Decision Theoretic Model of the Productivity Gap
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Decision Theoretic Model of the Productivity Gap
Decision Theoretic Model of the Productivity Gap
Erkenn (2017) 82:421–442
DOI 10.1007/s10670-016-9826-6
ORIGINAL ARTICLE
Decision Theoretic Model of the Productivity Gap
Liam Kofi Bright1
Received: 20 July 2015 / Accepted: 4 June 2016 / Published online: 25 June 2016
© Springer Science+Business Media Dordrecht 2016
Abstract Using a decision theoretic model of scientists’ time allocation between
potential research projects I explain the fact that on average women scientists
publish less research papers than men scientists. If scientists are incentivised to
publish as many papers as possible, then it is necessary and sufficient for a pro-
ductivity gap to arise that women scientists anticipate harsher treatment of their
manuscripts than men scientists anticipate for their manuscripts. I present evidence
that women do expect harsher treatment and that scientists’ are incentivised to
publish as many papers as possible, and discuss some epistemological consequences
of this conjecture.
1 Introduction
Scientists who are women publish fewer research papers than scientists who are
men (Erkowitz et al. 2008, pp. 409–410). This productivity gap has resisted
explanation by science scholars (Cole and Cole 1973, pp. 136–137; Cole and
Zuckerman 1987; Scott 1992; Fox 2005; van Arensbergen et al. 2012). Many
theorists have attempted to identify factors which reduce the amount of time women
have available to them to publish, and which, if controlled for, would eliminate a
productivity gap between men and women scientists. Age, family status, and
institutional affiliation (for instance teaching vs. research orientated institutions) are
examples of factors which have been tried and have not yet been agreed to fully
explain the productivity gap (Erkowitz et al. 2008, p. 410). Others have attempted to
identify causes of the productivity gap. Causal explanations based upon the premise
& Liam Kofi Bright
lbright@andrew.cmu.edu
1
Department of Philosophy, Baker Hall 161, Carnegie Mellon University, Pittsburgh,
PA 15213-3890, USA
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422 L. K. Bright
that women are on average less scientifically talented than men, or the premise that
there is bias against women’s submissions in gatekeeping or credit allocating
processes have been tested. However, there is little-to-no evidence of any difference
in aptitude between men and women (Cole and Cole 1973, p. 134; Xie and Shauman
2003, p. 55). And evidence suggests that when under anonymous review gender of
author does not make a difference to a paper’s acceptance rate (Lee 2016, pp. 3–4),
and that, using citation count as a metric of peer recognition, on average women are
as well cited as men per paper (Ceci et al. 2014, p. 125). Besides differences in
talent, bias, and various lifestyle factors sociologists have accounted for, some
suggest women are just inherently less productive scientific workers than men; see
(Barres 2006, p. 133) for discussion of those who offer this hypothesis. Others
suggest that something about the early socialisation of people who become scientists
explains the productivity gap, e.g. (Cole and Cole 1973, p. 159–160). These
explanations again rely on some facts about men and women, either relating to some
inherent qualities or their socialisation, resulting in aggregate differences in talent
which in turn results in producing different amounts of scientific research.
My goal in this paper is not to contradict or refute any of the above explanations
of the productivity gap but rather to offer an as yet under explored alternative. Many
of these previous attempted explanations have assumed at least one of: women are
less talented than men, women have less time available to them than men, or
gatekeepers are biased against women. The diversity of positions considered and
alternately supported or rejected above is evidence that, at the least, explanations
based on one or all of these assumptions have thus far failed to bring consensus to
the literature on the productivity gap. In contrast, the explanation I focus on is based
around the following ideas: women concentrate on producing high quality papers in
response to an expectation that their work will receive greater scrutiny. Whether or
not this expectation is accurate, producing such work is time consuming, so women
then produce fewer papers overall. This explanation was first suggested in (Sonnert
and Holton 1996, p. 68), and recently Carole Lee outlined institutional features of
science that may result in women being systematically less likely to submit work for
publication (Lee 2016, p. 3). The assumptions behind this explanation for the
productivity gap have not before been explicitly modeled in any detail. By
producing a formal model of this explanation type, I show that this explanation is
strictly independent of the three aforementioned principles, by explicitly assuming
that women and men are equally talented, have equal time available, and do not
need to face gatekeepers. Being independent of those classes of explanation that
have received the most attention in the literature to date, I hope it therefore offers a
new way forward, and suggests new empirical inquiries to carry out, in a discussion
that is at risk of becoming stagnated.
Further, using a model to be fully explicit about the behavioural assumptions
underlying the conjecture under consideration has a surprising result. The
aforementioned previous work on this conjecture by Lee, Sonnert, and Holton, all
emphasises scientists’ beliefs about how much time must be allocated to a project in
order to produce a publishable unit. In the framework of the model, however, one
sees that there is an additional factor playing an important causal role—scientists’
beliefs about how the community rewards any additional effort put into papers
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Decision Theoretic Model of the Productivity Gap 423
beyond the point at which it is publishable. It is proven in the appendix that if
scientists are incentivised to churn out as many minimally publishable units as they
can, then we can give precise necessary and sufficient conditions for the existence of
a productivity gap. These necessary and sufficient conditions are stated in terms of
beliefs about how difficult it is to publish, and intuitively correspond to the
explanation offered by Lee, Sonnert, and Holton. The model thus brings to the
surface the role of the ‘publish or perish’ norm in producing and perpetuating a
productivity gap between men and women. This allows me to discuss some of the
epistemic consequences of this fact: I argue that the factors which produce a
productivity gap are likely causing us to miss out on valuable sources of cognitive
diversity, and offer some thoughts as to what policies may therefore be appropriate
for closing the gap.
2 Three Key Claims
I will be considering an explanation of the productivity gap that relies upon claims
about the relationship between men’s goals in publishing, women’s goals in
publishing, and the length of time they believe is necessary to devote to a paper in
order to get it published. As I will argue, the conjecture I develop is independent of
previous work in not relying on posits about different talent or time available to men
and women, or gatekeeping biases women or men must face. However, I also
believe the premises this conjecture relies upon are, at the least, plausible in light of
the evidence currently available about the social structure of science. To give the
reader a feel for the conjecture, and to motivate it as plausible enough to be worthy
of further investigation, I begin in this section by outlining and motivating three
claims about gender and publication habits in science. In the next section I construct
a model that allows me to draw inferences from these claims. As I show in Sect. 4
(formally in the “Appendix”), if my model of scientific publication sufficiently well
represents the phenomena, these claims would suffice to explain the productivity
gap, and would do so independently of those controversial premises incipient in
previous work.
The first claim, which I shall refer to as ‘claim (a)’, concerns scientists’ beliefs
about the reward structure of science. Scientists believe that the credit system of
science rewards more low effort papers over fewer high effort papers. That is to say,
scientists believe they should churn out as many minimally publishable units as
possible rather than invest more time than is necessary for publication into a paper.
That claim (a) is true is supported by anecdotal data, by the policies scientific
institutions adopt, by advice scientists give each other in published articles, and by
survey data. Anecdotally, scientists complain of the fact that they are pushed to
publish ever more papers at what they perceive to be ever lower quality. For
instance, one published article bemoans the fact that “[t]he academic scientific
enterprise rewards those with the longest CVs and the most publications” (Neil
2008, p. 2368). Likewise, Hamilton (1990) reports similar complaints from many
scientists in response to evidence that most papers go uncited. Regarding policy,
publishing as many articles as one can is often incentivised by tenure requirements
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in research departments—as is shown in the case of political science by Rothgeb
and Burger (2009, p. 517). Qiu (2010) reports on evidence that cash prizes for
publication incentivised Chinese academics to publish as much as possible. Such
direct incentivisation of maximising publication is not unique to China; Australian
universities receive extra funding based on their academic publication rates
(McGrail et al. 2006). McGrail et al. go on to offer advice as to how to get
academics to publish more. Likewise Hwang (2012) offers advice as to how to
publish more papers in light of the fact that one is expected to publish or perish.
There is also survey evidence that scientists “feel pressure to amass publications”;
when asked why a certain sort of misconduct occurred 95 % of authors and 75 % of
editors agreed with the quoted statement (Yank and Barnes 2003, p. 111). I hence
take claim (a) to be borne out by empirical evidence concerning scientists’ beliefs
about how they will be rewarded for publications. Whether or not they are correct to
believe as much (and see Cole and Cole 1967 for evidence that they are not), it
seems scientists believe that the scientific reward structure favours publication
maximisation.
The next claim, (b), is that the maximum number of papers women scientists
think they can produce is less than the total number of potential projects they can
envision working on. That is to say, women scientists do not think they have enough
time to develop into a published paper all of the projects they could envision
themselves working on. This claim is plausible in light of general familiarity with
academic life: it is extremely rare for academics to feel they have enough time to
successfully carry through all the projects they could envision. If this is true, then
claim (b) will in almost all cases be true, because for all scientists of any gender an
equivalent claim will almost always be true. However, as shall be seen, additional
support for (b) comes from results in the model I produce when coupled with the
observation that productivity gaps occur. I shall hence return to the justification of
claim (b).
The final claim, (c), is that given how much time women think must be invested
in a project to output a published paper, if they produce as many papers as they think
possible they still would not produce as many papers as men would, given how
much time men think must be invested in a project to output a published paper.
Somewhat unwieldy though it is, (c) is the core claim of this explanation, and
motivating it goes some way to motivating the explanation I wish to promote. It
should be admitted at the outset that direct evidence for (c) is unavailable; I hope
that interest in testing (c) is generated by the role I shall show it plays in this
explanation for the productivity gap.
One way to argue for claim (c) is to show that it coheres well with what is known
about the social structure of science. To this end I note two things. First, there is
direct evidence that women are less confident in their own abilities in academia,
which is plausibly linked to how much time one believes one must dedicate to a
project before it becomes publishable. It was such evidence that prompted Sonnert
and Holton to make their claim, for instance. Further, although it pertains to
philosophy in particular, there is evidence that women come into academic study
already less confident in their abilities (Dougherty et al. 2015b, p. 469). Relatedly,
evidence suggests that beliefs that academics must have a certain brilliance to
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succeed has been shown to correlate with exclusion of some marginalised
demographic groups, including women (Leslie et al. 2015). As Leslie et al.
(2015) remark, female students may well internalise stereotypes of women as not
being good at these disciplines in virtue of lacking this brilliance. That this could
plausibly account for women being underrepresented in disciplines where belief in
brilliance is widespread has been argued in (Dougherty et al. 2015a, p. 20). This
same internalised stereotype could lead women who remain in the relevant
disciplines to believe that, lacking the required brilliance their colleagues value so
highly, they must work extra hard to ‘make up the gap’ between them and their
peers. Note that this is not to invoke the assumption that men and women actually
differ in talent, only to invoke the consequences of an internalised belief that such
differences exist.
Second, evidence of a hostile workplace climate in science lends support to claim
(c). Workplace climate refers to
perceptions of the work environment, or perceptions of organizational
policies, practices, and procedures, that can be formed through interactions
and communication with others in the organization (Settles et al. 2007, p.
270).
There is ample evidence that women perceive the climate in science to be more
hostile than men perceive it to be. Women scientists report perceiving the scientific
workplace to often be sexist (Settles et al. 2007, p. 273). Similarly, a survey of
successful women scientists found that, when asked what the biggest problems in
laboratory climate were, ‘the largest proportion of responses did suggest that, to
some degree, their gender led to them being perceived as a problem, anomaly, or
deviant in their laboratory or work environment’ (Rosser and Lane 2002, p. 175).
Although this response was not universal, it was a non-trivial number of women
scientists (Rosser and Lane 2002, p. 178). Similar results were found when a larger
pool of women scientists were polled (Rosser and Daniels 2004, p. 140). Whereas a
far smaller number of men scientists report feeling discriminated against based on
their sex (Sonnert and Holton 1996, p. 66). Second, differential (and greater)
perceived hostility of climate features in sociologists’ explanations of why women
choose not to enter scientific fields (Glover 2002, p. 42). Third, direct evidence for
the proposition is given in (Gunter and Stambach 2005), which reports survey
evidence that
[a] smaller percentage of women than men described their workplace
environments in positive terms, and a larger percentage of women than men
described uncomfortable, tense, or hostile interactions (Gunter and Stambach
2005, p. 97).
When it comes to climate to be perceived is to be; hence, the climate for women in
science is more hostile for women than men.
Claim (c) is true if there is a sufficiently large difference between how difficult
men think it is to get a paper published and how difficult women think it is to get a
paper published. Available evidence does not presently allow us to determine the
exact difference between men and women’s beliefs about the difficulty of
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publication. However, evidence of a more hostile climate faced by women is
arguably evidence that women will believe it is harder to produce publishable work
than men believe it is. Women scientists may come to expect that gatekeepers are
explicitly biased against them and are looking for reasons to reject one’s work. Such
expectations are not without reason, as in situations where peer review lacks
anonymity women can find themselves discriminated against on the basis of their
gender (Wenneras and Wold 2001). This may cause women to engage in a time
consuming exercise of preempting biased evaluation by shoring up their work
against hostile scrutiny (Lee 2016, p. 3). Alternately, women scientists may believe
that poor treatment is a consequence of their poor work, and thereby think of
themselves as someone who must check and double check their work before it is
publishable. This is supported by the fact that a large number of surveyed women
scientists report lower confidence in their ability than men (Fox and Firebaugh
1992). Further, this lack of self-confidence in scientific ability has been linked to
experience of hostile climate in at least one study (Sonnert and Holton 1996, p. 67).
Finally, when women are editors of scientific journals they have higher standards
than when men are editors regarding what is publication worthy, suggesting that
they have internalised harsh standards of critique (Lee 2016, Section 1). Both
expectation of bias and internalised negative self-evaluation could explain women
scientists self-reported tendencies towards ‘perfectionism’, and unwillingness to
affirm their results until a higher standard of proof had been met when compared to
men scientists (Sonnert and Holton 1996, p. 68; Osbeck et al. 2011, p. 185). The
evidence that women experience a more hostile workplace climate in science than
men could therefore be evidence that women will believe more effort is required to
generate a publication worthy piece.
3 Scientific Time Allocation Models
In order to draw out predictions from claims (a)–(c) I construct a model of
scientists’ decision making about allocating time among research projects. Since the
productivity gap arises out of the aggregate behaviour of a great many people some
simplification of the phenomena are necessary for modelling purposes. Scientific
time allocation models are simple yet none the less powerful enough to generate
predictions from claims (a)–(c). Further, they are models of subjective decision
making. This means that they further my aim of exploring a conjecture independent
from previous empirical work, since they model the consequences of reasoning that
occurs before any formal gatekeeping may introduce bias against women.
This section consists of an informal description of the model, with formal
description and proof of results found in the “Appendix”. In the model there are two
agents, the Representative Man Scientist and the Representative Woman Scientist,
facing a decision about how to allocate a fixed budget of time between different
potential research projects. This represents the scenario, for instance, faced by a pre-
tenure scientist trying to decide what to work on before the tenure clock runs out, or
an academic deciding which projects to spend their time on during a sabbatical. The
aforementioned efforts to explain the productivity gap by sociologists suggests that
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Decision Theoretic Model of the Productivity Gap 427
a productivity gap exists even for men and women scientists who work for the same
amount of time. To represent their budget of time in the model, therefore, each
agent in the model can allocate any real in the interval [0,1] to a project, and the sum
of all their time allocations cannot exceed 1. Note that I have therefore assumed that
the agents have the same amount of time available to them, ensuring the results of
this model are independent from those explanations which posit a productivity gap
arising from men and women having different amounts of time available to them.
Each agent in the model is characterised by three things. First, how many potential
projects they may allocate their time between, I call the set of such projects their
idea set. Second, how much time they think it takes to turn a potential project into a
published unit, I call this their G function. Third, how much credit they think the
scientific community will award them for a piece of work given how much effort
they have put into it, I call this their C function.
I make the following three assumptions:
1. [Analytic Egalitarianism] All agents have the same number of potential projects
to decide between.
2. [Idea Homogeneity] Agents believe all potential projects have the same
potential to be accepted for publication and generate credit if given equal
attention.
3. [Credit Maximisation] Agents wish to accrue as much credit to themselves as
possible.
These assumptions are compatible with a wide variety of C and G functions.
Scientific time allocation models thus have the flexibility to represent a wide variety
of attitudes to publication that scientists could hold.
Assumption (1) is an egalitarian assumption about the distribution of scientific
talent between men and women. The cardinality of an agent’s set of potential
projects is the only part of the model that does represent scientific talent, in all other
ways the structure of the model presupposes the agents equally well endowed with
talent and time. Using the cardinality of ideas sets as a way of modelling talent is
based upon Merton’s work on cases where researchers working separately come to
discover the same fact or achieve the same result at about the same time. Merton
found that those recognised as geniuses in the history of science tend to be involved
in more such incidents of multiple independent discovery; they tend to be involved
in multiple multiples (Merton 1961). Merton’s discovery suggests a connection
between the number of projects one can envision working on and one’s talent as a
scientist. With this in the background, assumption (1) is explicitly an a-priori
assumption of an egalitarian distribution of talent between the Representative Man
and Representative Woman scientists. Hence if productivity gaps can be shown to
arise in scientific time allocation models satisfying assumption (1) it will be
evidence that productivity gaps are consistent with egalitarian presumptions about
men and women’s scientific capacities. It is worth noting that I have abstracted
away from many sources of potential differences in talent between men and women.
This itself is an additional egalitarian modelling presumption. The term “Analytic
egalitarianism” is drawn from historical work on an egalitarian tradition in
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economics, wherein it was assumed that agents are homogenous and differences in
outcome were explained by pointing to difference in incentives or institutional
arrangement agents face, differences in luck, or differences in initial wealth
endowment—see (Peart and Levy 2005, ch. 1) for details. Since I shall explain the
productivity gap by appealing to differences in how men and women scientists
experience the institutions of science, my explanation of the productivity gap in
science is an instance of the analytic egalitarian explanatory strategy.
Assumption (2) is worth restating more formally. The agent’s C and G functions
take some amount of time which has been indexed to some particular project within
their idea set, and output a value. Assumption (2) says that the value outputted by
the agents G and C functions depends only on the amount of effort allocated and not
on the index, i.e. not on which particular idea that effort is being spent on. Further,
assumption (2) builds in a requirement that the value of C monotonically increases
with the amount of effort allocated to a project. It is worth noting that assumption
(2) does not require the agents to make comparative judgements concerning each
other’s work, nor does it specify any particular relationship between the agents’
C functions or G functions. Rather, assumption (2) concerns something ‘internal’ to
each agent; it says that the agent does not differentiate among their own projects in
terms of how publishable or creditable they are.
Idea Homogeneity is retained throughout the paper, but the appendix ends by
noting the interesting possibilities raised by modifying this assumption. I show that
if agents can type their ideas into high effort/high reward versus low effort/ low
reward then productivity gaps can arise under circumstances quite different from
those which produce productivity gaps where Idea Homogeneity obtains.
Assumption (3) places this work in the broader tradition of studying the manner
in which science or academia functions as a credit economy. Taking scientists to be
concerned with how much credit (prestige, acclaim, recognition, etc) they can gain
through scientific publication has shown its theoretical usefulness in previous work
on the economics and social epistemology of science, e.g. (Kitcher 1990),
(Dasgupta and David 1994), (Stephan 1996), (Strevens 2003). This assumption
also meshes well with sociologists’ and anthropologists’ observations of scientists at
work (Merton 1968; Latour and Woolgar 1986, ch. 5; Lamont 2006, p. 34).
Assuming that scientists are credit maximisers therefore has the doubly beneficial
effects of ensuring the model of scientists motivations has some empirical support,
and that the explanation of the productivity gap here forms part of a unified,
coherent, picture of the social epistemology of science currently under construction.
Further, not only does the Credit Maximisation assumption connect to previous
empirical and theoretical work on the social structure of science, it is also directly
justified by the purposes of this model. This is strictly a model of scientists attempts
to generate publishable articles, rather than other aspects of scientific research. By
assumption (3) the scientists are seeking to allocate their effort so as to generate the
maximum amount of credit. However, G functions are step functions; defined so
that scientists in the model will not expect to gain any credit from an idea that they
do not think has had enough effort allocated to it to be publishable. Since agents in
the model are rational credit maximisers they will therefore not allocate any amount
of time below whatever threshold their G function sets for publishability—this is
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Decision Theoretic Model of the Productivity Gap 429
lemma 3 in the “Appendix”. The model therefore only represents scientists in so far
as they are allocating some fixed (and equal) budget of time between potential
publications. This strict focus on attempts to publish is an idealisation of scientific
research activity; for instance, it does not represent attempt to win credit by
informing the press of one’s results. This idealisation is justified by the fact that the
target phenomenon is a gap in publications under the assumption that everyone has
the same time to dedicate to research projects (Yap 2014).
I will illustrate the model at work with two examples. The agents’ G functions are
represented by the lowest number r such that each agent respectively thinks that a
project with r amount of time dedicated to it would be published. Note that this is an
abuse of notation, since technically G is a function of time invested in a paper rather
than a constant. I label the Representative Man Scientist’s functions with m, and
Representative Woman Scientist’s functions with w. With their functions given in
the top row, the amount of effort put until a project represented by n, and the
number of papers they are spreading their effort between on the far left, the
following table illustrates a scenario where the model predicts a productivity gap:
\Gm ¼ 0:5 & Cm ðnÞ ¼ 1 þ n[ \Gw ¼ 0:6 & Cw ¼ Cm [
1 Paper EUm ¼ 2 EUw ¼ 2
2 Papers EUm ¼ 3 EUw ¼ 1:6
Each agent has two rows, representing the fact that they both have two potential
projects they can allocate effort to. For each row, the agents attempt to invest into
each potential project as near as they can to the minimal r that is the cutoff point for
their G function. Note that if their r [ 0:5 they will not be able to allocate minimal
publishable effort to at least one project if they attempt to divide their time between
two projects. Once the agents have allocated as near as they can to r to however
many projects they are attempting to have published then lemma 2, proven in the
“Appendix”, shows they will then distribute all their remaining effort amongst the
papers. As mentioned, the G functions ensure that if agents do not allocate enough
effort to an idea to get it published, they expect to receive no credit from that idea.
There are multiple possible allocations of effort between projects corresponding to
each row in the table, but the Idea Homogeneity assumption ensures that all
allocations of effort corresponding to the same row of the table generate the same
expected utility for the agent.
Given their C functions, both agents expect to be equally well rewarded for their
investment in any project that does get published. Further, both would prefer to
publish more papers rather than less. However, given their different G functions, the
Representative Man Scientist thinks himself capable of converting both potential
projects into published papers, whereas the Representative Woman Scientist thinks
that if she spreads her efforts between both projects only one will result in a
publication. Hence if the Representative Woman Scientist invested .6 into the first
paper, earning herself an expected 1.6 credit from that paper, the .4 remaining credit
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she could devote to the second paper would simply be wasted according to her
G function, and she would not expect to gain any reward from so investing it. The
Representative Man Scientist thus opts to work on two projects, investing the
minimum amount of effort into each that he thinks is required to get the relevant
ideas published. The Representative Woman Scientist invests all her effort into just
one project. A productivity gap arises between the Man and Woman scientists, even
though both had the same number of potential projects and both expected to be
equally rewarded for published work.
Contrasting this example with another, where the agents’ G functions are
identical, each thinking, unrealistically, that no effort at all is required to render a
piece publishable. However, they have different C functions:
\Gm ¼ 0 & Cm ðnÞ ¼ 1 þ n[ \Gw ¼ 0 & Cw ðnÞ ¼ n2 [
1 Paper EUm ¼ 2 EUw ¼ 1
2 Papers EUm ¼ 3 EUw ¼ \1
Entries to the table are calculated in the same manner as with the previous table. The
fact that the Representative Woman Scientist thinks herself able of publishing
multiple papers, due to her G function, but would choose to allocate all her time to
just one paper makes clear the formal distinction between credit maximisation and
paper maximisation, although the conjecture I develop involves collapsing the two.
Assumption (3) says that agents want to maximise their credit; but I have not
presupposed that agents will seek to do this by producing as many papers as
possible. The comparison between this example and the last highlights the following
consequence of this model: there are multiple ways a productivity gap can arise
consistent with the model.
Before moving on, I note that Theorem 1 proven in the “Appendix” suggests that
one will be able to use scientific time allocation models to determine whether a
productivity gap is predicted whenever one can calculate the agents’ preference
orderings over potential allocations of effort. This should be possible once one has
specified the cardinality of their idea set, how much time must be allocated to a
project to render it publishable given their G function, and how much credit they
believe shall be received per project given time invested per their C function. The
characterisation theorem shows that, while I am focussing on a particular conjecture
based around claims (a)–(c), scientific time allocation models are not inherently tied
to this particular conjecture. For instance, while assumption (a) will turn out to
entail that scientists seek to maximise paper production, it is possible to construct a
scientific time allocation model of a productivity gap arising where scientists instead
credit maximise with some alternate strategy.
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Decision Theoretic Model of the Productivity Gap 431
4 Formalising the Conjecture
It is now time to return to claims (a)–(c) as outlined in Sect. 2.
Conjecture 1 A productivity gap occurs in a field if and only if a scientific time
allocation model of that field would satisfy
a. Both agents’ C functions are such that they think spreading some fixed amount of
effort among papers will always result in more credit than concentrating the
same amount of effort among fewer papers.
b. Given her G function, the maximum number of papers the Representative Woman
Scientist thinks she can produce is less than than the cardinality of her idea set.
c. Suppose the Representative Woman Scientist were to publish as many papers as
she possibly could given the value of her G function and the cardinality of her
idea set. Call the number of papers she publishes W. Given his G function, the
Representative Man Scientist thinks that if he were to invest the minimal time
necessary to render projects publishable into W papers, he could still publish at
least one more paper at minimal effort.
In plainer English, this conjecture states that everybody wants to produce more
papers rather than less, and given how difficult women think it is to get published
they do not believe they could spread their time among as many projects as men
believe they can given how difficult they think it is to get published. These are
claims (a)–(c) discussed in the previous section, phrased in the language of scientific
time allocation models.
Theorem (2) in the “Appendix” makes this conjecture stand out as worthy of
further investigation. First, theorem (2) shows that in the context of scientific time
allocation models satisfaction of conditions (a) through (c) entails the existence of a
productivity gap. Hence the right hand side of the biconditional states sufficient
conditions for the model to predict the occurrence of a productivity gap. Since
assumptions (1)–(3) were sufficient in the model to generate theorem (2) this shows
that, as was desired, the conjecture based on (a)–(c) is independent of assumptions
concerning gatekeeping bias, men and women’s respective degrees of scientific
talent, or women and men having different amounts of time available to them.
Second, conditional on (a) being true, theorem (2) also shows that (b) and (c) are
necessary for a productivity gap to arise. Hence given theorem (2), and if one grants
that scientists want to publish as many papers as they can, conjecture 2 represents
necessary and sufficient conditions for a productivity gap to occur in a scientific
time allocation model. Note that in so far as one accepts that scientific time
allocation models capture the relevant features of scientific decision making, then it
follows from theorem (2) that accepting there is a publication gap in a field and that
claim (a) holds in that field together entail that (b) holds. This, then, is an additional
argument for premise (b) beyond the general consideration offered in Sect. 2. If one
accepts scientific time allocation models as capturing the target phenomenon and
accepts the argument for (a), which itself had significant empirical support, one is
thereby committed to (b).
123
432 L. K. Bright
What is more, there are empirical tests of this conjecture that could be carried
out. First, and most directly, if the assumptions of this model hold, then if one
controlled for expectation of difficulty of publication one should not see a gendered
productivity gap within the similarity classes this induces. Or, on the plausible
assumption that multiple factors contribute to the productivity gap, one should at
least expect to see the productivity gap reduced within such similarity classes.
Second, survey evidence could be gathered to (dis)confirm my hypothesis that
scientists believe they are rewarded for sheer volume of minimally adequate
publishable units rather than producing fewer papers they worked harder on.
Finally, one could test whether interventions that improve workplace climate for
women scientists also result in women scientists publishing more papers. Having
outlined the model, and via theorem (2) shown that within this model claims (a)–
(c) suffice to explain the productivity gap while offering a testable predictions, I will
now consider the epistemic consequences of the conjecture, taking the conjecture to
be now plausible enough to merit such consideration.
5 Against Publication Maximisation
Harding (1995), Longino (1987) each argue that because of the diverse opinions,
values, and preferred research methodologies brought in by demographically
diverse researchers, demographically diverse research teams are most likely to
uncover and challenge false beliefs which may otherwise have been accepted. This
is in line with work elsewhere in social epistemology showing that cognitive
diversity can help groups of inquirers reach more accurate outcomes (Bohman
2006, p. 175). For instance, Kevin (2010) shows that a diversity in opinions or a
diversity in willingness to give up on an idea in the face of discomfirming evidence
is beneficial for communal truth seeking, so long as people are not so extremely
diverse in their opinions as to never be able to reach agreement. Kurtzberg (2005)
shows that different strategies for approaching work is beneficial for increasing
creativity of a research group by various objective measures, and creativity is
beneficial to scientific research (Simonton 2004). Similarly, Hong and Page (2004)
provides a formal argument that diverse groups of low skill reasoners can
outperform homogenous high skill researchers on cognitive tasks. Finally, Dahlin
et al. (2005) shows that diversity of educational background increases range and
depth of information use.
Conversely, demographic homogeneity can lead to poor epistemic performance.
For instance, Du Bois (1935, ch. 7) is an extended argument that the predominance
of white southerners in the study of the American Civil War led to a seriously
distorted picture of the Civil War. More recently, in her study of research on the
female orgasm Lloyd (2009) argued that the male dominated field resulted in
systematically biased science. These are not isolated incidents, and the discovery
and documentation of such bias resulting from demographic homogeneity has been
an active research programme in feminist science scholarship.
This evidence in favour of the epistemic benefits of cognitive diversity suggests
the productivity gap does the following epistemic harm. If the model is capturing
123
Decision Theoretic Model of the Productivity Gap 433
the publication decisions of scientists, the simultaneous truth of claims (a)–(c) can
create a situation where there is a demographic skew in whose ideas are entered into
the public domain of science, and therefore available to be taken up by others. We
have historical evidence that, at least for some fields, demographic diversity can
correlate with cognitive diversity. Ideas more likely to be produced by the class of
persons who publish more would gain an advantage in the market place of ideas,
since competitor ideas are not being submitted to the commons for evaluation and
uptake by peers. The aforementioned evidence of the benefits of cognitive diversity
tells us we should expect our market of place of ideas to do better at selecting
superior beliefs where there are not arbitrary demographic skews in who contributes
ideas. The productivity gap can function as just such a skew. Hence we should
expect the market place of ideas to do better at selecting superior beliefs without the
productivity gap.
Since the productivity gap is potentially epistemically harmful, it is worth
considering how to intervene so as to falsify at least one of claims (a), (b), or
(c) respectively. I will focus below on claim (a), but first I will briefly set aside
claims (b) and (c) here. Claim (b) states that women scientists can envision more
projects than they actually believe themselves publishing papers on. This, alas, is
likely a part of the human condition, at least in so far as the human in question is a
scientist, and is unlikely to be ameliorable by policy intervention. The condition
described in claim (c), it was argued, is likely caused, or at least exacerbated, by the
relatively hostile climate women face in science. There is independent reason to
want to improve workplace climate, I simply note that in virtue of the previous
arguments such improvement can be expected to have epistemically desirable
consequences in addition to the more immediate ethical or social gains.
I turn, now, to policy interventions for reducing or eliminating the productivity
gap that focus on eliminating people’s sense that publishing more papers is always
desirable. That is to say, intervening on the social structure of science in a way that
falsifies claim (a). If one holds (a) fixed, there may be a temptation to reduce the
productivity gap by inducing women to publish more. However, feminist scholars
have long warned against the ‘deficit model’, where men’s behaviour is treated as a
normative standard and women’s differences treated as problems to be overcome by
helping the women become more like men—c.f. (Bebbington 2002). The argument
produced above suggests that the harm done by the productivity gap is the
difference in proportion of papers published by men and women, and plausibly
papers are presently over produced (Forman 2002, pp. 112–115). If women are
publishing less because they are expending more effort per paper than men it is far
from obvious that the policy goal should be to get women to publish more rather
than men to publish less. Hostile climates can and should be rectified. But worthy
questions for future research are whether a policy should be implemented to
engender higher scientific standards in men, and if so how this could be done.
Women self-describe as ‘perfectionist’ (Sonnert and Holton 1996, p. 68), but
perhaps they need not. The pressure to publish as many minimally publishable units
rather than produce papers that have had more time than necessary invested in them
can play a role in bringing about productivity gaps. To say that women are
perfectionist pathologises women, when in fact it may be a better characterisation of
123
434 L. K. Bright
the situation that men scientists are on average more slap-dash than women in their
attitudes to what is required for producing publication worthy research. At the least,
without further investigation there is no reason to prefer the characterisation of
women as perfectionist rather than men as slap-dash.
6 Conclusion
I have highlighted the role in bringing about productivity gaps played by an
incentive system that pressures scientists to publish minimally publishable units. By
building in explicitly egalitarian assumptions, I hope my model will be of interest to
those interested in feminist science scholarship: if validated it would represent an
explanatory victory on a puzzle that may not have seemed promising.
The discussion in this paper has focussed on comparisons between the
publication rates of men and women. However, nothing in the formal structure of
scientific time allocation models requires that the agents be representations of men
and women respectively. The conditions which characterise a productivity gap
could arise for agents representing other demographic or socially significant
groupings, for instance racial or ethnic groups. Further work expanding the domain
of application for scientific time allocation models would therefore be of interest.
An especially promising site of possible generalisation concerns scientific time
allocation models of people publishing in their first language versus people
publishing in a second language. The empirical evidence surveyed in (Ayala
2015, Section 1) suggests that very similar climate issues could arise for scientists
publishing in their second language as arises for women scientists. Suggestive initial
work along these lines is found in Fernandez et al. (2012). Further work is necessary
to know whether any analogue to the conjecture explored in this piece would be
viable and interesting in these cases.
Acknowledgments My thanks for helpful comments from Cailin O’Connor, Haixin Dang, Remco
Heesen, David M. Levy, Daniel Malinsky, Eric Schliesser, Elizabeth Silver, Julia Staffel, Jennifer Saul,
Olu´fe´¸ mi O. Ta´´ıwo`, Zina B. Ward, Danielle Wenner, Kevin Zollman, and the reviewers at Erkenntnis.
Special thanks to Carole Lee for providing both the initial impetus to research and also helpful
commentary throughout.
Appendix: Proofs
To explain the formal model underlying the above claims, it is necessary to
introduce some terminology. An agent p is a pair of two functions \Gp , Cp [ , G:
[0,1] ! f0; 1g and C: [0,1] ! ½0; 1. Gp tracks the minimal amount of effort p
thinks they have to put into a project to get it published, and Cp specifies how much
credit they expect to receive from a project given how much effort they have put
into it, conditional on it being published. Each agent is faced with the following
choice scenario. They have a fixed budget of time to allocate as effort spent on
projects, and may distribute this effort between k options fI 1 . . .I k g. The set of
options is called their associated idea set. Once chosen how to allocate their efforts a
123
Decision Theoretic Model of the Productivity Gap 435
vector of length k is formed \x1 . . .xk [ where xj is the element of [0,1] allocated
to I j , with the researcher’s time budget to allocate being 1. I call this vector the
agent’s research profile (henceforth abbreviated to RP). The function #(RP) outputs
the set of all x 2 RP s.t. Gp ðxÞ ¼ 1. This is the set of projects the researcher believes
will result in published papers. I refer to the numbers which are elements of RP by
the variables x, y, z, and the index of the ideas they are allocated to by the variables
i, j, k. For any x 2RP it accrues the credit generated by the composite function
Gp ðxÞCp (x); which is to say however muchP credit Cp gives x providing Gp (x) is 1,
and no credit otherwise. Let [p ðRPÞ ¼ k1 Gp ðxk ÞCp ðxk ). If [p ðRPÞ [ [p (RP′) then
say that RP [ RP0 . A parameterisation of the model consists of specifying the
number of agents, the cardinality of their associated idea sets, and each agent’s G
and C functions.
The three assumptions from Sect. 3 can now be stated formally.
Axiom 1 (Analytic Egalitarianism) In any parameterisation of the model, all
agents are associated with the same cardinality idea sets.
Axiom 2 (Idea Homogeneity) All ideas have the same potential to generate credit.
This can be broken into two parts
a. Agents believe all ideas require the same amount of time allocated to them in
order to be published. I.e. For all agents 9x 2[0.1] s.t. 8i 2 ½I 1 . . .I k , 8y 2
[0,1] ððy x ! Gðyi Þ ¼ 1Þ & ðy\x ! Gðyi Þ ¼ 0ÞÞ
b. For any two ideas with differing amount of effort allocated to them, the idea
that has more time allocated to it generates more credit. 8i8j 2 ½I 1 . . .I k 8y 2
[0,1] ðx [ y ! Cðxi Þ [ Cðyj ))
Axiom 3 (Credit Maximisation) Agents which to accrue as much credit to them-
selves as possible. I.e. Agents select an RP so as to maximise the value of [(RP).
Let RPþ be the set of all top ranked elements of the agent’s choice set according
to the preference ranking induced by Axiom 3. Let #max be the set of highest
cardinality sets generated by # when applied to all members of RPþ . That is to say,
it is the set of all sets of papers published in agents’ most preferred research papers
that have the most publications. Call the set elements of RPþ that generate members
of #max RPmax . Let #þ be the set of all sets generated by # when applied to all
members of RPþ . I now characterise a productivity gap between agents m and w as
occurring when one of the following sentence is made true by the parameterised
model:
þ
● Productivity Gap: 9x2#max
w 8y2#m ðjxj\jyjÞ
In English, this says that a publication gap occurs when agent w’s top ranked
research profiles with the most papers published contain less publications than any
of the agent m’s top ranked research profiles.
123
436 L. K. Bright
Lemma 1 No agent would choose a research profile RP such that #ðRPÞ ¼ ;, i.e.
an agent will never choose to distribute their effort in a way that leaves them with no
publications.
Proof Suppose agent p chose a research profile RP which induced no publications,
i.e. :9x 2 RP s.t. Gp ðxÞ ¼ 1. Consider the research profile RP′ such that an element
of p’s associated idea set, i, was allocated all their effort. Note that if RP is in p’s
choice set then RP′ will be and that it follows from axiom 2a that Gp ð1i Þ ¼ 1. Note
that [p ðRPÞ ¼ 0, whereas it follows from axiom 2b and the fact that Cp is bounded
above 0 by definition that Cp ð1i Þ [ 0, and therefore that that [p (RP′) [ 0. Hence
by axiom 3 p would never choose RP over RP′, and #(RP′) is not empty. h
Lemma
Pk 2 No agent would choose a research profile RP that did not satisfy
i¼0 x k 2 RP ¼ 1, i.e. an agent would never leave some effort unallocated.
Pk
Proof Note that Pk the nature of thePchoice scenario ensures that
P i x 2 RP 6 >1.
k k
Hence
Pk either i x 2 RP \1 or i x 2 RP ¼ 1. Suppose i x 2 RP \1. Let
i x 2 RP ¼ y and 1 − y = z. Note that by lemma 1 #(RP)6 ¼ ;. Now consider the
alternate profile RP′ which is identical to RP except idea i has x + z effort allocated
to it. Note that by axiom 2b C(x + z) [ C(x) for any positive number z. By
construction z is a positive number, hence [ðRP0P Þ [ [ ðRPÞ. Hence by axiom 3 the
agent would never choose RP over RP′. Hence ki x 2 RP ¼ 1. h
Lemma 3 No agent would choose a research profile RP such that
9x 2 RPðx [ 0&GðxÞ ¼ 0Þ, i.e. an agent would never allocate effort to a project if
they did not think that level of effort will result in a publication.
Proof Note that since credit is allocated by the function Gp ðxÞCp (x) if Gp ðxi Þ ¼ 0
then the agent gains no credit from idea i. Suppose 9x 2 RPðx [ 0&Gðxi Þ ¼ 0Þ. By
lemma 1 there exists an idea j in RP that has some amount of effort yj allocated to it
such that Gðyj Þ ¼ 1. Consider the alternate profile RP′ which is identical to RP
except that j has y + x effort allocated to it. Note that by axiom 2b Cðy þ xÞ [ CðyÞ
where x is a positive number. Hence if x [ 0 then [(RP′) [ [(RP). Hence by
axiom 3 an agent would never choose RP over RP′. h
Lemma 4 If RP [ RP0 and RPH is a permutation of the elements of RP, then
RPH [ RP0 , i.e. if research profile A is preferred to research profile B, then research
profile C that results from permuting the elements of A will also be preferred to B.
Proof Note that the preference ordering over research profiles is formed by
summing the credit generated by each element of the research profile. Note further
that, since the credit function takes as input just a number representing the time
allocated to an idea rather than that number indexed to a particular idea, the same
amount of effort allocated to any two ideas will result in the same amount of credit
allocated. Hence simply relabelling the ideas the effort is allocated to could never
generate a change in the preference ordering. h
þ
Theorem 1 (Characterisation Theorem) 9x 2 #max w 8y 2 #m ðjxj\jyjÞ () 9
þ
RPmax
w 9RP H
2 RP m 9xi 8y 2 RP ½ðy j ¼
6 xi ! ðy j [ 0 ! u H
j [ 0ÞÞ & ðxi ¼ 0&zH i
[ 0Þ, i.e. a productivity gap occurs if and only if one of the women’s most preferred
123
Decision Theoretic Model of the Productivity Gap 437
research profiles which generates an element of #max w has more ideas allocated 0
effort in it than one of the man’s most preferred research profiles.
A consequence of this characterisation theorem is that it suffices to tell whether a
productivity gap will occur to simply count the number of 0s in an element of RPmax w
and RPþ m respectively. The significance of this is that it shows that preference
orderings in the model suffice to capture the occurrence of productivity gaps, and, as
mentioned in Sect. 3, gives the model a greater generality than just representing my
conjecture, since so long as one can calculate preference orderings over research
profiles, there is a simple procedure for telling whether or not a productivity gap is
predicted by a scientific time allocation model.
Proof From Left to Right: Informally the proof strategy will go as follows. An
element of w’s most preferred research profiles which generates an element of #max w
that satisfies productivity gap (i.e. the antecedent) will be selected. It will then be
shown that one can take an arbitrary element of m’s most preferred research profiles
and, by means of permuting its elements, construct a research profile which
demonstrably has at least one more non-0 element than the previously selected
member of w’s most preferred research profiles. This, then, satisfies the consequent.
In formal detail, let W be a member of RPþ w that generates some element of #w ,
max
and let this be the witness for the existentially quantified statement in the
antecedent. Take an arbitrary element element of RPþ m and call it M. Generate M
H
W W M
as follows. For each i 2W, if i is allocated some x [ 0 and i is also allocated
x [ 0 then iM is allocated the same amount of effort as iM . Whereas if iW is
H
allocated some x [ 0 and iM is allocated 0 effort then find a jM such that jM is
allocated some x [ 0, jW is allocated 0, and jM has not been used in a previous
iteration of this process. Let iM ¼ jM , and jM ¼ 0. Lemma 3 entails that if an
H H
element i of M or W has non 0 effort allocated then Gðyi Þ ¼ 1; hence, since by the
antecedent j#ðWÞj\j#ðMÞj, one will never run out of such j’s necessary for this
constructive process. If iW is allocated 0 effort then iM ¼ iM . Note that by
H
construction MH is such that it is non-0 wherever W is non-0, and contains at least
one element which is non-0 where W is 0. Now I need to show that MH 2 RPþ m,
which is to say that MH is amongst m’s top ranked research profiles. It follows from
lemma 4 and the method of constructing MH that hH must be preferred to every RP
that M was preferred to. Hence the relationship between MH and W witnesses the
consequent.
Proof From Right to Left: Call the RP 2 RPmax w which witnesses the antecedent
W, and the call the RP 2 RPþ m which witnesses the antecedent M. Want to show that
j#ðWÞj\j#ðMÞj. Note that by construction M has at least one more non-0 element
than W. By lemma 3 if an element i of M or W has non 0 effort allocated then
Gðyi Þ ¼ 1. Hence #(M) has at least one more element than #(W).
Suppose the minimum amount of effort necessary to render a paper publishable
according to the representative woman scientist’s G function is g. Let w be the
largest integer such that wg 1. I use m to represent the equivalent integer for the
representative man scientist’s possible publications given their G function. Such
integer’s are the representative scientists’ max. I refer to the cardinality of the idea
sets the agents are working with by “n”.
123
438 L. K. Bright
Lemma 5 If an agent’s credit function is subadditive then for any RPH 2 RPþ the
cardinality of #ðRPH ) is whichever is lower out of n or the agents max, i.e. an agent
with a subadditive credit function will publish as many papers as they can.
Proof A subadditive credit function satisfies Cðx þ yÞ\CðxÞ þ Cðy). This can be
interpreted as the agent expecting to be better rewarded for producing two mini-
mally publishable units than producing one paper with twice as much effort put in.
Let RP be a research profile such that a rational agent with G function equal to g has
allocated k papers effort, which given lemma 3 is to say that there are k papers
allocated at least g effort. By lemma 1 k [ 0. By lemma 2 the agent has distributed
all their effort between these projects. I will show that RP is an element of RPþ ,
only if the cardinality of #(RP) is equal to n or the agents max. If j#ðRPÞj ¼ k ¼ n
then there does not exist a research profile with more papers published. Any can-
didate RP that might be preferred to RP will therefore either have less than k papers
allocated effort or will also have k papers allocated effort. I need only consider cases
where the number of papers allocated effort in RP is less than k. Consider a
research profile RP such that j#ðRP Þj ¼ j#ðRPÞj 1. Given lemma 2, the agent
would have to have redistributed effort from one element of RP among the k 1
non-0 elements of RP . Due to the nature of their credit function and given axiom 3,
the agent would prefer to distribute the same amount of effort allocated to j papers
among k papers, for any j\k, assuming that their G function permits them all to be
published. By hypothesis the agent can allocate k papers at least g effort. Hence they
prefer to publish k papers to k 1 papers. Hence the agent prefers RP to RP . The
same reasoning would result in any paper with less publications than RP always
being preferred to a paper with at least one more, hence for any RP with less
papers allocated effort than RP will always be dispreferred to RP by the transitivity
of preference.
Suppose that j#ðRPÞj ¼ k\n. Note that k cannot be greater than the agent’s
max, since the agent cannot allocate at least g to more papers than their max since
they only have 1 effort to distribute. Hence k must either be less than or equal to the
agent’s max. If it is equal they cannot produce any more papers, and by the same
reasoning as in the previous paragraph will prefer RP to any RP with less papers
allocated effort. If k is less then their max then by the definition of the max there
exists an RP! such that RP! has more papers allocated g effort than RP. Once again
the same reasoning as in the previous paragraph would show that the agent prefers
RP! to RP. This did not depend on the value of k in particular, hence this generalises
to any research profile that induces a slam dunk set with a cardinality less than the
max or n. This covers all cases, and hence RP 2 RPþ only if j#ðRPÞj is equal to the
least of the agent’s max or n.
Lemma 6 m [ w if and only if wGm þ Gm 1, i.e. the representative man
scientist’s max is greater than the representative woman scientist’s max if and only if
the representative man scientist could allocate Gm between w papers and still have at
least Gm effort left to allocate.
Proof Recall that the definition of the max for agent J is defined as the largest
integer, j, such that jGj 1. From left to right, note that if m [ w then given the
123
Decision Theoretic Model of the Productivity Gap 439
definition of maxes wGm \mGm 1. Given that both agents’ maxes must be inte-
gers, m ¼ w þ k where k 1. From these facts it follows that. wGm þ Gm 1. From
right to left, suppose m w. Suppose m ¼ w. Note that from this and the definition
of maxes it follows that wGm þ Gm ¼ mGm þ Gm [ 1. But this contradicts the
initial assumption that wGm þ Gm 1. Suppose m\w. From this and the definition
of maxes it would follow that 1\mGm þ Gm \wGm þ Gm . But wGm þ Gm 1.
This exhausts the cases, hence m [ w. h
Theorem 2 Let the cardinality of both agents’ idea sets be n and suppose that both
þ
agents have subadditive credit functions. Then 9x 2 #max w 8y 2 #m ðjxj\
jyjÞ () wGm þ Gm 1 and the representative woman scientist’s max is less than n,
i.e. if both agents have subadditive credit functions then a productivity gap between
the man and the woman representative scientists occurs when the man thinks they
could produce to the woman’s max and then produce at least one more paper, and the
woman does not think it possible for her to allocate her time in a way that will result
in all of the ideas in her idea set being published.
Proof of Theorem 2 From right to left. By lemma 5 any element of RPþ m will have
the least of either m or n papers assigned at least Gm effort. Likewise RPþ w ’s
elements will have the least of w or n elements assigned at least Gw effort. By the
antecedent we hence know that any element RPw 2 RPþ w will be such that
j#ðRPw Þj ¼ w. If RPþm has n papers assigned at least Gm effort then it will have a
greater number of non-zero elements than RPþ þ
w . Suppose RPm 2 RPm has m\n
elements allocated non-zero effort. By the antecedent and lemma 6 we have m [ w.
Hence RPþ m has m papers assigned at least gm effort and hence has a greater number
of non-zero elements than any element of RPþ w . This covers all cases, and hence we
know that any element of RPþ m has more non zero elements than any element of
RPþw . Hence 9x2#w
max
8y2#þ m ðjxj\jyjÞ.
Going from left to right, suppose a productivity gap has occurred. By lemma 5
we know that if she could have produced n papers the representative woman
scientist would have, but if she had done so then, given axiom 1, no strong
productivity gap could have occurred by definition of a productivity gap. Hence the
representative woman scientists’ max (w) is less than n. Want to show that
wGm þ Gm 1. Suppose the representative man scientist had produced n papers.
This would entail that largest integer m such that mGm 1 is greater than or equal to
n. Whereas we already know that the representative woman scientist’s max is less
than n. Hence m [ w, and by lemma 6 wGm þ Gm 1. Suppose the representative
man scientist had produced m\n papers. By the antecedent we know that there is a
þ
productivity gap between both agents, hence 9x 2 #max w 8y 2 #m ðjxj\jyjÞ. By
lemma 5 all of the representative woman scientist’s most preferred research profiles
will have w elements assigned non-zero effort, hence every element in #max w will
have the same cardinality and hence every element of #maxw will be such that it has a
lower cardinality than every element of #maxm . By lemma 5 again the cardinality of
any element of #max
w is w and the cardinality of any element of SDmaxm is m. Hence
m [ w, and by lemma 6wGm þ Gm 1. By lemma 5 this exhausts the possible
cases, therefore wGm þ Gm .
123
440 L. K. Bright
Before concluding, as mentioned in Sect. 3 I consider an example of relaxing
Idea Homogeneity, particularly axiom 2a, and modifying the manner in which C and
G functions work. Two agents M and W idea sets are divided into high and low type
ideas: I a ¼ I h [ I l , where I h \ I l ¼ ;. The difference in effort/reward status of
those subsets can be represented by typed C and G functions, with separate
functions for elements of I h and I l respectively. Let both agents have identical
C and G functions, as follows: Ch ðxÞ ¼ x2 þ 2; Cl ðxÞ ¼ x þ 0:2, Gh ¼ 0:5;
Gl ðxÞ ¼ . The respective G and C functions are applied according to whether the
index of the element of the research profile is of a high or low type idea. Now
suppose, finally, that both agents are associated with idea sets I a , jI a j ¼ 4. But
agent M has jI Mh j ¼ 1, jI Ml j ¼ 3, whereas agent W has jI Wh j ¼ 2, jI Wl j ¼ 2. M
maximises by investing .5 into the high type idea, earning them 2.25 credit, and
distributing the rest of their time among low type ideas, earning them 1.1 credit.
This earns M credit of 3.35 with 4 papers published. W maximises by investing all
their effort into high type ideas, earning credit of 4.5 with 2 papers published. This
modified model hence predicts a productivity gap between M and W in this
scenario, even though axioms 1, 2b, and 3 are all satisfied, and the agents have
identical C and G functions. This suggests that future research may fruitfully focus
on relaxations of Idea Homogeneity.
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