Romantics. Within a few decades, following
a sharp turn from such speculative approaches, “history from below”
(Philadelphia: Jewish Publication Society, 1960), 1–45.
he Coins of the Jewish War of 66–73 c.e. (Tel Aviv: Schocken, 1960).
12
he Archaeology of Qumran and the Dead Sea Scrolls (Grand Rapids, Mich.:
Eerdmans, 2002), 4–5.
13
A. Comte, he Positive Philosophy of Auguste Comte (2 vols.; trans. and ed.
H. Martineau; London: Chapman, 1853).
10
11
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became the mantra of the Annales school, founded in Paris by Lucien Febvre and Marc Bloch, later led by Fernand Braudel. For nearly
a century now, social history has provided the dominant themes of
the discipline. Families, women, children, gender, slaves, the periphery, and the Other remain prominent concerns of many or most professional historians. In general the lives of average people, whether
recovered from medieval church records or the excavation of ancient
dwellings, or studied in the aggregate (demographically or economically), are for many scholars the stuf of history.14 Writers on historical
method have recognized that for study of the remote past, the study of
material culture provides the crucial window into these matters.15 he
nineteenth century already witnessed an explosion of discovery and
on that basis the comprehensive rewriting of Greek, Roman, and Near
Eastern history, in manuals whose value has endured to the present.16
Although no one could disagree with Magness about the importance of reconstructing ordinary life, then, that concern is central to
history. It does not seem possible to distinguish archaeology from history according to their interests in diferent social classes. My own
view, inluenced by Collingwood and Bloch, is that material and literary remains alike furnish potential evidence of the past, depending on
our questions. Such greats as Arnaldo Momigliano (d. 1987) and Sir
Ronald Syme (d. 1989) remain models of the ancient historian, equally
concerned with the interpretation of literary evidence (Tacitus or Sallust) and of relevant material remains.17
14
Cf. G. G. Iggers, he German Conception of History: he National Tradition of
Historical hought from Herder to the Present (Middletown, Conn.: Wesleyan University Press, 1968); idem, Historiography in the Twentieth Century: From Scientiic
Objectivity to the Postmodern Challenge (Hanover, N.H.: University Press of New England [for] Wesleyan University Press, 1997).
15
M. Bloch, he Historian’s Crat (trans. P. Putman; New York: Vintage, 1953; repr.
Manchester: University of Manchester Press, 1992), 57.
16
We need only consider E. Schürer, Geschichte des jüdischen Volkes im Zeitalter
Jesu Christi (2d. ed.; 2 vols.; Leipzig: J. C. Hinrichs, 1886); T. Mommsen, he Provinces
of the Roman Empire from Caesar to Diocletian (trans. W. P. Dickson; 2 vols.; New
York: Charles Scribner’s Sons, 1887); A. H. M. Jones, he Cities of the Eastern Roman
Provinces (Oxford: Clarendon, 1937); and M. I. Rostovtzef, he Social and Economic
History of the Hellenistic World (3 vols.; Oxford: Clarendon, 1941).
17
For fascinating insights into the Syme-Tacitus connection see M. Toher, “Tacitus’ Syme,” in he Cambridge Companion to Tacitus (ed. A. J. Woodman; Cambridge:
Cambridge University Press, 2009), 317–29.
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I.1.iii. History Is About Conclusions: Are You a Maximalist
or Minimalist?
Especially in biblical and religious studies, whose professors are among
those most interested in Roman Judaea, there is a notable tendency to
see history as a matter of conclusions or beliefs, no matter how those
conclusions are reached. Do you believe that the Pharisees were the
most inluential pre-70 sect, that there was a standing Sanhedrin, that
the James ossuary is genuine or a forgery, or that Essenes lived at
Qumran? hese kinds of questions one encounters all the time, though
it is diicult to imagine similar camps forming in other areas of ancient
history: over the reasons for Tacfarinas’ revolt in Africa or debating
whether Boudica was motivated more by inancial or sexual outrage.
I do not know where this inclination comes from, but it seems to me
inappropriate to history and indeed anti-historical, for reasons I shall
try to explain.
To avoid singling out examples from individual scholars’ work, I
cite programmatic statements from a recent survey in our ield: Leo
Sandgren’s Vines Intertwined: A History of Jews and Christians from the
Babylonian Exile to the Advent of Islam. his ambitious and admirable
864-page history synthesizes a vast range of scholarship. Sandgren’s
relections on the state of the ield are worth pondering precisely as a
diligent scholar’s perceptions. For example, on the distinction I have
raised here he writes:
here are two contemporary and competing approaches to historical
investigation that require an introduction. One is called minimalism,
the other maximalism. he approaches involve the question of what constitutes evidence, and the quest for certainty of knowledge. he minimalist applies the so-called hermeneutic of suspicion to our sources. Every
witness has an ulterior motive, or may be outright lying, unless it can be
proven otherwise. As in Jewish law, two witnesses are required; a single
source is not a source. he minimalist has a high standard of proof and is
reticent to airm a statement about history unless it is certiiably factual.
Minimalists tend to be bold revisionists of what we thought we knew by
undermining previous assumptions and the gullible acceptance of testimonies. he maximalist leans in the other direction, though hopefully
well shy of gullibility. Some call this approach a hermeneutic of trust.
People (especially religious people?) are prone to tell the truth and not
perpetrate falsehood that in their own times can be exposed. Memory
may fail our witnesses, but it is an honest failure. Ater we have stripped
away the miraculous, the accouterments of legend and hyperbole, our
witnesses, even one, should be accepted, unless they can be proven in
error. Burden of proof lies with the historian, not the hapless source.
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Acceptance of witnesses does not ensure we have understood them, but
it qualiies their statements as evidence. Maximalists are keenly aware
that life is always full, even if the evidence is thin, and a regulated historical imagination may add sinews and lesh to the skeleton, based
on what we know of antiquity and humanity. Both types of historian
otherwise use the tools of the discipline evenhandedly (in theory), to
seek out what can be known, and that means what can be proved to
our satisfaction. Satisfaction and knowledge, however, are precisely the
dispute: to use the adage (and book subtitle) of Jacob Neusner, ‘What
We Cannot Show, We Do Not Know.’ It is a fact, however, that some
people see things that others do not. Intuition and reading between the
lines is a common practice in all forms of knowledge. he truth cannot
be known from pottery shards and provable declarative statements only.
Maximalists err on the side of credulity; minimalists err on the side of
caricature.18
No doubt Sandgren is right about the prominence of this debate, and
he fairly relects much of the underlying rationale. My perception is
that many of those tagged as minimalists (perhaps also maximalists)
would reject that label, but that is typical in all labeling exercises. At
any rate, as a historiographical division the maximalist/minimalist
construction presents many problems. Here are three.
First, if I declare myself a minimalist or maximalist, what question am I answering? It is not a historical question of the sort: “How
was the Jerusalem area administered in the eighth century b.c.e.?” or
“Who minted the bronze coins of the Judaean revolt in 69 to 70 c.e.?”
I cannot reply to such questions, “Well, since I am a maximalist, I
believe. . . .” Surely, the distinction has to do with the kind of conclusions I prefer. But if I conigure my inquiry beforehand so as to produce
maximal or minimal results, I forfeit any claim to be taken seriously.19
Although Sandgren describes the choice as one of both method and
conclusion, it is diicult to see how “maximal” or “minimal” can be
predicated of one’s method. I cannot say that I will ignore germane
evidence because I take a minimalist approach, or that I will accept
more than is necessary because I am a maximalist. I must consider all
18
L. D. Sandgren, Vines Intertwined: A History of Jews and Christians from the
Babylonian Exile to the Advent of Islam (Peabody, Mass.: Hendrickson, 2010), 3–4.
19
An extreme example is the banner of a website for “Associates of Biblical
Research” (www.biblearchaeology.org): “Demonstrating the historical reliability of the
Bible through archaeological research and related apologetic investigation.” But what
do research and investigation mean where conclusions are determined in advance?
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relevant evidence, and justify on public grounds my criteria for inclusion, exclusion, and weighting.
Second, the “hermeneutic(s) of suspicion” rejected by Sandgren
seems to be adapted from Paul Ricoeur, who made the phrase famous.
In Ricoeur and those inluenced by him, however, it has to do not
with (doubting) the referential accuracy of biblical or other texts, but
with the meaning and philosophical assessment of claims made by
religious and other authorities. Ricoeur’s “masters of suspicion” were
Karl Marx, Friedrich Nietzsche, and Sigmund Freud, who saw a chasm
between what the church claimed and its true motives.20 hey were not
concerned with the accuracy of texts.
Historians are by deinition (see below) suspicious of their sources:
their authenticity, transmission, rhetorical efects, motives, character,
style, possible duplicity, and so on. Systematic doubt lies at the heart
of the enterprise.21 If suspicion were not necessary, we would not need
history; tradition could bring its versions of the past to our door. Here
is Collingwood addressing history undergraduates in 1926:
It is puzzling and rather shocking to face the fact that the writers whom
one has regarded as authoritative and incorruptible channels of truth are
completely misapprehending the events which they describe, or deliberately telling lies about them; and when experienced historians assure
us that all sources are tainted with ignorance and mendacity, we are apt
to ascribe the opinion merely to cynicism. Yet this opinion is really the
most precious possession of historical thought. It is a working hypothesis
without which no historian can move a single step. . . . [W]e are by now
agreed that all witnesses are discredited, in the sense that we are never
justiied in merely transcribing their narrative into our own without
modiication, and we are dealing with the question how to extract the
truth from a witness who does not know it or is trying to conceal it.22
hird, Sandgren’s proposition that some (religious?) people are predisposed to be truthful sidesteps irst the diiculty that we do not know
the people who created our textual and material evidence, and the more
basic problem that even slightly complex narratives, lacking neutral
20
Ricoeur, Freud and Philosophy (New Haven: Yale University Press, 1970), 32.
Cf. D. Stewart, “he Hermeneutics of Suspicion,” Journal of Literature and heology 3 (1989): 296–307; B. Leiter, “he Hermeneutics of Suspicion: Recovering Marx,
Nietzsche, and Freud,” in he Future for Philosophy (ed. B. Leiter; Oxford: Clarendon,
2004), 74–105.
21
Bloch, he Historian’s Crat, 66–113 makes many incisive observations.
22
Collingwood, he Idea of History, 378. Emphasis added.
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language, cannot be merely truthful no matter how well-intentioned
their authors may be (further below).
Outside the worlds of biblical and religious studies it would be hard
to ind maximalism and minimalism recognized as “two approaches
to historical investigation.” Profound diferences among historians are
plentiful. hey turn on the old tensions between idealist and positivist inclination; on the suitable objects and appropriate methods for
history (e.g., personal, institutional, social; event-or condition-based;
intellectual-interpretative or statistical); and on the evidence that
should be included in a particular investigation and where the weight
should rest. Degrees of suspicion are not real issues. Should a historian
be accused of not being critical enough in relation to some piece of
evidence—not an infrequent charge in reviews—the complaint means
only that the author has not been suiciently rigorous but has let
her guard down in some particular case. he historian cannot say in
response, “But I take a more trusting approach.”
I.1.iv. History as Value-Free, Factual Record
Many confusions in the ield seem to be the legacy of historical positivism, which sought value-free facts and laws to derive from them.
his gave rise to what Collingwood disparaged as “scissors-and-paste”
history, wherein it seemed possible to cull facts of diferent provenance
and assemble them into a larger picture: a few statements from Josephus could be combined with some lines from Tacitus, or perhaps rabbinic sayings, and annotated with archaeological remains to create a
coherent picture of some event or institution. In popular publications
these accounts may arise from an unrelective “high-school” approach
to history, which assumes that the facts are all recorded somewhere,
from which loty heights they call out and impose themselves on
unhappy students as names, dates, and places to be learned.
In our professional ield the great manual by Emil Schürer, published in several editions from the 1860s, entrenched something like
the same outlook. Although it found new life ater its revision by an
Oxford-based team in the 1970s—the makeover consisted largely in a
massive updating of the notes—and remains a irst-rate collection of
references and critical discussion of problems in the notes, its original
approach is still visible in the main body. We read in Schürer’s narrative such statements as these: “Antipater was now all-powerful at court
and enjoyed his father’s [sc. Herod’s] absolute conidence. But he was
not satisied. He wanted total power and could hardly wait for his
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father to die.” Or, “But Sabinus, whose conscience was uneasy because
of the Temple robberies and other misdeeds, made of as quickly as
possible.”23 But how can we know that these men from two thousand years ago thought and felt these things, when we cannot hope
to describe even the thoughts and feelings of our own contemporary
leaders? Schürer simply took them over from literary sources, mainly
from Josephus.
Schürer is by no means a unique example. Geofrey A. Williamson,
the accomplished scholar who translated Josephus’ War for Penguin
in the 1960s, wrote he World of Josephus to provide students with
relevant historical background.24 He described the Judean-Roman war
in simply factual terms: “On the other [Judean] side was a motley host,
torn by dissension and bloody strife, and led by rival self-appointed
chietains lusting for power.” For Williamson, Gessius Florus was
“heartless, dishonest, disgusting; he illed Judea with misery, accepting bribes from bandits.” But this all merely borrowed Josephus’ dramatic narrative, translating the ancient writer’s highly charged literary
choices into the truth of the matter. he same practice was common
in manuals, surveys, and New Testament-background studies. Josephus’ narrative, notwithstanding the usual caveats about a “need for
caution,” was considered—except where he described his own life or
lattered Romans—a more or less neutral record.
I.1.v. Josephus as Research Assistant?
A more oblique manifestation of this master-record approach is the
expectation that if something signiicant happened in irst-century
Judaea, it should have been mentioned by “our sources.” Because “we
do not hear of X in our sources,” we may deduce either that X did not
exist or that its existence was suppressed by an ancient author. If something was once real, that is, it should have been picked up by some
source, and we may then exploit this presence or absence to write
historical narratives. Greg Woolf has identiied the generic problem:
Modern historians who specialize in the Roman provinces have a bad
habit of treating ancient authors as if they are research assistants. . . .
he objections to this procedure are well known, if oten forgotten. No
E. Schürer, he History of the Jewish People in the Age of Jesus Christ (175 b.c.–
a.d. 135) (3 vols.; rev. ed.; ed. G. Vermes, F. Millar, and M. Black; Edinburgh: T&T
Clark, 1973–1987), 1:324, 332.
24
(Boston: Little, Brown, 1964). Quotations here are from pp. 17, 145.
23
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list of witnesses could ever be comprehensive. Worse, more information does not always lead to greater understanding. . . . Worst of all,
our ‘witnesses’ are not colleagues, their texts are not responses to our
research questions, and at least some apparent resemblances between
their texts and the products of modern scientiic research are profoundly
misleading.25
If we ask what “our sources” for pre-70 Judaea might be, the shadow
falls invariably on Josephus. A widespread assumption is that, as our
chief historian of the period, it fell to him to record everything important (to us), and in a conveniently proportional chronology. What he
did not mention either did not happen or, if we have some reason to
suspect that it did, he suppressed it for some reason.
he same methodological assumption turns up frequently, for example in an earlier volume of essays on the subject of the present book.
he editors write in their introduction (emphasis added throughout):
Phillip and his brother Antipas, Herod’s middle son, enjoyed quite successful reigns. . . . Neither were characterized in antiquity as either particularly brutal or prone to suppression, again as opposed to Herod.26
Whom from antiquity should we expect to have characterized these
Herodians? Josephus is the only plausible candidate. But he says
hardly anything about the nearly four decades of Antipas’ and Philip’s
reigns—and incidentally, the little he reports of Antipas does happen to
include a story of repression (A.J. 18.116–119; cf. Luke 3:19–20). How
could we know about the lived reality of those decades? Josephus gives
Philip an obituary that praises his good government (A.J. 18.106–108),
it is true, but the content is formal—the tetrarch punished ofenders
and kept the peace—and tells us nothing about realities on the ground
in particular years and months of those several decades. Philip must
have had some disafected subjects, and there must have been some
disturbances, because every ruler faces some such problems. What
they were in his case we have no way of knowing.
25
G. Woolf, “Pliny’s Province,” in Rome and the Black Sea Region: Domination,
Romanization, Resistance (ed. T. Bekker-Nielsen; Aarhus: Aarhus University Press,
2006), 93–108 (93).
26
A. M. Berlin and J. A. Overman, eds., he First Jewish Revolt: Archaeology, History, and Ideology (London: Routledge, 2002), 4.
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Later in the same volume, Seán Freyne ponders:
he question remains as to why Galilee would appear to have been the
theatre for many of the incidents of brigandage that Josephus reports. . . .
By contrast we do not hear of any acts of brigandage in Idumea.27
Although Freyne distances appearance from reality, his phrase “we do
not hear” seems to mean that Josephus does not say it, and so there is
no evidence of it, and so Galilee alone appears to have been the theatre
of banditry. he issue is what appears to have been the real past, not
the nature of the evidence that is being used to make this determination. But of course Josephus says little about any conditions in Idumaea, and much about Galilee (in both the War and the Life). hat
is where he held his command and made his mark, not least through
an allegedly brilliant manipulation of the bandits there. Why should
he talk about other commanders’ brilliance or their areas? He says
little or nothing about the districts commanded by his peers: Peraea,
hamna, Gophna, Jericho, Acrabetene, or Lydda (B.J. 2.567–568). Can
we draw any conclusions at all from what he did not write about?
Richard Horsley goes the farthest, positively nailing down Josephus’
literary choices as sociological data:
In Galilee banditry was of relatively greater importance in the developing social turmoil, in contrast to Judea, with its diverse types of popular
resistance, such as prophetic movements and [NB: Josephus’ characters]
‘dagger men.’28
Writing about Sepphoris in the same volume, Eric Meyers remarks:
Surprisingly, Josephus is silent about the period between the reign of
Herod Antipas and the onset of the Great Revolt in 66 c.e.29
But why is this surprising? Where and why should Josephus have
described Galilean events in the 40s and 50s, long before his arrival
there? What role could that have played in his account of the war?
Should he also have described Samaria, the coastal cities, or the Decapolis during those years? For what purpose and in what contexts?
27
S. Freyne, “he Revolt from a Regional Perspective,” in he First Jewish Revolt
(ed. Berlin and Overman), 43–56 (53).
28
R. A. Horsely, “Power Vacuum and Power Struggle in 66–7 c.e.,” in he First
Jewish Revolt (ed. Berlin and Overman), 87–109 (99).
29
E. M. Meyers, “Sepphoris: City of Peace,” in he First Jewish Revolt (ed. Berlin
and Overman), 110–20 (113).
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Where is our justiication for burdening him posthumously with a
responsibility to provide for our interests?
hese last examples illustrate our wish to rely on Josephus’ narrative
as some kind of ready-made authority, and oten enough to complain
when he fails to live up to the bargain we have unilaterally imposed on
him. his phenomenon was identiied by Horst Moehring in his Chicago dissertation30 and by Per Bilde in his article on the causes of the
Judaean war in Josephus. Bilde insisted on the need to distinguish the
interpretation of Josephus from the reconstruction of the actual past:
Generally, the historians of the Jewish war do not explicitly analyse the
reasons for the war, stated by Josephus. . . . they just follow, more or less
strictly, the account given by Josephus in the Bell. and he Antiquities
(Ant.).31
Nearly a century ago, Collingwood framed the problem in methodological terms:
[I]t is the very ease and success with which the historian interprets his
sources that lead him to fancy that he is not interpreting them at all—
that they interpret themselves, have their meaning written large on their
faces, require, to be understood, nothing but bare inspection. Hence the
sources become falsely identiied with the history which can be written
from them; and when so misconceived, history is regarded as the simple
transcription of sources. From this point of view the sources become
authorities, or collections of statements which the historian accepts and
transplants into his own narrative. . . . Most histories that are built on a
large scale and cover a considerable extent of ground show traces of this
defect: the narrative seems to change its key in a curious way when one
authority takes the place of another; thus every history of Greece undergoes a change of tone when Herodotus gives way to hucydides, and it
is very diicult to study the history of the early Roman Empire without
falling a victim to Tacitean melodrama.32
We might make the same observation about the pre- and post-70
history of Judaea, when it leaves the safety of Josephus’ dramatic
coniguration.
30
H. Moehring, “Novelistic Elements in the Writings of Flavius Josephus” (Ph.D.
diss., University of Chicago, 1957); idem, “Joseph ben Matthia and Flavius Josephus:
he Jewish Prophet and Roman Historian,” ANRW 2.21.2:864–917.
31
P. Bilde, “he Causes of the Jewish War According to Josephus,” JSJ 10 (1979):
179–202 (181).
32
Collingwood, he Idea of History, 371.
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I.1.vi.
I have said that it is not easy to ind historical method articulated
in our ield. Jacob Neusner’s vast output includes important observations, and no one has done more to pose new questions of the evidence and explore them systematically. But his oeuvre involves many
periods, genres, and methods. An impressive example of Neusner-like
method applied to our period is Lester Grabbe’s handbook, Judaism
from Cyrus to Hadrian. Rejecting the naive pursuit of simple facts
already existing somewhere, Grabbe structures the book in a way that
relects the kind of method I discuss below. He speciies problems
within a period, ofers a bibliographical guide, surveys and interprets
the relevant primary sources, summarizes other studies while highlighting the most signiicant issues of debate or uncertainty, and inally
ofers his own attempt at synthesis where possible. With refreshing
candour, he oten concludes that we lack suicient material to decide
a matter, no matter how important it may seem.33 Especially welcome
is his refocusing of attention from conclusions, with few exceptions,
to methodological clarity.34
I.2. A Model of History for Studying the Judaean War
So we turn to the problem of constructing a robust model for historical work on Roman Judaea. I proceed through three steps: choosing
a general direction among various historiographical options; isolating
what is most basic to the idea of history; and outlining a programme
based on these considerations.
33
L. L. Grabbe, Judaism from Cyrus to Hadrian (Minneapolis, Minn.: Fortress,
1992), e.g., 93, 98, 111, 268, 281. See also Grabbe’s Judaic Religion in the Second Temple Period: Belief and Practice from the Exile to Yavneh (London: Routledge, 2000),
7–8, for a concise statement of his historical method.
34
My only criticism is that Grabbe’s important chapter (8) on “religious pluralism”
abandons the general method. here, Grabbe becomes conident about “actual historical incidents,” about the meaning of silences in Josephus’ narrative, and even about an
interpretation of Pliny on the Essenes that rests on a misapprehension. See Grabbe,
Judaism from Cyrus to Hadrian, 470 (actual incidents), 476 (on the omissions), and
492, 494 on the reading of Pliny, thus (emphasis added): “he approximate location of
the Essenes’ habitation is made clear by Pliny’s geographical description. . . . he statement of Pliny regarding the location of the Essene community seems incompatible
with any interpretation other than Qumran and perhaps one or two other sites on the
northwest shore.” Yet more forceful is Judaic Religion, 70. For the problems here see
my forthcoming essay, “he Historical Problem of the Essenes,” in Celebrating the
Dead Sea Scrolls: A Canadian Collection (ed. P. W. Flint and K. Baek; Atlanta: Society
of Biblical Literature, 2011).
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Because my approach has sometimes been considered odd or simply
misunderstood (see Excursus below), I would point out that it has a
decent pedigree. I fall in with those who have seen the humanities as
seeking knowledge of what is human, including individual thought,
who emphasize the need for active inquiry, and who regard speciic
events and individual actions as part of history’s remit.35 Among philosophers of history I have found Collingwood the most proitable,
partly because he was an accomplished archaeologist and historian
before becoming a philosopher. His trenchant theoretical relections
are tied to the actual work of the historian, and elegantly expressed.
He died young, and we must be grateful to his student homas M.
Knox, more recently to Jan van der Dussen, for bringing his unpublished manuscript pages to light in successive editions of he Idea of
History.
Two directions in historical method leave me out in the cold because
they exclude the free investigation of particular events and past actors.
On one side is a commitment to a certain kind of social history as the
only kind possible or worth doing; on the other is the assumption that
history is or requires the construction of a narrative.
In his G. M. Trevelyan Lectures at Cambridge in 1961, which
quickly became the inluential handbook What is History?36 Edward
35
E.g., Giambattista Vico (1668–1744) on the humanities as knowledge of what is
produced by humans; Immanuel Kant (1724–1804) on intellectual autonomy (e.g.,
in What is Enlightenment?) and the principle of active inquiry; Wilhelm Dilthey
(1833–1911) on distinguishing the natural from the human sciences; Mussolini’s
nemesis Benedetto Croce (1866–1952) on inquiry and the study of the mind; Bloch
(1886–1944), victim of the Gestapo, on the essential principles of historical criticism;
Bloch’s contemporary Collingwood (1889–1943), on history as autonomous investigation and intellectual construction; Collingwood’s younger contemporary Michael
Oakeshott (1901–1990) on history as a particular kind of knowledge of the past; and
Leon J. Goldstein (1927–2002) on history as argument. Among many surveys, cf.
J. R. Hale, ed., he Evolution of British Historiography from Bacon to Namier (London: Macmillan, 1967); Iggers, German Conception, 136–41; C. R. Bambach, Heidegger, Dilthey, and the Crisis of Historicism (Ithaca: Cornell University Press, 1995),
138–51. Accessible surveys include the review in Collingwood, he Idea of History,
14–231; well-chosen excerpts in F. R. Stern, he Varieties of History: From Voltaire
to the Present (rev. ed.; New York: Vintage, 1973); summary analysis in M. HughesWarrington, Fity Key hinkers on History (2d ed.; London: Routledge, 2008); juxtaposition of modernist historians with post-modernist perspectives in K. Jenkins, On
“What is History?” From Carr and Elton to Rorty and White (London: Routledge,
1995). A superb critical overview is Gilderhus, History and Historians.
36
E. H. Carr, What is History? he George Macaulay Trevelyan Lectures Delivered
in the University of Cambridge, January–March 1961 (London: Macmillan, 1961).
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Carr made two propositions that would preclude the kind of history
I wish to pursue.
First, he saw only social forces, emphatically not individual actions
or thoughts, as history’s proper object. In keeping with Georg Wilhelm
Friedrich Hegel’s deinition of the great person as the one who embodies and actualizes the spirit of his age, Carr rejects the study of individuals and their actions.37 Here are some representative quotations:38
But I think we are entitled by convention—as I propose to do in these
lectures—to reserve the word ‘history’ for the process of inquiry into the
past of man in society.
he facts of history are . . . facts about the relations of individuals to
one another in society and about the social forces which produce from
the actions of individuals results oten at variance with, and sometimes
opposite to, the results which they themselves intended.
One of the serious errors of Collingwood’s view of history . . . was to
assume that the thought behind the act, which the historian was called
on to investigate, was the thought of the individual actor. his is a false
assumption. What the historian is called on to investigate is what lies
behind the act; and to this the conscious thought or motive of the individual actor may be quite irrelevant.
What seems to me essential is to recognize in the great man an outstanding individual who is at once a product and an agent of the historical process, at once the representative and the creator of social forces
which change the shape of the world and the thoughts of men.
A history of the Judaean war built on Carr’s assumptions might be
something like Heinz Kreissig’s study of social factors and class struggle, some of Richard Horsley’s work,39 Neil Faulkner’s quasi-Marxist
synthesis,40 or any study that treats the causes of the war in terms
of social conditions lasting over many years and spanning various
locales.41 Such studies are welcome. At least they have heuristic value,
Ibid., 54.
Ibid., 48, 52, 55. Emphasis mine.
39
E.g., R. A. Horsley and J. S. Hanson, Bandits, Prophets, and Messiahs: Popular
Movements at the Time of Jesus (New York: Harper & Row, 1988); R. A. Horsley,
Archaeology, History, and Society in Galilee: he Social Context of Jesus and the Rabbis
(Valley Forge, Pa.: Trinity, 1996).
40
N. Faulkner, Apocalypse: he Great Jewish Revolt against Rome AD 66–73 (Stroud:
Tempus, 2004). Faulkner analyzes many speciic events in concrete detail, but class
struggle remains ever present as interpretative grid.
41
H. Kreissig, Die sozialen Zusammenhänge des judäischen Krieges: Klassen und
Klassenkampf im Palästina des 1. Jahrhunderts vor unserer Zeit (Berlin: Akademie,
1970); Cf. P. Brunt, “Josephus on Social Conlicts in Roman Judaea,” Klio 59 (1977):
149–53.
37
38
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suggesting questions to us. he problem lies in inding appropriate
data: they tend to borrow items from Josephus’ tragic-literary account
and convert them into past facts. his kind of history cannot clearly
address Cestius Gallus’ invasion of Judaea, the legate’s personal standing and social connections, or his political and military aims or plans.
Nor can it deal with Titus’ destruction of the temple.
Equally diicult is Carr’s view that only what is important and
enduring from a given age is worthy of historical investigation. Agreeing with Jacob Burckhardt that history is “the record of what one age
inds worthy of note in another,”42 he does away with chance events,
for what happened as a result of chance cannot by deinition be worth
studying as a relection of major social forces:
Just as from the ininite ocean of facts the historian selects those which
are signiicant for his purpose, so from the multiplicity of sequences
of cause and efect he extracts those, and only those, which are historically signiicant; and the standard of historical signiicance is his ability
to it them into his pattern of rational explanation and interpretation.
Other sequences of cause and efect have to be rejected as accidental, not
because the relation between cause and efect is diferent, but because
the sequence itself is irrelevant. he historian can do nothing with it; it
is not amenable to rational interpretation, and has no meaning either for
the past or the present. It is true that Cleopatra’s nose, or Bajazet’s gout,
or Alexander’s monkey-bite, or Lenin’s death, or Robinson’s cigarettesmoking,43 had results. But it makes no sense as a general proposition to
say that generals lose battles because they are infatuated with beautiful
queens, or that wars occur because kings keep pet monkeys, or that people get run over and killed on the roads because they smoke cigarettes.44
Carr’s ultimate criterion is, then, that history should produce general
statements or laws about how things work. He ofers an anecdote. In a
northern English industrial town in 1850 “a vendor of gingerbread, as
the result of some petty dispute, was deliberately kicked to death by an
angry mob.” He asks: Is this a fact of history? In his view it cannot be
so, by itself, though it may yet become such (more than a century ater
the event) if historians can show why it is important for some larger
Carr, What is History? 55.
Carr had used this ictional igure to illustrate chance: a man who walked out of
his home to buy cigarettes is struck by a car.
44
Carr, What is History? 98–105 (104–5). Emphasis added.
42
43
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synthesis of social forces in nineteenth-century England. Failing that,
it must “relapse into the limbo of unhistorical facts about the past.”45
Paradoxical here is the conservative framework ofered for an
avowedly progressive-Marxist view of history. Where would these
criteria leave the pioneering historians who have pressed uncomfortable questions about the lost voices of the past—of women, slaves,
and children, who could never have been spokesmen for their ages?
he notion that ages have representative voices its with speculative
approaches such as Hegel’s or Oswald Spengler’s, but is hard to sustain in our time. Again, how should we undertake to study Cestius’
failed expedition, which owed so much to individual circumstances,
his defeat perhaps to chance, under such a priori constraints delimiting what is historical? Carr’s fourteen-volume History of Soviet Russia
met forceful criticism on just this point.46
Just before Carr gave his lectures, Braudel published the essay that
gave currency to the now-standard distinction between traditional
history of events (l’histoire événementielle) and the social historian’s
concern with the long span (de la longue durée). He too argued the
importance of studying social factors and movements as a corrective
to any exclusive focus on events and particular moments. But Braudel
recognized the dialectical relationship between these two: the general
and the particular or even unique.47 And Bloch, co-founder of the
Annaliste school that Braudel had come to lead, had insisted against
the purely sociological history of Émile Durkheim, which was inluential at his time:
he word [history] places no a priori prohibitions in the path of inquiry,
which may turn at will toward either the individual or the social, toward
momentary convulsions or the most lasting developments. It comprises
in itself no credo; it commits us, according to its original meaning, to
nothing more than ‘inquiry.’48
Ibid., 12–13.
E. H. Carr, A History of Soviet Russia (14 vols.; London: Macmillan, 1950–1978).
E.g., Hugh Trevor-Roper forcefully objected to Carr’s “ruthless dismissal” of all those
who did not succeed in history’s ongoing progression: see R. J. Evans, In Defence of
History (London: Granta, 1997), 224–33 (227–28).
47
F. Braudel, “Histoire et science sociale: La longue durée,” Annales: Économies,
sociétés, civilisations 13 (1958): 725–53. Translated in Stern, he Varieties of History,
404–29. For the dialectic, see 406–8, 417–19.
48
Bloch, he Historian’s Crat, 17.
45
46
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Note incidentally Carr’s recurring appeal to a vast range of existing
facts from which the historian may select, and his proposal that “history means interpretation” of those selected facts.49 We return to facts
below.
A very diferent conception of history is associated with the name of
Hayden White (1928–), in a series of studies beginning in the 1970s,
though many others have followed similar paths.50 he label “postmodernist” is oten too vague to be useful, but since White has accepted
it we may use it for convenience.51 his approach takes to a logical end
the “linguistic turn” in the humanities from about the 1960s: the recognition that everything we think and say exists in linguistic constructions, that there is no neutral or factual language. Many real problems
of perception and representation arise from such relecting. But if we
assume that history is the construction of narratives about the past,
we might quickly conclude that all histories indivisibly mix realitycorrespondence with literary construction, and that all histories are
therefore more or less on the same plane with respect to objectivity.
he histories considered best by particular groups will be those written by authors with social standing and power in their constituencies,
who thereby control the discourse concerning the past. Because White
draws such close connections between iction and historical narrative,
and a quasi-technical language of literary formalism pervades his work,
it is easy to understand him as equating the writing of history and the
production of iction. In his later writings he has rejected this charge,
Carr, What is History? 23–24.
An eicient way to meet a gallery of postmodern theorists of history is to read
R. J. Evans’ engagement with them (and others) throughout his In Defence of History.
For some of their arguments see, e.g., K. Jenkins, Re-thinking History (London: Routledge, 1991); idem, ed., he Postmodern History Reader (London: Routledge, 1997);
A. Munslow, Deconstructing History (London: Routledge, 1997).
51
White’s important works include Metahistory: he Historical Imagination in Nineteenth-Century Europe (Baltimore: Johns Hopkins University Press, 1973)—especially
the introduction; Tropics of Discourse: Essays in Cultural Criticism (Baltimore: Johns
Hopkins University Press, 1978); and he Content of the Form: Narrative Discourse
and Historical Representation (Baltimore: Johns Hopkins University Press, 1987). For
a sympathetic recent appraisal, beginning with a new essay by White himself, see
K. Korhonen, ed., Tropes for the Past: Hayden White and the History / Literature
Debate (Amsterdam: Rodopi, 2006). White’s treatment of history as narrative may be
driven by his early focus on the great nineteenth-century historians who took stands
in favour of history as narrative against contemporary demands for a “scientiic”
approach: homas Babington Macaulay, homas Carlyle, Jules Michelet, and George
Macaulay Trevelyan. But it continues with his essay in the 2006 volume, relecting on
Primo Levi’s narrative, Survival in Auschwitz, in relation to history.
49
50
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but mainly by distinguishing iction from literature while maintaining
the bond between the latter and history.52
Certainly he has tapped a rich ancient vein. In Josephus’ day history was indeed a branch of literature, written and judged chiely on
rhetorical and moral grounds.53 History as grand, moralizing narrative
remained a ixture in the West, or became one again, under the anticlerical, philosophically speculative, Romantic, and positivist impulses
of the eighteenth and nineteenth centuries. But it is doubtful whether
most working historians today see their main task as the construction
of narratives. I do not, for the reasons given below. White’s relections on historians’ lack of attention to their language and rhetoric
sometimes hit the mark, but his harsh critique of their naive search
for given facts, insensitivity to irony or to the messiness and lack of
causality in real life, antipathy to literature, and assumption of its own
linguistic neutrality, and above all his reduction of history to narrative, seem to many historians too schematic (concerning the ield) and
unconnected with their actual work.54 If they have largely ignored his
arguments, it is because they do not ind them helpful for their daily
labours.
We can readily agree that there is no such thing as neutral language,
and that we all write with a rhetoric of some kind, and yet still imagine
that we regularly communicate ideas with suicient overlap of language to be understood—not objectively, but understood nonetheless.
Further, if history is not essentially narrative or discourse, as postmodernists tend to assume,55 and its open inquiry and argumentation are
not merely rhetorical tropes, but an expressed mode of reasoning, then
much of the rest of White’s analysis (e.g., of conventions for analyzing
emplotment, argument, ideology, and trope, each with four possible
structures) would seem beside the point.
52
H. White, “Historical Discourse and Literary Writing,” in Tropes for the Past (ed.
Korhonen), 25–33.
53
Cf. Woodman, Rhetoric in Classical Historiography.
54
E.g., A. Momigliano, “he Rhetoric of History and the History of Rhetoric: On
Hayden White’s Tropes,” in Comparative Criticism: A Yearbook, Vol. 3. (ed. E. S. Shaffer; Cambridge: Cambridge University Press, 1981), 259–68; C. Ginsburg, “Checking
the Evidence: the Judge and the Historian,” Critical Inquiry 18 (1991): 79–92; Evans,
In Defence of History, 100–102, 124–26.
55
See also Jenkins, Re-thinking History, 6–7: “history is one of a series of discourses
about the world”; “history is a discourse about, but categorically diferent from, the
past.”
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I turn to the conception of history that I ind most productive for
studying such event complexes as the Judaean-Roman war.
We begin with the obvious proposition that history has to do with
the past. In what I have caricatured as the high-school view, which
is widely assumed in popular culture, history simply is the past. A
slightly more sophisticated version imagines that diferent interest
groups compete in claiming the correct version of this past, or history.
But as soon as we consider the relationship between history and the
lived past we must make several qualiications. First, history concerns
itself with the human past; other avenues to the past (astronomy, zoology, biology, geology) are not history.56 Is history, then, the human
past? If so, we are in a predicament because what gives the past its
name is that, like the future, it does not now exist. Since history does
exist, in the activity and debates and products of those who work in
History departments, it cannot be the past. Everything turns, then, on
the question, “Where do we ind history?” As soon as we recognize
that history is not the past itself, and that we ind it only in the minds
and literary expressions of historians, we realize that history must be
something like the study of, or thinking about, the human past.
How, then, can we encounter the human past? People have claimed
to know the past in at least four ways: through divine revelation,
through the memory of personal experience, through the heritage
handed down from previous generations (tradition), and by means
of systematic investigation. he irst three of these, though they are
diferent from each other, ater a generation or two, fuse in the single
category of tradition. Moses might have claimed to know what happened at creation by revelation, as Josephus implies (C. Ap. 1.37), but
once he passed that story on to Joshua, it was no longer revelation:
to Joshua and all successors it was something handed down, a tradition. Josephus understands the need to prove, though his means could
never be up to the task, the reliability of that tradition (C. Ap. 1.30–41;
cf. paradosis at 1.39). Our grandparents personally experienced many
things, but once they told our parents, who then related the stories to
us, those memories became familial traditions.
Tradition has been with humans as long as we have been able to
communicate, parent to child, and in some forms it may be found
with other animals. It comes unbidden, with seniors ready to impart
56
Cf. Bloch, he Historian’s Crat, 19–20.
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a legacy to children as soon as latter attain consciousness. Far from
being undesirable, tradition fulills necessary socializing functions.
Our families, communities, voluntary associations, religious denominations, and legal and political institutions all preserve elements of
the past that will acculturate new members of the group and inculcate
its values. We are schooled by parents, teachers, political leaders, and
preachers in the deining moments of our past. Tradition abstracts
moments from the past that embody key features of our group identity, providing exempla for us to follow and avoid, and reminding us
of what it really means to belong to this group.
his process is clearest in national traditions of war or other
trauma—London’s response to the Blitz or the European resistance
movements during the Second World War.57 Traditions normally have
a solid core of collective memory, but they inevitably shed complicating factors, which would detract from the socializing function and
moral use of the past. Tradition does not invite inquiry, questioning,
or the recovery of original context; it uses the past to preserve group
values. It need not, however, be narrowly ideological. A group that
prides itself on pluralism and open debate may develop (and backdate)
a corresponding tradition, as when contemporary North American
religious communities ind their present (post-Enlightenment, post1960s) values clearly indicated in their ancient sacred texts.
From this perspective, the history taught in schools comes normally
in the form of tradition, or what the elders wish the young to absorb,
and not as the sort of history (i.e., open inquiry) practised by historians. In recent years the eforts of the Texas School Board to create
a patriotic history curriculum have highlighted this issue. A supporter
of the revisions frames the principle thus: “But our schools’ job is not
to be neutral reporters. . . . It is a culturist truth that all schools serve
to socialize youth with the values of the society they happen to have
57
On the resistance see M. Burleigh, Moral Combat: A History of World War II
(London: Harper Collins, 2010), 268–86; on the Blitz, “Remembering the Blitz: was it
an avoidable tragedy?,” Guardian G2 special supplement, September 7, 2010; J. Gardiner, he Blitz: Our Cities under Attack 1940–1941 (London: Harper Collins, 2010);
G. Mortimer, he Blitz: An Illustrated History (Oxford: Osprey, 2010), e.g., 119–25.
hese historical inquiries, while providing abundant evidence to ground the traditions
of selless courage, balance and texture that portrait with less admirable realities from
the same period.
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been born into.”58 School systems under totalitarian regimes are only
extreme examples;59 the principle that group tradition uses the past
to socialize initiates holds generally for political, religious, or even
familial tradition, wherever the maiores expect the minores to internalize cherished values. Although historians are all too easily drawn
into debates about which version of the past (i.e., which conclusion) is
correct or more accurate, even sometimes buying into the misguided
contrast between accepted results and revisionism, the issue is really, I
suggest, the categorical diference between tradition and history.
What I am calling tradition is what Michael Oakeshott described as
the didactic, living, or “present” past—the only one that most people
seriously encounter, even in school. He observes that this “ ‘past’ is not
signiicantly past at all”:
It is the present contents of a vast storehouse into which time continuously empties the lives, the utterances, the achievements and the sufferings of mankind. As they pour in, these items undergo a process
of detachment, shrinkage, and desiccation which the less interesting of
them withstand and in which the rest are transformed from being resonant, ambiguous circumstantial survivals from bygone human life into
emblematic actions and utterances either entirely divorced from their
circumstances or trailing similarly formalized circumstances.60
58
So J. Press, “Texas School Board controversy could impact our solvency,” American hinker blog, May 26, 2010 (http://www.americanthinker.com/blog/2010/05/
texas_school_board_controversy.html, accessed October 2, 2010). See also M. Birnbaum, “Historians speak out against proposed Texas textbook changes,” Washington
Post, March 18, 2010, reporting in part: “Discussions ranged from whether President
Reagan should get more attention (yes), whether hip-hop should be included as part
of lessons on American culture (no), and whether President of the Confederacy Jeferson Davis’s inaugural address should be studied alongside Abraham Lincoln’s (yes).
Of particular contention was the requirement that lessons on McCarthyism note that
‘the later release of the Venona papers conirmed suspicions of communist iniltration in U.S. government.’. . . Also contentious were changes that asserted the Christian
faith of the founding fathers. Historians say the founding fathers had a variety of
approaches to religion and faith; some, like Jeferson, were quite secular.”
59
Cf. R. J. Evans, he hird Reich in Power (London: Penguin, 2005), 263: “History, ruled a directive issued on 9 May 1933 by the Reich Minister of the Interior,
Wilhelm Frick, had to take a commanding position in the schools. . . . he purpose of
history was to teach people that life was always dominated by struggle, that race and
blood were central to everything that happened in the past, present and future, and
that leadership determined the fate of peoples. Central themes in the new teaching
included courage in battle, sacriice for a greater cause, boundless admiration for the
Leader and hatred of Germany’s enemies, the Jews.”
60
M. Oakeshott, “On History” and other Essays (Indianapolis: Liberty Fund, 1999),
43–44. Emphasis added.
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Oakeshott’s reference to the “practical” past sets up a contrast with
history. For him, it is only in the university that scholars may pursue
history, as well as philosophy, pure science, and mathematics without
intrusion from the incessant demand of practical results. At this time
of severe budget cuts we might remember his view that only the university can host the kind of systematic, disinterested, relective, rigorously
critical inquiry whose goal is nothing other than better understanding.
For Oakeshott, “An historically understood past is, then, the conclusion of a critical enquiry of a certain sort; it is to be found nowhere
but in a history book.”61
We leave Oakesthott here to recall that this understanding of history as inquiry goes back to the very roots of the enterprise in ancient
times. his is familiar, but I recall it here in order to stress what is
essential to the conception of history.
Herodotus was known in antiquity as the “father of history.”62 Since
he did not beget either the past or discussion about it, the history that
he sired cannot mean those things. He was well aware of the stories
and traditions (mythoi) about the past, in their many conlicting forms.
When he decided to write about the Persian-Greek wars he pressed the
question of the basis of our knowledge: How can we know that events
happened this or that way? He wanted to get past mere stories retailed
by the logographers to real knowledge. hat is, he would undertake an
inquiry, perusing his own questions, for which narrow-minded Greek
views of the Persian defeat did not answer, using open standards of
proof. His most valuable tool would be the interviewing and crossexamination of living witnesses (elenchos; cf. 1.24.7; 2.22–23).
Typical passages in Herodotus are these:63 “I have acquired knowledge
about the Persians, as follows” (1.131.1); “None of the Egyptians could
give me any information, when I inquired of them, as to what power
the Nile possesses” (2.19.3); “I did learn as much as I could by travelling to the city of Elephantine and seeing it for myself, but I investigated the region beyond that point through hearsay alone” (2.29.1–2);
“All that can possibly be learned about its [the Nile’s] course from
Oakeshott, “On History,” 36.
So Cicero (Leg. 1.1.5), apparently citing a commonplace in the mid irst century
b.c.e., which he turns ironically by claiming that Herodotus’ narrative is full of fabulous tales.
63
Translations are those of A. L. Purvis, he Landmark Herodotus: he Histories
(New York: Pantheon, 2007), slightly adapted with emphasis added.
61
62
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inquiry has been stated here” (2.34.1); “he Egyptians tell this story. . . .
When I asked them how they knew that this had really happened, they
replied . . .” (2.54.1); “Up to this point, what I have said about Egypt has
been the result of my own observation, judgement, and research, but
from here on I am going to report the words of the Egyptians just as
I heard them” (2.99.1); “When I inquired into the stories in regard to
Helen, the priests told me . . .” (2.113.1).
Such passages expose the diference between Herodotus’ historia
and tradition. he word-group on which he most characteristically
falls back, represented by “inquiry, inquire” in the translation above, is
Ionic historiē (or the verb historein). Although his accounts owe much
to predecessors, from Homer to the ethnographer Hecataeus of Miletus, he was the irst surviving writer to apply this term for empirical
research to the human past. he concept was important enough that he
used it in his opening sentence as a title (1.1.1): “Here is the presentation of the inquiry (
ἀ
) of Herodotus of Halicarnassus,
[written] so that what has occurred among people should not fade
with time.” Just as his Athenian contemporary Socrates (according to
Plato) was insisting that he knew no truth in advance, but could only
acquire it by means of rigorous questioning, testing, or proving (also
elenchos),64 Herodotus undertook to base his knowledge on inquiry.
Herodotus’ method required him, in principle at least, to abandon
preconceptions and also to remain unattached to conclusions where
the evidence was insuicient to support them. A product of Asia
Minor, which had long been under Persian inluence, he undertook to
explore all sides of the great conlict with a curious, open mind. Here
is something essential to historia as inquiry: to be worthy of the name,
it must be open-ended. Even where we think that our evidence allows
us to take a irm position—favouring the traditional 66 c.e. rather than
Nikos Kokkinos’ 65 for the outbreak of revolt, or preferring Werner
Eck’s 74 c.e. to the 73 for its conclusion65—in ancient history we are
limited to expressing what seems to be the best explanation of currently available evidence. So Collingwood:
E.g., heaet. 165d; Gorg. 458a; Symp. 201e with 216e.
W. Eck, “Die Eroberung von Masada und eine neue Inschrit des L. Flavius Silva
Nonius Bassus,” ZNTW 60 (1969): 282–89; N. Kokkinos, he Herodian Dynasty: Origins, Role in Society and Eclipse (Sheield: Sheield Academic Press, 1998), 387–95.
64
65
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When we say ‘it was so,’ we are in reality talking not about the past but
about the present, because we cannot ever say what the past in itself truly
was, but only what the evidence now at our disposal enables us to say
that it was; and, as we have seen, it is quite certain that this evidence is
always fragmentary and inadequate.66
Herodotus’ non-committal posture did not win him universal admiration. Some ancients accused him of purveying tales rather than getting at the truth. His critics, however, were concerned less with factual
error than with his moral biases—the central concern of all ancient
literature.67 Some would denounce him as a philobarbaros for his
openness to foreign perspectives (Plutarch, Mor. 857a). His perceived
shortcomings inspired others to do better, notably hucydides, whose
terse, authoritative analysis of the Peloponnesian war would become
the gold standard for history-writing.68
hucydides did not name Herodotus, but apparently saw himself
as the Halicarnassian’s successor and reiner of his methods.69 With a
stinging rebuke of the gullible who accept native traditions uncritically
(1.20.1, 3) and dismissal of both poetic exaggeration and the repetition of untestable claims (1.21.1), he insisted on rigorous principles for
the collection and testing of evidence. He avoided Herodotus’
Collingwood, he Idea of History, 409.
Plutarch’s essay On the Malice of Herodotus, though written centuries later, illustrates widespread assumptions. As the traditional title suggests, he was concerned not
so much with factual inaccuracy as with Herodotus’ character: especially his putative
partiality toward Athenians and hostility toward Plutarch’s ancestors—Corinthians
and Boeotians. Compare Polybius’ earlier rejection of Phylarchus as a source for the
Cleomenic war on account of that writer’s too great sympathy with Sparta, nemesis
of Polybius’ home city of Megalopolis. Polybius will exclusively follow the morally
correct (hence “true”) Aratus of Sicyon, champion of the Achaean League (2.56–63).
Later Polybius rejects Fabius Pictor for supposedly misrepresenting the motives of
the Carthaginians (3.8.1–11)—again, not because he has found his data defective: he
realized already that there was no way to liberate the data from a morally shaped
narrative.
68
Josephus himself says as much (C. Ap. 1.18) while obliquely demonstrating his
own learning, in a general disparagement of Greek historiography. He claims that
some have even accused the great hucydides, reputedly the most accurate historian.
On the Athenian’s unique standing in later times see Dionysius, huc. 2–3; Diodorus
1.37.4; and Lucian, Hist. conscr. 15, 18–19, 39, 42. hucydides was undoubtedly an
important model for Josephus, in both the War and the Antiquities. On the former
see G. Mader, Josephus and the Politics of Historiography: Apologetic and Impression
Management in the Bellum Judaicum (Leiden: Brill, 2000). he Antiquities is not so
obviously in the hucydidean mould, but in books 17–19 Josephus makes an unfortunate attempt to imitate the master’s style.
69
See S. Hornblower, hucydides (London: Duckworth, 1987), 7–33.
66
67
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language, perhaps to distance his work from his predecessor’s taint
but also showing that the word had not yet become identiied with the
study of the past. hucydides nevertheless employed a rich vocabulary
,
for eyewitness testimony, evidence, and cross-examination (μ
70
μ
,ἔ
). For the “writing up” of his results he borrowed
a verb ([ ]
ω) from the technical writing of manuals: he would
avoid the frills of drama and stick to the facts.71 Forms of this root
would, along with Herodotus’
, come together as the common
property of later historians such as Josephus.
hucydides’ account is undeniably impressive in its exacting socialpsychological analysis, though his chosen form of authoritative narrative rarely hints at the means by which he obtained his knowledge.
Exposing his procedure might have invited challenge. hucydides, on
completing his inquiries to his own satisfaction, pulled up the ladder
and severed the mooring-lines, launching his work as a self-contained
vessel and leaving audiences to be persuaded or not by his authority.
hough more than successful in winning admirers across the millennia, he has been accused of not being a true historian at all, given
his penchant for diagnosing political ills according to immutable laws
of human nature rather than focusing on change, and for composing
speeches with little regard for their concrete situations.72
But conidence is attractive, they say. hucydides’ apparent rigour,
exclusion of ostentatious drama and embellishment, and cold assessment of political realities made his work the acknowledged standard.
his is not the place for a review of history’s fate, either over the
long trail from antiquity or from its establishment as a university discipline in the modern world. It is enough to observe that the root
conception of history as active inquiry into the human past remains
fundamental, though the tension between methodological openness
and authoritative narrative has been present from the start. When
70
Martyrion: 1.8.1, 33.1, 73.3; 3.11.4, 53.4; 6.82.2. Tekmērion: 1.1.3, 20.1, 21.1, 34.3,
73.5, 132.5; 2.15.4, 39.2, 50.2; 3.66.1; 6.28.2. Elenchos and cognate verb: 1.132.1, 135.2;
3.38.4, 53.3, 61.1, 86.1. For analysis see Hornblower, hucydides, 100–107.
71
hucydides 1.1.1; 2.70. 4, 103.2; 3.25.2, 88.4, 116.3; 4.51.1, 104.4, 135.2; 6.7.4,
93.4; 7.18.4; 8.6.5, 60.3. he verb is distinctively characteristic of his work: in these
fourteen cases, including the decisive opening sentence, it is used formulaically with
the subject “hucydides.” He predicates it only three times, two of these in nonhistorical senses, of others.
72
So Collingwood, he Idea of History, 30: “hucydides is . . . the man in whom the
historical thought of Herodotus was overlaid and smothered beneath anti-historical
motives.”
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writers ancient or modern have retailed old stories in an uncritical
spirit, critics have jumped up to insist that this is a betrayal of history.73
Josephus already postured as such a critic, when he thundered against
his contemporaries: “he industrious man is not the one who merely
remodels another person’s arrangement and order, but the one who,
by speaking of recent things, also establishes the body of the inquiry
as his own” (ἀ ᾿ ὁ μ
ῦ
μ
ω ἴ
; B.J. 1.15). In amongst all the modern debates,
the basic notion of relentless and rigorous probing for answers to our
questions, in contrast to the passive reception of what has come down
to us unbidden, remains basic to the name of history—and accounts
for whatever prestige the discipline may have.
Because of its nature as inquiry, history can be unsettling to tradition and to those with interests in perpetuating familiar stories. Like
science, history has oten seemed threatening. hat is why so many
historical studies of sensitive subjects were published anonymously or
posthumously in the eighteenth and nineteenth centuries, and some
authors found themselves in prison.74 It can be a dirty business rummaging through old texts and material evidence, asking questions
about matters on which tradition has imposed a trustworthy narrative.
Even within academia, scholars may become pariahs by asking questions about what others regard as settled.
We come, then, to the programme or procedure of historical investigation. Collingwood, though a great philosopher of history, disarmingly found the essential principles of historical method embodied
in the work of detectives, who every day are called upon to launch
inquiries into the human past, work through the evidence, imagine
and fairly weigh all possibilities, and produce a careful accounting—all
without investment in a particular conclusion.75 he historian is not
like a detective in all respects, of course, as he fully conceded. Criminal
inquiries have their own hierarchies of personnel, rules of evidence,
and relationships among investigators, prosecutors, defence attorneys,
and judges, which vary from one jurisdiction to another. His point
Lucian of Samosata’s second-century How to Write History is illed with criticisms of contemporary historians for their lack of true knowledge based on exacting
inquiry.
74
One example is the British apostate clergyman, Rev. Robert Taylor (1784–1844).
In the Oakham Gaol while serving his irst imprisonment for blasphemy he wrote he
Diegesis: Being a Discovery of the Origin, Evidences, and Early History of Christianity
(London: R. Carlile, 1829).
75
Collingwood, he Idea of History, 266–82.
73
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was that a proper criminal investigation is an application of sound
historical principles. Because its practical stakes are higher when the
liberty or lives of people are in the balance, criminal investigation may
even ofer checks on the way history is practised in more sophisticated
academic circles.
I.2.i. Our Default Position is Not Knowing
As the autonomous investigation of the human past, history begins
from the premise that we do not know the past except by means of
the impending investigation (i.e., through historia), and that ignorance
remains our default position. Should our methodical inquiry prove
inconclusive or altogether unsuccessful, we cannot advance from
the position of not knowing. his is the truth captured in Neusner’s
dictum, “What we cannot show, we do not know.”76 he point may
seem obvious but it is widely ignored. Scholars frequently claim that
they are entitled to believe X unless someone can disprove it, which is
almost always an impossible task, or someone has a better explanation
of the (meagre) evidence, or even because some surviving account is
the only story we have.77 And so the burden of proof is tossed about
indiscriminately.
But this is one point on which we may be clear. If history is the
methodical inquiry into the human past, without which we cannot
know it, then the burden rests always, entirely and exclusively, on the
investigator who has the courage to conduct the inquiry and try to
establish a case. No one has required them to do this. If other scholars ind their case weak or the evidence insuicient, or see explanatory possibilities other than those they have considered, the case fails
and we return to not knowing—until and unless another attempt is
made. To suppose that critics must themselves have worked out a
76
Neusner used this ot-repeated saying as the subtitle of his Rabbinic Literature
and the New Testament (Valley Forge, Pa.: Trinity, 1993).
77
I ofer one old and one recent example: “In any case we cannot proitably abandon all the traditional history of this early period as legendary merely because we are
unable to check its accuracy in more than one source or because the sources themselves are much later in date. Such action, though perhaps based on better historical
method, would leave the ancient historian a small framework upon which to build
in future years” (N. C. Debevoise, A Political History of Parthia [Chicago: University of Chicago Press, 1938], xxvii); “But unless or until fresh evidence emerges, we
must make a choice [among Plutarch, Suetonius, and Tacitus as sources for Otho]”
(G. Morgan, 69 A.D.: he Year of Four Emperors [Oxford: Oxford University Press,
2006], 290).
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more convincing case is a category-mistake. History does not require
us to believe something, anything. Such a quasi-religious expectation
would be anti-historical. Our task is to pursue problems only as far as
we can with available evidence, then to report honestly on the state
of afairs.
We might as well accept that, of the untold millions of questions we
might pose about the lived reality of the ancient world, even within the
conines of Roman Judaea during a given decade, we shall only be able
to explore a tiny proportion of them with any signiicant evidence,
and even in those few fortunate cases (say, the ten- or eighteen-year
prefecture of Pontius Pilate) that evidence will be severely limited and
full of problems. We mainly do not know what happened. hat is our
reason for being historians, the starting point of any investigation, and
the wolf that remains always at our door.
I.2.ii. In the Beginning is the Question
In order to launch an investigation, then, like the detective the historian must irst specify the problem to be investigated. his is crucial
because the problem determines the shape of the inquiry, the scope
and nature of the evidence to be examined from this perspective, and
the operative criteria. If my problem concerns Pilate’s reported construction of an aqueduct for Jerusalem and the opposition it created,
I will construct the inquiry—for example, studying ancient aqueducts
in general, material evidence for Jerusalem’s aqueducts, other local
evidence for Pilate’s tenure—in a very diferent way from one that
sought to recover how Josephus’ Roman audiences would have understood his accounts of the prefect. Identifying a problem for inquiry
also demonstrates the autonomy of the historian. We may think up
any questions we wish, and these are unlikely to correspond closely
to the prepossessions of ancient authors such as Tacitus and Josephus
(examples in Part II).
he need for a generative question is oten overlooked. We see this
in the student who wishes to explore a topic in a research essay: Hammurabi, say, or Alexander. “What about him?” we might ask. he
student assumes that the facts are all out there to be gathered and
summarized, and that this is research. Here is Collingwood on the
importance of the question:
Francis Bacon, lawyer and philosopher, laid it down in one of his memorable phrases that the natural scientist must ‘put Nature to the question.’
What he was denying . . . was that the scientist’s attitude towards nature
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should be one of respectful attentiveness, waiting upon her utterances
and building his theories on the basis of what she chose to vouchsafe
him. . . . Here, in a single brief epigram, Bacon laid down once for all the
true theory of experimental science.
It is also, though Bacon did not know this, the true theory of historical method. In scissors-and-paste history the historian takes up a preBaconian position. His attitude towards his authorities, as the very word
[‘authorities’] shows, is one of respectful attentiveness. He waits to hear
what they choose to tell him, and lets them tell it in their own way and
in their own time. . . . he scientiic historian reads them with a question
in his mind, having taken the initiative by deciding for himself what he
wants to ind out from them.78
Or as Momigliano put it, the historian “has to assess the value of his
evidence not in terms of simple reliability, but of relevance to the
problems he wants to solve.”79 Scholars discover inscriptions, ossuaries, building and pottery remains, coins, and so forth, then classify,
draw, photograph, and catalogue them. But the items do not sit there
talking to us from their storage facilities. It is only when an investigator comes along with a question, say on the relevance of the inscriptions from Urbs Salvia (modern Urbisaglia) for the important dates
in Flavius Silva’s career, that they become evidence and begin to yield
up their secrets. he investigator gets nowhere by staring at the stones
and waiting for them to speak. he Urbs Salvia inscriptions did not tell
us anything until Werner Eck brought his skillful questions to them,
reasoning from his knowledge of both epigraphical conventions and
the conditions of Roman elite careers that Flavius Silva could only
have gone to Judaea in 73 c.e., too late for Masada to have fallen in
April of that year.80
he generative question deines not only the shape of the inquiry,
but as importantly the inquiring mindset of the historian. Because we
are perpetual inquirers, we must never be invested in conclusions.
he early twentieth century was a time of great certainties. héodore
Reinach showed that the beautiful silver coins proclaiming Jerusalem
“holy,” in a dated series of “year one” through to “year ive,” must
have come from the last ive years of Simon the Hasmonaean’s rule
Collingwood, he Idea of History, 269.
A. Momigliano, “Historicism Revisited,” in Essays in Ancient and Modern Historiography (Oxford: Blackwell, 1977), 365–73 (368–69).
80
Eck, “Die Eroberung von Masada”; idem, Senatoren von Vespasian bis Hadrian
(Munich: Beck, 1970), 93–111.
78
79
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(139–135 b.c.e.)—not from the war with Rome, as we must now
conclude.81 Scholars of that time knew an enormous amount about the
Pharisees, without hesitation assigning to them works ranging from
the Psalms of Solomon and Jubilees to the Damascus Document that
had been found in the Cairo Geniza. hey knew that the war against
Rome ended in 73 c.e. and that the Diaspora Revolt began in 115, and
could cite all the evidence for these conclusions. Nowadays their certainties have evaporated—though, to be sure, others have sometimes
rushed in to take their place.
Were they wasting their time because their conclusions turned out
to be wrong? Of course not. Pursuing inquiries, interpreting evidence,
and trying to explain it is the essential work of history. But conclusions
come and go. hey erred in claiming too much for their reconstructive
hypotheses. We do well to remember, when we ind ourselves becoming attached to some conclusion or other, that our reconstructions
have not even the tiniest efect on the actual past.
I.2.iii. Finding Evidence
Once we have a productive problem in hand, we begin to identify and
gather relevant evidence. We never know in advance—or ever—all of
the potential evidence. But we must follow a method. he case of the
Pharisees is cautionary, for when scholars used to regard everything
from the Psalms of Solomon and the Damascus Document to the Babylonian Talmud as primary evidence for the Pharisees, they got nowhere
collectively as each worked from private or parochial assumptions. A
publicly accountable method requires that we begin with evidence
undoubtedly bearing on the problem under investigation, moving to
other possible evidence only when we have some working hypotheses
in place based on this control material. In the case of the Pharisees,
this meant resolving to begin with the evidence of the New Testament,
Josephus, and the earliest rabbinic literature.82
T. Reinach, Jewish Coins (trans. M. Hill; London: Lawrence & Bullen, 1903).
his change came in the 1970s when the very diferent studies by J. Neusner
(From Politics to Piety [Englewood Clifs: Prentice-Hall, 1973], 4: “But for now, the
only reliable information derives from Josephus, the Gospels, and rabbinical literature,
beginning with the Mishnah”) and E. Rivkin (A Hidden Revolution [Nashville: Abingdon, 1978], 31: “Josephus, the New Testament, and the Tannaitic Literature are the
only sources that can be legitimately drawn upon for the construction of an objective
deinition of the Pharisees”) began from a shared premise.
81
82
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I.2.iv. Interpreting Evidence—For What It Is
Next we must try to understand our evidence for what it is, by itself
and in its own contexts, without yet trying to exploit it in answer to
our historical questions. D. A. Russell wrote concerning Plutarch’s
Lives:
And yet it should be obvious that, for the very historical purposes for
which the book is now chiely studied, it is misleading and dangerous to
use what is plainly one of the most sophisticated products of ancient
historiography without constant regard to the plans and purposes of its
author.83
he same could be said of Josephus’ works or any ancient narratives—
the need to interpret Pausanias’ Description of Greece before exploiting it historically has also been a relatively late development84—as of
material survivals from antiquity. Whether it is literary or material,
as we have seen, potential evidence does not speak for itself. It always
requires interpretation by criteria relevant to its kind and nature. his
step of interpretation is the most important part of academic history,
I venture to suggest, because (a) we cannot go further until we understand our evidence and (b) this is the only part of our investigation
over which we enjoy some control, with the prospect of veriication.
It is also what distinguishes the discipline from tradition, on the one
hand, and a naive “scissors-and-paste” construction of the past on the
other. Neither of those recognizes evidence-interpretation as a separate step, distinct from the forming of judgements about the past.
Since the point is important and yet easily misunderstood, I elaborate. Collingwood writes:
We no longer think that in reading Livy or Gibbon we are face to face
with the early or late history of Rome; we realize that what we are reading is not history but only material out of which, by thinking for ourselves, we may hope to construct history. From this point of view, Livy
and Gibbon are no longer authorities, but sources merely: they are not
to be followed, but to be interpreted.85
D. A. Russell, “On Reading Plutarch’s Lives,” GR 13 (1966): 139–54 (139).
A watershed was Christian Habicht’s 1982 Sather Lectures, published as Pausanias’ Guide to Ancient Greece (Berkeley: University of California Press, 1985). See now
the exploratory essays in S. E. Alcock, J. F. Cherry, and J. Elsner, Pausanias: Travel and
Memory in Roman Greece (Oxford: Oxford University Press, 2001).
85
Collingwood, he Idea of History, 382–83. Emphasis added.
83
84
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Oakeshott concludes a section on interpreting evidence, as diverse as
“the Gospel according to St Mark, a Persian carpet, Hobbes’ Leviathan, the Anglo-Saxon Chronicle, the score of Figaro, a parish register
of marriages, Fountains Abbey [a twelth-century monastic base in
Yorkshire], a ield path or a song,” with this:
Historical enquiry, then, begins in a present composed of objects recognized as exploits which have survived; each is a fragment of a bygone
present. . . . he immediate concern of the enquiry is to understand performances recognized as survivals in terms of the transactional relationships which constitute their characters as performances, to discern their
conditionality [i.e., the concrete conditions of their character as sources]
and thus to determine the ‘authenticity’ of their utterance. How arduous
an undertaking this may be will depend on the opacity of the object. . . .
[N]o object which has survived yields its authentic character to mere
observation, and its worth in further historical enquiry depends upon an
understanding of its authentic character.86
Applied to Roman Judaea these observations remind us that all of our
evidence, material and literary, greets us as a mystery, and if we imagine that we understand it intuitively we should think again. Just as
material objects were created for speciic purposes that had nothing
to do with us, so Philo, Pliny, Josephus, Tacitus, and Dio wrote in
their own languages and for their own reasons, not to serve our needs.
heir work cannot be taken over for our purposes, therefore, without
careful prior exploration of their own aims, interests, and perspectives
in writing.
Collingwood illustrates the need to interpret evidence with a fable
based on his detective analogy. A detective is investigating the death
of John Doe. A young woman comes forward and declares “I killed
John Doe.” Although she was not a person of interest, her assertion
immediately becomes relevant evidence. But what does the detective
do with her plain assertion of guilt? he wrong, if tempting approach
would be to conclude the investigation and say “We have our culprit!”
Rather, the investigator must relect: “his woman is telling me that
she killed John Doe. Why is she telling me that? What does her statement mean?” here are many reasons why a person might confess
to a crime, only one of which is that she did it. She might be shielding the culprit. She might have a mental disorder that causes her to
86
Oakeshott, “On History,” 56. Emphasis added.
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confess what she has not done. In a jurisdiction with capital punishment, she might be looking for a way to end her life. She might have
been coerced. Since these are all possible explanations of a confession,
it cannot simply be taken to mean what it says. It is another datum
that asks to be understood irst by itself, in its own context apart from
the question of who killed John Doe.
For the ancient historian, interpreting the evidence is necessary in
relation to physical and literary remains alike. Coins, inscriptions,
and bones are no more self-interpreting than literary texts. To take a
famous case involving Herod’s coins, iguring out which year is represented by his large “year three” issue (37 b.c.e., 34, or later?) and the
correct identiication of the symbols on it—a hemispherical, brimmed
military helmet with crest, straps, and cheek-pieces, or a conical
Dioscuri cap associated with cult of Kore?—are obviously prior conditions for investigating relevant aspects of Herod’s reign.87 With literary
evidence, problems of interpretation are no fewer or easier. Where did
Josephus get his Herod material from, in the rather diferent versions
of the War and the Antiquities, and what might have been the interests of his various sources? Why and how does Josephus write about
Herod in each of his major works? How did he reshape his sources to
serve his varied literary interests (not assumed to be theses)? And so
forth. All evidence needs both interpretation and explanation before it
can be used proitably for the historical Herod.
Excursus: Apologia pro vita sua
It seems that my work has occasionally been misunderstood precisely on this
point. In the study of Roman Judaea many scholars do not seem to see the
87
Favouring the Dioscuri interpretation are, for example, J. Magness, “he Cults
of Isis and Kore at Samaria-Sebaste in the Hellenistic and Roman Periods,” HTR 94
(2001): 157–77 (165–70); D. M. Jacobson, “Herod the Great Shows His True Colors,”
Near Eastern Archaeology 64:3 (2001), 100–104; idem, “Military Helmet or Dioscuri
Motif on Herod the Great’s Largest Coin?” Israel Numismatic Research 2 (2007):
93–101; M. Bernett, Der Kaiserkult in Judäa unter den Herodiern und Römern: Untersuchungen zur politischen und religiösen Geschichte Judäas von 30 v. bis 66 n. Chr.
(Tübingen: Mohr Siebeck, 2007), 95–97. Dissenters include Y. Meshorer, A Treasury
of Jewish Coins from the Persian Period to Bar Kokhba (Jerusalem: Yad Ben-Zvi, 2001),
64 (augur’s hat), 220 (military helmet) and S. Brenner, “Coin of Herod the Great: Star
or Crest?” he Celator 14:10 (2000): 40–41 (47); idem, “Herod the Great Remains True
to Form,” Near Eastern Archaeology 64 (2001): 212–14; D. Hendin, A Guide to Biblical
Coins (5th ed.; New York: Amphora, 2010), 229–32.
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need for interpreting evidence in its own right, or know where to place it in
their scheme of history. Most of my work to date has been at the bottom end
of the historical pyramid, dealing with the interpretation of potential literary
evidence and questions of method. I regard the historical interpretation of
major literary texts (especially Josephus) as formally comparable to the work
of archaeologists, papyrologists, epigraphers, and numismatists. We all work
in the “auxiliary disciplines” that provide the basis for historical reconstruction, by trying to understand our material irst for itself. Whether our objects
are ancient sites, pottery, coins, inscriptions, or historical narratives, we try
to understand them according to the operative conventions, comparing like
with like and classifying our material accordingly.
Although my views have changed on many things in the past quarter-century, my dissertation and irst book resulting from it were already written in
this framework, as historical philology in the service of history and invoking
a Collingwoodian approach.88 he problem of the historical Pharisees, then
much discussed, would require a thorough examination of Mark, Matthew,
Luke–Acts, John, Paul, and early rabbinic literature, but that was beyond the
scope of my study. As I explained in the introduction and repeated in the
conclusion:89
he purpose of the foregoing study has been to develop a framework against which to interpret Josephus’s testimony about the Pharisees. . . . And since Josephus is probably our most valuable witness to
the history of the Pharisees, an interpretation of his evidence and his
biases is already a major preliminary step toward the recovery of that
history.
Interpreting evidence in its literary and historical contexts remained basic
to my approach, as my preface to the Josephus commentary from Brill
indicates:90
he commentary aims at a balance between what one might, for convenience, call historical and literary issues. ‘Literary’ here would include
matters most pertinent to the interpretation of the text itself. ‘Historical’
would cover matters related to the hypothetical reconstruction of a reality outside the text. For example: How Josephus presented the causes
of the war against Rome is a literary problem, whereas recovering the
actual causes of the war is the task of historical reconstruction.
88
S. Mason, Flavius Josephus on the Pharisees: A Composition-Critical Study
(Leiden: Brill, 1991), 1–17.
89
Ibid., 372, 375 (emphasis added). J. Neusner and B. Chilton, eds., In Quest of the
Historical Pharisees (Waco, Tex.: Baylor University Press, 2007), now ofers in-depth
studies of each account separately as the basis for historical reconstruction.
90
E.g., in S. Mason, Flavius Josephus: Translation and Commentary, Volume 1b:
Judean War 2 (Leiden: Brill, 2008), xi.
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Although the commentary cannot anticipate various scholars’ inquiries in the
latter connection, the thousands of notes in the volumes on the post-biblical
periods include a large number discussing the historical signiicance of the
passage in question. So too in the excursus preceding the commentary on
the Essene passage (B.J. 2.119–161) it seemed important to emphasize this
point:91
Before proceeding with the commentary, it seems helpful to pause and
consider the function of this famous passage in Josephus’ work. his is
especially so because the standard treatments of War’s Essenes begin
from the assumption that the people in question were the group(s) who
produced and cherished the Dead Sea Scrolls (DSS), found in the vicinity of Khirbet Qumran from 1947 onward. Such studies therefore understand the meaning of Josephus’ text to be discernible only by comparison
with the DSS. . . . Since that procedure ignores literary-contextual clues to
Josephus’ meaning . . ., it conlicts with the interpretative principles that
underlie this commentary.
Consistently, my goal was to interpret Josephus’ evidence contextually without yet asking about the historical Essenes, much less assuming conclusions
about them. In essays on Josephus’ Essenes I have made the same point:
I do not imagine that trying to understand Josephus’s Essenes could possibly settle the historical problems of either Essene or Qumran identity.
hose are much larger investigations: this is a very limited and preliminary study of one part of one author’s evidence, ofered as an example of
the much larger problems, though limited to one stage of the historical
process. Nevertheless, it turns up some preliminary problems that must
be dealt with by those who embark on those larger investigations.92
Although this has been clear in my mind and I tried to state my aims unambiguously, some scholars have been entirely puzzled. Some have understood
me to be abandoning history from some purely literary and narrowly Josephan
interests, while others have imagined me trying to settle historical problems
on the cheap, focusing only on Josephus as though his account were free of
bias and therefore settled the past—though I believe that I have done as much
Ibid., 84.
S. Mason, Josephus, Judea, and Christian Origins (Peabody, Mass.: Hendrickson,
2009), 241, reprinting a 2007 essay: “he Essenes of Josephus’s Judaean War: From
Story to History,” in Making History: Josephus and Historical Method (ed. Z. Rodgers; Leiden: Brill, 2007), 219–61. I had made similar comments in my irst efort on
this subject (http://orion.huji.ac.il/orion/programs/Mason00-1.shtml): “My principal
aim in this essay is not to meddle in such a famous . . . [Qumran-Essene] marriage. I
want to ask, very simply, what Josephus says about the Essenes in the Judean War. I
want to ask this chiely because the question has not yet been answered, or even been
unambiguously posed to my knowledge. We need to read Josephus’s Essenes in the
contexts he provides. As a corollary (only), I shall ask how any fair reading of Josephus’s Essenes in the War bears on the Qumran-Essene question.”
91
92
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as anyone to undignify that approach. I can only understand these criticisms
on the assumption that my interlocutors have no place for the independent
interpretation of evidence such as Josephus.
Of those who have doubted my historical interests altogether, Freyne concludes a frankly disappointed Review of Biblical Literature review of my book
on historical “methods and categories” (emphasis added):
Yet not everyone, I suspect, will be prepared to accept Mason’s artful
and literary Josephus to the exclusion of any interest, however partisan,
in the historical events that his texts evoke and relect.93
Of course I nowhere suggest that Josephus was not interested in events. To
the contrary, I devote several chapters to exploring his position as a historian.
Precisely because he was an ancient historian, however, it would be diicult
to show that he was ever interested in clarifying events for their own sake,
absent their moral meaning. Does Josephus ever get embroiled in discussions
of dates, locations, events, motives, or sequences for the sake of getting the
facts straight, and not for moral purposes? Does he not, between the War and
the Antiquities-Life parallels, show a cavalier disregard for the mere details of
what actually happened, rewriting stories at will? As for my own interests, a
basic problem I addressed throughout that book was what we as historians
can do with Josephus’ narratives, given that he demonstrably felt such great
freedom in rewriting events to suit his rhetorical-moral agendas, and where
his accounts are uncorroborated.
With reference to my chapters on Josephus’ Pharisees and Essenes, Freyne
elaborated his conclusion (emphasis added):
A discussion as to how these sources [sc. the other accounts of Pharisees
and Essenes] corroborate or difer from Josephus’s accounts would have
provided Mason with the opportunity to formulate hypotheses about
the historical realities that could be tested with appeal to both literary
and (at least in the case of the Essenes) archaeological evidence. Yet he
is so intent on his new perspective that, disappointingly, he chooses not
to go down that route, one suspects, because in his view this would be
entering a blind alley.
Not necessarily a blind alley, but a diferent one. My inquiry concerned the
historical understanding of Josephus’ descriptions: their audiences, structures,
language, and contextual interpretation. hose were my stated problems.
here is no way to move from what Josephus says or does not say to conclusions about real Pharisees or Essenes. hat sort of inquiry would be diferent,
with its own kind of evidence and criteria. For the Essenes, it would require
a thorough treatment of all Josephus’ portraits (not only in B.J. 2) as well as
93
Review of Biblical Literature 11/27 2009: http://www.bookreviews.org/bookdetail
.asp?TitleId=7010&CodePage=4130,6945,7010,1649,4648,481.
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the interpretation of Philo, Pliny, and perhaps Synesius’ Dio on the Essenes.94
Bringing Qumran into the picture (assuming a particular conclusion about
Essenes?) would require a study of that site as well as relevant issues in the
Scrolls. he investigator would need to weigh possible interpretations of each
of those bodies of evidence separately before assessing possible connections
among all three (Qumran site, Scrolls, and Essene portraits). Should I have
done all of that in an essay? I do not understand why, if I had something new
to contribute concerning the Essenes in the context of B.J. 2, a question on
which no one else had worked in any detail, it should be so terribly disappointing that I decided to publish that instead of joining the army of scholars
who have worked on Qumran-Essene assumptions and connections.
In the same general vein Monika Bernett, who cites a number of my publications without engaging any, imagines me studying Josephus in reductively
literary ways and thereby marginalizing his importance for the history of
Judaea.95 I am alleged to represent a movement holding that “alle Geschichte
Konstrukt sei”96 and so one inds in Josephus only another story, to be interpreted in itself but not for the realities of ancient Judaea. I supposedly depend
upon doubtful propositions about Josephus’ Roman situation (she does not
discuss actual issues or arguments) and so I am compelled ( gezwungen) to
reduce the complexity and inner tensions of Josephus’ narratives to certain
narrow theses. What those might be she does not say.
In any case, these dismissive charges expose a rich confusion.
a. It is true that part of my research programme involves trying to understand Josephus’ narratives in the context of Flavian Rome. I have done that
because it was a neglected and promising line of inquiry. But my aim has
been to help us to understand Josephus better, not least for the study of
Roman Judaea. Such research does not prevent or inhibit that use.
b. Over against all “thesis” approaches to Josephus’ narratives—e.g., that he
was a Flavian mouthpiece or wanted to protect priests from war guilt or
promoted the Pharisees-rabbis in his later works, or that the diferences
between his works could be explained by a comprehensive biographicalpolitical criterion—which were the dominant scholarly views as I was writing, I have always argued for the complexity and rhetorical freedom of his
work, on the basis of many examples and comparanda from his ancient
environment. Instead of looking for theses, I have traced various thematic
94
I have for the irst time attempted to sketch such a historical study, which should
appear in P. W. Flint and K. Baek, eds., Celebrating the Dead Sea Scrolls: A Canadian
Collection (Atlanta: Society of Biblical Literature, 2011).
95
Bernett, Der Kaiserkult in Judäa, 20–21.
96
It is undeniable that all history, as I have deined it, is a process of mental construction. Herodotus’ and hucydides’ work, and Bernett’s own study, are of course
constructs. What else could they be? But none of this makes history less than a serious
efort to get to grips with the real past, as far as possible, on the basis of surviving
evidence, in which some arguments are better than others.
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clusters that run through it while allowing for all sorts of ironic, digressive,
and subsurface possibilities yet to be explored.
c. For such reasons, I have rejected simple attempts to extract historical
facts or identify untouched source material on the basis of tensions in
Josephus—precisely because he writes complex narratives.
d. All of this has not only been historical investigation in itself (embedding
Josephus in a realistic ancient environment, trying to understand how he
“published,” using only appropriate emic categories, and looking to ancient
rather than modern political values); it has also been oriented toward the
use of his narratives for our inquiries about Roman Judaea.97
e. In this last regard I have tried to establish at least three main points. First,
Josephus is oten corroborated by archaeology, but mostly in connection
with scenic elements and not for speciic events, actors, and motives. Second, these latter issues are more likely to ind corroboration, if at all, in
other literary sources (e.g., Tacitus, Suetonius, Dio). Where we have such
independent perspectives we might hope to make some limited progress
in reconstructing what really happened. But third, we are mostly dealing
with Josephus alone, and the artistry and malleability of his narratives (i.e.,
where he tells the same stories diferently) drive home what we should
know as historians anyway: that uncorroborated evidence must leave us
uncertain about what really happened. While writing oten about the complexity of Josephus’ narratives, I have been assuming the incomparably
greater complexity of real human life, and that is the reason for rejecting
any simple connection between Josephus’ story and the lost reality of lives
actually lived.
Let me be clearer, then. When I observe that uncorroborated evidence does
not give us a sound basis for drawing conclusions about the real past, this is
not an abandonment of historical interest. On the contrary, it is the cold steel
of historical method. History has no mandate to provide consoling stories,
and there is no point in pretending that ingenuity can compensate for our
profound lack of knowledge. Monika Bernett, having dismissed my call for
interpreting Josephus’ narratives as though this were a purely literary pursuit,
97
E.g., “Contradiction or Counterpoint? Josephus and Historical Method,” Review
of Rabbinic Judaism 6 (2003): 145–88; “Flavius Josephus in Flavian Rome: Reading
On and Between the Lines,” in Flavian Rome: Culture, Image, Text (ed. A. J. Boyle
and W. J. Dominik; Leiden: Brill, 2003), 559–89; “Of Audience and Meaning: Reading Josephus’ Bellum Iudaicum in the Context of a Flavian Audience,” in Josephus
and Jewish History in Flavian Rome and Beyond (ed. J. Sievers and G. Lembi; Leiden:
Brill, 2005), 70–100; “Figured Speech and Irony in the Works of T. Flavius Josephus,”
in Flavius Josephus and Flavian Rome (ed. J. Edmondson, S. Mason, and J. Rives;
Oxford: Oxford University Press, 2005), 243–88; “he Greeks and the Distant Past
in the Judean War of Flavius Josephus,” in Antiquity in Antiquity (ed. K. Osterloh
and G. Gardner; Tübingen: Mohr Siebeck, 2008), 93–130; “Of Despots, Diadems, and
Diadochoi: Josephus and Flavian Politics,” in Writing Politics in Imperial Rome (ed.
W. J. Dominik, J. Garthwaite, and P. A. Roche; Leiden: Brill, 2009), 323–49.
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proceeds to use those narratives without visible constraint. To take only the
most surprising example, she quotes a speech that Josephus writes for King
Herod a century later as though it were the King’s Greek, illuminating his
real aims and outlook.98 here are sound historical reasons for interpreting
our evidence before we use it for other purposes.
On the opposite pole, the assumption that in treating Josephus’ evidence
I was trying to settle larger historical questions: I met this perplexing criticism ater the appearance of Flavius Josephus on the Pharisees. Because that
study, in trying to understand Josephus’ portraits of the Pharisees, challenged
certain readings of Josephus that had been used to restrict the Pharisees’ real
inluence on society (e.g., the notion that his later works promote the Pharisees in light of Yavneh), some scholars understood me to be supporting the
position they were writing against, that the historical Pharisees ran everything
in pre-70 Judaea. But this modern problem played no role in my efort to
understand Josephus.99
In a similar way, Kenneth Atkinson and Jodi Magness have recently devoted
a Journal of Biblical Literature article to challenging my putative efort to
undo the Qumran-Essene hypothesis, missing my stated purposes (above).
hey imagine that I wish to speak for “the opponents of the Qumran-Essene
hypothesis” and present my argument thus: “he criticizes the use of Josephus’s
accounts of the Essenes to establish the identity of the Qumran sectarians.”100
hey suppose that when I argue from contextual clues for interpreting Josephus, I do so in order to show that the Scrolls and Josephus’ Essenes should
not be linked. On that basis they devote most of their article to confronting
their readers yet again with Qumran archaeology and the helpful observation
that not everything Josephus says should be taken as representative of reality.101
98
Bernett, Der Kaiserkult in Judäa, 153. Key Herodian terms include eudaimonia,
Bernett proposes, on which see Mason, Flavius Josephus on the Pharisees, 85–89.
99
I had interpreted Josephus’ statement about having returned to the polis of Jerusalem to engage in public life (politeuesthai), deferring to the school of the Phariμ
Φ
ω
; Vita 12), on
sees (
strictly literary-contextual and philological grounds—grammatically meaning that this
public life entailed some deference to the Pharisees, contextually matching his earlier
claim that even Sadducees, though of high social standing, were unable to follow their
own programme but “whenever they reach positions of leadership they must therefore
embrace what the Pharisee says, albeit unwillingly and by necessity, because otherwise
the masses would not put up with them” (A.J. 18.17). his was all interpretative, with
backing and warrants from Josephus’ narrative alone. E. P. Sanders, Judaism: Practice and Belief, 63 bce–66 ce (London: SCM, 1992), 532 n. 9 responded, however:
“his [reading] is based on the common assumption that the Pharisees ran everything.
Becoming a Pharisee in order to seek public oice, however, would have made Josephus unique.” But I had made no such assumptions, for to do so would have vitiated
my entire project of understanding Josephus’ accounts contextually before using them
to settle problems concerning the real Pharisees.
100
K. Atkinson and J. Magness, “Josephus’s Essenes and the Qumran Community,”
JBL 129 (2010): 317–42 (318). Emphasis added.
101
Ibid., 319.
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(No kidding!) his is “the nature of the debate” in which they believe we are
engaged.
But this is all upside-down and backward. It is upside-down because the
studies of mine that they cite were emphatically not about sorting out the
Qumran-Essene (or any other Qumran-X or Y-Essene) hypothesis. It should
be clear by now that I consider devotion or opposition to any particular
reconstruction a religious kind of activity and antithetical to historical thinking, which must always remain open-minded about conclusions. In ancient
history, conclusive cases will be extremely rare. he real inhabitants of irstcentury Qumran either were or were not Essenes. I do not know whether they
were and doubt that anyone else knows, and for the time being I prefer to
talk about the nature of our evidence. Since larger tasks such as the Josephus
commentary have required me to deal with the Essene passage of B.J. 2, that is
the piece of evidence about which I have had the most to say, as I have striven
for a better historical-contextual understanding of it. I have pointed out the
diiculties it poses for the Qumran-Essene hypothesis, but only because
(a) those particular diiculties arise from a kind of contextual study that has
not been undertaken before and so (b) these particular problems have not
been addressed before. But I have always invited scholars to address those
problems and let entirely open (as far as my work goes) the larger problems
of Essenes, Qumran, and the Scrolls.
heir analysis is backward, then, because they mistake the direction of my
concern. I do not mention diferences between Josephus’ account of the Essenes and the Scrolls in order to undermine the Qumran-Essene hypothesis.
Any such hypothesis (like one identifying CD with Pharisees or Qumranites
with John the Baptist) could only come later on, ater we have irst interpreted
each kind of evidence, including Josephus. Since the establishment of the
hypothesis, the study of Josephus’ Essene passage in B.J. 2 has nearly always
depended on the Scrolls (especially 1QS 6–7) as its interpretative key.102 As
102
E.g., O. Michel and O. Bauernfeind, Flavius Josephus, De bello judaico: Der
jüdische Krieg, Griechisch und Deutsch (3 vols.; Munich: Kösel, 1962–1969), 1:430–39
nn. 30–85; F. M. Cross, he Ancient Library of Qumran and Modern Biblical Studies
(New York: Doubleday, 1961), 70–106; M. Black, he Scrolls and Christian Origins:
Studies in the Jewish Background of the New Testament (New York: Charles Scribner’s
Sons, 1961), 25–47; A. Adam, Antike Berichte über die Essener (2d ed.; ed. C. Burchard;
Berlin: De Gruyter, 1972); T. S. Beall, Josephus’ Description of the Essenes Illustrated
by the Dead Sea Scrolls (Cambridge: Cambridge University Press, 1988); G. Vermes
and M. D. Goodman, he Essenes According to the Classical Sources (Sheield: JSOT,
1989); Sanders, Judaism: Practice and Belief, 342–79; Grabbe, Judaism from Cyrus to
Hadrian, 494–95; R. Bergmeier, Die Essener-Berichte des Flavius Josephus: Quellenstudien zu den Essenertexten im Werk des jüdischen Historiographen (Kampen: Kok
Pharos, 1993); R. Gray, Prophetic Figures in Late Second Temple Jewish Palestine: he
Evidence from Josephus (Oxford: Oxford University Press, 1993), 82–110; T. Rajak,
“Ciò che Flavio Giuseppe vide: Josephus and the Essenes,” in Josephus and the History
of the Greco-Roman Period: Essays in Memory of Morton Smith (ed. F. Parente and
J. Sievers; Leiden: Brill, 1994), 141–60; J. C. VanderKam, he Dead Sea Scrolls Today:
Second Edition (Grand Rapids, Mich.: Eerdmans, 2010), 116.
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a historian and commentator on Josephus, I was not permitted to make that
grand assumption but was obligated instead to pursue a contextual reading.
here was no possibility of giving myself a weekend pass for the Essene passage of B.J. 2—to read it alone by the light of a lamp borrowed from Qumran.
Did Josephus expect to be understood in such a light?
I seem not to have been clear in these essays,103 so let me try again. (a) My
general position is that Josephus’ evidence for anything, including Essenes,
should be understood irst in its own literary and historical contexts—according to his language, themes, and structures, in view of his plausible audiences and their shared literary world (the “discourse” of his texts)—before
we attempt to exploit it for whatever inquiries we may conduct into the real
events behind the stories. (b) I have written both about Josephus’ works in
general, in their historical/historiographical contexts (e.g., models and inluences, manner of publication, audiences, ongoing themes and resonances),
and about speciic sections in word-by-word detail (mostly B.J. 1–2 and the
Vita published). On all of this I welcome critical responses. I can only imagine that the misunderstandings mentioned above arise from approaches to
history that have no place for the separate interpretation of evidence, aside
from commitments to conclusions about the real past.
I.2.v. Running Scenarios, Testing Hypotheses
Once we have tried to understand each piece of evidence we move to
testing hypotheses concerning the main problems of our inquiry. his
means imagining as many possibilities as we can about that lost X
and weighing each reconstruction according to its explanatory power.
In ancient history, again, we shall rarely be able to reach certainty or
See also J. S. McLaren, “he Coinage of the First Year as a Point of Reference
for the First Jewish Revolt (66–70 CE),” Scripta Classica Israelica 22 (2003): 135–52
(150–51). He includes me with scholars who consider Josephus’ account of the war
essentially reliable on the basis of my introduction to Josephus’ Life in the commentary volume Flavius Josephus: Translation and Commentary, Volume 9: Life of Josephus (Leiden: Brill, 2001), xliii–xlvi. But that essay aims “to provide the reader with
a context (or set of contexts) for approaching Josephus’ Life” (xiii). It was an efort
at contextual interpretation. In a section subtitled “Advice to the Public Figure”—
ater “Rhetoric” and “Autobiography” under the main heading “Historical and Literary Contexts”—I compare Josephus’ Life to Plutarch’s Precepts for the Statesman and
show that his statements about the strains, contradictions, and games of political life
were well known to men of his class. Many other scholars had thought that the tensions in Josephus’ writings (e.g., that he claimed not to desire war and yet ended up
commanding ighters in Galilee) exposed his clumsy lies: if he led the ighting he must
have been a convinced rebel. Without deciding anything about Josephus’ real state of
mind, I argued that he was not that clumsy as a writer, and that the real tensions he
portrays in public life made plausible sense in his ancient context. But this has nothing
to do with the reliability of his accounts. hat entire volume, from the detailed notes to
the overview in Appendix C, insisted time and again on Josephus’ freedom as a writer
and the consequent diiculty of reconstructing anything from his writings alone.
103
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great conidence about the vanished past. Even with several lines of
evidence the problem lies in the large number of possible explanations
for any single piece, and the consequent diiculty of explaining all of
it together in a compelling way. More oten, especially in connection
with speciic events or individual actions, we have only one literary
account: that of Josephus. In principle, but especially because it is such
a carefully wrought story, a wide range of possible underlying events
might have happened that would still allow us to understand how Josephus produced his story. To narrow the range of possibilities we need
independent evidence. We simply do not know the limitations of the
writer’s knowledge, the sources of that knowledge, the unconscious
biases that necessarily limited perception, or the conscious choices
that shaped the literary product.
Since I have been misunderstood as a historical sceptic, I want to
emphasize the other side of the picture. Where we do have independent evidence of the same event or conditions, we have promising
starting points for thinking about the real past. Where two or more
truly independent authors agree that something was said or done at
a certain time, it is diicult to explain their agreement without positing that things happened as they both perceived or at least in a way
that would explain their divergent perspectives. Even this principle
must be qualiied by the recognition that multiple witnesses may share
distorted impressions in certain circumstances.104 Nevertheless, independent evidence is a bedrock principle of both historical and forensic
investigation. Strangely enough, in the rare cases where we have it in
our ield it is sometimes marginalized—as in the seemingly independent portraits of the Essenes in Philo and Josephus.
To remind ourselves of the kind of overlap that would be necessary
to truly limit variables and produce a controlled account, we might turn
to modern history. In exploring events of the Second World War, or
even the First, we can still ind such abundant evidence. For example,
104
here has been a good deal of psychological study of the laws in eyewitness
evidence, for example G. L. Wells and E. F. Lotus, Eyewitness Evidence: Psychological Perspectives (Cambridge: Cambridge University Press, 1984); C. Chabris and
D. Simons, he Invisible Gorilla, and Other Ways Our Intuition Deceives Us (New
York: Crown, 2010). he crucial points about “observation” and its limitations were
made long ago by Bloch, he Historian’s Crat, 40–50.
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investigating the battles between advancing Allied Forces and defending Germans in Italy, in the irst half of 1944, historians could draw on
a wealth of independent and overlapping information. In addition to
their personal participation in many cases—which, they realized, gave
them very limited insight into what was going on—plentiful material
was available for their research. In the 1950s through 1980s they could
easily interview hundreds of soldiers who had fought on both sides.
hey had access to valuable accounts by non-combatants caught up in
the conlict. hey could revisit the site to retrace their wartime movements and supplement this by reading the records of each nation’s
armed forces, both the real-time war diaries and the oicial histories
composed aterward. hen there were the personal memoirs of commanders, both German and Allied.105 Crucially, historians could consult
a plethora of precisely dated documents: memoranda, telephone logs,
oicial and private correspondence, press reports, propaganda lealets,
and other testimony to speciic moments on particular days.106 Finally,
they could use the diaries and letters taken from the enemy’s dead or
prisoners of war, which might give uniquely personal insight into the
ordinary soldier’s psychology at each point. Some letters intended for
home viewing revealed young German soldiers at their breaking point
from exhaustion and stress, even as they seemed indomitable to the
frustrated Allies living the same events.
Only such an array of evidence makes possible the detailed histories
of the Cassino campaign that we now possess. Historians can slow
their accounts to a day-by-day, even hour-by-hour reconstruction,
moving from one vantage-point to another, showing tactical changes
dictated by improbably poor weather, unexpected enemy actions or
reactions, large casualty tolls, suddenly isolated units, missing or disobeyed orders, failed supply lines, unintended consequences (e.g., a
smokescreen for one’s own troops works to enemy advantage), or the
105
he latter exist for such important voices as Field Marshall Albert Kesselring
(Supreme Commander, Italy) and General Frido von Senger und Etterlin (Commander, Fiteen Panzer Division) on the German side, American Generals Mark W.
Clark (Commander, U.S. Fith Army) and Lucian K. Truscott (Commander, U.S. hird
Infantry Division, then VI Corps at Anzio beachhead), French General Alphonse Juin
(Commander, French Expeditionary Corps), and the New Zealand Generals Bernard
C. Freyberg (Commander, II NZ Corps) and Howard C. Kippenberger (Commander,
Second NZ Division) from the Allies. Predictably each author, while tending to justify
his own actions, includes revealing criticisms of the others.
106
Cf. the iteen pages of sources listed in John Ellis’ exemplary Cassino, the Hollow
Victory: he Battle for Rome, January–June 1944 (London: Aurum, 1984), 515–29.
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unexpected collapse of morale in a given unit. Even with this massive
amount of evidence, however, controversies remain about individual
generals’ motives, ambitions, and plans (see below on Titus and the
temple). And even here the evidence does not speak for itself. Each
investigator comes with a unique set of questions and their various
reconstructions look very diferent in focus, scope, and interest.
his comparison furnishes a serious caution for us who study Roman
Judaea. We oten write conidently about the motives and intentions of
various groups and leaders, or of commanders in the war, on the basis
of the single narrative of Josephus: If he said X, and we know that his
motives were Y, then we may conclude Z. But where is that wealth of
evidence for real conditions on the ground that would permit us to
make such reconstructions? We have in Josephus’ War one account
by a commander of one sub-theatre in the earliest phase of the war
(to July 67), who became a remote observer of the main campaigns in
Judaea ater his quick surrender (67–70). It is simply not possible to
extract from this dramatic literature (or indeed from a less dramatic
chronicle) a realistic, multi-sided picture of facts on the ground.
Fortunately, this limitation on the conidence of our conclusions
does not inhibit the practice of history as I am presenting it. History
is above all a method for exploring the past, and historians must place
their primary emphasis on the investigation itself: establishing the
problem, gathering potential evidence, interpreting it, and inally trying to explain it by imagining the realities that brought it into being.
A clear narrative of what really happened, understood from all relevant
perspectives, is in no way essential to the task of history. his is just as
well, or ancient historians would ind themselves in a largely hopeless
situation.
I.2.vi. Writing Up Arguments
Once we have concluded our inquiry into the problem we have pursued,
we write up our results. he natural form for writing up an inquiry is
not a narrative of events, it seems to me, but rather an argument laying out the problem, its investigation, and its conclusions. Our aim is
to communicate a process that others, familiar with the evidence and
issues, will be able to follow and check at each stage. It is oten said
that history difers from science in being unrepeatable, but that diference is easy to overstate, for we can indeed communicate the results of
our inquiry, inviting our readers to walk through it with us. We cannot
repeat the past, of course, but we were not studying the past itself. We
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invite others to work through the problems we have posed, the evidence
for them, and our reasoning processes. hat is why we labour to reine
our arguments, for repetition by others, and the better kind of review
(for example, the Bryn Mawr Classical Review) most oten takes just this
form of retracing and then criticizing others’ arguments.
Admittedly, we face relentless pressure to champion particular conclusions and write comforting stories, without due regard for the limitations of that evidence, all the possible ways of interpreting it, and the
fundamental problem of our profound ignorance of daily realities. At
least the email I receive from members of the public presses this kind
of question most oten (“What do you believe about X?” “What do
scholars say about Y?”). Popular magazines can be preoccupied with
authors’ conclusions, commitments, discoveries, and beliefs. All of this
historians must resist out of professional responsibility. Because we do
not know what happened in all of its complexity, and there are likely
to be competing possibilities, our arguments must relect our true state
of uncertainty, even where we ind one synthesis most appealing.
Now I hasten to qualify my rejection of narrative as the proper
mode of historical communication, in two ways. First, constructing
provisional narratives can be a helpful heuristic tool in the course of
a historical inquiry. For example, if we took it as a working hypothesis that Pilate had something to do with building an aqueduct for
Jerusalem, and that this caused a riot for some reason (so Josephus,
B.J. 2.175), thinking narratively would force us to ask about what
came before and ater. Knowing on a longue-durée basis that Roman
aqueducts were usually public benefactions by prominent local men,
facilitated by permission of the authorities and with inancial aid and
perhaps Roman technical skill provided, issues not addressed (and
not excluded) by Josephus, we could pursue each of those matters
and possible scenarios. Was there perhaps an initial benefactor who
could no longer fund the project, requiring greater dependence on
the temple treasury? What sort of cooperation did Pilate have from
Jerusalem authorities? At what point and why could the protests have
begun, and who led them? Casting the episode as one event in a lost
sequence would require us to think seriously about each possible point
in the story with all its variables. Each of these matters becomes for
a moment the focus of its own small inquiry, speculation, and provisional argument in turn. All such questioning exposes our ignorance
of the real-life issues involved.
Second, narrative has a long and distinguished pedigree in historical writing, from the ancient historians through the modern greats as
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Gibbon, Macaulay, and Trevelyan. It continues on more modest terms
in popular accounts of the ancient world. his form of writing, linking
the results of inquiries in a substantial continuum, can be helpful to
both scholars (for prompting new questions) and the reading public, if
it is viewed as one stage in a pedagogical process, to furnish an introductory map schematizing a large territory. But we must be clear that
such a joining of the dots from one argumentative peak to another
only gives the illusion of a coherent whole and a real past. Writing in
this way is perfectly acceptable as long as we emphasize (a) that many
of these conclusions ofered (the peaks of the arguments) are actually
unsettled and (b) that much of the iller material, which we supply to
prepare a straight narrative highway, is not yet the assured result of
methodical inquiry. If it is merely borrowed from Josephus or Tacitus,
or even guessed at so as to complete a coherent story, we should give
some signal that this is so.
Whether we are speaking about narratives or the conclusions of
proper inquiries, the historical past (i.e., what we can construct through
methodical investigation) is separated by an unbridgeable chasm from
the lived past two thousand years ago, which must have been no less
messy, complex, and insusceptible of capture than our own existence
in the world. But it is easy to see how history comes to stand in for
the once-real past.
And what about the language we use to write up our inquiries? In
proposing that the proper form of historical writing is the argument,
it may seem that I am ignoring a fundamental problem: that our language cannot be simply neutral or factual. To write in sentences and
paragraphs is to make constant decisions about diction, arrangement,
and intended efect. his observation we can only embrace. We cannot
pretend and should not strive to write neutrally. But our daily experience of reading newspapers, periodicals, monographs, and the kind
of book review I mentioned above shows that ideas can be conveyed
and debated, even in irreducibly personal styles, if authors make an
efort to transcend themselves and to argue publicly, in ways crated to
invite participation from as many others as possible. “I think that this
happened because Scripture [or Tacitus or Gibbon] says it did” is not
a historical argument because it lacks publicly accessible backing or
warrants. All historians would recognize such an obviously intramural
argument, though we may succumb to subtler kinds of parochialisms
by assuming warrants recognizable only to fellow-travellers. We may
quietly lean on both ancient authorities (“Why should we not believe
Tacitus here?”) or modern ones (“I assume that the war began in 66
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because this is the view of experts whom I trust”). What ought to
distinguish university disciplines from popular interest groups is precisely that we make our arguments on open and debatable grounds.
Arguing publicly need not, however, overlook the very real and thorny
problems of language.
I.2.vii. To Imagine Human Experience
Finally, I basically concur with perhaps the most controversial of Collingwood’s proposals, that history—as one of the humanities, concerned with the possibilities of being human—is ultimately concerned
with the thoughts and intentions behind actions in the past. Of course
it is important to try to get the events themselves, what Collingwood
called their outside, as straight as possible: for example, that Caesar
crossed the Rubicon in January of 49 b.c.e. But since countless people
have crossed the Rubicon, and historical investigations might also be
constructed of each event, if Caesar is my interest then I shall be most
interested in his intentions and those of various Senate constituencies in response to him. Moreover, since things oten do not work out
as planned, especially in the turmoil of war, to understand particular
players we must consider what they were thinking apart from what
actually happened. his includes imagining the motives of those who
pursued such entirely unsuccessful actions as the revolt against Rome,
deiance at the siege of Jerusalem, or the light to Masada. In practising
history, that is, we are ultimately concerned with what is human about
events: what we can rethink, re-imagine, or “re-enact,” as Collingwood
put it, from our predecessors. For certain kinds of history, dealing mainly
with social and economic conditions or demographics, the thoughts of
individual actors may be irrelevant. But for such event-complexes as the
Judaean war we are dealing with actions initiated by individuals who
thought and planned. Whether their intentions were ever realized, or
frustrated by others’ intentions or by chance, and whether or not we can
reconstruct precisely what happened, the fact that they must have had
outlooks, ambitions, and aims invites us to investigate and imagine just
these things in their plausible ancient contexts.
I.4. Summary of Part I
I have been advocating a view of history as a distinctive way of knowing
the human past, which produces not the real past but an imaginative
mental image, resulting from a speciic inquiry into some problem. In
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contrast to tradition, which brings to us unbidden those abstracts from
the past that authoritative igures have deemed useful and continually
reshape for purposes of socialization, history is investigator-driven,
systematic inquiry. It is conceptually diferent from the lived past,
partly in the same way that any efort to represent our lives now (in
art, literature, reporting, photography) is diferent from the constantly
moving and interacting reality, but with the serious added problem
that the ancient past ofers no possibility of direct representation now.
Although the past that interests us is long gone, history ofers us a
process of disciplined inquiry into it, which takes place in our minds.
he inquiry is methodical. We begin by specifying the problem and
the sub-problems that would need resolution in order to produce a
solution. We gather the most obviously relevant evidence (that which
clearly bears on the question), try to interpret each kind and item in
its own right, without requiring it to speak directly to our inquiry (so
as not to skew its meaning), and consider various ways in which this
evidence might have come into being. All along we remain open to
considering other kinds of evidence whose possible relevance emerges
in the course of investigation. Finally we make our best efort at solving the larger problem of the inquiry. With due regard for the contingencies afecting our interpretation of each piece of evidence, we
venture hypotheses to explain all of it. he best hypothesis is the one
that leaves the smallest remainder of unexplained evidence.
Whether we can reach conident conclusions on the available evidence is not our problem. It is above our pay grade: we bear no responsibility for the force majeure by which our evidence has survived. Our
task—what historia is—is the responsible investigation of problems in
light of available evidence.
Part II. Historical Inquiry into the Judaean-Roman War:
Two Examples
To illustrate the application of these principles, we now consider two
important episodes in the Judaean-Roman war.
II.1. Campaign of Cestius Gallus
Tacitus (Hist. 5.10), Suetonius (Vesp. 4.5), and Josephus agree that a
Syrian legate in the mid-60s, C. Cestius Gallus, intervened militarily to
stile the growing Judaean revolt and attendant regional disturbances.
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Suetonius has the notion that the Judaeans killed their governor (Gessius Florus), which was what brought Cestius to the rescue, and that
he lost a legionary eagle in defeat. Tacitus imagines Cestius making
repeated but unsuccessful eforts to quell the unrest. Josephus refers
almost formulaically to Cestius’ mistake, screw-up, failure, or blunῖ μ ) in his prologue (B.J. 1.21), obliquely at
der ( Κ
B.J. 3.1–3, and at Vita 24–25. His detailed account of the episode in
B.J. 2.499–562) has normally been considered the place for historians
to begin. We should read his story irst and then ask whether and to
what extent it is reliable. If it is mostly reliable, we have much of the
real past in hand.
In keeping with the method described above, however, I would
suggest that Josephus’ account, though it will need to be explained
by any hypothesis about the real past, is not the place to start. We
ought rather to open a historical inquiry based upon our independent
problems, then turn to all the available evidence to consider the possible solutions. he diference is enormous. As soon as we lay aside
Josephus’ narrative, a number of historical problems quickly present
themselves to us, and we realize that their solution would be necessary
if we wanted to recover a realistic framework for understanding Cestius’ campaign. It was not among Josephus’ interests to address these
problems, but that is no fault of his and no ground for accusing him
of either sloppiness or suppression.
To understand the legate’s Judaean expedition, for example, we
should irst like to know something about the man, his relationship
with the princeps who had sent him to this important province in
63 c.e. or the next year, his ambitions and senatorial connections, and
especially his connection with Cn. Domitius Corbulo. his hero of the
Parthian settlement was active around Syria until the end of 66, when
he was recalled by Nero. In spite of (or because of ) his historic achievement, the loyal 70-year-old was summoned by Nero to Cenchraeae,
where he obviated execution by suicide.107 Corbulo’s special command
107
On the political context see for example J.-P. Rey-Coquais, “Syrie Romaine, de
Pompé à Dioclétien,” JRS 68 (1978): 44–73; J. Nicols, Vespasian and the Partes Flavianae (Wiesbaden: Steiner, 1978); K. R. Bradley, “he Chronology of Nero’s Visit
to Greece A.D. 66/67,” Latomus 37 (1978): 61–72; idem, “Nero’s Retinue in Greece,
A.D. 66/67,” Illinois Classical Studies 4 (1979): 152–57; R. Syme, “Governors Dying in
Syria,” ZPE 41 (1981): 125–44; V. Rudich, Political Dissidence under Nero: he Price
of Dissimulation (London: Routledge, 1993); F. J. Vervaet, “Domitius Corbulo and the
Senatorial Opposition to the Reign of Nero,” Ancient Society 32 (2002): 135–93; idem,
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in the east had subsumed Cestius and his legions until perhaps 65.108
At least, Cestius’ apparent independence of military action throughout
66 suggests that Corbulo’s power had been reduced by then, since the
commander of proven toughness and efectiveness might have been
the logical choice to deal with the eruption in the south. And he must
have remained a towering presence, for the troops and others, as long
as he remained in the region—until about the time of Cestius’ failed
campaign, it seems.
From a wide range of independent evidence it appears that 65 to
66 c.e. was a period of extreme turbulence in high Roman politics, as
the failed Pisonian conspiracy of 65 and the energetically loyal actions
of Nero’s Praetorian Prefect, Ofonius Tigellinus, produced dozens of
high-ranking victims and then morphed into the obscure Vinicianian conspiracy of August 66. his later conspiracy is normally connected, on the basis of the name Suetonius gives it (Ner. 36.1), with
Corbulo’s son-in-law Annius Vinicianus. Annius was in Rome that
summer because he had accompanied the Armenian king-designate
Tiridates as he received his diadem from Nero, under an agreement
that promised detente between Rome and Parthia ater the century of
struggle over Armenia.
Since late 66 was also the time when Nero was recalling the apparently loyal legates of upper and lower Germany, the Scribonii brothers, on charges levelled by a senatorial informer (Tacitus, Hist. 4.41;
Cassius Dio 63.17), Cestius as legate of the greatest eastern province
could not have been an island of unconcern. Having been sufect consul in 42, just seven years ater his father’s consulship (apparently),
he must have been nearly the same age as Corbulo (born 3 b.c.e.–
1 c.e.)—perhaps in his late 60s. He held one of the empire’s most
prestigious commands, with four legions, perhaps two dozen auxiliary
cohorts, and (de facto) the forces of several allied kings in the region,
under his command.
Although we would need to know a good deal about Cestius’ political context to understand his interests and actions, we know virtually
nothing. Josephus says not a single word about Corbulo, about events
“Domitius Corbulo and the Rise of the Flavian Dynasty,” Historia: Zeitschrit für Alte
Geschichte 52 (2003): 436–64.
108
Tacitus, Ann. 15.25–27. Cf. F. J. Vervaet, “Tacitus, Ann. 15.25.3: A Revision of
Corbulo’s So-called imperium maius (AD 63–65?),” in Studies in Latin Literature and
Roman History (ed. C. Deroux; Brussels: Latomus, 2000), 260–98.
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in northern Syria, about Cestius’ relationship with Nero or Tigellinus or possibly suspect senators or groups, or indeed about the whole
momentous Parthian settlement. He surely knew about this last, for
he alludes to the settlement in the speech he writes for Agrippa II
(B.J. 2.388–389), but his Roman audiences also knew about it, having
recently witnessed the grand spectacle built around Tiridates’ presence
(May of 66 c.e.), and so he had no need to rehash it.
A second swath of contextual information that remains uncertain,
though we have many partly conlicting clues, concerns the structural
relationship between Syria and Judaea. his is a complicated matter.
Suice it to say here that in the War, where the story of Cestius’ expedition reposes, Josephus usually writes as though Judaea were a distinct province from 6 c.e., with an independent equestrian governor
based in Caesarea (2.118, 220). In the Antiquities, by contrast (17.355;
18.1–2), he claims that Judaea was annexed to Syria ater Archelaus’
incompetent rule. Tacitus is under the impression that Judaea became
a province only under Claudius, ater Agrippa I (Hist. 5.9). he language of “province” (provincia,
) allows a fair bit of slippage,
and it is increasingly clear that Roman administrative arrangements
were messier than textbooks would prefer. I share the view of several
scholars that, although we cannot be sure, the range of available evidence (including particular episodes in both the War and the Antiquities, Strabo’s description of the area, and roughly parallel situations
elsewhere) is most adequately explained on the hypothesis that Judaea
became an independent province only in 44, 67, or 70/71, of which I
incline toward the last possibility.109 It matters for a historical understanding of Cestius’ involvement in Judaea—and of the dynamics
among the legate, the procurator, King Agrippa II, and the Jerusalem elite—whether he was entering someone else’s province under an
emergency provision, with either standing or special instructions from
Nero, or whether he was normally responsible for Judaea’s peacefulness because it lay within his province of Syria.
109
See M. Ghiretti, “Lo ‘Status’ della Giudea dall’età Augustea all’età Claudia,” Latomus 54 (1985): 751–66; H. M. Cotton, “Some Aspects of the Roman Administration
of Judaea/Syria-Palaestina,” in Lokale Autonomie und römische Ordnungsmacht in den
kaiserzeitlichen Provinzen vom 1. bis 3. Jahrhundert (ed. W. Eck; Munich: Oldenbourg,
1999), 75–92; Bernett, Der Kaiserkult in Judäa, 188–89; W. Eck, Rom und Judaea:
Fünf Vorträge zur römischen Herrschat in Palaestina (Tübingen: Mohr Siebeck, 2007),
1–52.
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Related to both of these, a third kind of missing contextual information concerns Cestius’ relationship with the varied elements of leadership in Judaea: the equestrian governor Gessius Florus, King Agrippa
II, who had signiicant responsibilities for Jerusalem (he reportedly
kept a palace there, visited oten with his sister Berenice, and had also
sent troops to suppress the revolt [2.421]), and Jerusalem’s aristocratic
elite, including the likes of Josephus. Agrippa reportedly went to Cestius in Antioch to plan the expedition (B.J. 2.481). he most intriguing part may be Cestius’ relationship with Gessius Florus and related
personal-social connections. According to A.J. 20.252–253 Florus had
received his posting to Caesarea because of his wife’s friendship with
Poppaea Sabina, by now dead (65 c.e.)—according to hostile reporters
from a violent act by Nero. Many questions arise. For example, did
Nero’s alleged remorse and longing for Poppaea have any efect on his
view of her former friends?
More importantly, did Nero have a particularly strong bond with
his equestrian governors in these years—over against an increasingly
obstructive senatorial class—as men who would more reliably do his
bidding, especially in raising needed funds? In the early empire many
senators had felt ofended by the growing power of lower ranks, even
freedmen, under the principes. But in the 60s the relationship between
young Nero (still only 21 in 59 c.e.) and the Senate seems to have
come under great strain (cf. Dio 63.15). here are indications that
Nero was instructing his procurators to extract all the funds they could
from the provinces to remedy a treasury crisis. In Britain it was reportedly the procurator Catus Decianus’ ruthless exactions, on the premise
that Claudius’ earlier lavish gits to the tribal chiefs were actually loans
repayable immediately, that inspired Boudica’s ferocious revolt, ater
her royal husband’s estate was seized (Dio 62.2). Seneca had recalled
his extensive personal loans on an immediate basis. Whatever inancial
need Nero had by the early 60s could only have been exacerbated by
the ire of 64 and the construction of his massive Golden House. Tacitus describes the emperor’s dispatch of agents at just this time, including freedmen, across Italy, Greece, and Asia Minor, to seize whatever
assets they could, even if this involved the plundering of temples and
their costly divine images (Ann. 15.45.1–2).
here is evidence that at least some of Nero’s procurators were protected by Nero as they worked independently of his senatorial legates. Catus and his successor Iulius Classicianus in Britain, and then
those of the western empire, against whom Plutarch reports that the
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patrician legate (and future emperor) S. Sulpicius Galba felt powerless
to intervene (Galb. 4.1), ofer suggestive parallels with Nero’s reputed
temple-robber Gessius Florus in Judaea.
We know to ask such questions only by thinking about reported events
outside Judaea at about the same time as Cestius’ problems in southern
Syria, and by imagining that he could not have remained unafected. If
we wish to recapture some slice of past reality involving Cestius Gallus
and his actions in relation to Gessius Florus and the Judaeans, we need
to know the answers to these and many related questions. Alas, we know
none of those answers, and Josephus shows not the slightest interest in
discussing them. What does he discuss, then?
In recounting the build-up to war, for his own narrative purposes,
Josephus ofers a few items suggestive of the Syrian legate’s relationship with Judaea. hese assume that Cestius indeed felt personally
responsible for the south, notwithstanding Florus’ presence there.
We irst meet the legate in Josephus when he visits Jerusalem for
Passover of 66 c.e. on the standard chronology. Already then, with
Florus at his side, Josephus alleges that three million (!) people surrounded Cestius and shouted complaints about Florus’ rapacious ways
(B.J. 2.280–282). Interesting here is Cestius’ alleged promise to ensure
Florus’ restraint in the future (2.281). It was the most basic task of senatorial governors to maintain the peace in their provinces, by building
a political consensus with local elites. In the past, Syria’s Roman governors had placed a premium on this relationship, most notably Petronius in the afair of Gaius’ statue. Other legates had dispatched Pilate
and Cumanus to Rome, to give an account of themselves ater complaints from both Judaeans and Samarians. he question that imposes
itself here, then—a problem ignored by Josephus—is why Cestius,
though energetic enough to cultivate relations with the Judaean elite
through visits to Jerusalem, should be unable or unwilling to restrain
Florus—if indeed he was recognized as a problem, as both Josephus
and Tacitus declare.
Cestius’ second reported intervention comes ater both the Judaean
leadership and Florus write to him, each complaining of the other.
According to Josephus, and in keeping with the caution we expect of
senatorial legates, Cestius rejected the advice of his legionary commanders to march on Judaea, punishing ofenders if there were such
or securing the situation if not (2.334). Instead he sent a trustworthy tribune named Neapolitanus on a reconnaissance mission. He
did not send a senatorial colleague, perhaps because (in the story’s
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narrative logic) the legionary legates had already played their hand.
One of them might have provoked incidents or reported the situation in a skewed way. he tribune, however, met up with Agrippa and
they toured the city together. hey satisied themselves that the populace, though enraged at Florus, was committed to peace with Rome
and with Cestius (2.336–341). But ater the tribune’s departure the
masses demanded from King Agrippa an embassy to Nero, to insist on
their loyalty and to accuse Florus (2.342). he king, unable to oblige,
responded with a brilliant if irrelevant speech on the folly of undertaking war with Rome (2.344–404).
Some false moves by Agrippa, however, forced him to lee the city
and send back an elite cavalry force, to suppress those now becoming openly rebellious (2.421). hings rapidly go from bad to worse,
when this force is trapped along with the regular auxiliary garrison
(the hated Florus’ military muscle) by newly conident rebels. At the
very moment when the rebels massacre this garrison, Josephus claims
dramatically, the Judaeans of Caesarea—as a result of a separate and
long-standing dispute—are slaughtered by the majority gentile population. hat event ignites Judaean retaliatory raids against many Greek
cities, whose citizens in turn act against their internal Judaean populations, viewed as a ith column, and all hell breaks loose in southern
Syria. It is at this point that Cestius launches his expedition.
And now come many more questions, prompted by Josephus’ story
(without our making any assumption that it relects the real past). What
was Cestius’ aim in undertaking this military campaign? How did his
force coniguration—the mix of infantry (about 11,000?), cavalry, and
allied specialists such as archers—suit his strategy? Why did he choose
the legions he did: the Twelth along with 2,000-man contingents from
each of “the others”? he Legio XII Fulminata had sufered enormous
disgrace (along with the IIII Scythica) just three years earlier, under
the command of L. Iunius Caesennius Paetus when he was Syrian legate—father or uncle of the Caesennius Gallus now commanding the
Twelth—and these legions had been disowned by Corbulo for running scared from the Parthians (Tacitus, Ann. 15.7–17). Further, who
were the mysterious new recruits with little training whom Cestius
picked up along the way? How were they supposed to serve the strategy and contribute with professional soldiers (2.502)?
Josephus does not explain anything we would like to know about
these matters. he only motive he gives Cestius is that he could no
longer remain idle (2.499). he legate had to act, but to what end? Was
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he planning to show force so as to strengthen the hand of Judaean
and other local leaders, or to punish particular groups he had already
deemed guilty? (If so, which ones?) What was his plan for Jerusalem?
A siege? Destruction? What would he do with such a large army (totalling about 35,000) inside the old walled city, which may have had a
population of only 40,000–75,000? Or was the army mostly to be used
elsewhere?
Josephus’ narrative of the campaign itself may be divided for convenience into three parts. First, the army marches rapidly and with brutal eiciency down the coast as far as Ioppa, thrusting inland against
western Lower Galilee, Narbata, and points east toward Judaea. In
some of these places his soldiers are in burn-and-pillage mode, but
Cestius spares Sepphoris ater trapping and dispatching hundreds of
would-be rebels at Mt. Asamon. his section concludes, ater a march
inland up the Beit-Horon pass, with the establishment of camp at Gabaon (Givʿon, Gibeon), about 10 km north of Jerusalem (2.500–516).
he second phase comprises Cestius’ move from Gabaon to Jerusalem, his camping for several days on Mt. Scopus, and his apparent
expectation of being admitted to the (western and upper-class) upper
city—which very nearly happened (2.533–534, 538). When it did not
happen, he had a small part of his force make a desultory efort against
the northern wall of the temple, from which they quickly withdrew
and headed back to Gabaon (2.517–544). Josephus repeatedly laments
Cestius’ failure to take the city during this brief visit, whether by force
or by missing chances to be let in, which would have ended the revolt
and spared the temple (2.531–534, 538–541).
he third phase turns into complete disaster for Cestius and his
troops, and a crucial early victory for the rebels that convinced them
of divine support. Finding his army trapped in the camp at Gabaon,
with an alarmingly large guerrilla force hiding in hills familiar to them
(but not to him) all around, he abandons equipment and makes a
run for the Beit-Horon pass, to reach the open plain as quickly as
possible. Cestius’ forces had already sufered signiicant losses while
ascending the Beit-Horon pass and in withdrawing from Jerusalem to
Gabaon (2.517–19, 543–44). But now in this desperate rush to escape
they are ambushed and, according to Josephus, lose another 5,800 men
(2.555).
I have said that this account does not address the basic issues we
need to know about for historical analysis. What it does, however, is
contribute to the building tension of Josephus’ dramatic story, as we
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might expect, in his characteristic language. Major themes of the War
are developed here, some of them for the irst time in anticipation of
the years-long conlict to come under Vespasian and Titus: a general
mood of unavoidable tragic fate (if only Cestius had . . .); abrupt reversals of fortune (a powerful force destroyed); the thematized diference
between highly trained and superbly equipped, disciplined Roman
forces and Judaean irregulars, the former imposing and efective when
ighting in formation but lacking versatility or personal resourcefulness, the latter unspeakably courageous, contemptuous of death, and
resourceful with negligible resources; and the strength of Jerusalem’s
walls, in which rebels will trust to the end (inally in vain). In particular,
Josephus emphasizes Cestius’ alleged failure—to take Jerusalem when he
had the chance. But such a lament obviously comes from his later perspective as writer. Did Cestius’ strategy really involve a military assault
on Jerusalem? Josephus does not address that issue as such.
Before responding to that question, we should recognize that Josephus’ account brims with problems, if we set out to analyze it historically and geographically—in a way that he could not have expected
his Roman audiences to do. Leaving aside its crucial omissions, we
may also ask, of the narrative as it stands, such questions as these. At
2.516–521 Josephus describes the Judaeans, who are celebrating the
Feast of Booths in Jerusalem, learning of the Roman advance only
when the force reaches Gabaon. But how could they not have heard
of the force’s arrival or the two weeks of massive destruction in Galilee and along the coast? How could a marching column of more than
30,000—10 km long if three abreast so as to manage the narrow passes,
and counting infantry alone, perhaps 15 km long with cavalry and
baggage train—simply be at one place or another, when Beit-Horon is
only about 9 km from Gabaon? How could the Judaeans attack both
frontally and at the rear (i.e., how did they get so quickly to the rear,
10 km away at Beit-Horon), as Josephus claims? And why would the
Judaean guerrillas attack an extremely powerful Roman column frontally? Once he reached the interior, ater such a relentless attack in the
countryside, why did Cestius wait so long, both on Scopus and then
outside the upper city, only to make a cursory assault—during one
aternoon?—on the northern wall, which he must have known to be
impregnable (2.535–537)? What becomes of King Agrippa in all this:
Cestius’ knowledgeable guide and ally, who has quietly disappeared
from the story? As for the disastrous return trip, Josephus’ description
of the terrain has baled interpreters, with Bezalel Bar-Kochva and
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Mordechai Gichon each proposing ways of relocating the ambush to
better it the actual topography, which does not boast the alpine features Josephus implies.
Minor criticisms aside, scholars have nevertheless taken Josephus’
narrative as a reliable starting place, even for military analysis. On that
basis they agree that Cestius’ strategic aim must have been to capture
Jerusalem, and that he failed in this key objective. S. G. F. Brandon
(1970) saw Cestius as planning a decisive strike on the mother-city,
delaying only to secure his supply lines along the way. But when he
got there he failed:
he crux of the problem lies in the legate’s decision to withdraw from
the siege of Jerusalem. hat this decision was sudden . . . rests on the
statement of Josephus. . . . we can only accept it or reject it on grounds
of our general evaluation of the testimony of Josephus and the internal
probability of such a happening. . . .110
Bar-Kochva saw Cestius assembling a larger force “to try and subdue
the Jews,” but failing, and so withdrawing from Jerusalem suddenly
“from logistic diiculties.”111 Gichon, in the most detailed assessment
to date, declared that Cestius’ “aim obviously was to make a quick
and direct move on Jerusalem, . . . to quench the uprising in its bud.”
But “Instead of the swit move on Jerusalem demanded by the circumstances, Cestius interrupted his progress.” he reason for failure
was that Cestius became too cautious and risk-averse. “he attack was
called of, and to the astonishment of the besieged, Cestius decided on
a general retreat.” Gichon inds much to admire in the early phase
of Cestius’ campaign, but “he chief criticism . . . is that he was easily diverted from his primary objective [Jerusalem].”112 Finally, Adrian
Goldsworthy also ponders realistic military reasons to explain Cestius’
abrupt withdrawal, in place of the religious ones given by Josephus,
namely: he found he had unreliable troops in the new recruits of the
Twelth Legion and inadequate supplies. But surely Cestius knew all
that in advance? Echoing Josephus, Goldsworthy remarks:
110
S. G. F. Brandon, “he Defeat of Cestius Gallus, A. D. 66,” History Today 20
(Jan. 1970): 38–46 (44).
111
B. Bar-Kochva, “Seron and Cestius Gallus at Beith Horon,” PEQ 108 (1976):
13–21 (18).
112
M. Gichon, “Cestius Gallus’ Campaign in Galilee,” PEQ 113 (1981): 39–62 (42, 60).
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Although areas passed through en route were investigated briely, the
army marched straight to the head of the rebellion and country. If Jerusalem had fallen switly, . . . the revolt would have collapsed.113
Taking Josephus’ dramatic narrative as their starting point, then,
scholars have tried to infer political and military strategy from it, while
qualifying its areas of unreliability. he Judaeans were perceived to
be in revolt and Cestius’ aim was to crush them. His objective was to
reach and punish Jerusalem. What happened before Jerusalem was (or
should have been) preliminary: to secure supply lines and destroy any
possibility of ighting behind the lines.
I would point out, by contrast, that quite diferent scenarios might
explain the evidence at least as well, though we can imagine these
only in the context of a diferent kind of inquiry: one that begins with
our own questions (as above) and does not regard Josephus’ story as
our avenue to the real past. All the scenarios described here deal only
with the expedition itself, ignoring everything that has gone before
as well as the larger issues in Roman politics. If we took that earlier
narrative seriously, with its implication of Cestius’ close relationship
with Agrippa and receiving of intelligence from him, we might well
conclude that the legate never had any intention of attacking Jerusalem. Even within the larger framework of Josephus’ narrative, Cestius
had recently received letters from the Jerusalem leadership protesting
about Florus, whom he may personally have been keen to remove if
he could have done so with impunity—though at this sensitive point
in Roman afairs that may have been impossible. He had been assured
by his trusted tribune and the king together, as recently as two or three
months earlier, that the city remained loyal and welcoming. At any
rate, having visited Jerusalem himself at least once and observing its
layers of walls, and having taken as much information as he needed
from Agrippa and his tribune, it does not seem altogether plausible
that he would have planned a siege of the fortress-like city to begin
during Jerusalem’s harsh and wet winter (he reportedly arrived only
in mid-October or so). here is nothing in Josephus’ story to suggest
that he did plan a siege.
If we want to test hypotheses in response to our historical questions
about Cestius’ aims (above), making the minimal assumption that his
113
A. K. Goldsworthy, he Roman Army at War: 100 BC–AD 200 (Oxford: Oxford
University Press, 1996), 90.
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mandate in Syria followed the standard lines for legates (keeping the
province quiet and productive of revenue, liaising with local elites
to ensure that this happened), and drawing in the other considerations mentioned concerning late Neronian politics, we might explain
Josephus’ evidence rather as follows. (NB: I am not speaking of that
account as an authority, but of evidence that needs to be explained by
any hypothesis about the real past.) Cestius found himself in a predicament with Gessius Florus, whom he believed on the basis of trustworthy information from Agrippa, Berenice, and Jerusalem’s elite, to
be the main aggravator. But his own position was too precarious, in
the autumn of Corbulo’s recall,114 to allow a decisive move against
Nero’s trusted agent. Cestius had to do something to deal with the
unrest in the south, but even if he had reason to think that he could
defeat the Judaean irregulars leading their side of the unrest he might
not have desired a major military victory. A victorious Cestius might
well be seen as a threat and too suitable for rule (capax imperii), like
his contemporary Corbulo. Ater all, as we know, the Flavians would
soon declare themselves it for rule largely on the basis of a victory in
Judaea. What was Cestius to do?
Since all diplomatic avenues were failing and the neighbouring
Greek cities were becoming volatile, decisive action was necessary. But
this should come with the lowest risk to his forces and himself, as well
as minimal destruction for the Judaeans, especially for his allies among
Jerusalem’s elite. His ultimate goal was to restore calm, not to create a
festering sore. So he settled on a strategy that would combine various
elements. He would begin with a highly visible march in force down
the coast, with some exemplary burning and pillaging, even of villages
and small towns that had shown no hint of an intention to revolt, such
as the Judaeans’ only seaport at Joppa. He included a large allied cavalry contingent, with many archers, precisely for this phase: he wanted
to range widely, rapidly, and visibly down the coastal plain.
his coastal campaign might serve two purposes at once. First,
he would show the lag and dispel any notion that Judaea, though
two weeks’ march from Antioch, was beyond his reach. Second, by
inlicting a carefully circumscribed amount of wanton destruction on
small population centres, he might hope to draw out anyone who was
keen on ighting Romans. Once they came out into the open, as at
114
Corbulo seems to have let Syria near the end of 66 c.e., arriving at Corinth’s
port of Cenchraeae early in 67. See Vervaet, “Domitius Corbulo and the Senatorial
Opposition,” 170.
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Mt. Asamon, they could be dispatched without endangering or further
provoking the major cities, such as Sepphoris, which Cestius needed
to keep calm and loyal as far as possible. On this hypothetical scenario
Cestius’ violence was all to be directed to small and open places, where
the Romans had clear control. It would have been foolish to take the
same ight into the Judaean hills, where his cavalry would be immediately neutralized, his infantry exposed, and things in general would
become much less predictable. Cestius had no intention of doing so.
On the contrary, he hoped to have removed the most energetic rebel
leaders in the open countryside.
Continuing in the same vein: Cestius’ purpose in going up to Jerusalem ater this efective lightning raid was (let us imagine) to conclude the whole operation in a suitably peaceful and respectful way
by strengthening the hand of the city’s leaders. He still had every reason to think they were unwavering in their loyalty, and of course he
would punish any remaining troublemakers they identiied. Such a
motive would explain why he irst moved his force up to Scopus and
waited there for three days, and then, when there was no movement
to admit him, brought the army into the new city and camped there,
outside the upper city, burning and destroying as he went. hat is,
he had expected to be admitted while still sitting above the city, as
his legions’ armour lashed brilliantly in the Mediterranean sun, thoroughly intimidating any would-be rebels in the city while giving his
friends the encouragement they needed to open the gates. When no
one came out to invite him in, he moved right up against the upper
city’s wall, where the wealthier residents lived. Surely, this would
stifen the spines of those leaders, now just tens of metres away from
him, and put the rebels to light. Josephus claims indeed that the city’s
leaders came very close to letting him in at this moment, and that he
could have entered if he had seized the moment, but there was some
miscommunication and the rebels took the opportunity to prevent this
from happening.
On this scenario, then, Cestius was simply shocked to discover that
things had deteriorated so rapidly, and that he was not to be admitted ater all. In that case he did not fail as a commander, but carefully
constructed and executed a plan based on what he had every reason
to think was reliable current intelligence. he rapid strengthening of
the resistance may even have been an unintended consequence of his
troops’ arrival outside the city, ater their indiscriminate bloodshed
along the coast, combined with the rebels’ initial successes in attacking
his force on its ascent. Perhaps the rebels were able to move many of
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those who were wavering with outrage at the recent bloodshed, threats
that Cestius would bring more on them, and evidence of divine support for their resistance. Rather than feeling good will towards the
thousands of Romans arrayed on Scopus, perhaps large numbers of
people had become instantly radicalized against them as they got word
of the atrocities, and the daring successes of the rebels combined with
Jerusalem’s thick walls to make them deiant. Against such a surge of
popular feeling, those who did want to admit the Romans may have
been in a perilous position as perceived traitors.
If something like this happened, though we have no evidence of
any of it, it would not be diicult to imagine Josephus producing the
account we have. His story would not be wrong, but nor would it tell
much of the story that interests us, in response to our questions. For
his Roman audience and given his narrative interests, he saw no need
to explore Cestius’ political situation under Nero or his relations with
the Senate and Corbulo (if he knew much about them), and there was
no reason for him to be concerned with Cestius’ political and military strategy. Nor yet did he think it signiicant to describe the terrain
around Beit-Horon with precision, allowing himself perhaps to exaggerate the peril—real enough though it was—of falling from the road.
He was interested in portraying this pivotal event in his story of key
moments that constituted the beginning of the war. It was all tragic
in the classical sense, as the best-prepared soldiers executed a wellplanned campaign but were dramatically undone in an aternoon by
) making
forces utterly beyond their control. his was Fortune (
her dreaded presence felt.
From his later perspective, understandably enough, Josephus could
not get over the opportunity that was lost, if only Cestius had known
how close those inside the city had come to admitting him. If only he
had persevered and been ready to move instantly when his moment
came (and quickly passed). Josephus will make a similar comment
about Titus, when he quickly takes Jerusalem’s second wall just a few
days following the irst: if only he had pressed his advantage immediately he could have destroyed the city “by the law of war” (5.332; see
further below) and ended things there, without further loss—perhaps
to the temple. Histories of the First and Second World Wars are illed
with such “if only” moments, which are entirely predictable in hindsight but were not understood by those acting at the time.
So there is no great problem understanding how Josephus came up
with his story, and we have no reason to doubt its sincerity. But it is
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surely a mistake to try to transform it into a mirror of real events, to
make it the starting point for a historical understanding of Cestius and
his campaign in Judaea, to spend our time debating whether this wonderful story is “reliable” or the opposite. Certainly it does not answer
the questions that we would need to answer to make historical sense
of the episode. he alternative scenarios I have suggested are only that:
alternatives to show how diferently the same evidence might be both
interpreted and explained, against readings that draw military conclusions from Josephus’ dramatic story. he process of thinking these
through is history. Since we have only Josephus’ story, we lack the
means of narrowing our options. Any number of things might have
happened to motivate Cestius and shape his campaign. We have no
idea of all of those possibilities.
II.2. Titus and the Destruction of the Temple
A consequential example of the importance of method concerns Titus’
role in the burning of the temple. Even scholars who have found it
unproblematic to treat Josephus’ narrative as basically factual have
made exceptions when it comes to his portraits of either his curriculum vitae or his Flavian patrons in action. His alleged prediction of
Vespasian’s rise to power (B.J. 3.399–408) seems the most pungent of
these bad-smelling passages, as it fuses a highly controversial moment
in his career with obsequious regard for his patrons—with a claim to
supernatural gits in the bargain. In the case of Titus, Josephus tells the
story of a war council in which the Roman commander latly rejects
his subordinates’ call for the temple’s destruction, insisting that he will
spare the sacred site no matter what (B.J. 6.238–643). Critical minds
have oten doubted this version of events, on the assumption that it
supports one of Josephus’ obvious biases: to absolve his young patron
of guilt for the shrine’s destruction. Here is where the methodological
stakes get interesting, for doubters have in this case been able to lee
to the arms of another account, which has Titus eager to destroy the
temple—even if it was composed by a Christian monk of the early
ith century. I shall argue that beginning a historical inquiry with the
question of whether we may rely on Josephus, or on someone else
instead, is misguided. Nevertheless, we need to begin with a survey of
the standard approaches and the reasons for them.
In a passage that should invite source criticism because of the doublet in its irst and last sentences, Josephus describes how Titus came
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to order the extinguishing of the ires around the temple gates that he
himself had recently authorized, ater abandoning his earlier inclination
to spare the shrine (B.J. 6.228, 232). Charting the twists and turns—or
carrots and sticks—in Titus’ eforts to conquer Jerusalem, he gives the
irst half of a μ . . . construction at 6.235: the ordered ires burned for
one day and the following night. hen comes the other half:
(236) But on the next day Titus directed a part of his force to extinguish
the ire and to clear a path for the easier access of the legions up through
the gates, while he himself assembled the commanders. (237) And when
they had gathered—six of the highest-ranked: Tiberius Alexander, prefect of all the forces, Sextus Cerealius leading the Fith Legion, Larcius
Lepidus the Tenth, and Titus Frigius the Fiteenth, (238) and with them
Fronto Haterius, camp commander of the two legions from Alexandria
as well as Marcus Antonius Iulianus, procurator of Judea; ater these
were assembled the various procurators and tribunes—he established a
consilium concerning the shrine.
(239) To some of them it seemed itting to resort to the law of war,
for the Judaeans would never stop their rebellious activities as long as
the shrine remained, to which they were rallying from everywhere. (240)
Some advised, on the other hand, that if the Judaeans should abandon it
and place no weapons in it he should preserve it, whereas if they climbed
up on it to wage war he should burn it down, because then it would be
a fortress and no longer a shrine—and in the sequel the impiety would
belong to those who had forced [this outcome], and not with themselves
[the Romans]. (241) But Titus declared that even if the Judaeans should
climb up on it and wage war he would not take vengeance on the inanimate objects instead of the men. And there was no way that he would
burn down such a great work as this (
ῦ
ἔ
), because that
would only bring harm to the Romans themselves, even as it would be
an ornament to their power [or imperium] as long as it remained. (242)
Full of conidence now, Fronto, Alexander, and Cerealius quickly sided
with this opinion.
(243) So he dissolves the council and, ater directing the commanders
to rest the other forces, so that he would have reinvigorated men at his
disposal in the battle lines, he ordered the select men of the [auxiliary]
cohorts to clear a path through the ruins and to extinguish the ire.
Josephus’ presentation no doubt suits his literary aims, but we should
take care in assessing those aims. he War cannot be understood, for
example, as a simple expression of commissioned Flavian propaganda.115
115
his view was widely assumed in the late nineteenth century and seemingly
established early in the twentieth (R. Laqueur, Der jüdische Historiker Flavius Josephus:
Ein biographischer Versuch auf neuer quellenkritischer Grundlage [Giessen: Münchow,
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Josephus consistently asserts both that Titus destroyed the temple,
as everyone knew anyway, and that he did not wish to do so. Both
claims appear together in the War’s prologue (1.10, 27–28; cf. 5.444;
6.266; A.J. 20.250). In Josephus’ account it was really the Judaean God
who had purged his shrine of the bloodshed arising from the civil
strife (stasis) that had polluted the sanctuary in the inal phases of
the war—a principle any ancient audience could understand. Far from
being impotent, as the destruction of his shrine might suggest, this
God had used the Roman legions as his cleansing agents, and this is
what Titus’ unsuccessful eforts to save the temple from destruction
demonstrate.116 Titus did destroy it, as advertised in Rome, but there
was more to the story. He could not have destroyed the ediice by his
own force even if had wished to do so.117 Stubbornly distancing the
young Flavian from the thing for which he was most famous, Josephus
makes Titus admit that the victory was not his own doing (6.410–413;
cf. 1.10–11).
Josephus’ Titus is not merely prudent and strategic, as Cestius was
in rejecting his commanders’ relexive call for harsh treatment of the
Judaeans (above); he thematizes “the clemency of Titus,” not always
to lattering efect. When the temple inally does go up in lames he
portrays Titus resting in his quarters, then impotently lailing about
and yelling at soldiers who blithely ignore his orders (6.254–258). his
is not easy to match with any image that Titus could have wished to
present in Rome. It does it with Josephus’ line that his young friend
was extraordinarily kind and forgiving. If also capable of harsh punishment at times, he was not as wily as the Judaeans or, indeed, as our
writer himself.118
he language of the story is also typically Josephan. He likes to
describe councils (cf. that of Cestius above and 2.25), and another
such council convened by Titus at the siege of Jerusalem has also
been described (5.491–501). Josephus is the biggest known user of the
1920], 126–27; W. Weber, Josephus und Vespasian: Untersuchungen zu dem jüdischen
Krieg des Flavius Josephus [Berlin: Kohlhammer, 1921]; H. St. J. hackeray, Josephus:
he Man and the Historian [New York: Jewish Institute of Religion, 1929], 27–28) and
has remained remarkably durable. he single most important study laying the groundwork for its demise was T. Rajak, Josephus: he Historian and his Society (London:
Duckworth, 1983), e.g., 180–85.
116
B.J. 6.249–266, 346.
117
E.g., B.J. 6.220–228, 411.
118
Cf. Mason, “Figured Speech and Irony.”
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phrase “law of war” invoked by some of those present at the council
(6.239).119
It was an 1861 study by Jacob Bernays, the brilliant philologist of
Bonn and Breslau, that inally gave respectability to the late alternative narrative. In a comprehensive analysis of Sulpicius Severus’ Sacred
Chronicle (ca. 400 c.e.), Bernays argued that Severus’ very diferent
version of this war council (Chron. 2.30.6–8) was more reliable than
that of Josephus, even that it originated with a participant in that
council. Here is that account. Please note the italicized phrases.
(2.30.3) Meanwhile the Judaeans, hemmed in by the siege—since no
opportunity for either peace or surrender was given them—were perishing in desperation from famine, and the streets began to be illed with
corpses everywhere, for the duty of burying them had been overridden.
Why, having dared to eat everything of a disgusting kind, they did not
spare even human bodies, except those in which decay had precluded
their use as food. (4) So the Romans broke in on the exhausted defenders [note word-play: defessis defensoribus]. As it happened, everyone had
assembled at that time, from the countryside and from the other towns of
Judaea, for the day of the Pascha [Passover]: no doubt it pleased God
that this impious people should be given over to destruction at the very
season in which they had put the Lord on a cross. (5) For a while the
Pharisees held their ground bravely before the temple until at last, with
minds bent on death, they lung themselves into the lames of their own
accord. he number of those killed is related to have been 1,100,000, with
fully 100,000 captured and sold.
(6) Ater calling a consilium, Titus is said to have deliberated, irst,
whether he should bring down a sanctuary of such extraordinary construction [an templum tanti operis]. For it seemed to some that a consecrated shrine more famous than all human works ought not to be wiped
out: preserved, it would furnish evidence of Roman restraint; demolished, an enduring relic of Roman cruelty. (7) Others by contrast, also
Titus himself, reckoned that the temple above all must be brought down,
with the result that the religion [religio] of the Judaeans and Christians
would be eliminated more completely. [He/they said:] “In fact these religions [religiones], though opposed to each other, nevertheless proceeded
from the same ancestors [or originators]. he Christians emerged from
the Judaeans [Christianos ex Iudaeis exstitisse]. So, with the root eliminated, the ofshoot will quickly vanish.” (8) hus, with God’s approval
and everyone’s minds being inlamed, the temple was demolished, three
hundred and thirty-one years ago. his latest overthrow of the temple
119
Cf. also B.J. 2.90; 3.363; 4.260, 388; 5.332; 6.346, 353; A.J. 1.315; 6.69; 9.58;
12.274; 14.304; 15.157.
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and harshest captivity of the Judaeans, which sees them refugees from
their ancestral land and scattered across the circle of the earth, are a daily
proof to the world of their having been punished for nothing other than
the impious hands they laid on Christ. Although they have oten been
reduced to captivity at other times because of their sins, nevertheless they
have never faced a punishment of slavery for more than seventy years.
Bernays’ argument for tracing this to a contemporary source was along
these lines. First, he denied that Severus used Josephus’ War, though
it was widely circulating in Greek, in a fourth-century Latin translation, and in a Latin paraphrase. Bernays could not see why Josephus’
account, which attributed the temple’s fall to God, would not have
been preferable for this Christian writer, or why he would make the
Romans so hostile to Christians in the early ith century, when some
Christians had made the emperor Tiberius an admirer of the faith.120
Second, Bernays assumed Josephus to be a Flavian mouthpiece, helping out his patrons with a revisionist account. He imagined that the
Flavians had a problem on their hands, ater the irst lush of uninhibited triumphalism, when they settled down to rule. Why had they
destroyed an ancient sanctuary, which they could have taken by other
means and garrisoned? Josephus showed that they had not planned
the temple’s destruction; it happened accidentally.121 As for Severus’
source, Bernays noted that two earlier passages borrowed from surviving sections of Tacitus’ Annals, concerning Nero’s persecution of
Christians ater the great ire and his marriage to a man ater Poppaea’s death (Chron. 2.28–29). So it seemed likely that Severus took
also this version of the council from the Roman historian, who hated
both Judaeans and Christians.122 Finally, Bernays proposed that Tacitus received his information from a participant in the council named
by Josephus, M. Antonius Iulianus (B.J. 6.238), given that the late second-century Christian writer Minucius Felix (Oct. 33) mentions that a
certain Antonius Iulianus wrote something On the Judaeans.123 As for
philology, he isolated a few phrases that Tacitus could not likely have
written—calling Judaism and Christianity religiones rather than supersitiones, or failing to name the individuals at the council as Josephus
120
Bernays, Ueber die Chronik des Sulpicius Severus: Ein Beitrag zur Geschichte der
klassischen und biblischen Studien (Berlin: Wilhelm Hertz, 1861), 48–61 on the war
council (52–53 on this point).
121
Ibid., 48–52.
122
Ibid., 55–56.
123
Ibid., 56.
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had done—but he also felt that some phrases—calling the temple
consecrated rather than sacred, or using quippe (“in fact”) in indirect
speech—were typical of Tacitus rather than Severus.124
Within a year Bernays was answered by Harvard’s German-educated
Professor of Latin, Charles (Karl) Beck. In a scrupulous review, Beck
doubted Bernays’ crucial premise and supposition that the Flavians
ever felt a need to seem mild or to apologize for Jerusalem. Why and
to whom? Beck made a general case for Josephus’ reliability and evenhandedness, but also the speciic one that Josephus could not have
dared to name powerful Romans present at the council, who were in
Rome with him ater the war, and attribute to them positions they all
knew to be inaccurate.125 Further, given Severus’ demonstrable freedom in rewriting his biblical sources, which Bernays had admitted,
Beck saw no reason to prefer the late Christian writer’s account to the
fuller contemporary version by Josephus.126
On our methodological question, however, Beck agreed with Bernays: “the accounts of Josephus and Severus contradict each other;
they cannot be reconciled . . .; we must choose one and reject the other.”127
Bernays and Beck thus established the terms of the debate, which have
remained in place until today. It is about the reliability of one account
over the other. Tommaso Leoni’s excellent survey, though it omits this
early exchange, demonstrates the rigid polarity. Most scholars have
come to prefer Sulpicius/Tacitus, whereas Leoni sees himself standing
nearly alone in 2007, with Tessa Rajak, in valuing Josephus’ testimony
more highly than the “inextricable tangle of inconsistencies and distortions” in Severus.128 Not long before Leoni’s article, two essays in
a 2005 volume built upon Bernays’ arguments in other consequential
ways. T. D. Barnes had earlier shown emphatic support for Bernays
in the context of recovering lost fragments from Tacitus: “he proof
was irst formulated by Jacob Bernays in 1861, and the only attempt
Ibid., 57–58.
C. Beck, “Bernays’s Chronicle of Sulpicius Severus,” Christian Examiner (Cambridge: Welch, Bigelow, and Co.: January, 1862), 22–40 (27–40 for these arguments).
126
Ibid., 25–26.
127
Ibid., 38 (emphasis added); cf. 40, reprising Bernays: “Whom do you believe,
readers?”
128
T. Leoni, “ ‘Against Caesar’s Wishes’: Flavius Josephus as a Source for the Burning of the Temple,” JJS 58 (2007): 39–51. See the compact survey in L. H. Feldman,
“A Selective Critical Bibliography of Josephus,” in Josephus, he Bible, and History (ed.
L. H. Feldman and G. Hata; Detroit: Wayne State University Press, 1989), 330–448
(391–93)—Feldman himself favouring Severus.
124
125
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to gainsay it [he does not notice Beck] must be pronounced a hopeless failure.”129 In the 2005 piece, provocatively entitled “he Sack of
the Temple in Josephus and Tacitus,” he used this basis along with
other evidence to chart diferent moments in Flavian self-representation.130 he following essay is by James Rives, who seeks the policy
behind what he accepts (via Bernays) was the Flavians’ determination
to destroy the temple.131
Before proceeding with what I have argued is a more properly
historical approach to Titus and the temple, I must point out that
Bernays and the scholars who support his arguments appear to have
overlooked some basic problems. First, it seems clear from the earlier
section of the passage quoted above (Chron. 2.30.3–5) that Severus
in fact knew Josephus’ War, books 5 and 6, the recognized authority
for that conlict, whether directly or indirectly.132 he famine, piles of
corpses, cannibalism, being trapped in Jerusalem at Pascha, jumping
into the ire, and the numbers of prisoners and dead obviously come
from Josephus.133 Second, rhetorical freedom meant that historians felt
free to rewrite stories for their own purposes. Josephus himself does
this routinely in recasting the War’s material in the Antiquities-Life.
If he himself had given another account of the war council, we would
expect it to be as diferent from the War’s version as the Life’s version
of his Galilean command is from the War parallel. he fourth-century
text we know as Pseudo-Hegesippus, while following Josephus’ narrative closely, changes the war-council story so that Titus, facing a solid
wall of opposition from his commanders over his new inclination to
spare the temple, simply delays any decision on the matter (Excid.
5.42). Josephus’ text was authoritative but not sacred: it was there to be
manipulated by later authors. hird, contra Bernays, both the general
persecution of the righteous by worldly powers and speciically Roman
129
T. D. Barnes, “he Fragments of Tacitus’ ‘Histories,’ ” CP 72 (1977): 224–31
(228).
130
T. D. Barnes, “he Sack of the Temple in Josephus and Tacitus,” in Flavius Josephus and Flavian Rome (ed. Edmondson, Mason, and Rives), 129–44.
131
J. Rives, “Flavian Religious Policy and the Destruction of the Jerusalem Temple,”
in Flavius Josephus and Flavian Rome (ed. Edmondson, Mason, and Rives), 145–66.
132
See most obviously Eusebius, Hist. eccl. 1.5.3,6.9; 3.9.1–3, 10–11, 10.8.
133
E.g., B.J. 6.197–219, 259, 280, 420, 431.
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cruelty (crudelitas) toward the Christians, are prominent themes in
Severus, announced in his prologue and programmatically pursued.134
Fourth and crucially, it was Severus’ own view that Jews and Christians were barely distinguishable to Roman rulers until the time of
Hadrian, and that Romans acted against Jews to harm Christians. He
thus distinguishes Hadrian’s later war against the Judaeans (i.e., the
Bar-Kokhba war), which he mentions as an understandable police
action (2.31.3), from the same emperor’s building of Aelia Capitolina.
Of the latter event he writes:
At this time Hadrian [Adrian], supposing that he would eliminate the
Christian faith by means of an outrage in that place, set up likenesses
of demons both in the temple and in the place of the Lord’s sufering.
And because Christians were thought to come mostly from the Judaeans
[Christiani ex Iudaeis potissimum putabantur]—for the church at Jerusalem had no priest except from the circumcision—he ordered a cohort of
soldiers to maintain a constant guard so as to prevent all Judaeans from
approaching Jerusalem.
Just as in the story of Titus and the temple, for Severus it is all about
the Christians all the time. Titus’ determination to wipe out the Christians by excising their Judaean root is fully at home in his narrative,
and there is nothing to suggest that it is evidence contemporary with
the events of 70.
So much for the merits of Josephus, Pseudo-Hegesippus, and
Severus. But my argument is that we ought not to be asking which
account is reliable. None of them can be reliable for us. We begin a
historical inquiry, as with Cestius’ campaign, by asking our own problems. For example, we might simply ask: “How did the temple come
to be destroyed? What is the range of real-life possibilities that would
explain the surviving evidence?” In broaching that question we shall
want to consider the broadly known context, the nature of the existing
sources, and standard strategic issues.
To bring all of these into focus, and help break our habit of leaning
on authoritative accounts, we might consider the much better-attested
destruction of another sanctuary in wartime as a tonic for our histori-
134
Chron. 1.1 (excidium Hierosolymae vexationesques populi Christiani et mox pacis
tempora); 2.28–29, 31, 32, 33.1; on rulers’ cruelty and bloodthirstiness, 1.13.3, 35.2, 5,
37.2, 54.3; 2.16.8, 23.5, 27.4, 28.2, 29.2, 30.6, 50.7.
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cal imagination: the Allied campaign for Monte Cassino in 1944.135 A
detour into that episode will require some detail, precisely to illustrate
the complexity of real-life decision-making in wartime.
On the morning of February 15, 1944, Allied forces trying to oust
German divisions from the heavily fortiied Gustav Line, destroyed
the ancient Benedictine monastery on Monte Cassino in a massive
aerial bombardment. hey dropped 576 tons of bombs, such force
being required to demolish the roof and upper walls of this fortresslike structure, with its 3 m thick walls, though such destruction still let
the lower structures intact. In fortifying their line, since their arrival
in the autumn of 1943 to replace Italian troops ater their capitulation,
the Germans had determined not to use the monastery, even though it
occupied an enviable position overlooking the valleys through which
the Allies had to pass. hey were dug in, however, on the slopes all
around it, and so controlled the valleys below by observation and
interlocking ields of ire.
he Vatican’s Secretariat of State had reached an agreement with
both German and Allied commanders to respect religious structures
of historic importance. Accordingly, Field Marshall Albert Kesselring
ordered that the monastery be excluded from German defensive positions. His subordinate, Tenth Army commander General Heinrich von
Vietinghof, was a devout Catholic, and he assured the seventy monks
living there that he would not use the site, thus depriving the Allies of
any reason to bomb it. General Fridolin von Senger und Etterlin, commander of the Fourteenth Panzer Division, who was initially tasked
with defending the Cassino area, was not only a Catholic but also a
lay member of the Benedictine Order to which the site was especially
sacred (as it housed Benedict’s remains). He claims in his memoirs
to have made his orders clear and to have posted military police to
prevent soldiers from entering the site. A number of his junior oicers
also seem to have been observant Catholics.
135
What follows is drawn from M. W. Clark, Calculated Risk (New York: Harper,
1950); F. Majdalany, Cassino: Portrait of a Battle (London: Cassell, 1957); Ellis,
Cassino, the Hollow Victory (see n. 106); F. von Senger und Etterlin, Neither Fear
nor Hope: he Wartime Career of General Frido von Senger und Etterlin, Defender of
Cassino (London: Macdonald, 1963); D. Hapgood and D. Richardson, Monte Cassino:
he Story of the Most Controversial Battle of World War II (Cambridge, Mass.: Da
Capo, 2002); E. P. Hoyt, Backwater War: he Allied Campaign in Italy, 1943–1945
(London: Praeger, 2002); L. Clark, Anzio: Italy and the Battle for Rome—1944 (London: Headline, 2006).
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On the Allied side the American Lt.-Gen. Mark Clark, commander
of the Fith Army, always claimed that he had been against bombing
the abbey, for several reasons—paradoxically not for the religious reasons that may have been dearer to the defenders. He was sure from
reconnaissance that it was not being used militarily, that bombing
it would be a tactical hindrance to the American advance (virtually
requiring the Germans, who had kept out of the functioning abbey,
to exploit its ruins as shooting positions), that stray bombs would kill
innocent civilian refugees (as they did), and that the inevitable propaganda defeat for having bombed a famous holy place would not help
the Allied cause. Clark’s original plan had sought to avoid a frontal
attack on Cassino altogether by outlanking it on the right and the
let. His superior, British General Harold Alexander (Commander-inChief in Italy), had also ordered that the abbey be spared, with the
qualiication that “Consideration for the safety of such areas will not
be allowed to interfere with military necessity.”136
On the basis of stated German and American policies and intentions, then, we might have guessed that the site would never have been
bombed. Yet it was destroyed. Why? he picture is not perfectly clear
even ater extremely intensive investigation of ample personal and
documentary resources. But the main lines have emerged from the
work of historians carefully piecing together bits of evidence. It was a
complicated series of events, afected also by chance.
Plans for the monastery changed dramatically with the arrival of
new divisions to relieve the badly depleted and demoralized US hirtyFourth and hirty-Sixth, which had sufered horrendous casualties in
the irst battle for Cassino, when their lanking eforts had failed catastrophically. Clark now adjusted his plan to include a direct assault
on the Cassino massif. Fresh divisions (from the British Eighth Army)
were formed into a New Zealand Corps under Gen. Bernard C. Freyberg, a First World War hero with enormous prestige. His corps comprised a New Zealand division (Second) under a General Kippenberger
and a British-Indian division (Fourth) under General F. I. S. Tuker.
But Freyberg and Tuker soon requested from Clark that, if they
were now to be ordered to make an assault on the massif, the abbey
irst be sotened up by air strikes or artillery bombardment. Clark
refused for the reasons given above. For the New Zealanders it did
136
Cf. Hoyt, Backwater War, 133–34.
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not matter whether the site was being occupied for military purposes:
it was the psychological centre of the German line. In his view, given
the extraordinary number of Allied casualties sufered in the previous
unsuccessful assaults, he could not ask his men to do to the same thing
again under the same conditions. he monastery loomed ominously
above them, fortress-like, and it was imperative on grounds of morale
that the hated “monster in the sky” be removed before another assault
was tried. Air power was the only area in which the Allies enjoyed
overwhelming superiority, and the only plausible way to provide the
troops evidence of hope. (When the bombs eventually dropped, many
in the trenches reportedly cried for joy.)
So Tuker persuaded his superior Freyberg, who tried to secure
Clark’s authorization, as the order would need to come from him.
But as chance would have it, Clark was visiting the new beachhead at
Anzio to the north and could not be reached. Since time was short,
Clark’s Chief of Staf called the headquarters of C-in-C Alexander for
advice, while assuring him that Clark would resolutely oppose the
bombing. Alexander inclined to defer to the divisional generals, recognizing their need to inspire their troops, and so informed Clark’s
oice that, although the order must come from Clark, Alexander
agreed with Freyberg and Tuker. When Clark learned of Alexander’s
directive he felt trapped, indeed set up by Freyberg, though he now
had little choice but to order the bombing. He would later insist that
if they had been American subordinates he would have latly refused,
but in a coalition army he had to tread carefully.
When bad weather postponed the bombing, Clark tried again to
dissuade irst Alexander and then his own foreign subordinates, to
no avail. As chance would have it Tuker had been abruptly forced by
a recurring tropical disease to relinquish his command, though from
his sickbed he maintained pressure for the bombing. he massive
aerial assault was supposed to kick of a concentrated push against
the Gustav Line: the “second battle” for Cassino. he Fourth Indian
Division in the hills above Cassino would exploit the expected shock
and occupy the mountain top, as the balance of the Fith Army poured
through Cassino town below, secured by the New Zealanders, ater
which the forces would join up in the Liri Valley and continue on to
Rome. But it was not to be. he remarkably precise bombing runs did
indeed destroy the monastery. But the air attack was not coordinated
with the ground forces, who were more surprised than the enemy and
not ready to exploit the opening. he Germans, on the other hand,
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quickly recovered and occupied the ruins, as Clark had feared, turning
the loty site into an even more lethal defensive position.
he bombing of Monte Cassino suggests many cautions for historians of the Judaean war. First, it shows that we can never assume a
static policy with respect to tactical objectives, impervious to changing conditions. Many factors, from natural conditions—the Air Force
chose their bombing day, surprising the army, because it was the only
one for which there was a favourable weather forecast—to psychological perceptions afect and even determine tactical decisions.
Second, one cannot draw inferences about the intentions of historical actors from their actions or even from the orders they give. As the
diaries of modern politicians that come to light only ater their deaths
demonstrate, we may not assume that leaders personally support even
the operations they directly order, much less actions in which they
merely cooperate. We require detailed and independent evidence—
diaries are helpful, though they are not infallible—to reconstruct the
real feelings of individuals, if indeed the individuals could honestly
say that they knew their own clear views in such periods of stress.
In Clark’s case we have the possibility of a reality check on his literary memoir in the form of his own diary, his post-war interviews,
and the reports of those who worked alongside him. In real time he
had objected strenuously to accepting British Eighth-Army divisions
under his charge (“No use giving me, an American, British troops”),
especially when these would be commanded by the famous General
Freyberg (“a prima donna . . . to be handled with kid gloves”). But in
his more diplomatic memoir he emphasizes Freyberg’s heroic status:
although he realized that the British had to handle New Zealanders
tactfully, he claims to have been proud to welcome Freyberg with his
troops.137 his kind of comparison reminds us again how much we
cannot know about ancient daily realities.
hird, and most importantly, the Cassino example shows how complicated a decision such as this can be, and how defective any single
source is. Clark’s memoir, for example, entirely omits Tuker’s crucial role. Placing the blame squarely on his bête-noir Freyberg, whose
motives he simply claims never to have understood, he creates a picture that would have thrown historians completely of the trail if it
137
he more candid remarks are quoted in Ellis, Cassino, the Hollow Victory, 161;
for the memoir see Clark, Calculated Risk, 190, 238.
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had been the only surviving account. Tuker’s role changes everything.
Instead of the bombing being an unwelcome distraction motivated by
the eccentric insistence of a lone general whom no one wanted to cross
for diplomatic reasons (Freyberg), it appears to have arisen—much
more understandably—from another general’s concern for his men’s
morale.
here is also the fascinating question of the motives that play a role
in explaining events ater the fact. Given the worldwide consternation that followed the abbey’s bombing, one might have assumed that
the main concern of apologists would be to delect responsibility for
destroying such a holy or cultural site. In the case of Jerusalem, as we
have seen, it has been assumed that Josephus wrote to clear Titus of
the stigma of having destroyed a sacred site. But in both contexts the
situation is more complicated.
With Monte Cassino, although German propaganda did indeed
exploit the bombing, German commanders in the area and Allied generals understood that the Allies would of course bomb it if military
considerations required that. Churches had been destroyed by both
sides without much hesitation, the lives of soldiers and the larger mission taking priority over brick and stone. No one was about to blame
Clark for ordering the monastery destroyed on grounds of military
necessity—once the inhabitants had been warned to leave, via a leaflet drop the preceding day. His own account of his opposition to the
bombing has nothing sentimental about it, and expresses no embarrassment. He would have called for the abbey’s destruction, he says,
if he had considered it a tactical need, but he did not. For him, the
bombing resulted from interpersonal struggles in the higher command
and diferences of military judgement.
In the case of Titus, our easy assumption that Josephus must have
wished to shield him from blame needs closer examination. Against
whom would the Flavians wish Titus’ reputation defended? he world
that mattered belonged to them. As for tactical necessity, Tacitus
echoes Josephus in describing the temple as a virtual fortress (Hist.
5.12: templum in modum arcis propriique muri, labore et opere ante
alios) occupied by the (Zealot) faction of Eleazar and John. His narrative breaks of before the end, but it is clear enough in what survives
that a temple serving as a fortress had, in his view, lost any claim
to the right of asylum. When Josephus portrays the war council, he
has all the legionary commanders agree that “the law of war” calls for
such a temple’s destruction: “once a fortress, it is no longer a shrine”
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(B.J. 6.238–240). he Romans had not spared temples in Carthage
or Corinth when they destroyed those cities two centuries earlier
(146 b.c.e.), and in this case Titus himself appears to have had no
qualms whatsoever about the temple’s fall. His joint triumph reportedly depicted “ire enguling holy places” and the strongest of walls
and hilltop cities being taken (B.J. 7.144–145). he temple furnishings
proudly displayed in that procession were reportedly placed on permanent exhibit in Vespasian’s Temple of Peace (B.J. 7.158–161). And
the capture of these most sacred symbols from Jerusalem’s shrine was
portrayed in stone on the arch of Titus that remains today, erected
under Domitian to mark Titus’ apotheosis.138 he lost arch, honouring
Titus in the Circus Maximus, though it did not explicitly mention the
temple, memorialized the supremely capable young man’s comprehensive destruction of the city: “he subdued the nation of the Judaeans
and destroyed the city of Jerusalem” (urbem Hierusolymam . . . delevit),
which no one allegedly had been able to do before (CIL 6.944).139 In
a similar vein, the Flavian poet Valerius Flaccus praised Vespasian in
the prologue to his Argonautica (12–14):
your son [Domitian] tells of the overthrow of Idume, for he is able, and
of his brother [Titus] begrimed with the dust of Jerusalem, scattering
ire-brand and causing havoc in every turret (spargentemque faces et in
omni turre furentem).140
No embarrassment is discernible anywhere here, and in view of the
Flavians’ energetic Iudaea capta coin production, there is nothing to
suggest that their brutal destruction of Jerusalem ever caused them to
lose sleep.
In view of the experience of armies at all times—still today, except
when troubling leaks and photographs ind media outlets—we may
suppose that the Flavians, whose proof of imperium-worthy potency
depended so heavily on the Judaean war, had no regrets about “doing
what was necessary over there,” in the common parlance. If Tacitus’
Cf. M. Pfanner, Der Titusbogen (Mainz am Rhein: Philipp von Zabern, 1983).
Tommaso Leoni is completing a doctoral dissertation (History, York University)
on this arch. In the meantime see F. Millar, “Last Year in Jerusalem: Monuments of
the Jewish War in Rome,” in Flavius Josephus and Flavian Rome (ed. Edmondson,
Mason, and Rives), 101–28.
140
Translation from P. R. Taylor, “Valerius’ Flavian Argonautica,” CQ 44 (1994),
212–35, who argues (213–16) that publication under Vespasian, though the author
emphasizes the continuity of his dynasty through his sons with signiicant attention
to Domitian, best suits the evidence of the text.
138
139
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account of the end had survived, it would be no surprise if he had
portrayed Titus as keen to destroy the city and its fortress-temple. It
has oten been observed that the epitome of Cassius Dio has Titus
eager to lead the charge, driving his superstitious troops forward into
the temple (65/66.6.2). hat is what a general must do at the moment
of assault, maintaining unbroken morale for the ight, and such images
of decisive strength it what is known of the Flavian portrait.
But such inferences from the inal outcome overlook the tangle of
strategic and tactical issues facing commanders on a daily basis. he
ancients did not make our common distinction between strategy and
tactics, since the commander (stratēgos) was assumed to be on the
scene of battle, not a remote planner. Everything that concerned him
was called stratēgeia (the general’s sphere) and in particular he was
expected to employ stratēgēmata—ruses, deceptions, tactics (Frontinus, Strat. 1 praef. 4).141 But like modern strategic and tactical thinking, all such planning was risk-averse by nature. It tries to achieve
its objectives with minimal loss to one’s own resources, troops, and
morale while inlicting maximal damage on those of the enemy—especially sapping their morale.142
hese considerations inluence Titus all the way of Josephus’ narrative. Shortly before the council he relects that his initial instinct “to
spare foreign sacred sites” has brought only death and injury for his
troops, and that is why he orders the temple gates burned (B.J. 6.228).
When Josephus gives his reasons in the council for again wanting to
avoid the temple’s destruction, they do not include religious or altruistic compunctions but again focus on Roman interests. His ight is
with the enemy’s men, not their buildings. Destroying their morale or
their physical existence is the key to ending this conlict, whereas if the
temple burns the Romans will be the ones harmed the most (Ῥωμ ω
ἔ
, 6.241)—whether because the empire will
lose a great landmark, or because destruction will risk arousing the
ire and animosity of Judaeans around the empire and in the Parthian
141
See the handbook of Stratēgēmata compiled by Josephus’ contemporary in
Rome, Sex. Iulius Frontinus. he fourth-century handbook by Vegetius, Epitoma rei
militaris, gives particular attention to questions of morale. Cf. E. L. Wheeler, Stratagem and the Vocabulary of Military Trickery (Leiden: Brill, 1988).
142
See, e.g., B. H. Liddell Hart, Strategy: he Indirect Approach (3d rev. ed.; London:
Faber and Faber, 1954); E. Luttwak, Strategy: he Logic of War and Peace (rev. ed.;
Cambridge, Mass.: Belknap, 2001).
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world, or simply because of the immediate risk to his soldiers in ighting defenders willing to die in its defence (cf. Dio 65/66.6.2).
Josephus’ thematic description of Titus’ avoidance of unnecessary
risk, in contrast to the death-defying style of the Judaean guerrillas
ighting for survival in their homeland, seems a plausible relection of
reality. Just as Velleius Paterculus had said of Tiberius that “no opportunity for victory seemed to him timely for which he would have to
pay with the sacriice of his soldiers; always, the course that was safest
seemed to him also the most glorious” (115.5), so Josephus makes the
telling observation that, while each Judaean was risking life and limb
(B.J. 5.316):
Titus was taking precautions for the security of his soldiers no less than
for their success. Saying that the thoughtless charge was an act of desperation, and that the only real valour was accompanied by forethought
and not the manufacture of sufering, he directed his troops to show
themselves men in ways that posed no risk to themselves.
Destroying the Jerusalem temple in close-quarter combat would unavoidably have been a high-risk operation, whereas if it remained it would
be “an ornament of their imperium/power” (
μ
μ
,
6.241), whatever that means exactly. According to Josephus, Titus had
earlier tried to spare the whole city in the realization that it would be
preserved or destroyed for himself as heir to the throne (5.360: Τ
ἀ
).
Given that the Romans’ strategic aims should have included the
post-war situation they wished to preside over, while their tactical
aims would have required minimizing loss, and their soldiers, having
sat outside Jerusalem through scorching summer months with little
cover, were exhausted and may even have faced a dire water shortage
(so Dio 65/66.4.5), it is not diicult to imagine that Titus would have
been watching for the least costly path to victory.
What that path was could not have been clear to him on a day-today basis, for it depended largely on the Judaean leaders and their
willingness to surrender. According to Josephus, Titus half-expected
a general surrender at his irst arrival outside the walls (B.J. 5.52–53),
and he pulled out every carrot and stick in his suitcase to try to bring
this about as time wore on. His measures were not all congenial, and
again cannot relect Josephus’ mere lattery of Titus. hey included
the cruciixion of badly beaten prisoners outside the walls, permitting the soldiers to invent creative postures as mockery, and cutting
of the hands of many captives to prove that they were prisoners—
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all in order to intimidate the besieged and force an early capitulation
(5.289, 446–459; cf. 348–356). Just as the repeated droves of refugees,
which allegedly included leading aides to the Judaean commanders
(6.229), could not have been predicted, so too John of Gischala and
Simon bar Giora might—for all Titus knew—have decided to surrender much earlier than they did. Titus could not have had a ixed plan,
therefore, impervious to developments on the ground. If a general surrender had come early, and he could then have garrisoned the city
with a legion (as he would soon garrison the ruins with the Tenth),
it is diicult to believe that he would have gone to the considerable
and counterproductive efort of destroying the fortress Antonia or the
adjacent temple complex.
As for councils and consultations, we should imagine that Titus was
constantly consulting his general staf, who were always close by, as we
see in the other case that Josephus mentions (above), which resulted in
the construction of a circumvallation (B.J. 5.491). It is not surprising
that Titus, still only thirty and with relatively little command experience, should seek the counsel of his senior colleagues, who would
also play important parts in the Flavian regime. If a meeting such as
Josephus describes really happened, it occurred at a speciic moment
in a rapidly changing scene, and its purpose was not to declare Titus’
policy to his commanders. Issuing orders did not require a council.
Councils were held for the airing of competent opinions from senior
commanders so that a sound decision could be taken about what to do
next.143 Notice Josephus’ language at the earlier consultation: ater all
opinions had been aired and justiied, Titus had irst to persuade his
oicers of his reasons and, ater winning their agreement, he directed
them to divide up the work among their forces (B.J. 5.502: Τ
μ
μ
μ
ἔ
).
Similarly, this later consilium is convened “to bring forward for discussion the question of the shrine” (6.238) and all views on the subject are
expressed. In this case Titus persuades only three of the commanders,
but it is enough. Again, debate and persuasion precede the execution
of the newly consolidated plan (B.J. 6.242–243).
Even if we had a tape-recording of such a meeting on the temple’s
fate, therefore, it would not tell us anything more than this is what
Titus and his commanders expressed to each other that aternoon. It
143
See already hucydides 7.60, where the Athenian generals (stratēgoi), nearly
trapped at Syracuse, hold a council to confer also with the commanders (taxiarchoi).
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would not necessarily tell us (a) what they really felt or (b) how long
they had held, or would continue to support, the views they expressed
in that moment. hese opinions must have been in lux as the siege
progressed, or no council would have been necessary. Josephus claims
that Titus himself had already given up on sparing the temple as too
costly for him and so ordered the ires lit (B.J. 6.228), but hardly a
day later ordered the ires extinguished to facilitate a major assault. If
three of Titus’ commanders instantly changed their minds upon hearing their general, how can we know that he too had not been changing course in response to developments or that he would not have
adjusted course again the next day if events had not overtaken him?
Such a meeting of the consilium is not the place to look for policy.
Recognizing that Titus could not have known when or how the end
would come shows the futility of imagining that we could gain a clear
knowledge of his aims by declaring either Josephus’ or Severus’ version of the council-of-war story reliable. Titus’ views and actions might
have taken many forms that are no longer recoverable; an uncontrollably large number of scenarios could explain what ended up in Josephus’ and Sulpicius’ accounts. We lack the independent evidence that
alone would permit us to narrow the range of options. Perhaps he
arrived in Judaea determined to destroy the temple, but then thought
he might save it, or the reverse. Perhaps he was inluenced more by
Tiberius Iulius Alexander at some times, less at others. Perhaps there
were personal conlicts or tensions among some of these ofers (there
must have been some because there always are). And what of King
Agrippa and Berenice? We might suppose that they were committed
to the temple’s survival: they reportedly visited Jerusalem oten, where
they relished the view of the sacred precincts from their upper city
palace across the Tyropoeon Valley.144 Agrippa, who enjoyed the high
privilege of appointing high priests, had served as local expert for both
Cestius and Vespasian.145 He seems also to have remained Titus’ close
associate (B.J. 4.498–500) and perhaps provided soldiers also for the
inal campaign (B.J. 5.42). At some point, Berenice notoriously became
Titus’ lover (some years later joining him in Rome).146 Although Josephus found no reason to mention the royal pair in this part of his
144
145
146
B.J. 2.2.310–314, 333–34, 405, 426, 595; A.J. 20.189–195.
B.J. 2.500–502; 3.29, 443; 4.14–15.
Suetonius, Tit. 7.1; Tacitus, Hist. 2.2; Cassius Dio 65/66.15.4, 18.1.
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narrative, we must wonder what inluence their counsel exercised on
Titus.
My point is that any of these things might have happened in reality, and Josephus could still have written his story, which is at the
very least shaped, worded, and situated by him for narrative reasons.
Whether it also obscures in some signiicant way what Titus said on
that occasion, or (more or less) faithfully reports it we cannot know.
But in the end it does not matter, because even if we felt the conidence to declare the story a word-perfect transcript, it would tell us
little about Titus’ general views or those of his commanders.
Part III. Summary and Conclusion
I have argued the general proposition that one’s view of history
makes an enormous diference to the way in which one goes about
it. Part I was devoted to developing a model of history that would
accommodate the special problems of Roman-period Judaea and the
events of the Great War. Namely, history is fundamentally a process
of methodical and open-ended inquiry into the human past, which
does not get its validity from its ability to produce conident conclusions. Part II comprises two case studies related to the Judaean-Roman
war: Cestius Gallus’ Judaean campaign and Titus’ destruction of the
temple. In both cases I sought to explore the diferences between an
approach to history that looked irst for reliable narratives or authorities to guide us, on which we only exercised our critical skills, and one
that began with the investigator’s own questions, whether or not these
had ever been discussed by an ancient writer. I argued that if our goal
is to re-imagine the real events of the past in all of their complexity,
and the possibilities facing signiicant players, we must push to one
side each piece of surviving evidence, including Josephus’ narratives,
which could only ever throw a glancing light on the lost reality. In the
course of our investigation, however, we will need to interpret and
explain that evidence. he more independent evidence we have, the
better chance we have of narrowing the range of possibilities. Where
we have only one substantial account, as in the two cases we have considered, the number of possible scenarios prevents us from claiming
much conidence about what really happened.
My conclusion is that explorers face perils, and they alone assume
the attendant risks. Historians are intellectual and sometimes physical
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explorers. Not content with what tradition has laid at our door, all
reined and sot and easy to manage, we undertake to explore in a
methodical way certain problems of interest to us and our peers concerning the distant past. In doing so, however, we bear the risks. It
seems that in the study of Roman Judaea we oten do not see clearly
that we are explorers, that everything depends on us. We oten appear
to want an air-conditioned ride, provided by poor old Josephus,
through the forbidding landscape of Roman Palestine. When the terrain becomes impassible, the light fails, or we need to get out and put
some efort into it, we act surprised, blaming our driver whom we have
dragooned into service: he failed to provide what we were ater or even
suppressed it. We reduce our task to reading Josephus’ accounts and
(albeit with the help of archaeology and other sources) rendering a
verdict on his reliability.
If Josephus could recall his lesh in whatever Roman catacomb
houses his bones, and raise himself on the one elbow for just sixty
seconds, I expect that he might tell us with a tired smile:
Chevrei, zeh lo baaya sheli: his is not my problem. I led a busy life and
did my best, and wrote until I could write no more. I came through
many dangers and exhausted myself explaining the tragedy of our war
with Rome and the beauty of our ancestral laws and constitution. I wrote
what I thought was most useful to make my impression, in the style of
the time. Now you want to know all sorts of other things about our lives
back then? Kol ha-kavod. Lehitraot. [More power to you. Goodbye!]
To return to our starting point: historical method cannot change
because we have the extraordinarily elaborate accounts of Josephus
for irst-century Judaea. We are in the same logical predicament as
those who study the Josephusless provinces. Our advantages are that
with Josephus we have a greater possibility of inding corroborative
evidence for other literary and material evidence and that his narratives prompt many questions that we would not have known to ask
if his writings had not survived. We may not be able to answer these
questions, but the process of working through them is the essential
part of historia.
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