Journal of forest and livelihood vol. 2(1)
Participating or Just Sitting In? The Dynamics of
Gender and Caste in Community Forestry
Dr. Andrea J. Nightingale
Arkleton Centre for Rural Development Research, University of Aberdeen, United Kingdom
Email: anight@abdn.ac.uk
Abstract
Community Forestry has successfully promoted sustainable resource use across Nepal. But to what
extent do the programs fulfill the goal of providing resources for the poorest of the poor? Although
some attention has been paid to the issue of participation of women and marginalized castes within
CF, there is no or limited investigation into how such members participate, the extent to which they
influence management decisions and the implications of this for sustainable resource management.
This article first outlines why equating gender with women is problematic and then highlights the
importance of integrating other forms of social difference into an understanding of social power.
Using case study data from north-western Nepal, it is shown that how implementation of community
forestry needs to take into account pre-existing social relations for the programs to be universally
successful.
Keywords: community forestry, social relations, gender
INTRODUCTION1
Community forestry in Nepal has been a very successful program since its implementation in the
late 1970s. User-groups have proliferated across Nepal and the program has been exported to
various parts of the world, including Great Britain and the United States. While it seems clear that
in many places community forestry has promoted more sustainable use, and more significantly,
conservation of forest resources, this has not been a universal result. It is therefore necessary to
ask why community forestry does not have the same success everywhere.
In this paper I argue that one of the reasons for the uneven success of community forestry is the
power relations within user-groups. If user-group members do not have equitable access to the
management process, they are more likely to resist the rules set by more dominant members (cf.
Scott 1985) and this can have both institutional and ecological consequences. Some work on
gender in community forestry has been done, but while gender is a key axis of power in rural
communities, it is not the only important aspect of social difference. This paper explores the ways
in which gender and caste intersect to influence the extent to which marginalized user-group
members are participating or just sitting in at management committee meetings.
1
I would like to thank his majesty's Government of Nepal for allowing me to conduct research in
Nepal. The research used to write this paper was funded by an Institute for International Education
Fulbright Scholars grant, a USED Fulbright Fellowship, a US National Science Foundation Doctoral
Dissertation Improvement Award, the University of Minnesota Graduate School Special Grant and the
MacArthur Program on Global Change, Sustainability and Justice. None of this work would have been
possible without the support and cooperation of numerous people in Nepal-you know who you are.
Community forestry and livelihoods 17
Journal of forest and livelihood vol. 2(1)
Issues of participation are crucial in the context of the stated goals of community forestry. The
Forest Sector Master Plan of 1988 specifically states that "the principles of the decentralization
policy will be applied to the forestry sector by community forestry, which will have the priority
among other forest management strategies. Priority will be given to poorer communities, or to the
poorer people in a community," (HMG/ABD/FINNIDA 1988:10 as cited in Graner 1997).
Community forestry therefore has a dual mandate: to promote forest conservation and to promote
equitable access to resources, with particular attention given to the needs of the poorest of the
poor.
Yet what docs equitable access to resources mean? Does it require that all community members
are given exactly the same amount of each forest product at all periods of time? This .is clearly
untenable. Not everyone needs timber to build a house all the time, but most significantly, giving
equal access to all resources will not promote forest conservation nor help to mitigate poverty
issues in rural Nepal. Poverty is in part a result of uneven distribution of income and resources
both at local scales and within the global economy (Blaikie 1985, Peet 1991, Peet and Watts
1996). The long term goal is thus not necessarily to give everyone equal access to all resources,
but rather to foster equitable distribution mechanisms such that everyone is able to obtain what
they need at different points in time. It is therefore important to focus on the management process
within community forestry and how differential participation in the process is related to access
and control over resources.
Donors and development practioners have started to recognize the importance of equity and as a
result have sought to foster the participation of women and marginalized castes within community
forestry (Arnold 1998, Joshi et. al. 1997, Kharel 1993). This paper argues, however, that issues of
gender, caste and other forms of social difference need to be given more attention within
community forestry. The implementation of the program needs to take account of local power
relations if projects are going to achieve their stated goals. At the core of my argument is the need
to focus on locally specific understandings of social difference. The gender and development
literature has too often equated gender with women. Rather, I want to focus on locally defined
differences between people (men and women, different castes and ethnicities) and the ways in
which these differences give people uneven access to resources and control over the community
forestry management process.
I will approach this issue by first outlining why equating gender with women is problematic and
the importance of integrating other forms of social difference into an understanding of social
power. I then give some examples from research I did in north-western Nepal on community
forestry. I conclude with some thoughts on how development practioners can take account of
social difference in the implementation of community forestry.
GENDER, WOMEN AND SOCIAL DIFFERENCE
The issue of gender has been considered important within development circles at least since the
mid-1980s (cf. the 1980s UN Decade of Women). Studies all over the Himalayas have shown
how the harvesting of forest resources for daily needs—firewood, fodder, and leaf litter—is done
primarily by women (Agarwal 1992, Agarwal 1997, Jodha 1986, Shiva 1988). In addition, the
extra burden added to women as a result of declining forest resources has been given a great deal
of attention, particularly in the Indian Himalayas (Agarwal 1992, Agarwal 1997, Shiva 1988).
Other work on gender and forests has shown how forest resources are a critical source of
livelihood security for women and lower-caste by providing access to resources they would
18 Community forestry and livelihoods
Journal of forest and livelihood vol. 2(1)
otherwise not have on their private lands (Agarwal 1997, Beck 1994, Daniggelis 1994a,
Daniggelis 1994b, Shiva 1988).
Within the gender and development literature, gender has most often been equated with women
and women's issues (cf. Nathen 1995). Yet gender is defined as the socially constructed
differences between biological males and females. In other words, what it means to be a woman
and what it means to be a man varies across cultures, place, and over time. Thus, to take gender
seriously within community forestry requires a focus on how differences between men and
women are locally defined and what implications this has for participation in the community
forestry process.
Across the hills of Nepal the social norms relating to men and women differ to some extent, but in
very few places are women considered village leaders or have privileged access to community
decision making processes. In contrast, it is considered normal for men to be village leaders and
to take an active role in the welfare of the community. Yet anyone familiar with Nepal will take
issue with this statement because of course not all men have privileged access to village
leadership and decision making processes. Instead some men play these roles and most often they
are from particular castes, families or ethnic groups. Thus, it is crucial to analyze how caste and
ethnicity, gender, and kinship intersect to influence individuals' degrees of social power. It is also
important to recognize that power relationships change over time and while caste hierarchies are
very slow to change, family dominance does change more rapidly and new forms of social
difference arise. Most recently, political party membership is becoming important as a form of
social difference.2 Thus, when analyzing community forestry, researchers and practioners need to
be attentive to local power relations, their foundations and how they are contested and reproduced
over time.
Power relations are crucial within community forestry because in many user-groups it is the
socially dominant individuals who are influential within the management committee, yet it is the
more marginalized members who harvest the majority of forest resources. When marginalized
members attend meetings are they participating or just sitting in? What are the implications for
forest conservation and equitable distribution of resources if the people making management
decisions are not those carrying out the work?
PARTICIPATING IN COMMUNITY FORESTRY
I spent two years doing research on community forestry in the upper Karnali zone of Nepal.3 The
user-groups in these Brahmin-Thakuri dominated communities are not directly supported by
foreign donors although they do participate in training activities organized and paid for by
DANIDA. In one user-group, Thakuris, Chhetris and Sarki castes from two villages all shared one
community forest.4 The user-group is an active group with a well developed decision making
committee and support by the vast majority of forest users. In addition, they have been able to
sufficiently lay claim to their community forest to prevent significant poaching by people from
2
In my work on community forestry, political party membership was very important, but I will confine
my comments in this paper to caste and gender differences.
3
I have chosen not to specifically name the places I worked in an attempt to preserve the anonymity of
the groups. The groups had no objections to being named, but given the sensitive nature of some of
their internal disputes it seems best to leave them unidentified.
4
I have modified some of these details without changing the essential relationships in order to prevent
identification of the group.
Community forestry and livelihoods 19
Journal of forest and livelihood vol. 2(1)
outside the user-group. Some poaching does occur, but most non user-group people acquire
permits before using the forest.
The user-group committee consists of eleven members, of whom one Thakuri, one Chhetri and
one Sarki women are members as is one Sarki man. The remaining members and all the officers–
secretary, president, treasurer and vice-president–are, Thakuri and Chhetri men. The Thakuris
have a significant majority in terms of population. There are 42 households of Thakuris, 24
households of Sarkis and 12 households of Chhetris. Thus, on the surface this group has relatively
good representation of all users except that more the Chhetris have a higher proportion of
committee members than the Sarkis do. At meetings a number of non-committee members
generally attend such that the composition of the meetings reflects even more closely the
composition of the user-group.
I observed a large number of CF meetings and paid close attention to the dynamics of the
meetings. When the user-group was first formed in 1993, the meetings took place at the mandir
(temple) near the Thakuri village. The mandir was considered a neutral place because people
would have to tell the truth in front of the deity and the mandir belonged to all of the people.
Because of its spatial location within the Thakuri village, however, many more people from that
village were able to attend meetings, and perhaps most importantly, Thakuri women were able to
wander in and out of the meeting while doing other chores near their houses.
This proximity to the Thakuri village became very important when the user-group wanted to limit
the harvesting of leaf litter to two five-day periods a year. The high-caste women, who live
farthest from the forest, were adamant that this proposal would dramatically increase their work
burdens. The two high-caste women at the meeting left and gathered other women from the
village to come and voice their concerns. One said, "How can we gather enough pine needles for
six months in such a short period of time? And what will we do if a woman is sick or the
daughter-in-law is having a baby during that week?" (CF meeting, March 17, 1994) The women
had legitimate reasons for concern, the forest is at least a forty-five minute walk from their homes,
it would be difficult for them to collect more than two or three loads of leaf litter in one day and
difficult to maintain that level of exertion for five continuous days. The Chhetri and Sarki women
could not be called to the meeting, but even if they could, they did not share the highest-caste
women's concerns. Their village is on the border of the forest and they already collected leaf litter
in short periods of time and stored it at their houses. It is important to note, however, that their
opinions were not solicited before the measure was passed, yet like the Thakuri women, they are
responsible for all the leaf litter collection for their households. When the decision was made, the
high-caste women's concerns were not taken into account despite their speaking out at the meeting
and the other women were not consulted at all. There were no provisions made for women who
are sick or otherwise unable to collect leaf litter during the specified time and there were no
provisions to allow a longer collection period for the high-caste women. Thus, while the Thakuri
women were actively involved in the decision making process, they had no real power to change
the decision made.
In this example, a clear difference between voicing an opinion and influencing a decision is
evident. The women were unsuccessful in convincing the high-caste men who control the
committee to accommodate their concerns. The high-caste women began with an advantage
because the meeting was held in their village and they could easily gather other women to join the
debate. Yet in effect, they were not able to use this advantage. The men had other reasons for
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Journal of forest and livelihood vol. 2(1)
wanting to pass the measure5 and thus could not be swayed from their original proposal. The
women were not able to influence the decision because the men's objectives took precedence over
theirs.
Caste and gender therefore intersect to influence individual's degrees of influence in community
forestry or in short, their social power. A focus on the participation of women, without
differentiating between women, fails to recognize the way that caste is also significant in limiting
participation. In the above example, the concerns of the lower-caste women were not considered
important at all even when the Thakuri women were raising objections. An exclusive focus on
women glosses over differences between women and their interests.
These differences are crucial in positioning individuals differently in community forestry. The
lower-caste women, by virtue of their interests being almost entirely ignored by the FUG
committee, are more likely to break the community forest rules. For example, in 1999 they
harvested leaf litter without consulting the user-group because the group was delayed in
announcing the harvest period. Rather than going to the committee and demanding that leaf litter
harvesting be opened, they protested their marginalization by harvesting on their own. These acts
of resistance can undermine both the functioning of the user-group and forest conservation
objectives. If too many members fail to follow the established rules, the group loses its authority.
Also, if the ecological purpose of limiting leaf litter harvesting is to allow it to accumulate and
protect the forest floor for most of the year, when people harvest out of turn this objective is
undermined. Thus, it is crucial for all members of the user-group to have a stake in the rules and
to be able to influence their definition and implementation.
Similar issues arose when I returned to the village in 1999 for another six months of research. At
this point the meetings had moved to the house of Thakuri man who had built a new house in the
nearby market town. This location was more central for all the villages and new committee
members had been chosen. The meetings continued to be actively attended by men and women of
all castes.
There were several characteristics of these meetings that made me question whether women and
lower-castes were participating or just sitting in. Most obviously, because the meetings were held
at a Thakuri's house, most of the Sarki men and women felt they should not enter the house. No
one ever told them to stay outside, but they also never tried to enter. The one male Sarki
committee member usually did sit inside, but significantly, he had several sources of social power.
He was the wealthiest man in his village and had ceased to do manual labor. He had done a
number of other things to overcome local caste distinctions. He wore 'clean' clothes6 and he
observed eating restrictions similar to those of the Thakuris. As an individual then, he was able to
transcend caste differences, but none of his actions served to undermine the inherent hierarchy
between the Thakuris and the Sarkis.
5
the argument is too complex to present convincingly here, but I believe the high-caste men thought
they needed to follow the Rangers' suggestions or they could lose the forest again. Simultaneously, I
think the men were trying to gain political power by positioning themselves favourably in relation to
the District Forest Rangers who suggested the group initiate this kind of restriction on leaf litter
harvesting. Otherwise their actions do not make a lot of sense as they were undermining their own
households by passing the measure.
6
Many people in this part of Nepal cannot afford soap and thus 'cleanliness' is associated with wealth.
To many outsiders, however, no one looks very clean due to the black soot generated by burning pine
wood.
Community forestry and livelihoods 21
Journal of forest and livelihood vol. 2(1)
The other Sarki people sat outside the door and would speak loudly towards the inside when they
had something to contribute. The people inside could usually hear these comments, but they could
not hear the quieter discussions amongst the people sitting outside. Similarly, the people outside
could not hear everything that was said inside unless comments were specifically directed outside.
The higher-caste women members moved between the inside and the outside. Sometimes they sat
inside, especially if they thought the discussion was important, but more often they sat outside and
talked among themselves or with the lower-caste men (very few low-caste women attended
meetings).
It seems clear that the location of the meetings is very important in terms of giving members
access to the community forest process. Spatial practices relating to caste are very strong in north-
western Nepal and therefore by holding meetings inside a Thakuri's house, many marginalized
members were excluded from the decision making process.
An evaluation of these meetings was not simple, however. The lower-caste members and women
did voice their opinions, often vehemently. They argued over the meaning of the Forest
Operational Plan, accusing the literate higher-caste men of fabricating what they said was written
in the plan. The lower-caste men and all the women are illiterate and therefore could not read the
plan themselves. In one instance, a Sarki man said, "How do I know what is written there? You
could just be saying what you want [and pretending to read]," (CF meeting 7/9/99). The issue for
evaluation of participation is whether or not these kinds of protests and voicing of opinion had
any influence on the decisions that were made. According to my observations and the opinions of
some of the user-group members-including high-caste men who are not on the committee-
marginal voices do not influence the decisions.
These two ethnographic accounts, combined with others I observed, point to the difference
between participating and just sitting in. The women and lowest-caste members do attend
meetings and they do voice their opinions. In most assessments of community forestry, attendance
is equated with participation. A recent evaluation done for the Nepal-UK Community Forestry
Project indicates that women are present at most user-group meetings and this was considered
evidence of their participation in the process (Springate-Baginski 2000). Yet, the results from my
work question whether presence at meetings, even speaking up at meetings can be equated with
participation. I argue that for community forestry to be an equitable process, women and other
marginalized members need to be able to influence the process.
IMPLICATIONS FOR POLICY AND PRACTICE
The barriers to this kind of equitable process are many. Social difference is a key way in which
power is distributed in rural Nepal (see also Hausler 1993). There is a long history of domination
by rural elites—although who these elites are has varied from place to place. Women and lowest-
castes, however, have not been elites in any parts of Nepal. It is therefore appropriate to focus on
them specifically and to monitor whether or not they are able to influence the decision making
process within user-groups. Yet beyond encouraging them to attend meetings and 'women's
empowerment' initiatives, how can the process of community forestry be modified such that
marginalized members are given a greater stake in the decisions? I argue that community
facilitators and government staff need to be trained to make linkages with marginalized members
as well as more influential members in order to ensure that the interests of all group members are
considered.
22 Community forestry and livelihoods
Journal of forest and livelihood vol. 2(1)
The challenge for researchers and project managers is to recognize the ways in which power is
mobilized and the tactics marginal members use to resist domination (cf. Scott 1985). Relations of
power within community forestry are rarely very different from those within the community more
generally. It is therefore important to look at various contexts and ways and power are distributed
in communities. One of the important tactics is to break community forest rules. If groups have
difficulties getting sufficient compliance with the rules, it would be useful for program staff to
investigate who controls the FUG assembly and the committee, and the extent to which they
consider the needs and interests of all group members. This paper has argued that a focus only on
gender is insufficient. Other forms of social difference, particularly caste, but also kinship and
other locally defined hierarchies influence the degree to which individuals can be influential
within communities. To overcome these hierarchies, marginalized members need to be given key
posts within FUG committees and service providers and facilitators need to actively support and
promote the interests of these groups. More specifically, district forest staff needs to be sensitive
to these issues of power and to pay close attention to whether marginalized members are
participating or just sitting in.
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