Delivering Health Services in
Fragile States and Difficult Environments
13 Key Principles
Sarah Oswald and Jerry Clewett
November 2007
Any comments warmly welcomed: j.clewett@healthunlimited.org
Health Unlimited, Unit 6, Park Place, 12 Lawn Lane, London, SW8 1UD, UK. Tel: + 44 (0)20 7840 3777
Health Unlimited - Delivering Health Services in
Fragile States & Difficult Environments
Acknowledgements
The authors would like to thank all those who
helped in the preparation of this report. Although
the list would be too long if all were mentioned,
we would like to especially thank the Health
Unlimited Country Managers for coordinating the
input from the featured countries: Ms Somatheavy
Khou from Cambodia; Dr Zhang Jun from Burma/
Myanmar; Dr Tadesse Kassaye from Ethiopia; Mr
Chrys Alakonya Shem from Somalia; Ms Rosa
Malca from Peru; and Mr Thomas Hart from
Guatemala. Ms Ebony Riddell from Health Unlimited
London also contributed significantly. However,
having mentioned those names, we also wish to
acknowledge the tremendous work of the hundreds
of Health Unlimited staff throughout the world, our
partners, and those volunteers in the communities
where we work, who are working to improve the
health of marginalised communities in fragile states
and difficult environments day after day, year after
year. It is their work that has generated the lessons
learnt in this report. And it is their work that we seek
to strengthen.
Front and back cover pictures shows children in Special Region 4, Burma/Myanmar
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Executive Summary
Health Unlimited has been working in fragile states and difficult environments in Africa, Asia and Latin
America for over 20 years, to secure access to effective primary health care for marginalised people
affected by conflict, instability or discrimination.
Based on these first-hand experiences, this paper draws out key policy recommendations and
operational implications for stakeholders involved in delivering health services in fragile states and difficult
environments. These are defined as countries, or areas within countries, where the government lacks the
capacity and/or willingness to ensure the provision of appropriate basic services to the whole population;
in some cases, the legitimacy of the government may be questionable. In many fragile states and difficult
environments, governments are not working towards meeting their citizens’ right to health, resulting in
poor health outcomes for a large proportion of their populations.
Drawing on examples and case studies from six countries (Burma/Myanmar, Cambodia, Ethiopia,
Guatemala, Peru and Somaliland1), this paper highlights 13 key principles for policy makers and
implementers which improve the delivery of health services in fragile states and difficult environments.
Although the focus is on reaching marginalised communities, following the principles – including the direct
targeting of such communities – will improve service delivery for all communities.
Background
Right to health
Throughout the world, and as enshrined in numerous international
and national agreements, people have the right to health. This
can be understood as, “a right to an effective and integrated Community outreach in
health system, encompassing health care and the underlying Preah Vihear, Cambodia
determinants of health, which is responsive to national and
local priorities, and accessible to all,” (Hunt, 2006) which includes
the right to access health services on the basis of equity and non-
discrimination.
Fragile states
Approximately 14% of the world’s population live in fragile states.
These states are more likely to become unstable and can impact
well beyond their national borders, for example through refugee
movements, increased transmission of infectious diseases and
reduced economic growth. Donors are also increasingly recognising
that fragility has a major, negative impact on service delivery.
Health indicators in fragile states are considerably worse than other
developing countries: for example, child and maternal mortality are
around 2.5 times higher than in other developing countries. There is
1 Somaliland is a de facto independent state but has not yet been internationally
recognised. It is therefore officially still part of Somalia.
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therefore a moral and social justice imperative to work in such countries, to support those in dire need and
enable them to claim their right to health.
Difficult environments
As difficult environments can be considered as ‘mini fragile states’, there is a danger that the effects
of this marginalisation can spill over into the country as a whole, or even across borders; the country’s
economic growth will also be affected. Inequity in access to health services and health outcomes means
that mortality and morbidity rates in difficult environments are generally higher than for the population as a
whole. For example, in most countries in Asia and the Pacific, the infant mortality rate amongst indigenous
populations is about twice that of the general population.
Marginalised communities
Communities can be marginalised for a variety of reasons, such as geographic isolation, political
discrimination, cultural/linguistic intolerance or poverty. Marginalised communities exist in all countries, but
are particularly invisible in fragile states and difficult environments, despite their needs being even greater
than the general population. For example, in Special Region 4, Burma/Myanmar, 4% of births are attended
by a skilled health worker, compared to 56% for the country as a whole; amongst Quechua communities
in Peru, skilled health workers attend 38% of births, compared to a national average of 71%.
Health service delivery
Health service delivery in fragile states can offer an entry point for triggering long-term, pro-poor social
and political change, as well as providing an opportunity to support the development of the host
government’s capacity, engage with civil society and encourage accountability structures to develop. In
the last couple of years, donors and think tanks have pulled together a number of papers which analyse
the difficulties of delivering health services in fragile states and recommend how these obstacles could
be overcome. In 2005, the Organisation for Economic Cooperation and Development’s Development
Assistance Committee (OECD DAC) agreed a set of draft Principles for Good International Engagement in
Fragile States.
Wider determinants of health
Although this paper focuses on health services, it
Collecting water in Wa state,
should be remembered that the health of individuals
Burma/Myanmar
and communities is determined by a wide range of
factors.
Non-Governmental Organisations (NGOs) can often
bridge the gap between health-related sectors that
are traditionally in separate vertical government
departments, for example water and sanitation,
nutrition, housing and agriculture.
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Executive Summary
13 Key Principles
1. Understand the context
Understanding the social, economic, political and historical context is particularly crucial when working in
fragile states and difficult environments.In fragile states and difficult environments, there is often little – if
any – health information available, so external support can be useful in developing an appropriate national
health management information system or conducting representative national surveys. As national-level
data generally bears little resemblance to the situation faced by marginalised communities, it is crucial
that external organisations working in a particular area assesses and monitors the (often changing) local
situation, as well as specific issues such as health.
2. Build trust
In fragile states and difficult environments, people often take longer to ‘open-up’ and trust outsiders.
External organisations need to not just work with the relevant government authorities and key
stakeholders, but also commit to working there long-term. Staff should be recruited locally and employed
on long-term contracts.
3. Share information and evidence
3.1 With key
stakeholders
Organisations should not be ‘extractive’
when monitoring a situation and Focus group, Guatemala
information should be shared with
communities and other key stakeholders;
ideally, community members can also
be involved in actually collecting and
analysing data.
3.2 To influence policy &
practice
The relatively few organisations working
in fragile states and difficult environments
should work together, to maximise
effectiveness: lessons learned should be
shared and partnerships developed to
influence key decision-makers.
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4. Provide long-term support
Long-term financial commitments from donors are particularly important in fragile states, as governments
need to re-establish or develop health infrastructure, management systems and human resources from a
very low point and so need confidence that their plans will be supported not just for 3-5 years, but for the
long-term. Fragile states can sometimes ‘fall between’ donors’ funding streams for NGOs, with only short-
term ‘humanitarian’ funds being available, rather than longer-term ‘developmental’, which makes long-term
planning very difficult.
5. Take a rights-based approach
Fundamental principles of human rights such as universality, indivisibility, responsibility, and participation
provide a useful framework for development practice. Adopting a rights-based approach to development
is particularly crucial in fragile states and difficult environments due to the systematic violations of rights
which accompany political, economic and social collapse. Such an approach includes: expressed linkage
to rights; accountability; empowerment; participation; and non-discrimination and attention to marginalised
groups.
6. Reach marginalised communities
6.1 Target those which are hardest to reach
By targeting support to marginalised areas and tackling the issues surrounding how to provide services
to those that are the most difficult to reach, there will be a trickle-up effect, as all communities along the
‘marginalisation’ continuum will benefit from lower access barriers and the associated improvements in
service delivery.
6.2 Disaggregate data and target indicators
In fragile states and difficult environments, lack of information on basic demography and health is a
challenge. However, the data available for marginalised communities is even more limited. Stakeholders
are generally focused on national averages and targets e.g. Millennium Development Goals (MDGs), which
are most easily achieved by concentrating on those communities which are easiest to reach. The health
situation of marginalised communities, which are harder to reach, whose service provision requires a
change from doing ‘more of the same’, therefore becomes even worse. National-level targets need to be
disaggregated, so that the situation can be clearly seen and support can focus on those who have the
most need for assistance.
6.3 Tackle barriers to access
There are numerous obstacles which prevent marginalised communities in fragile states and difficult
environments from realising their right to health, including:
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Executive Summary
MAKING THE DECISION
• Lack of information/understanding: of the public health services which do exist.
• Cultural/Gender constraints: e.g. sub-groups with little status (such as women) may be
dependent on other people (e.g. husband) to decide whether they can actually visit a
health facility.
• High indirect costs: The need to
accompany family members or find a
carer for their children means that visiting Mobile health clinic, Ethiopia
a health facility can have a knock-on
impact on a family’s labour productivity.
REACHING THE HEALTH FACILITY
• Location: Static facilities are often located
where infrastructure is good; outreach
services may be more appropriate for
communities in remote, rural areas.
• Poor transportation: Marginalised
communities often have to walk for long
distances – or find money to pay for what
limited transportation exists – to reach
health facilities.
• Insecurity: can restrict communities’ ability
to reach static health facilities.
RECEIVING SERVICES
OBSTACLES FROM HEALTH WORKERS
• Communication difficulties: In many fragile states and difficult environments, few health
workers speak indigenous languages, there are few pictorial aides and most of the limited
health materials assume literacy in the dominant language.
• Discrimination: Many marginalised communities face overt or covert discrimination by
health workers, who may feel that they are ‘stupid’ to be living by different cultural norms
or may disrespect them if they are deemed to have no ‘status’.
• Unpredictable service availability: Health workers in remote areas are often poorly
motivated and so may not regularly turn-up for work; this can influences people’s decision
as to whether to seek care at all.
• Lack of human resources: The shortage of skilled health workers faced by many countries
is exacerbated in fragile states and difficult environments, as the skilled staff that do exist
do not often want to live in remote, difficult areas.
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OBSTACLES WITHIN THE SYSTEM
• Culturally inappropriate services: For communities with cultural practices and expectations
different from the majority or ruling government, norms at health facilities may be culturally
inappropriate.
• High direct costs: For many
marginalised communities, user fees
Culturally appropriate are well beyond their ability to pay.
birthing room, Peru In those countries where exemption
schemes officially exist, lack of
awareness means that they are not
consistently implemented in practice.
• Under-resourced services: Lack
of equipment and drugs – as
health facilities in areas inhabited
by marginalised communities are
not prioritised – means that accurate
diagnoses or appropriate treatment
may not be given.
7. Build on what exists
External organisations should work with
and build on whatever already exists, rather
than establish new systems, guidelines or
providers which will not fit long-term within
the local context or national situation.
7.1 Work in partnership
Existing local authorities, health structures
and civil society organisations (CSOs) should
form the basis of any external support for
health, so working in partnership with these
institutions is therefore essential.
7.2 Work with appropriate government authority(s)
In fragile states and difficult environments, it can be difficult to determine the ‘appropriate government
authority’ with whom to work. External organisations should develop relationships with all key
stakeholders, which may include indigenous authorities or an authority not recognised internationally; the
key question is which ‘authority’ has the confidence of communities and the potential to address health
issues.
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Executive Summary
7.3 Support a range of service providers
In the short/medium-term, a range of initiatives and service providers (e.g. government, NGO, community
and for-profit) need to be supported, so that current health service provision can be improved. In the
longer-term, decisions can be taken (and appropriate support provided) on the appropriate role for national
government. Direct service provision by international NGOs should be considered carefully, as difficulties
may arise when they leave if insufficient local capacity has been built.
7.3.1 Avoid parallel systems
Parallel systems should be avoided. However, if the government is unwilling or unable to expand health
services to reach marginalised communities, then it may be necessary to develop a separate system
which can be incorporated into the national health service at a later stage. As far as possible, any new
system should follow national structures.
7.3.2 Strengthen government service providers
In most situations, it is appropriate for NGOs to support government health services to improve their
approach to marginalised communities and their provision of services, developing the capacity of health
workers and facilities
7.3.3 Support community-based service providers
If government health services are inaccessible to marginalised communities, then community-based
providers (e.g. traditional birth attendants (TBAs) and drug sellers) are often the first people that
community members turn to if they are ill. It is therefore important that these providers are supported to
ensure that their service is appropriate.
7.3.4 Develop links between public and private service providers
Closer working between community and health facility workers should be encouraged and community-
based referral systems established.
7.3.5 Develop new organisations, if appropriate
If a long-term need is identified, but there is no local capacity to fill the gap, then it may be appropriate to
support the development of a CSO to address this issue.
8. Develop accountability mechanisms
8.1 Support the establishment of accountability structures
Accountability mechanisms should be established so that marginalised (and other) communities can
participate in their local health services, and hence improve their effectiveness. Ideally, structures should
be agreed nationally, with support provided to ensure their implementation.
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8.2 Build communities’ capacity to advocate for their rights
If communities are to be able to claim their right to health, they need to understand their rights (and
responsibilities) as citizens and their government’s responsibilities towards them. They may also need
specific support to analyse and solve problems, provide constructive feedback and vocalise their views.
8.3 Strengthen government capacity to fulfil their responsibilities
In many fragile states and difficult environments, government health staff do not feel accountable to their
clients, so it is important to support them and increase their understanding of both clients’ rights and their
own responsibilities.
9. Facilitate an appropriate mix of aid modalities
In order to promote equity and equality, a range of instruments should be used – the key criterion being its
effectiveness in assisting poor people. In regions which are remote or neglected by government, a cross-
border approach may be the most effective way to reach marginalised communities. Donor support for
cross-border initiatives should therefore be available.
10. Focus on health systems as a whole
10.1 Support integrated health systems
As health issues are interlinked, an integrated, equitable, well-functioning health system, accessible to all,
is crucial if the long-term health of a population is to improve; focus should therefore be on strengthening
health systems as a whole.
10.2 Develop / Use national protocols
Existing health policies and protocols should be the basis of any services, with changes made only in-line
with World Health Organisation (WHO) guidelines, following agreement with local stakeholders and the
government authority. If national protocols do not exist, their development is an important step in ensuring
that different norms are not established.
11. Address human resource constraints
Many developing countries, and in particular fragile states and difficult environments, face severe human
resource constraints, which obviously have a detrimental impact on the quality and equity of services provided.
11.1 Provide long-term support
As part of their long-term commitment, it is crucial that donors increase their support to governments to
invest in human resources for health.
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Executive Summary
11.2 Advocate for flexible entry requirements for health staff
Many individuals from marginalised communities are unable to work as health workers as they have not
had access to the appropriate educational opportunities. In the short/medium-term, the requirements to
be trained as an entry-level health worker should be lowered, so that numbers of workers can increase
and local services can be more appropriate to local needs and situation (e.g. language and cultural
understanding).
12. Utilise appropriate communication approaches
Communication for health is essential if the poor are to benefit from improved service provision. Support
to the “demand” side of health services is as important as the supply.
12.1 Support radio ‘edutainment’ programmes
In fragile states and difficult environments, radio is often the only means of mass communication.
Culturally-appropriate radio can help break taboos, such as those surrounding sexuality, and raise
awareness of important health issues, increase health service usage and positively change behaviour.
12.2 Support culturally appropriate media
Health communications should not only be conducted in the appropriate language, but also using
culturally appropriate techniques.
13. Promote co-operation among agencies
Resources in fragile states and difficult environments by definition tend to be scarce. It is important
that those resources are used to address the health status of the communities and not absorbed into
unnecessary transaction costs or in providing duplicate services.
13.1 Reduce transactions costs
Donors have choices when it comes to distributing their resources and have a responsibility to get the
best value for money. However, creating competitive tendering processes means that the resources of
each bidder that are used in preparing the bid is in effect “wasted” and therefore not available to be used
in addressing poverty issues.
13.2 Avoid duplicating services
NGOs and non-state providers have a responsibility to ensure that any interventions that they plan to
implement do not duplicate the work of others. If this is not done and two providers are “competing” in
the same area, resources that could be used effectively elsewhere, will be wasted both because services
are duplicated and also in the costs of communicating with the other agency.
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Conclusion
From Health Unlimited’s experience, the keys to success in developing appropriate, effective health
services, accessible to all, are: flexibility, understanding the context, establishing trust, and providing long-
term commitment.
The benefits of supporting health systems as a whole in developing countries – rather than disease-
specific vertical interventions – are increasingly recognised, and this is particularly crucial in fragile states
and difficult environments where capacity is limited. It is also important that marginalised communities are
reached, not just because they are in most need of assistance, and are generally ignored, but because by
targeting support to marginalised areas and tackling the challenges of how to provide effective services
to those that are the most difficult to reach, there will be a trickle-up effect, as all communities along the
‘marginalisation’ continuum will benefit from improved service delivery.
As governments in fragile states and difficult environments are, by definition, unable or unwilling to deliver
core services to their entire population, recommendations focus on the roles of international donors and
NGOs.
Siblings in Special Region 4,
Burma/Myanmar
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Executive Summary
Recommendations
Donors
1a) Support national and regional monitoring, whether by NGOs or government bodies, including the
disaggregation of data
2a) Employ staff on long-term contracts, and give them the opportunity and encouragement to develop
expertise in one particular country
3a) Share information with other stakeholders
3b) Be open to learning from the experiences of implementing organisations
3c) Use lessons and experiences to influence the policies and practice of governments and other donors
4a) Provide long-term, predictable financial support to government and non-government organisations
5a) Support a rights-based approach to working in fragile states and difficult environments
6a) Advocate for, and fund, targeted support to marginalised communities
6b) Promote the use of indicators (e.g. MDGs) disaggregated by relevant factors e.g. ethnicity, location
6c) Support policies, and their enforcement/ implementation, which reduce barriers to accessing health
services e.g. outreach services, differing cultural needs, capacity of health workers, abolition of user
fees
6d) Fund grassroots research into access barriers and approaches to overcoming them
7a) Overcome any political difficulties of directly supporting certain quasi-government authorities by
supporting CSOs that work directly with the populations of these states
7b) Fund and support a range of public and private service providers (either directly, or through NGOs), to
improve the likelihood of all sectors of the population benefiting
7c) Support the development of new civil society or private organisations, if there is an identified need, but
no local capacity
8a) Support the design and establishment of nationwide accountability structures
8b) Strengthen national government capacity to appropriately use the accountability mechanism and
respond to issues raised
9a) Use a range of funding instruments, including support to cross-border initiatives (e.g. through
coordination between neighbouring country offices, or from a regional base)
10a) Support the strengthening of health systems and horizontal health initiatives
10b) Support the development of national protocols, where needed
11a) Provide long-term support, to enable government authorities to plan ahead
11b) Advocate for flexible entry requirements for health staff, particularly for those based in communities or
lower level health facilities, in order to improve access to health services for marginalised communities
12a) Support radio ‘edutainment’ programmes and other culturally appropriate communications
13a) Promote cooperation rather than competition (e.g. through the use of non-competitive tendering
processes)
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NGOs
1a) Conduct a comprehensive situational analysis before beginning
work in an area, followed by regular monitoring
2a) Employ local staff wherever possible, considering ethnicity when
appropriate
3a) Share information with key stakeholders
3b) Work with other organisations where appropriate, use lessons and
experiences to influence policy and practice
5a) Take a rights-based approach to working in fragile states and
difficult environments
6a) Specifically target marginalised communities
Health workers
with infant, Kachin, 6b) Tackle local barriers to accessing health services e.g. outreach
Burma/Myanmar services, cultural constraints, capacity of health workers
6c) Undertake grassroots research to analyse access barriers and
appropriate local approaches to overcoming them
7a) Work with the appropriate government or de facto government
authority(s) of most relevance to the target communities
7b) Avoid developing a parallel system or an NGO service; instead, strengthen the capacity of the range of
service providers (e.g. government, private-for-profit, community-based) which already exist
7c) Support the development of new local organisations, if appropriate
8a) Develop awareness of rights at community level to facilitate advocacy
8b) Build communities’ capacity to participate effectively in national accountability structures
8c) Strengthen the capacity of local government to fulfil their responsibilities within the accountability
mechanism
10a) Provide support to the health system as a whole, rather than focusing on disease-specific interventions
10b) Use national protocols (or WHO advice, if protocols don’t yet exist), rather than developing separate
guidelines
11a) Support advocacy efforts by providing evidence of the need for flexible entry requirements for health
staff
12a) Use radio ‘edutainment’ programmes to address sensitive issues
12b) Use culturally-appropriate communication approaches
13a) Ensure that planned interventions do not duplicate the work of others.
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Contents
Acknowledgements 2
Executive Summary 3
Background 3
Right to health 3
Fragile states 3
Difficult environments 4
Marginalised communities 4
Health service delivery 4
Wider determinants of health 4
13 Key Principles 5
1. Understand the context 5
2. Build trust 5
3. Share information and evidence 5
4. Provide long-term support 6
5. Take a rights-based approach 6
6. Reach marginalised communities 6
7. Build on what exists 8
8. Develop accountability mechanisms 9
9. Facilitate an appropriate mix of aid modalities 10
10. Focus on health systems as a whole 10
11. Address human resource constraints 10
12. Utilise appropriate communication approaches 11
13. Promote co-operation rather than competition 11
Conclusion 12
Recommendations 13
Contents 15
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Background 18
A. Introduction 18
B. The Right to Health 19
B.1 Rights-based Approach 22
C. Fragile States 22
C.1 Why do Fragile States matter? 23
C.2 Health in Fragile States 23
D. Difficult Environments 24
D.1 Why do Difficult Environments matter? 25
D.2 Health in Difficult Environments 25
E. Marginalised Communities 25
E.1 Why do Marginalised Communities matter? 26
E.2 Health for Marginalised Communities 26
F. Health Services 27
G. Challenges in service delivery 28
H. Solutions proposed to date 29
I. Wider Determinants of Health 31
J. Health Unlimited 32
13 Key Principles 34
1. Understand the context 34
2. Build trust 35
3. Share information and evidence 37
3.1 With key stakeholders 37
3.2 To influence policy & practice 37
4. Provide long-term support 38
5. Take a rights-based approach 40
6. Reach marginalised communities 43
6.1 Target those which are hardest to reach 43
6.2 Disaggregate data and target indicators 44
6.3 Tackle barriers to access 45
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Contents
7. Build on what exists 52
7.1 Work in partnership 53
7.2 Work with appropriate government authority(s) 54
7.3 Support a range of service providers 55
8. Develop accountability mechanisms 63
8.1 Support the establishment of accountability structures 63
8.2 Build communities’ capacity to advocate for their rights 64
8.3 Strengthen government capacity to fulfil their responsibilities 65
9. Facilitate an appropriate mix of aid modalities 66
10. Focus on health systems as a whole 68
10.1 Support integrated health systems 68
10.2 Develop / Use national protocols 69
11. Address human resource constraints 69
11.1 Provide long-term support 69
11.2 Advocate for flexible entry requirements for health staff 70
12. Utilise appropriate communication approaches 71
12.1 Support radio ‘edutainment’ programmes 71
12.2 Support culturally appropriate media 72
13. Promote co-operation among agencies 73
13.1 Reduce transaction costs 73
13.2 Avoid duplicating services 74
Conclusion 74
Recommendations 76
Bibliography 79
Annexes 81
Annex 1: Acronyms 81
Annex 2: Proxy List of Fragile States 82
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A. Introduction
Based on first-hand experiences, this paper draws out the key policy recommendations and operational
implications for stakeholders involved in delivering health services in fragile states and difficult
environments.
Health Unlimited has been working in fragile states and difficult environments in Africa, Asia and Latin
America for over 20 years, to secure access to effective primary health care for marginalised people
affected by conflict, instability or discrimination.
Throughout the world, as enshrined in numerous international
and national agreements, people have the right to health,
including the right to access health services on the basis of
equity and non-discrimination. In many fragile states and
difficult environments, governments are not working towards
meeting this right, resulting in poor health outcomes for a large
proportion of their populations. The health of marginalised
communities is particularly poor, as they are not considered
a priority (due to their geographic isolation or poverty) or they
are specifically discriminated against, perhaps because of their
political or cultural beliefs.
There is increasing recognition from policy makers2 that
more has to be done to support populations in fragile
states, including improvements in service delivery. However,
marginalised communities in these countries (and in difficult
environments) are still generally ignored, despite their even
lower standard of living and poorer health outcomes.
Indigenous Drawing on examples and case studies from six countries
communities are
where Health Unlimited works3 (Burma/Myanmar, Cambodia,
marginalised.
Ashaninka woman Ethiopia, Guatemala, Peru and Somaliland4), this paper
and children, Peru highlights 13 key principles for policy makers and implementers
that improve the delivery of health services in fragile states
and difficult environments. Although the focus is on reaching
marginalised communities, following the principles – including the direct targeting of such communities
– will improve service delivery for all communities.
The paper begins by considering the right to health, and then moves on to discuss the definitions of
fragile states and difficult environments, and the health situation faced by their populations, particularly
marginalised communities. A summary of the key challenges surrounding health services and solutions
2 For example the recent establishment of the Fragile States Group within the OECD to enhance development effectiveness - www.oecd.org/dac/
fragilestates (accessed 3 April 2007)
3 Health Unlimited also works in Laos, China, Sierra Leone, Rwanda, Kenya, Namibia, Nicaragua, Brazil and El Salvador.
4 Somaliland is a de facto independent state but has not yet been internationally recognised. It is therefore officially still part of Somalia.
18
Background
proposed to-date is presented, and an overview of Health Unlimited’s work is included so that
stakeholders understand the experience from which this paper is drawn. The second part discusses the
13 key principles in detail, using case studies for illustration. The paper concludes with recommendations
for donors and NGOs (non-governmental organisations).
Health service delivery in fragile states and difficult environments brings many challenges, so it is
important for stakeholders to learn from each other, in order that the health of marginalised communities,
and the wider population, can be improved effectively.
Feedback on this paper is therefore encouraged and should be sent to Health Unlimited’s Deputy Director,
(Programmes), Jerry Clewett: j.clewett@healthunlimited.org
B. The Right to Health
“The right to health can be understood as a right to an effective and integrated health system,
encompassing health care and the underlying determinants of health, which is responsive to national and
local priorities, and accessible to all.” (Hunt, 2006)
The right to health is codified in a number of legally binding treaty standards, such as the International
Covenant on Economic, Social and Cultural Rights (United Nations,1966) and the Convention for the
Elimination of all forms of Discrimination Against Women (UN, 1979). The constitutions of many states also
contain provisions which expressly protect the right to health (see figure 1 below).
The right to health includes
the right to access health
care, on the basis of equity
and non-discrimination. Health
care can be considered as
the provision of adequate and
accessible health facilities
(see section 6.3 for discussion
on ‘access’), trained health
professionals and essential
medicines. Importantly,
the right to health is also
dependent upon the realisation
of other human rights, which
can be interpreted as the
broader determinants of
health. According to the UN
Committee on Economic,
Social and Cultural Rights, the
right to health is: Vaccination outreach, Special
Region 4, Burma/Myanmar
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“…an inclusive right extending not only to timely and
Women and children waiting appropriate health care but also to the underlying
outside a health post, Peru determinants of health, such as access to safe
and potable water and adequate sanitation, and
adequate supply of safe food, nutrition and housing,
healthy occupational and environmental conditions,
and access to health-related education and
information, including on sexual and reproductive
health. A further important aspect is the participation
of the population in all health-related decision-
making at the community, national and international
levels.” (Committee on Economic, Social and
Cultural Rights, 2000)
The right is made up of freedoms and entitlements,
such as freedom from discrimination and involuntary
medical treatment, and the entitlement to essential
primary health care and equal access.
In low and middle income countries, there are
clearly resource constraints that affect governments’
ability to ensure the right to health of their citizens,
particularly when they are affected by conflict or
instability. International law recognises this through
the concept of ‘progressive realisation’. This means
that whilst progressively realising the right to
health, states are at a minimum required to prepare
national plans aimed at guaranteeing the right to
health and the active participation of communities
and individuals in health decision-making. Such
plans should include indicators and benchmarks
to chart the progressive realisation of the right to
health, and the establishment of accountability
mechanisms to monitor the fulfilment of obligations
and entitlements. Importantly, certain provisions of
the right to health are not subject to progressive
realisation, such as the obligation of states not to
discriminate in access to health care and health services. This is because the rights to equality and non-
discrimination are non-derogable rights under international human rights law that states are obliged to
respect, protect and fulfil at all times. Figure 1 shows the legal standards on the right to health which have
been ratified in the countries discussed in this report.
20
Background
Figure 1: Legal Standards on the Right to Health in selected Fragile States and Difficult
Environments referred in this report
Instrument Details Ratifications
International Article 12 (supplemented by General Comment 14) is Cambodia
Covenant on the most comprehensive international, legally-binding Ethiopia
Economic, Social & provision on the right to health. Guatemala
Cultural Rights Peru
Somalia
Convention on the Article 5 (e) (iv) prohibits discrimination in the Cambodia
Elimination of All enjoyment of the right to public health and medical Ethiopia
Forms of Racial care. Guatemala
Discrimination Peru
Somalia
Convention on Articles 11 & 12 cover: Burma/Myanmar
the Elimination Cambodia
of All Forms of • the right to the protection of health in the Ethiopia
Discrimination workplace Guatemala
Against Women Peru
• reproductive health rights
• equal access for women to health services
• access to services and adequate nutrition during
pre- and post-natal period
Convention on the Article 24 obliges States to: Burma/Myanmar
Rights of the Child Cambodia
• Ensure the right to health and access to health care Guatemala
Peru
• Diminish infant and child mortality
Somalia 5
• Develop primary health care
• Combat disease, malnutrition and environmental
pollution
• Provide adequate health education and information
• Develop preventive healthcare programmes
• Abolish traditional practices prejudicial to children
• Promote international cooperation to enable the
progressive realisation of children’s rights
Constitutional Cambodia
Provisions on Right Ethiopia
to Health Guatemala
Peru
Somaliland 6
5 Signed only
6 Although not recognised as a sovereign state, the 2001 Constitution includes provisions on the right to health
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B.1 Rights-based Approach
The rights-based approach to development has transformed developmental approaches from that
of ‘trickle-down’ development assistance and purely service delivery, to a focus on equity, pro-poor
empowerment and participation, in line with human rights standards in international law. It is widely
recognised amongst development actors (such as UN agencies,
bilateral donors and NGOs) that applying a human rights lens to
poverty and structural inequality facilitates analysis of the root
causes of rights denial, which is crucial to sustainable change.
Through a rights-based approach, this analysis can then be
translated into practical action at community, civil society, private
sector, government and international levels through human rights
education, advocacy and social mobilisation. It also informs the
way in which development actors (including non-state entities)
relate to individuals and communities with whom they work by
emphasising their responsibility to promote rights.
Raising the awareness of health rights A common criticism of discussions on human rights is that they
among young people, Guatemala
are too legalistic and state-centric, which is particularly relevant
in the case of fragile states and difficult environments where the
likelihood of an effective legal remedy being in existence, let alone
accessible, is very slim. However, rights-based approaches recognise that political and social processes,
not just legal ones, play an important role in securing civil, political, economic and social rights.
C. Fragile States
There is no standard definition of a ‘fragile state’. All states may be considered fragile in some respects
and the different definitions in use reflect the varying priorities of organisations: the Centre for Global
Development in the USA assesses states in terms of security; the World Bank (through its Country Policy
and Institutional Assessment (CPIA) scores) focuses on economic development; The Department for
International Development (DFID) describes fragile states as “those where the government cannot or will
not deliver core functions to the majority of its people,
including the poor” (DFID, 2005); and the DAC’s
(Development Assistance Committee of the OECD)
definition includes the “inability or unwillingness Fragile states: Countries
of a state to deliver services to its people, or where the government lacks
to ensure their delivery” (OECD, 2005a). In all the capacity and/or willingness
these frameworks, the key issues are those of to ensure the provision of
effectiveness (including capacity and willingness) appropriate basic services to the
and legitimacy. A number of proxy lists are used,
whole population. In some cases,
such as the bottom two quintiles of the World
the legitimacy of the government
Banks’ performance index (CPIA), or the Fund for
may be questionable.
22
Background
Peace and Foreign Policy magazine’s Failed States Index. See Annex 2 for a proxy list, taken from the
World Bank’s CPIA ratings.
Using Annex 2 as a proxy, there are approximately 46 fragile states, containing 870 million people – 14%
of the world’s population – and one-third of the world’s poor (Moreno Torres & Anderson, 2004).
Since the mid-1990s, increased donor emphasis on effective government and stable macroeconomic
policies has led to the neglect of fragile states. Even taking account of their poor performance, fragile
states have received 43% less aid than would have been appropriate, given the extent of poverty within
them (Dollar & Levin, 2005).
C.1 Why do Fragile States matter?
Fragile states are more likely to become unstable (DFID, 2005) and be susceptible to criminal or non-
state armed groups, which can aggravate their fragility. An unstable country (even if entirely peaceful) can
impact well beyond its national borders, for example through migration and refugee movements, increased
transmission of infectious diseases and reduced economic growth (Moreno Torres & Anderson, 2004).
Poor governance characterises most fragile states and inhibits poverty reduction; it is estimated that
growth can be reduced by up to 1.6% if a neighbouring country is fragile (OECD, 2005b).
Donors are increasingly recognising that fragility has a major, negative impact on service delivery (World
Bank / WHO, 2005a), reflecting several factors including: loss of financing for services; increased social
insecurity due to violence; exclusion of disempowered groups; endemic corruption; and the failure or
misuse of security and justice systems (OECD, 2006a). To start to address this inequity, the production of
an annual report on ‘Monitoring Resource Flows to Fragile States’ was approved by the OECD DAC Senior
Level Meeting in December 2005, in order to provide an information tool for policy makers to make better
informed decisions on resource flows to fragile states. The first report was published in June 2006 (OECD,
2006b) and confirmed that aid to fragile states was not keeping-up with the recent growth in aid to other
low-income countries.
C.2 Health in Fragile States
Health indicators in fragile states
are poor and considerably worse
than other developing countries;
Children in Somaliland
fragile states are unlikely to meet
the Millennium Development Goals
(MDGs) (Branchflower, 2004). There
is therefore a moral and social justice
imperative to work in such countries,
to support those in dire need and
enable them to claim their right to
health.
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Figure 2: Health-related MDG Status: Fragile States & Other Developing Countries
Fragile Other
States Developing
Countries
MDG 4: Child mortality rate, per 1000 138 56
MDG 5: Maternal mortality rate, per 100,000 734 270
MDG 6: % of people living with HIV/AIDS 2% 0.5%
MDG 6: Malaria death rate per 100,000 90 7
Source: Branchflower, 2004 – 2002, 2000, 2001 and 2000 data respectively
People who live in fragile states are more likely to die early or live with chronic illness. Nearly half of all
children who die before the age of 5 are born in fragile states. As shown in the table above, child mortality
is almost 2.5 times higher than in other developing countries, and maternal mortality more than 2.5 times
greater.
Some non-fragile states may have health indicators that are similarly poor to countries considered ‘fragile
states’; however, the crucial issue is the country’s capacity to try to improve their situation. Fragile states,
by definition, lack that capacity as the government is unable and/or unwilling.
D. Difficult Environments
In ‘early’ literature produced by DFID (e.g. Moreno Torres & Anderson, 2004 & Berry et al, 2004), ‘difficult
environments’ was the phrase used to describe countries which are now commonly referred to as ‘fragile
states.’
In this paper, difficult environments are taken to mean areas of ‘non-fragile states’ which have similar
characteristics to those of fragile states, i.e. areas of a country where the government is unable or
unwilling to deliver core functions to the majority of its people, including the poor. Difficult environments
are not restricted to low income or unstable countries and, for example, include areas inhabited by
indigenous communities in Guatemala and Peru, as well as insecure areas of Northern Uganda.
They also include those areas of a ‘country’
(often a fragile state) which have disputed
or internationally unrecognised governance. Difficult environments: Areas
For example, the within a country where the government
ceasefire areas of
lacks the capacity and/or willingness
Ashaninka communities Burma/Myanmar
to ensure the provision of appropriate
of Peru (disputed
basic services to the whole population.
governance)
In some cases, the legitimacy of the
and Somaliland
(internationally
government may be questionable.
unrecognised).
24
Background
D.1 Why do Difficult Environments matter?
As difficult environments can be considered as ‘mini fragile states’, there is a danger that the effects of
this marginalisation can spill over into the country as a whole, or even across borders, for example through
(perhaps violent) protests, refugee flows, urban migration, or increased transmission of infectious diseases.
The country’s economic growth will also be affected, as a portion of the country is unable to maximise its
economic potential.
People living in difficult environments within states where the government is disputed or internationally
unrecognised particularly suffer, as the ‘country’ as whole receives even less aid and development
assistance than other fragile states, and of that which does exist, only a small proportion (if any) reaches
those communities most in need.
D.2 Health in Difficult Environments
Inequity in access to health services and health outcomes means that mortality and morbidity rates in difficult
environments are generally higher than for the population as a whole. Taking the case of northern Uganda,
the crude mortality rate in the Acholi camps (in Northern Uganda) in 2005 was three times that of the rest of
Uganda (1.54 per 10,000 people per day, compared to 0.46), and the under 5 mortality rate was more than
three times higher (3.18 per 10,000 per day, compared to a Uganda average of 0.98) (CSOPNU7 2006).
As discussed, difficult environments also arise in areas where the population is intentionally marginalised by the
government, for example indigenous peoples:
• In most countries in Asia and the Pacific, the infant mortality rate amongst indigenous
populations is about twice that of the general population (Asian Development Bank, 1999)
• In Guatemala, life expectancy among Mayan communities is 17 years shorter than for non-
indigenous population groups (WHO, 1999a)
• Human Development Index8 for the San in Namibia is less than a third of that for German
speakers (~0.3, compared to ~0.9) (quoted in Ohenjo et al, 2006).
E. Marginalised Communities
“Today, most indigenous peoples are marginalised socially, economically, politically and culturally. … [This
is] most clearly reflected in the health status of indigenous peoples around the world, with wide disparities
between the health status of indigenous peoples and non-indigenous peoples within the same country.”
(WHO, 1999b)
Communities can be marginalised for a variety of factors, such as geographic isolation, political
discrimination, cultural/linguistic intolerance or poverty – the exact reason for marginalisation will obviously
vary between countries and communities.
7 Civil Society Organisations for Peace in Northern Uganda
8 The score combines measures of life expectancy at birth, education and income
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E.1 Why do Marginalised Communities matter?
The discussions above, on the importance of engaging appropriately and effectively
in fragile states and difficult environments (e.g. right to health, humanitarian
needs, meeting the MDGs, improving security and increasing economic growth),
are just as valid when considering the potential consequences of not supporting
San boys skipping marginalised communities in these states. Internal discontent will work as a strong
in Namibia brake on any efforts to reduce a state’s fragility.
The exclusion of disempowered groups in fragile states and the related negative
impact on service delivery is increasingly recognised by donors. As highlighted in a recent paper produced
by the Fragile States Group of the OECD’s DAC, skewed budget allocations that favour particular ethnic
or religious groups – along with the systematic exclusion of women, minorities and disabled individuals
– undermine the foundations of public service delivery systems (OECD, 2006a).
E.2 Health for Marginalised Communities
Although the vast majority of national governments theoretically recognise the right to health, this does
not always translate into action. Even considering the concept of ‘progressive realisation’9 , the health
services that do exist should not discriminate in access, and national health plans should include the
active participation of communities and individuals in decision-making. However, one feature of most
fragile states, and by definition, all difficult environments, is overt discrimination against one population
sub-group in favour of another (Carlson et al, 2005). Marginalised communities exist in all countries, but
are particularly invisible in fragile states and difficult environments, despite their needs being even greater
than the general population (which, as discussed above, are already greater than those living in developing
countries). Examples of their poor health status are shown in figure 3 below:
Figure 3: Relative Health Status of Marginalised Communities
Community Indicator Community National Social Determinants of
Status Status Poor Health
Ratanakiri Under-5 Mortality 165* 83 per Poverty, Discrimination,
Province, Rate a 1,000 Geographic isolation
per 1,000
Cambodia
Special Region 4, Births attended 4% 56% Poverty, Political isolation,
Burma/Myanmar by skilled health Discrimination, Geographic
worker b isolation
Quechua Births attended 38% 71% Poverty, Discrimination,
communities, Peru by skilled health Geographic isolation
worker c
9 Which recognises that resource constraints may limit a government’s ability to ensure the right to health of their citizens (see section B)
26
Background
Community Indicator Community National Social Determinants of
Status Status Poor Health
Lowest wealth Measles 18% 71% Poverty, Discrimination,
quintile, Ethiopia immunisation Geographic isolation, Tribal
coverage (1 yr conflict
olds) d
*–Ratanakiri and Mondulkiri Provinces; Sources: a - Cambodia Demographic and Health Survey (DHS)
2005; b - Health Unlimited, 2003a; c - Health Unlimited, 2005a; WHO, 2006; d - WHO, 2006
F. Health Services
A state’s fragility and the health status of its population can be locked in a vicious cycle. Health is an
established area for external stakeholders to support, and in fragile states, service delivery may offer
an entry point for triggering long-term, pro-poor social and political change in wider development areas
(Carlson et al, 2005), as well as potentially helping some states to not slide into, or back into, civil conflict
(OECD/DAC, 2001). It also provides an opportunity to support the development of the host government’s
capacity, as well as engaging with civil society and encouraging accountability structures to develop. The
health sector in fragile states may have a number of weaknesses, affecting:
SERVICES
• Inequitable services e.g. inappropriate or insufficient services for rural, poor and
marginalised communities (at primary, secondary and tertiary levels); fragmented service
delivery through vertical programmes
• Limited government involvement in provision e.g. a substantial proportion of services
is often provided by private providers, with limited (if any)
government monitoring or regulation
RESOURCES
• Inappropriate or insufficient infrastructure, equipment and
supplies e.g. health facilities, equipment, drugs
• Inappropriate or insufficient human resources e.g. quality
(qualification, experience, linguistic ability) and quantity Nurses in
Kachin,
(location, numbers available) of personnel
Burma
SYSTEMS
• Lack of information e.g. basic demographic data, disease
profile, health facilities infrastructure, human resource
availability
• Limited management systems e.g. systems to develop budgets and monitor accounts,
supervise and manage workers, or plan for the following year
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POLICY
• Inadequate policy development e.g. government lacks the capacity to provide
direction and develop appropriate health-related policies, which leads to poor or
inadequate budgetary support
• Poor implementation of policies and enforcement of laws e.g. poor
communications leading to lack of policy/legal awareness, lack of incentives to
implement or enforce policies/laws
G. Challenges in service delivery
The difficulties of working in fragile states and difficult environments, and the weaknesses of health
services in particular, have been briefly touched on above. In addition to these health-specific
issues, other key challenges of working with marginalised communities in fragile states and difficult
environments surround:
STAKEHOLDERS
• Government unwillingness to address the needs of marginalised communities
• Weak civil society, with limited capacity to advocate for the rights of the poor to
basic services, or to work with members of professional organisations to improve
the quality of services
• Difficulty in defining the ‘appropriate’ government authority, e.g. the ‘national
government’ may have taken control through a military coup, or may not be
internationally recognised
ACCESS
• Difficulty in physically accessing areas, as marginalised communities often live
in remote areas with poor transportation links, or which remain insecure due to
fighting
• Numerous access barriers to health services – as well as physical and
security obstacles, service users in marginalised communities also face barriers
such as discrimination by health workers, direct/indirect financial costs, gender
constraints, language difficulties, lack of information on health services available,
and often weak motivation (if services are of poor quality, then there may be little
incentive to try to overcome the other barriers)
28
Background
SYSTEMS
• Poor accountability, between beneficiaries/service users and service providers/
government
• Funding limitations, due to ‘gaps’ between donors’ humanitarian and long-term
development funding streams, and the inflexibility of some funds. For example,
in Burma/Myanmar, the centrally run Fund for HIV/AIDS in Myanmar (FHAM) was
inaccessible to NGOs (such as Health Unlimited) that work cross-border with
‘ceasefire’ communities and who do not have a Memorandum of Understanding
(MOU) with the State Peace and Development Council (SPDC) government
• Difficulties in strategic planning and hence developing sustainable capacity,
due to the short nature of donors’ funding commitments
H. Solutions proposed to date
In the last couple of years, donors and think tanks have pulled together a number of papers which
analyse the difficulties of delivering health services in fragile states and recommend how these
obstacles could be overcome (e.g. Berry et al., 2004; Carlson et al., 2005; OECD, 2005c).
In March 2005, DAC Development Ministers and Agency Heads agreed that a set of draft
Principles for Good International Engagement in Fragile states (OECD, 2005a) would be piloted in
2005/06. These overarching Principles emphasise the need to:
(i) Take context as a starting point
(ii) Move from reaction to prevention
(iii) Establish state building as the central objective
(iv) Align with local policies and or systems
(v) Recognise political-security-development nexus
(vi) Promote coherence between donor government agencies
(vii) Agree on practical co-ordination mechanisms
(viii) Ensure all activities ‘do no harm’
(ix) Mix and sequence instruments to fit the context
(x) Act fast…
(xi) …but stay engaged e.g. 10 year plans
(xii) Avoid ‘aid orphans’ (characterised by low engagement and field presence)
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In November 2005, the High-Level Forum on the Health MDGs (World Bank / WHO, 2005b), proposed the
following, more specific, guidelines for donors involved in post-conflict health recovery processes:
Pre-conditions required to achieve adequate coverage of quality services:
• Genuine and accurate understanding of political and operational environment
• Adequate resource levels
• Effective and efficient coordination
Training healthcare workers in mechanisms
Special Region 4, Burma/Myanmar
• Willingness to take calculated risks
Principles and practical guidelines:
Strategy & planning
• Try to inject post-conflict recovery process
with convincing ideas
• Be parsimonious with priority setting
• Place considerations of equity firmly at the
top of the policy agenda
• Be realistic about long-term sustainability
• Encourage the development of realistic
sector-wide plans
• Proceed with the technical groundwork needed to inform the policy discussion and the
drawing-up of recovery plans
• Encourage the balanced recovery of the health care network
• Adopt a realistic, incremental approach to encourage the emergence of local capacity
Financial
• Establish appropriate aid management tools
• Make available some funding to be managed locally
• Provide un-earmarked funding to cover key expenses that are not paid for by earmarked
funds
Operational
• Deploy experienced staff with the appropriate skills
• Negotiate with partners and introduce tools for standardisation
• Set achievable challenges
• Maintain a variety of policy and operational instruments
30
Background
I. Wider Determinants of Health
“Health…is a state of complete physical, mental and social well-being, and not merely the absence of
disease or infirmity… [T]he attainment of the highest possible level of health… requires the action of many
other social and economic sectors in addition to the health sector.” (Alma Ata Declaration, 1978)
The health of individuals and communities is determined by a wide range of factors. To a large extent,
factors such as where people live, the state of the local environment, genetics, income, education level, and
relationships with friends and family all have considerable impacts on health, whereas the more commonly
considered factors such as access and use of health care services often have less of an impact.10
The wider determinants of health include:
• Income and social status: higher income and social status are linked to better health
• Education: low education levels are linked with poor health, more stress and lower self-
confidence
• Physical environment: safe water, sanitation, clean air, healthy workplaces, safe houses,
communities, roads, and employment all contribute to good health
• Social support networks: greater support
from families, friends and communities
is linked to better health; culture (e.g.
customs, traditions, and the beliefs of Improving water and
the family and community) is also a sanitation
factor
(Ratanakiri Province, Cambodia)
• Genetics: inheritance plays a part in
Health Unlimited has been working
determining lifespan, healthiness and
the likelihood of developing certain in Ratanakiri Province, Cambodia,
illnesses; personal behaviour and since the early 1990s. One of the
coping skills also affect health crucial issues affecting the indigenous
• Health services: access and the use of communities in the province is that
information and services that prevent of inadequate water and sanitation,
and treat disease influence health and the resulting negative impact
• Gender: men and women suffer from on health. Working with the Ministry
different types of diseases at different of Rural Development, a number of
ages successive projects have increased
Although this paper focuses on health services, access to adequate water supplies
NGOs can also bridge the gap between health- and appropriate sanitation for
related sectors that are traditionally in separate households and improved knowledge
vertical government departments, for example on hygiene, particularly amongst
water and sanitation, nutrition, housing and women and children. (Health
agriculture. Unlimited 2005a, 2006a)
10 www.who.int (accessed 3 April 2007)
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J. Health Unlimited
Health Unlimited was founded in 1984 by a group of British aid workers, to meet the gap in the provision
of medical aid to people affected by prolonged and complex conflicts. It started working in southern
Afghanistan in the same year.
Although most assistance in conflict and post-conflict areas traditionally focuses on emergency relief
(which, essential though it is, does not address long-term needs and, more importantly does not invest in
the potential of local people to take control of their lives), Health Unlimited has pioneered a development
approach to working these areas. It also extended its remit to include work with indigenous people whose
lives and lands are threatened. These countries and areas are now often referred to as ‘fragile states’ or
‘difficult environments’.
Health Unlimited’s vision is “a world in which the poorest and most marginalised enjoy their right to
health.” We work in fragile states and difficult environments in Africa, Asia and Latin America to secure
access to effective primary health care for marginalised people affected by conflict, instability or
discrimination. We work in partnership with local organisations (from community organisations to provincial
health departments) to strengthen government health services and build sustainable community-based
services, as well as building capacity at community level to enable communities to identify and address
their health needs, and hence advocate for their right to health and services. Our health communications
programmes use radio, theatre, print and other media to provide information and encourage discussion of
public health issues.
Health Unlimited believes that everyone should be able to exercise their right to health and well-being
and is committed to the promotion of the individual and collective right to “the highest attainable standard
of physical and mental health”
(International Covenant on Economic,
Social and Cultural Rights, Article
Young girl in Wa state 12.1, 1966). We seek to enable poor
Burma/Myanmar drinks people, excluded from accessing
clean water from tap health services and information, to
improve their health and well-being
through, for example, strengthening
local capacity to deliver sustainable
services. Annually, we reach over
2.3 million people through our
primary health care programmes
(and 26 million through our health
education radio programmes) in
Ethiopia, Namibia, Rwanda, Sierra
Leone, Somaliland, Burma/Myanmar,
Cambodia, China, Laos, Guatemala,
Nicaragua and Peru.
32
Background
Crucially, Health Unlimited believes that every human being has a right to health and that we in the North
have a responsibility to promote this right. We and others may justify this by citing the MDGs or arguing
that non-investment may lead to political instability. But in reality, the justification can be a basic belief that
every human being, however poor, however marginalised, has an equal right to health. Putting that into
practice can be costly in many ways, but if we are serious then we in the North must be prepared to pay
that cost.
Unlike other organisations whose work spans the humanitarian-development continuum, Health Unlimited
focuses purely on supporting long-term development. Health Unlimited does not directly provide health
services, but develops the capacity of local providers (both public and private) to deliver effective,
appropriate services, and of marginalised communities to hold service providers accountable and claim
their right to health.
Health Unlimited ambulance
for emergency obstetric care
in Sierra Leone
33
13 Key Principles
Health Unlimited’s experience of supporting the delivery of health services in fragile states and difficult
environments has highlighted 13 key principles to be considered if the health status of marginalised
communities is to improve. Principles are illustrated through our experience in six varied states:
Somaliland (a de facto independent state, but which has not yet been internationally recognised and
is therefore officially still part of Somalia); Burma/Myanmar (where there is non-engagement from the
government in certain regions); Ethiopia and Cambodia (examples of post-conflict/recovering states, but
where there is still insecurity in the former); and Guatemala and Peru (difficult environments for indigenous
populations such as the K’iche’ and Quechua).
1. Understand the context
K’iche’ woman with The importance of understanding the social, economic,
child, Guatemala
political and historical context when working anywhere
is well documented (e.g. World Bank/WHO, 2005a).
However, when working in fragile states and difficult
environments, monitoring the (often changing) situation
is particularly crucial.
The political situation in some fragile states and
difficult environments can change quickly, at both
national and local levels. It is therefore important that
organisations closely monitor the key stakeholders and
their intentions and actions. As part of this, it is useful
to develop links and relationships with stakeholders and
other like-minded organisations and share information
appropriately (see principle 3).
In fragile states and difficult environments, there is often
little – if any – health information available, so external
support can be useful in developing an appropriate
national health management information system
or conducting representative national surveys (see
also principle 6.2). If national-level data does exist, it
generally bears little resemblance to the situation faced
by marginalised communities. It is therefore crucial
that external organisations working in a particular area assesses and monitors the (often changing) local
situation and overall standard of living, as well as specific issues such as health (in the case of health-
focused organisations). This monitoring may take the form of observations, regular reviews with key
stakeholders and beneficiaries, conducting surveys, or by establishing basic monitoring systems for key
indicators. With the latter, it is important that any monitoring system is based on national-level guidelines
(if they exist), so it can be incorporated at a later stage.
34
13 Key Principles
Monitoring the health situation
(Kachin State, Burma/Myanmar)
Health Unlimited has been working with the Kachin since 1992. There is
limited information available about the population and so in 2005 a survey was
conducted by Health Unlimited, in partnership with the Kachin Independence
Organisation, to update the information available. The survey collected data
on a broad range of areas and comprised community questionnaires, medical
institutions, health worker interviews and laboratory tests.
The analysis showed that malaria is the most common illness (more than 63%
of the population infected in the past year), followed by diarrhoea. Due to
Health Unlimited’s work in the area, nearly 90% of children had received some
immunisations and around 33% of pregnant women had received some kind of
antenatal care. More than 85% of women gave birth at home. The full survey
findings have been shared with other key stakeholders and interested parties.
(Health Unlimited, 2005b)
2. Build trust
“At the beginning, Wa people didn’t trust Health Unlimited…they even suspected the project team of
using their funds. However…they began to receive visible and substantial support… (and) perhaps not
so obvious but highly important, software, such as trainers and training materials… To a certain extent,
this change in both the reality and perception of the Wa people has contributed to building a better
cooperative framework and enabled more effective project implementation.” (Health Unlimited, 2006b)
In fragile states and difficult environments, people often take longer to ‘open-up’ to outsiders; it therefore
takes time to build trust and really understand the context. External organisations need to not just work with
the relevant government authorities and key stakeholders, but also commit – and prove their commitment
– to working there long-term. It is important for any relationship between external organisations and local
stakeholders to be based on mutual respect, openness and transparency, if trust is to develop. This takes
time. Connected with this is the importance of recruiting staff locally – ideally from the immediate area, but if
not, nationally (regional or international staff should only be recruited as a last resort) – and employing them
on long-term contracts. Staff ethnicity may also need to be considered – for example in Wa State in Burma/
Myanmar, Wa or Chinese staff members are more acceptable to the target population than Burmese. This
not only supports linguistic and cultural understanding, but also helps trust to develop, as local stakeholders
don’t have to regularly ‘re-establish’ relationships with changing staff members. It is important that any
‘outsider’ staff – whether national or international – either already have, or are willing to acquire, a real
understanding of, and empathy with, the local cultures and the powerlessness of the local communities, i.e.
they must not simply be ‘job fillers.’
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Building trust
(Santa Lucia la Reforma, Guatemala)
The legacy of a 36-year civil war which pitched
neighbour against neighbour is still felt in highland
Mayan communities in Guatemala. In many cases,
those who carried out killings continue to live side by
side with their victims. The consequences for trust
within communities are obvious.
When Health Unlimited began to work in Santa Lucia
la Reforma in 1996, we were asked to leave one
community on the grounds that we were thought
Getting feedback to belong to ‘Human Rights’ – and by extension,
from target
perceived as being sympathetic to the guerrillas, and
community,
Somaliland therefore a dangerous presence in the community.
During the violence, any group which met was
suspected of being subversive – one traditional birth
attendant (TBA) spoke movingly of her fear of coming
to her first Health Unlimited training session in town: “I
had understood that everyone went around with a weapon
in town, and that I might be shot; I prayed, I said to myself, “Well, I’ll go, and if
I’m killed, then so be it”, I was shaking when I arrived.”
However, distrust sown by conflict is not the only barrier to trust. Communities
divided by the conflict were also divided by bitter disputes about religion
and state health services are invariably provided by people from outside
the community (the non indigenous ‘Ladino’ minority who have dominated
Guatemalan public life since the Spanish invasion). Indigenous communities
complain that not only are they mistreated and discriminated against by state
services, but that the state simply doesn’t understand them – literally, in terms
of language, but also in terms of their vision of the world, and their way of being.
Health Unlimited adopts three key strategies in order to overcome barriers of
distrust. One of the most important is to hire local, or at least indigenous, staff,
who are able not only to communicate health and development messages
without a translator, but who themselves share the communities’ worldview. This
can mean understanding culturally defined illnesses, such as Evil Eye, as well as
styles of discourse, tone of voice, dress, and so on. Secondly, cultural sensitivity
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13 Key Principles
has allowed Health Unlimited to work alongside traditional curers, elders and
Mayan religious specialists, rather than in opposition or in counterpoint to them;
this has greatly enhanced our freedom to tackle previously taboo issues such
as Adolescent Sexual and Reproductive Health (SRH). Finally, Health Unlimited
is prepared to develop a relationship over time with the communities in which
it works, rather than providing a single intervention and withdrawing just as the
community is beginning to trust the organisation.
3. Share information and evidence
3.1 With key stakeholders
It is important that organisations are not ‘extractive’ when monitoring a situation. At a minimum, any
information should be shared with communities, as key stakeholders; ideally, community members can
also be involved in actually collecting and analysing data. This enables communities to understand more
about their situation and perhaps begin to take steps to improve it.
Information can be politically sensitive. However, if an organisation’s aim is to improve the health status of
the population, it is important that information is generally shared and made available to as wide a range
of stakeholders as possible so that other implementing agencies or policy makers can take it into account
when deciding priorities or appropriate approaches. This also promotes a culture of cooperation rather
than competition (see principle 13); prioritising the needs of the communities above organisations’.
3.2 To influence policy & practice
As there are relatively few organisations working in fragile states and difficult environments – and even
fewer working specifically with marginalised communities – it is important that organisations work together,
so they can be as effective as possible (see also principle 13).
Evidence and lessons learned should be shared
through a range of opportunities, such as the
dissemination of reports or the presentation of
papers at national or international forums. Local
and national level policy and practice can also
be improved through like-minded organisations
developing partnerships and alliances and
combining their experiences to influence key
decision-makers.
K’iche’ Youth Assembly, San
Antonio Llotenango, Guatemala
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Influencing national policy, in partnership
with local government (Peru)
As discussed below (case study “strengthening culturally appropriate services”,
in section 6.3.3), by working in partnership with the local-level Ministry of Health
(MoH), TBAs and Quechua women, culturally appropriate birthing facilities were
introduced into Huanta Province, Ayacucho, Peru, increasing the proportion of
health centre deliveries and reducing the number of reported maternal deaths.
In light of this evidence, Huanta Province MoH staff became strong advocates for
culturally appropriate birthing facilities. Facilities were established in four further
health centres and Health Unlimited supported the Ayacucho health department
to introduce the model to other provinces.
This evidence, supported by local-level MoH advocacy, contributed towards the
development of a national MoH technical norm recommending vertical deliveries
“Practical Standards of Vertical Childbirth”. The MoH is now looking to influence
policy in other countries and a paper on the policy and its implications was
presented in Buenos Aires, Argentina, in 2007.
4. Provide long-term support
One of the main considerations in fragile states and difficult
environments is that it can take considerable time to build
‘long-term development’ relationships with communities, who
may be unused to external support or be expecting short-
term humanitarian aid. There will certainly be a need for a
commitment to long-term external support as the capacity
of the national government will, by definition, be limited. In
these situations – as mentioned above – using local staff and
working long-term will help to build the trust and confidence
of communities and hence their interest to participate and
work in partnership with external organisations. Greater
flexibility by implementing (and funding) organisations is also
needed, as over time, the situation in fragile states and difficult
environments changes and the working context becomes
clearer (see principle 1).
Mother and child, The benefits of long-term financial commitments from
Ratanakiri, Cambodia
donors, enabling countries to plan for the future, are well
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13 Key Principles
known. This is particularly important in fragile states, as governments need to re-establish or develop
health infrastructure, management systems and human resources from a very low point and so need
confidence that their plans will be supported to their conclusion.
For NGOs, countries considered fragile states can sometimes ‘fall between’ donors’ funding streams,
with only short-term ‘humanitarian’ funds being available, rather than longer-term ‘developmental’. This
naturally makes long-term planning very difficult, with projects rather than programmes being implemented
as a consequence.
Effect of short funding cycles
(Ratanakiri Province, Cambodia)
For the last five years, Health Unlimited has been receiving annual ECHO
(European Commission Humanitarian Aid department) funding for its primary
health care and water and sanitation work in Ratanakiri Province, Cambodia.
Although this funding is welcome, the short-term nature of the funding cycle
produces a number of obstacles:
• The short project timeframes require rapid implementation of activities,
making it difficult for projects to be truly participatory. A fundamental pre-
cursor to participation is the development of trust, which takes time to
develop if participation is to be meaningful and not just tokenistic.
• It is unusual for humanitarian funders to support interventions in the same
communities that have just been targeted, making behaviour change
objectives particularly difficult.
• It is impossible to provide on-going support to the communities that were
targeted by an intervention, or even develop links between target communities
and alternative sources of support.
• The development of future projects with ECHO takes place during the initial
implementation stages of the ‘current’ project. This limits the ability of the
later project to take account of recommendations and lessons arising during
the course of the current one (unless they can be accommodated by the
donor at a later stage).
These issues are partly mitigated by Health Unlimited’s approach in Ratanakiri–
we have worked there since 1993, gained the trust of communities, and access
varied funding sources to address a range of issues – however, the difficulties of
short funding cycles remain.
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Effective development needs a commitment of at least ten years if significant and lasting change is to
take place. Whilst an individual NGO such as Health Unlimited may commit itself for this time period,
transaction costs remain high, and a lot of organisational energy is wasted, as there is a repeated need
to write project proposals to donors whose own timeframes are significantly shorter. Longer term funding
would facilitate planning and the benefits to the communities would be immense.
Even a ‘typical’ project length of three to five years cannot be considered to be sufficient in the fragile
states context, and has major implications for lesson-learning as well as monitoring and evaluation. By the
end of a five-year project cycle, assumptions are often made about impact without evidence: indicators
may be included in project design which are not ideal, simply so that they can be measured at the end of
the project. Long-term presence and support would allow indicators to be more profound.
5. Take a rights-based approach
Fundamental principles of human rights such as universality (rights should be accessible to all),
indivisibility (rights cannot be separated from one another), responsibility (of rights-holders and duty
bearers), and participation have provided a useful framework for development practice based on universal
normative standards (Richter & Rama, 2006). They have also prompted a greater focus on reaching
marginalised and vulnerable groups who face
discrimination and exclusion in realising their rights.
Rights-based approaches are comprehensive in
Discussing the right to health at an their consideration of the full range of indivisible,
indigenous community centre in interdependent and interrelated rights: civil, cultural,
San Sebastian, Peru
economic, political and social. This calls for a
development framework with sectors that mirror
internationally guaranteed rights, thus covering,
for example, health, education, housing, justice
administration, personal security and political
participation. Adopting a rights-based approach to
development is even more crucial in fragile states
and difficult environments due to the systematic
violations of rights which accompany political,
economic and social collapse.
A rights-based approach to development includes
the following elements : 11
(i) Expressed linkage to rights
The definition of the objectives of a project/programme in terms of particular rights – as legally enforceable
entitlements – as well as highlighting links to international, regional and national human rights instruments.
11 www.unhchr.ch/development/approaches-04 (accessed 3 April 2007)
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13 Key Principles
(ii) Accountability
Improving levels of accountability in the development process, by identifying claim-holders (and their
entitlements) and corresponding duty-holders (and their obligations), and considering both the positive
obligations of duty-holders (to protect, promote and provide) and their negative obligations (to abstain
from violations). This is discussed more in principle 8.
(iii) Empowerment
Beneficiaries are the centre of the development process, as the owners of rights and the directors of their
own development. Projects/programmes should aim to give people the power, capacities, capabilities
and access needed to change their own lives, improve their own communities and influence their own
destinies.
Empowered to improve maternal health services
(Ratanakiri Province, Cambodia)
Health Unlimited’s ‘Action Research for Advocacy project’ in Ratanakiri,
Cambodia, aims to tackle the barriers indigenous communities face in accessing
maternal health services. Through user-centred research, an inclusive advocacy
strategy was developed, and hence implemented, empowering communities
to work directly with health service providers to improve the situation. Action
research methodology was used to highlight the experiences of the three main
indigenous communities in Ratanakiri Province (the Tampoun, Jarai and Kreung).
Local barriers to accessing maternal health services were identified, and needs,
solutions and recommendations were discussed; the views of government
health service providers were investigated and a series of stakeholder advocacy
workshops for indigenous communities, health centre staff and government
officials were held. The research results were presented and discussed, and
stakeholders identified priority issues, explored the key concepts and developed
an advocacy action plan. From this, a working group of four indigenous women,
two midwives, one health centre chief and one nurse was established to take
forward the advocacy agenda to improve maternal health services in the
province.
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(iv) Participation
Rights-based approaches require a
high degree of participation, from all
sectors of society (including those
traditionally marginalised, such as
indigenous peoples, women and those
living with disabilities). According
to the UN Declaration on the Right
to Development (UN, 1986), such
participation must be “active, free and
meaningful” – formal or token contact
Traditional birth attendant course – with beneficiaries is insufficient. The
diagnosing a difficult pregnancy, Cambodia
focus is on access to development
processes, institutions and information,
which emphasise the need for process-
based development methodologies
and techniques, rather than externally
conceived “silver bullets” and imported
technical models.
Participating in radio health communications
(Somali-speaking Horn of Africa)
As part of Health Unlimited’s ‘Well Women Media Project’ – which sees an
estimated 62% of the population in the Somali-speaking Horn of Africa listen to
the twice-weekly radio broadcast of ‘Saxan Saxo’ (‘Fresh Breeze’) – audience
groups were established to provide regular feedback on the programmes.
The groups discuss the relevance, appropriateness and practical nature of
the messages – which tend to focus on SRH issues, including female genital
mutilation (FGM) – and suggest priority issues to be addressed. This participation
of beneficiaries in the style and content of the radio broadcasts ensures that
‘Saxan Saxo’ is as effective as possible: to quote a member of the Baligubadle
audience group, Somaliland, “I feel that the programme is ours.”
(Health Unlimited, 2004a, 2004b)
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13 Key Principles
(v) Non-discrimination and attention to marginalised groups
Particular attention should be given to
discrimination, equality, equity and marginalised
groups. An important aspect of rights-based
approaches is the incorporation of specific
safeguards in development instruments to
protect against threats to the rights and well-
being of marginalised groups. Furthermore, all
development decisions, policies and initiatives,
while seeking to empower local participants,
should expressly guard against simply reinforcing
existing power imbalances between, for example,
women and men, and indigenous peoples and the
dominant ethnic group. (See the following section
for further discussion).
Malnourished children are fed
6. Reach marginalised communities supplemented rice in Preah
Vihear, Cambodia
As discussed, communities can be marginalised for a variety of factors,
including geographic isolation, political discrimination, cultural/linguistic
intolerance or poverty.
6.1 Target those which are hardest to reach
Marginalised communities exist in all countries, but are particularly invisible in fragile states and, by definition,
in difficult environments. As discussed in section E, the health status of these groups is generally far below that
of the general population. Indigenous peoples represent the poorest groups in many fragile states and difficult
environments: their social, political, economic and cultural marginalisation is reflected in their poor health
status.
In countries with large populations in need of support, by focusing on the majority, or the country as a
whole, those who are most in need of assistance – the most marginalised – are generally ignored. For
example, geographic marginalisation often implies a low population density, making it more expensive to
physically reach communities, which leads to fewer interventions and results in health inequalities being
perpetuated (and often exacerbated). Some policy makers have argued that it is actually too costly to
reach these people. One Health Unlimited staff member was told by a senior UN official that if their fund
did not reach the most marginalised 5% it was “okay”, because 95% of the country would be covered. In
the view of Health Unlimited, this is not okay.
However, by targeting support to marginalised areas and tackling the issues surrounding how to provide
services to those that are the most difficult to reach, there will be a trickle-up effect, as all communities
along the ‘marginalisation’ continuum will benefit from lower access barriers and the associated
improvements in service delivery.
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Improving services by targeting the most marginalised
(Preah Vihear Province, Cambodia)
As part of Health Unlimited’s ‘Primary Health Care Project’ in Preah Vihear
Province, Cambodia, village health volunteers, village health councils and women
cluster leaders in 24 remote rural communities were trained and supported to
provide health education in their communities. Their success in significantly
improving the health knowledge and positively changing the health-related
behaviour of their communities encouraged the Provincial Health Department
to replicate the approach elsewhere. Trained community health agents are now
used to provide community health education in villages that were not targeted by
the project. (Health Unlimited, 2005c)
6.2 Disaggregate data and target indicators
In fragile states and difficult environments, lack of information on basic demography and health is a
challenge for any government or organisation aiming to improve the health status of a population.
However, the data available for marginalised communities is even more limited, as these groups do not
even appear on the political radar. The data that does exist, often from small-scale surveys conducted by
civil society organisations (CSOs) / NGOs or from anecdotal reports, suggests that the health situation for
these marginalised populations is often precarious (see figure 3 in section E).
In working towards the MDGs (and other targets in Poverty Reduction Strategy Papers (PRSPs), national
strategies etc), the government and other stakeholders are focused on national averages and national-level
targets, which are most easily achieved by concentrating attention and resources on those communities
which are easiest to reach. The health situation of marginalised communities, which are harder to reach,
whose service provision requires a change from doing ‘more of the same’, therefore becomes even worse.
Whilst marginalised communities remain hidden in national averages, nothing will change. If the health
status of these communities is to be improved, then national-level targets – whether MDGs, PRSPs or
other – need to be disaggregated, so that the situation can be clearly seen and support can focus on those
who have the most need for assistance. A state can then be judged as to how well it’s reaching those
most in need, rather than, for the most part, the urban elite.
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Inequity hidden by national data
(Pastoralists, Southern Ethiopia)
The health status of pastoralist communities with whom Health Unlimited works
in South Omo Zone, Southern Ethiopia, is considered to be far worse than
that suggested at a national level, but limited data is available. In partnership
with the Ethiopian Pastoralist Research and Development Agency, EPaRDA (a
national NGO), a survey was therefore conducted to increase understanding
of the health difficulties faced (Health Unlimited, 2006c). Comparing this (and
other NGO-collected) data with national figures, the needs of these marginalised
communities become much clearer.
Indicator Pastoralists a Nationally b
% of U5 reporting diarrhoea in the previous 2 weeks, 16% 37%
who were treated with ORT
% of mothers who received at least 2 tetanus toxoid 5% 28%
vaccinations during their last pregnancy
% of adults who report that condom use can prevent 14% 47%
the transmission of HIV
% of population with access to safe water 9% c 22% d
Sources: a - Health Unlimited, 2006c; b - Ethiopia DHS 2005; c - Water Aid, 2005; d - United
Nations Development Programme (UNDP), 2006
6.3 Tackle barriers to access
There are numerous obstacles which prevent marginalised communities in fragile
states and difficult environments from realising their right to health, all of which
need to be tackled.
6.3.1 Making the decision
• Lack of information/understanding: Many marginalised communities,
effectively forgotten by national government provision, are unaware of
the public health services which do exist, or may not understand the
benefits of visiting the health facility for advice, diagnosis or treatment.
Traditional health workers, such as TBAs or private drug sellers, may
be their only source of health knowledge. This lack of information is
likely to be exacerbated by linguistic barriers, due to their relative lack Pastoralists, South Omo, Ethiopia
of access to newspapers, radios, information leaflets etc.
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Increasing access to information
(Kampot Province, Cambodia)
In Cambodia, as in many developing countries, private drug sellers are frequently
the first ‘port of call’ for communities, as they are often much easier for people to
reach than government health centres. Health Unlimited in Kampot works closely
with the government health system but, recognising the complementary nature
of the private sector and its importance to a large proportion of the population,
private drug sellers are also trained on the identification and treatment of
basic health problems (e.g. diarrhoea and dehydration, fever, acute respiratory
infection) and appropriate drug usage. Referrals to government health centres
have increased as a consequence.
• Cultural/Gender constraints: Within marginalised communities, sub-groups with little
status (such as women) may be even more marginalised, as they are often dependent
on other people (e.g. husband, or other male family member) to decide whether they can
actually visit a health facility.
• High indirect costs: Community
members face indirect costs of
attending a health facility, even if Gender constraints
transportation costs can be resolved. amongst ethnic minority
Sick children need to be accompanied communities
by their mothers; women are often
(Ratanakiri Province, Cambodia)
accompanied by their husband or
other male family member, and may “In terms of access to maternal
have to find someone to care for their health services, men in the
children whilst they are away. Visiting a community are strategic decision-
health facility therefore has a knock-on makers… The decision [is] made
impact on a family’s labour productivity by a minimum of two people, most
and hence how much food they can often the husband and someone
grow or how much money they can from the women’s family. This [is]
earn. For families on the edge, this
often a male relative, such as a
may mean that a decision is taken not
father or elder brother” (Health
to seek health care, as the costs are
Unlimited, 2006d)
too high.
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6.3.2 Reaching the health facility
• Location: Static facilities are often located where infrastructure (e.g. roads,
communications) is good. However these locations may be far from the communities the
facilities are meant to serve. Outreach services may therefore be more appropriate for
communities located in remote, rural areas.
Reaching mobile populations
(South Omo Zone, Ethiopia)
Health Unlimited is working to improve the health status of semi-nomadic agro-
pastoralist communities in South Omo Zone, Ethiopia. The way of life of these
communities means that traditional government health services are inappropriate,
in terms of both location and cultural approach. Working in close partnership
with an Ethiopian NGO (EPaRDA), Woreda Health Committees and Pastoral
Health Committees, and within local government structures, an appropriate
mobile health service is being developed. Mobile Outreach Camps have been
established, offering both human and animal health care services. Further
outreach work is also provided from these sites.
• Poor Mobile health clinic in Ethiopia
transportation:
Marginalised
communities do not
generally have easy
access to a nearby
public health facility,
as transportation
is often poor.
Community
members therefore
have to walk for
long distances – or
find the money to
pay for a vehicle
(such as bicycle,
motorbike) to take
them.
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Lack of transportation limits access to health centres
(Preah Vihear Province, Cambodia)
“The utilisation of health centres is low for various reasons. Many villages are long
distances, 20 to 80 kilometres, from the health centres. Rural roads are often just ox-
cart tracks and impossible during the rainy seasons. Villagers neither have the money or
transport to go.” (Health Unlimited, 2003a)
• Insecurity: In post-conflict situations, or in countries where the status of women is low,
insecurity can restrict communities’ ability to reach static health facilities.
6.3.3 Recieving services
OBSTACLES FROM HEALTH WORKERS
• Communication difficulties: If community members do not speak the dominant or
‘national’ language, even if they visit a health facility, they may be unable to communicate
effectively with the health worker. In many fragile states and difficult environments, few
health workers speak indigenous languages and
there are few pictorial resources to aide
diagnosis, pass on health advice, or
explain how treatment should be taken.
Language barriers for
Most of the limited health information
indigenous people
materials which do exist assume literacy
in the dominant language. Community (K’iche communities,
members may therefore leave the Guatemala)
health facility with little change in their In Guatemala, the vast majority of
understanding of their own health health workers (who are generally
situation, or their ability to improve it; they ‘Ladinos’, the non-indigenous
are unlikely to return.
minority who have dominated
• Discrimination: Many marginalised Guatemalan public life since the
communities face overt or covert Spanish invasion) speak only
discrimination by health workers, who Spanish. However, as this is not
may feel that they are ‘stupid’ to be living spoken by 21% of the K’iche
by a different set of cultural norms or may
population (World Bank, 2003),
disrespect them if they are deemed to
this reduces their access to
have no ‘status’. In addition, those living
government health services as
with a disability or with HIV (for example),
they are unable to communicate
may face additional discrimination when
receiving care. In such circumstances,
with health staff.
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13 Key Principles
community members take nothing from their visit and will not be encouraged to visit the
health facility again. They will also provide negative feedback on the health services to
their communities, and so discourage them from visiting as well.
Covert discrimination against indigenous peoples
(Quechua communities, Peru)
When Health Unlimited began working with Quechua communities in Ayacucho,
Peru in 1997, many mothers complained about government health services. They
wouldn’t visit health posts for check-ups or delivery, as they felt uncomfortable
and embarrassed that their traditions (e.g. vertical delivery, wearing of daytime
clothes, and being accompanied by their husbands) were not respected; instead
they sought assistance from TBAs.
See case study below (“Strengthening culturally appropriate services”), which
describes how Health Unlimited improved this situation
• Unpredictable service availability: Health facilities in remote areas, with poorly motivated
health workers (often due to low salaries and few perceived benefits), generally suffer
from very unpredictable service availability – facilities will be open when health workers
turn-up for work, rather than at regular times. This service unpredictability understandably
influences people’s decision as to whether to make the effort and seek care at all.
• Lack of human resources: Many countries face an overall shortage of skilled health
workers. In fragile states
and difficult environments,
where living is particularly Quechua mother
and child, Peru
hard and facilities are
limited, the skilled staff
that do exist do not
generally want to live in
remote, difficult areas.
Staff who do man health
facilities may therefore be
untrained, or simply non-
existent.
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Insufficient numbers of doctors
(Special Region 4, Burma/Myanmar)
In Special Region 4, Burma/Myanmar, there are just 12 SR4 (and two Burmese)
government doctors for 78,542 people (Health Unlimited, 2004c). This is the
equivalent of 0.18 doctors per 1,000 population, compared to 0.36 in Burma/
Myanmar and 1.06 in China (WHO, 2006).
OBSTACLES WITHIN THE SYSTEM
• Culturally inappropriate services: For indigenous communities, or those with cultural
practices and expectations different from the majority or ruling government, norms at health
facilities may be culturally inappropriate for them. Community members may therefore leave
without seeing a health worker, or may feel embarrassed or humiliated – and discourage
friends and family from attending in the future.
Strengthening culturally appropriate services
(Ayacucho Department, Peru)
Health Unlimited found that culturally inappropriate health services in Ayacucho,
Peru, were a strong contributing factor to a relatively low proportion of births
being attended by skilled health personnel (42%, compared to 55% nationally
(Peru DHS 2000)) and hence a higher maternal mortality ratio (235 per 100,000
live births in Ayacucho, compared to 180 per 100,000 live births in Peru as
a whole (Peru DHS 2000). Discussions were facilitated between Quechua
women, TBAs and Ministry of Health (MoH) personnel to discuss the needs
and constraints on all sides. Together, these key stakeholders then designed
an ‘improved’ birthing service which incorporated cultural aspects and
accommodation for family members. The introduction of these birthing facilities
into two health centres increased the proportion of health centre deliveries from
6% in 1999 to 70% in 2005, and the number of reported maternal deaths in the
area fell from 3 in 1999 to zero in 2004 and 2005 (Health Unlimited, 2005d).
See also case study in section 3.2 on how this change influenced national policy
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• High direct costs: User fees, both official and unofficial, now exist in many developing
countries. For many marginalised communities, these fees are well beyond their ability to
pay. In those countries where exemption schemes for the poor and other vulnerable groups
officially exist, lack of awareness (on the behalf of both communities, and sometimes health
workers), means that they are not consistently implemented in practice. User fees can
therefore result in essential health services not being received. Even when exemption schemes
are in place, and even when applied equitably, they will only impact on access if the perception
of the exemption scheme in communities matches the reality. Good publicity and information
campaigns are therefore essential.
Poverty restricts access to health services
(Ratanakiri Province, Cambodia)
“Lack of money was cited by an overwhelming majority…as the most important
factor that prevented them from accessing health care in the referral hospital
and health centres. While this finding is also found [elsewhere] in Cambodia, this
lack of access to cash is likely to be a particularly deep problem in indigenous
communities, where most people depend on subsistence agriculture… Health
staff often refuse to treat patients who have no money, or require them to buy
drugs in the private pharmacies (often run by health staff or their families).”
(Health Unlimited, 2006d)
• Under-resourced services: Finally, even if all the above barriers are overcome, lack of
equipment and drugs – as marginalised communities live in areas which are not a national
priority or which are physically difficult to reach – means that community members may not
receive an accurate diagnosis or appropriate treatment, which will then discourage them (and
their communities) from seeking care at public health facilities in the future.
Throughout this paper, many ways in which some of these barriers can be broken down are discussed.
However, other actions include:
IMPROVING SERVICES
• Increasing the availability of information (on health issues, available services etc),
particularly in ‘minority’ languages, including improving links between traditional health
workers and public health services
• Changing the focus of health services, particularly in remote, rural areas, from static
centres to extensive outreach provision
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INCREASING THE QUALITY AND QUANTITY OF
RESOURCES
• Strengthening the capacity of health
workers, to increase their understanding of
the different communities whom they serve,
and improve their communication skills,
through learning indigenous languages, or
using pictorial materials
• Supporting long-term solutions to improving
the human resource crisis in health, including
health worker motivation
Vaccination outreach in IMPROVING SYSTEMS
Ratanakiri, Cambodia
• Locating static health services close to
those who are most in need of services
• Working towards the abolition of user fees
for essential health care12
• Conducting further grass-roots research
to analyse barriers to access and local
approaches to breaking-down these barriers
IMPROVING POLICIES
• Supporting the implementation of existing policies which are intended to break down
access barriers
• National health policies and protocols recognising the differing cultural needs of
communities, then supporting their implementation
• Prioritising provision for marginalised communities, who have the greatest need for
preventative and curative health services
CHANGING SOCIAL ATTITUDES
• Working to address cultural and gender constraints, including the social and economic
status of women
7. Build on what exists
As discussed above, the importance of understanding the context of fragile states and difficult
environments, and hence recognising that their unique situations determine the appropriateness of
priorities, methodologies and target outcomes, has been well documented. Each fragile state or difficult
environment faces different challenges, in terms of the existence and capacity of: structures and systems,
12 This must be planned carefully and carried out in stages, and may well depend on external support from the international community
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policies and practice, and stakeholders and service
providers. The over-riding lesson is that external
organisations should work with whatever exists –
however minimal the capacity or the practice – rather Father and child,
than establish new systems, guidelines or providers South Omo,
which will not fit long-term within the local context or Ethiopia
national situation.
7.1 Work in partnership
All fragile states and difficult environments have some
kind of existing local authority and health structure,
whether it be village chiefs and TBAs, or the remnants
of a district government and government health
service; in some areas, local CSOs may also already
exist. It is important that these form the basis of any
external support for health – both to maximise the
effectiveness of any intervention and increase the
likelihood of long-term sustainability – so working
in partnership with these institutions is therefore
essential.
Working in partnership
(South Omo Zone, SNNPRS, Ethiopia)
Health Unlimited’s focus on marginalised communities means that in most of
the areas where it works, there are no local (or international) NGOs for it to
partner. However, in the initial situational analysis of South Omo Zone, Ethiopia,
EPaRDA – an Ethiopian NGO – already existed, and so an effective partnership
could be developed. In the design and implementation of the ‘Pastoralists Health
Development Project,’ EPaRDA contributes a deep understanding of the culture
of the South Omo people and has strong relationships with local communities
and their leaders; Health Unlimited provides health and organisational
development support. This partnership is crucial in building the capacity of
EPaRDA and hence the future sustainability of Health Unlimited’s work
in the area.
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7.2 Work with appropriate government authority(s)
In fragile states and difficult environments, it can be difficult to determine the ‘appropriate government
authority’ with whom to work. External organisations, whose objective is to improve the quality of life for
the most marginalised communities, should be as apolitical as possible and develop relationships with all
key stakeholders. This may include indigenous authorities or an authority or government not recognised
internationally (e.g. ceasefire groups in Burma/Myanmar, government in Somaliland). The key question is
which ‘authority’ has the confidence of communities and the potential to address health issues. Flexibility
is needed to ensure that support is provided with the agreement and involvement of the appropriate
authority ruling the area in question. If this does not take place, then work on the ground will not be
effective and will not have the buy-in and acceptance of local stakeholders and target beneficiaries.
Advantageously, health is generally seen as a key social issue, and so is considered a ‘neutral’ area for an
external organisation to provide support.
‘Appropriate’ government authorities
(Ceasefire groups, Burma/Myanmar)
Since 1987, Health Unlimited has been working with a number of Burmese
ceasefire groups (e.g. the Karen, Kachin, Wa State and Special Region 4) who
are the de facto government in the areas that they “rule”. Strong relationships
have been developed with these quasi-government authorities, particularly with
regard to the health needs of their populations. Health Unlimited has always
had (and still has) the possibility of seeking an MOU with the SPDC. However,
the ceasefire groups – Health Unlimited’s key partners in improving the health
status of these marginalised communities – have expressed their reservation
with such a relationship being developed: they have indicated that any such
association would put in jeopardy the current partnership between themselves
and Health Unlimited. Health Unlimited has therefore taken the decision – on
a humanitarian, rather than political basis – that the most effective way for us
to support populations living under ceasefire groups in Burma/Myanmar is to
work with ‘local’ authorities, who may not be recognised internationally, rather
than with the national government. This also has had the advantage that when
restrictions have been placed on workers of INGOs with a base in Rangoon,
Health Unlimited staff have been able to continue their work unhindered.
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7.3 Support a range of service providers
In any country, health services are offered by a range of service providers including: government/
public health workers; NGOs (e.g. supporting other providers, implementing directly, or as government
contractors); community health workers (e.g. TBAs, village health volunteers); and for-profit providers (e.g.
private medical practices, drug sellers).
Health services do not have to be solely provided by the government, and in fragile states this is often
unfeasible in the short/medium-term, as the public health service is in disarray and does not have the
capacity to reach every community. Non-government service providers often have significant comparative
advantages over government provision (e.g. less bureaucracy, greater awareness of local needs, often
based within communities) and for-profit providers may be some communities’ only option – though they
may lack the technical knowledge or wider links to provide a high quality service.
In the short/medium-term, a range of initiatives and service providers need to be supported, so that the
quality (and quantity) of the current health service provision can be improved. In the longer-term, decisions
can be taken (and hence appropriate support provided) on whether national public provision of services is
practical and able to reach all communities, including the most marginalised, or whether the government’s
role should be one of regulation and overall direction.
Providers’ capacity can be strengthened through
training, facilitating links between different providers
and with suppliers of health-related goods (e.g.
contraceptives, insecticide-treated nets), and
supporting governments’ attempts at registration and
regulation. However, this can be very sensitive, and it is
important to ensure that traditional health providers are
not driven underground.
In some areas, supporting NGOs to provide services
or strengthen the capacity of community-based
organisations (CBOs) may be the most effective way of Ttraditional birth attendants,
improving health status. However, any direct provision South Omo, Ethiopia
of services by international NGOs should be considered
carefully, as difficulties may arise when they leave
if insufficient local capacity has been built. Different
approaches to service provision, e.g. contracting,
should be piloted and reviewed.
7.3.1 Avoid parallel systems
Parallel systems – such as direct provision by NGOs, or the development of new systems where existing
ones exist – should be avoided. However, if government health services do not reach marginalised
communities – and the government is unwilling or unable to expand services – then it may be necessary to
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develop a separate system which can be incorporated into the government health service at a later stage,
when national capacity and resources have been built. Any new system should follow, as far as possible,
the structures of the national health service, from worker employment to the treatment guidelines followed
and the monitoring system used, and should be developed in consultation with the MoH.
Incorporating facilities into a national system
(Ratanakiri Province, Cambodia)
Ratanakiri is an isolated, mountainous province in north-east Cambodia. In terms
of child mortality, nutritional status, immunisation coverage and the utilisation of
health facilities (Cambodia DHS, 2005), it is among the worst provinces in the
country (and therefore among the worst in south-east Asia). Use of government
health services for communes remote from health centres is understandably low,
and so, in discussion with key stakeholders, Health Unlimited established (or
supported the establishment of) a number of innovative health posts to provide
essential care to these communes. The midwives and commune health workers
(drawn from the indigenous groups with whom they work) who staff the posts
are linked directly to the villages in the commune through the Village Health
Committees. The health posts provide antenatal care and basic care for common
illnesses, support the trained TBAs in the communes, attend home deliveries
(when a community midwife is present) and provide community health activities
and education.
The health posts were then linked to the nearest government health centre:
health post and health centre staff meet monthly to exchange information,
and the health centre provides monthly supplies of drugs for the health post.
Health centre staff are expected to regularly supervise health posts within their
catchment area. There was similar success in Preah Vihear Province.
7.3.2 Strengthen government service providers
If any government health services exist, then support should ideally be given to develop the capacity of
both health workers and health facilities. However, some governments may deliberately exclude certain
marginalised groups or use public services as a way to enforce political control over communities, and
NGOs may feel it is outside their remit to support such services. In these situations, although donors may
be in a position to directly work with the government to change their political approach, parallel systems
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may be unavoidable in the short/medium-
Long house
term if marginalised communities are to have
Ratanakiri, Cambodia
access to health services.
In most situations, it is within the capacity of
NGOs to support government health services
to improve their approach to marginalised
communities and their provision of services.
In these cases, and following a needs
assessment, any training provided should
be structured, relevant to the local context,
appropriate to the cadre and their education/
experience, and in-line with any national
guidelines. If local trainers are unavailable,
it may be appropriate for workers to travel
to the capital or over the border (if cross-
Unavoidable parallel systems
(Wa State, Burma/Myanmar)
Health Unlimited has been working with the Health Department of the United
Wa State Party (UWSP), at their request, since 2001 to establish a basic primary
health care service. Neonatal tetanus was identified as a concern, and so tetanus
toxoid immunisation was considered an important intervention to introduce for
all women of child bearing age. EPI (Expanded Programme on Immunization)
vaccinations for Wa State are sourced from China, but as tetanus toxoid is
not included in China’s immunisation programme, this procurement route was
not possible. The UNICEF (United Nations Childern’s Fund) office in Rangoon
was approached and they agreed to provide the vaccinations. However, due
to their agreement with the SPDC, they were unable to directly pass the drugs
to either the UWSP or Health Unlimited, but could deliver the vaccinations to
the Township Medical Officer. Unfortunately, the Township Medical Officer felt
unable to handover the vaccinations to the UWSP or Health Unlimited as neither
were part of the ‘official’ national health system and did not have the capacity
to provide the immunisations to women of child bearing age directly. At present,
women in Wa State are therefore unable to be vaccinated against tetanus
toxoid, despite the drugs being available. If children are to be vaccinated against
childhood diseases, a parallel procurement system for EPI drugs (imported from
China) is therefore unavoidable.
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border working is taking place) to attend courses. It is
likely that training will take place for a number of weeks
Mother and
(or months), over a period of months (or years), and
sick child,
should be supported by further on-the-job monitoring
Preah Vihear,
Cambodia and supervision, so that the theoretical skills learnt can
be developed in practice. Monitoring and supervision
should be the joint responsibility of the supporting external
organisation and local health management team (who may
also need specific training to fulfil this responsibility), with
the external organisation gradually withdrawing over time.
The focus should be on solving problems, rather than on
ticking through a checklist (see case study in section 8.3).
Health facilities, equipment and drugs may also be lacking.
Any support provided to these areas must be in-line with
any national policy or plan, with consideration given to
routine maintenance and ongoing costs.
In many fragile states and difficult environments, motivation
amongst health workers is low, often due to low salaries,
poor working conditions and few job prospects. Training
and improved conditions in health facilities can help
address some of these, but if the quality of health services
is to improve, it is also important to increase the average
income of health workers, so that they are encouraged
(and financially able) to spend more time working for the
government health service, rather than going into private
practice or moving overseas. Performance-related bonuses appear to be a step in the right direction in
improving the quality of health services, as health workers’ incomes are directly related to improvements in
heath indicators (both process and outcome).
Government contracting
(Preah Vihear Province, Cambodia)
Health Unlimited is contracted by the Royal Government of Cambodia (through
a World Bank loan) to implement the Health Sector Support Project in Tbeng
Meanchey Operational District, Preah Vihear Province. The principal objectives
are to increase accessibility and quality of health services, and assist the
Government in implementing its Health Sector Strategic Plan and strengthen the
sector’s capacity and performance. Health Unlimited directly manages health
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staff seconded by the Government in the Operational District in order to
achieve a number of performance-related targets focused on maternal and child
health, and increased use of the public health system. Progress has been steady,
but made more difficult initially due to the demands by some MoH staff for higher
incentives, beyond those agreed in the contract.
Another example of supporting government health services can be found in
section 8.3; further information on performance-related incentives can be found
in section 11.1
7.3.3 Support community-based service providers
As mentioned above, in many fragile states and difficult environments there are numerous community-
based service providers, such as traditional healers, TBAs, drug sellers, and even small grocery stores. If
government health services are inaccessible to marginalised communities, then these community-based
providers are often the first people that community members turn to if they are ill. It is therefore important
that these providers are supported to ensure that their service is accurate and appropriate. As government
health services improve and are able to reach more and more communities, then the need for community-
based service providers will reduce. However, in the short/medium-tem, they are vital (and often the only)
components of the health service available to marginalised communities.
All community-based service providers can be trained on preventative measures that can be taken to
improve health, and the danger signs and symptoms of common
illnesses which need to be referred to health facilities. The skills of
traditional healers and TBAs can be developed to provide advice, Training of
ensure that their services do no harm, or offer clean deliveries (in traditional birth
the case of TBAs). Drug sellers and small grocery store owners can attendants in
Cambodia
be trained on the diagnosis and accurate treatment (through easily
available drugs) of common illnesses, and links with suppliers of
health-related products can be facilitated, increasing the availability
of contraceptives, oral-rehydration salts and insecticide-treated nets
(for example) to communities.
Where CBOs exist, external organisations can strengthen their
capacity to effectively support their communities. This could be
through training of staff, organisational development, building their
ability to work with external organisations and donor agencies, or
increasing their advocacy skills to lobby the government.
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Strengthening Traditional Birth Attendants
(Ratanakiri Province, Cambodia)
In Ratanakiri Province, Cambodia, indigenous communities face numerous
barriers accessing health facilities, including lack of transportation, cost, social
issues, language difficulties and poor quality of care provided by government
health centres (Brown, 2002). As such, 83% of deliveries in Ratanakiri Province
are assisted by a TBA (Cambodia DHS, 2005). Given this local context, Health
Unlimited felt that one important strategy to improve maternal health would be
to strengthen the capacity of TBAs. TBAs therefore received training adapted
from the Cambodian MoH midwifery qualification which included components
of information/education for pregnant women, safe birthing practice, recognition
of complications and onward referral to health centres, care of the newborn and
postnatal care. At the end of the training, each TBA received a basic birthing kit.
Over a period of eight years, 178 TBAs were trained in 40 villages in five districts
in Ratanakiri, inhabited by predominantly indigenous communities. An external
evaluation (Furey, 2004) found that these TBAs had demonstrably improved
knowledge which was translated into improved safe birthing practices. In villages
with trained TBAs, a higher proportion of women received some antenatal care
and tetanus toxoid vaccination, compared to the whole of Ratanakiri province.
Neonatal death rates also appeared to be significantly lower compared to babies
delivered by untrained TBAs and in Ratanakiri province as a whole.
7.3.4 Develop links between public and private service providers
More support and structure should be provided to community-based health workers – whether TBAs,
community health volunteers, or other
cadre – as they have the potential
to form a useful bridge between
Delivery room in Preah Vihear,
Cambodia, funded by Health immediate community health needs
Unlimited and services offered by clinically-
trained health personnel. Closer
working between community and
health facility workers should be
encouraged and community-based
referral systems established.
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Referrals from TBAs to Health Centres
(Kampot Province, Cambodia)
In Kampot Province, Cambodia, Health Unlimited supported both TBAs (as
community-based service providers) and government health services, and
facilitated links between them. This increased the quality of services available
to pregnant women and the likelihood of deliveries being attended by skilled
health personnel, whilst recognising the realities of communities (e.g. difficulties
in accessing health centres) and without ostracising traditional providers.
For example: health centre midwives were involved in training TBAs in their
catchment area and restocked the sterile birthing kits provided to the TBAs by
Health Unlimited; some health centres provided financial incentives to TBAs who
referred mothers to the health centre; and TBAs are able to observe deliveries
in health centres and hence increase their skills and knowledge of safe birthing
practices and when they need to refer. Monthly meetings between health
centre midwives and TBAs provide a good opportunity to share information and
experiences.
7.3.5 Develop new organisations, if appropriate
If a long-term need is identified, but there is no local capacity to fill the gap (which can often be the case
in fragile states and difficult environments), then it may be appropriate to support the development of a
CSO to address this issue. Ideally, the impetus for establishing such an organisation should come from
the beneficiaries themselves. In some situations, a consultative or advisory group may be established at
grassroots-level as part of an external organisation’s plan of action, and over time, the capacity of the
group and its members can be developed to a stage that they are able to ‘break away’ and become
a locally-registered, self-sufficient organisation. The external organisation generally needs to continue
providing ongoing support in the short-term, but in the medium-term, the CSO should be able to function
completely independently, pulling-in assistance from external sources as required.
Strengthening civil society
(K’iche’ Youth Association, Guatemala)
Health Unlimited in Guatemala was concerned about the sustainability of
community-based activities, which analysis showed often petered out at the
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end of a project’s lifetime. What was felt to be lacking was an organisational
structure which enabled a community to use its newly acquired skills, legitimise
its participants, stimulate continued participation and seek to develop processes
begun by the project in question. This led Health Unlimited to establish Ri Alitom,
Alabom K’iche’ (K’iche’ Youth Association / Asociación Juventud K’iche’ (AJK))
with local indigenous Mayan youth. A number of key issues were considered:
(i) Timing: it was rightly assumed that the Association’s membership would
require accompaniment, given that its members were local youth, inexperienced
with organisational responsibility; sufficient time was therefore allowed for this
support to be provided; (ii) Membership: the target of grassroots membership
was achieved from the start (many Guatemalan community associations are
‘local’, but their membership tends to be community elites, and so they are often
less than representative ); (iii) Management: against the advice of some13 , local
youth were encouraged to assume the responsibility of Association management;
this has resulted in a longer period before seeing ‘results’, but has considerably
enhanced the community’s sense of ownership of the Association, as well as
developing their skills and experience for the future; (iv) Technical support:
training was provided to AJK Board members on issues such as their roles
and responsibilities, proposal writing, donor relations, budgeting and financial
management, as well as general skill-sharing activities (e.g. participatory rural
appraisal and problem ranking); in addition, the AJK President attends Health
Unlimited’s fortnightly staff meetings, and Board members are integrated into
Health Unlimited team activities at every opportunity; (v) Financial support14
: in the short term, Health Unlimited has assumed some, but not all, of the
Association’s financial costs (e.g. legal registration fees, some costs of the
AJK Annual Assembly); however, the AJK is responsible for its own costs
wherever possible, for example by encouraging local youth to pay annual
membership fees15 , and through small-scale income-generating activities;
and (vi) Accountability and governance: Health Unlimited has encouraged
the AJK to avoid the Guatemalan practice of employing board members as
paid management or technical staff; at the Annual Assembly (with 600 (80%)
members in attendance), the AJK Board presents its reports and holds secret
13 who suggested that the Association would advance more quickly if its governing board included project staff
14 The question of encouraging financial sustainability as quickly as possible is an important one in Guatemala, given the experience of numerous
Associations who do not charge a membership fee and rely on a series of outside projects. In some cases, this has resulted in the Association no
longer being able to hold an Annual Assembly because members won’t attend unless someone (such as the INGO who previously supported them)
pays for travel and food.
15 A cost which has been paid by individuals (usually) without demur
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ballot elections for its new board. As a result of this integrated approach,
the AJK succeeding in raising US$15,000 for a radio project in its first year,
with Health Unlimited as its partner; upon successful completion of the project,
it was awarded a second round of funding by the same donor (Population
Communications International). It has also been integrated into a regional
Indigenous Youth Network supported by an EC Civil Society initiative, and forms
part of the wider network’s governing body.
Left and right:
K’iche’ Youth Association’s radio
broadcasting, Guatemala
8. Develop accountability mechanisms
As discussed under principle 5, accountability is a core aspect of a rights-based approach.
8.1 Support the establishment of accountability structures
Accountability mechanisms should be established so that marginalised (and other) communities can
participate in their local health services, and hence improve their effectiveness. An appropriate structure
will enable communities to voice their concerns and hold the government to account, and also support
health staff to respond effectively to the issues raised. Any accountability structure needs to be accessible
to the community, with community members (or their representatives, elected or chosen because of
their position) able to make direct contributions at a number of levels within the hierarchy. In addition,
this ‘community-accessible’ structure can be supported by internal Ministry mechanisms which enable
government staff to feed back their own concerns and locally raised issues from points of service provision
(e.g. health centres) to the national decision-making level.
These structures should be agreed nationally, with support made available to ensure their implementation.
Any participation criteria for the ‘community-accessible’ structure should consider the constraints faced by
people in marginalised communities e.g. literacy, self-confidence, transport and time availability.
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Implementing accountability policies
(Cambodia)
Implementation of Cambodia’s Primary Health Care Policy (2001), particularly
the establishment of accountability structures, varies considerably across
the country. In the provinces where it works, Health Unlimited supports the
establishment of the nationally-agreed accountability committees (Village Health
Support Groups and Health Centre Management Committees16 ), ensuring
widespread participation and, importantly, the involvement of women. Committee
members, particularly those in Village Health Support Groups, are trained in
their roles and responsibilities, the right to health, and communication skills
(so they are able to feed back the health services concerns and needs of their
communities to Health Centre Management Committees); support is also
provided to enable committees to regularly meet, share information and discuss
pertinent issues. Management and coordination of the structures are gradually
handed over to Commune Councils.
8.2 Build communities’ capacity to advocate
for their rights
Demonstrating If communities are to be able to claim their right to health, men and
indigenous birthing
women need to understand what are their rights (and responsibilities) as
practices at the
health post, Peru citizens – including their legal entitlements – and hence their government’s
responsibilities towards them. They also need a basic understanding of the
government structure, political and administrative system, relevant policies
and budget, as well as details of government budgetary allocations to local
services. In addition, communities may need specific support to analyse
and solve problems, provide constructive feedback and vocalise their views,
particularly within a hierarchical or repressive society.
Any such information and support should be provided appropriately,
considering literacy levels and using non-formal education methodologies.
Specific attention should be paid to ensuring that women and other
commonly marginalised groups are able to participate.
16 Interestingly, Health Centre Management Committees often already exist in some form, but Village Health Support Groups remain rare
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Using networks for collective advocacy
(Huanta Province, Peru)
Many communities in Peru have community health agents who function as
TBAs, traditional healers and health promoters17 . These health workers typically
work informally with no cash compensation, receive poor supervision and are
not linked to each other except informally. The Regional authorities in Peru
are currently involved in developing structures and policies for the Ayacucho
Regional Government, and a need was identified, at this opportune time, to give
voice to indigenous communities in order to guarantee the design of accessible
and culturally-sensitive health systems. It was therefore felt important for Health
Unlimited to support the consolidation of health workers’ associations to create
communication channels for the indigenous population to demand their right to
health from the Ayacucho Regional Government. At the request of the community
health workers, as well as the MoH and municipal authorities, Health Unlimited
supported the development of district associations of community health
agents, (APROMSAs18 ) and facilitated working relationships between them. The
institutional capacity of the APROMSAs was built, including their establishment
as legal entities (essential in the Peru context, if they are to be recognised as
legal spokespeople by other institutions). A network of APROMSAs is currently
being developed, so they can advocate together at a provincial level. APROMSAs
are currently promoting the importance of culturally appropriate birthing facilities
with district government and health services, and are “slowly being recognised
by the authorities, building for themselves an image as serious public health
promotion organisations” (Health Unlimited, 2005e).
8.3 Strengthen government capacity to fulfil their responsibilities
In many fragile states and difficult environments, government health staff do not feel accountable to their
clients. It is therefore essential to support them and increase their understanding of both clients’ rights
and their own responsibilities as government health workers. Front-line workers may need improved
communication links with the MoH, regarding new or changed policies, as well as greater capacity to
constructively accept feedback and respond to their clients’ needs and concerns. Training, supervision and
increased resources (so that staff can perform their duties effectively) have been shown to yield positive
results, as has the introduction of performance-related pay incentives.
17 Their knowledge and skills are often acquired from a parent who previously had this role
18 Asociaciónes de Promotores de Salud
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Supporting government health services
(Preah Vihear Province, Cambodia)
Working in close cooperation with the Provincial Health Department of Preah
Vihear, Cambodia, Health Unlimited’s Integrated Health Care Project19 has a
number of complementary components. Developing the capacity of government
health services – both in terms of staff and equipment – is crucial if the quality
of health services is to improve. Health workers are trained in the Minimum
Package of Activities (in-line with government guidelines) and then supported
with on-the-job supervision from Health Unlimited and Provincial Health
Department staff. COPE (Client-Oriented, Provider-Efficient) services20 has been
introduced and is enabling health centre staff to begin improving the quality of
their services. In addition, a number of health posts and health centres have
been constructed and equipped, in-line with the Government’s overall facilities
plan. The management capacity of the Provincial Health Department has also
been developed.
9. Facilitate an appropriate mix of aid modalities
In order to promote equity and equality, a range of instruments should be used to support a variety of
state and non-state organisations – the key criterion being the instrument’s effectiveness in assisting poor
people.
In regions which are remote or neglected by government for political reasons, NGOs may decide that a
cross-border approach is the most effective way to reach marginalised communities. However, this can
cause funding difficulties as donor country offices are generally unable to support work which is conducted
beyond their geographical remit. In these situations, support for cross-border initiatives should be available
either through coordination between neighbouring donor country offices, or from a regional base.
In many fragile states and difficult environments, government services do not reach remote regions,
disputed territories or rebel-held or insecure areas. In such circumstances, the government may resist
external support to populations living there and prohibit the distribution of centrally allocated funds to
19 This is separate – though obviously complementary – to Health Unlimited’s contract to manage the operational health district on behalf of the MoH.
(See case studies under principle 6.3.2)
20 COPE® is a relatively simple process for improving quality in health services. COPE encourages and enables service providers and other staff at a
facility to assess the services they provide jointly with their supervisors. Using various tools, they identify problems, find the root causes, and develop
effective solutions.
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Cross-border operations
(Eastern Burma/ Yunnan Province, China)
Since 1993 Health Unlimited has been taking a cross-border approach – from a
base in Yunnan Province, China – to support ceasefire groups in Eastern Burma/
Myanmar (Kachin, Wa State and Special Region 4). The success of this cross-
border cooperation is due to a close partnership between Health Unlimited, the
Burmese ceasefire authorities and the Yunnan Bureau of Public Health, and by
supporting marginalised communities on both sides of the Burmese/Chinese
border. This strategy has enabled effective cross-border approaches to infectious
disease control (e.g. HIV/AIDS), sharing of experiences between health officials
on both sides of the border and a reliable supply of drugs and equipment
(which are impossible to procure from the Burmese capital, due to the political
relationship between the ceasefire groups and the SPDC).
organisations who do
work there or who do not
Health Unlimited project
have a centrally-agreed manager, with injecting
MOU. For example, in drug users on the Burma/
Burma/Myanmar, the Myanmar- China border
centrally run FHAM was
inaccessible to NGOs (such
as Health Unlimited) that
worked cross-border with
‘ceasefire’ communities
and who did not have
an MOU with the SPDC
government. Unfortunately,
this rule remains in place
with the new ‘3D Fund’ and
therefore restricts the ability
of INGOs to reach the most
marginalised communities.
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10. Focus on health systems as a whole
10.1 Support integrated health systems
It is increasingly recognised that an integrated, equitable, well-functioning health system, accessible to
all, is crucial if the long-term health of a population is to improve, and the health-related MDGs – such as
reductions in maternal and child mortality rates – are to be achieved. Vertical interventions have their place,
but they can distort overall service delivery, particularly when existing public health infrastructure is weak.
As health concerns are so interlinked, disease-specific initiatives only have limited short-term success, and
also tend to be driven by donor rather than local priorities. Strengthening health systems is more complex
than introducing vertical initiatives, but is vital for long-term health improvements.
Distorting effect of vertical initiatives
(Ratanakiri Province, Cambodia)
Health Unlimited’s experience in Ratanakiri Province, Cambodia, can be seen
as a microcosm of the wider situation. A range of donors provided support for
a variety of different activities. As contracts are negotiated at different times,
there are limited opportunities to integrate initiatives at the planning stage,
resulting in four different ‘projects’ being implemented concurrently, focusing
on four different health issues (malaria, maternal and child health, HIV and
water and sanitation), and with four different sets of specialised staff. As there
is some geographic overlap of the projects, this meant that communities are
visited by different members of staff (each with different ‘specialised skills’),
with no opportunity for cross fertilisation; the efficiency of Health Unlimited’s
overall programme in the province is therefore reduced. Attempts to improve
the situation have been hampered by the varying project timeframes and donor
requirements.
Although funds for vertical health initiatives are more easily available than for
support to the health system as a whole, the end results are inefficient and don’t
realise their potential.
In fragile states, although tertiary and secondary level health institutions should not be ignored in the
medium/long-term, in the short-term, it is important that quality, accessible primary level health services –
where the majority of deaths in such countries are preventable – are available to all communities, including
the most marginalised. As discussed above (see particularly section 6.3), comprehensive outreach
provision forms an essential component of such services.
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13 Key Principles
10.2 Develop / Use national protocols
Many fragile states and difficult environments have a number
of relevant policies and health protocols, even if they are old
or poorly implemented. These should be the basis of any
health services provided or developed, with changes made
to (old) protocols only in-line with WHO guidelines, following
consultation and agreement with local stakeholders and the
government authority. Where existing policies do not serve
the best interests of the marginalised, civil society actors such
as NGOs should work with local communities to advocate for
appropriate changes.
If national protocols do not exist, their development is an
important step in ensuring that parallel systems and norms
are not established in different areas. In the interim, and in
order that health services can progress, implementing or
support organisations should work with local stakeholders
to develop short-term local protocols in-line with WHO
guidelines.
11. Address human resource
constraints
Many developing countries, and in particular fragile states
and difficult environments, face severe human resource Somali billboard – “everyone is at risk
of AIDS” - including health workers
constraints, e.g. insufficient numbers of trained staff, staff
unwilling to work in remote areas, low pay encouraging
emigration or private sector work (often concurrent with
government employment), and (in some areas) increasing
numbers of staff dying from HIV/AIDS. These obstacles obviously have a detrimental impact on the quality
and equity of services provided, and need to be overcome.
11.1 Provide long-term support
As part of their long-term commitment, it is crucial that donors increase their support to governments to
invest in human resources for health. Depending on the context and needs of the country, this may involve
supporting the government to: strengthen and increase training opportunities, expand career development
prospects, offer incentives to work in rural and marginalised areas, and supplement incomes.
69
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Performance-related incentives
(Preah Vihear Province, Cambodia)
Basic salaries for health workers in Cambodia are generally considered
inadequate and so health workers have little motivation to provide the quantity or
quality of health services expected. In an attempt to address this, in Preah Vihear
Province, Cambodia, as part of the contracting arrangement, performance-
related financial incentives are paid to government health staff to encourage
actions that will improve the quality of health services provided. The financial
incentives given depend upon both the proportion of the ‘expected’ (contracted)
hours that an individual actually works, and the team achievement of a number
of quality indicators (such as % of pregnant women receiving antenatal care,
or EPI coverage). Evidence so far suggests that the use of these performance-
related financial incentives – combined with capacity-strengthening activities
– has a positive effect in improving the overall quality of health services provided
in the province.
More details on contracting in Preah Vihear can be found in principle 7.3.2
11.2 Advocate for flexible entry requirements for health staff
For many marginalised communities, their marginalisation extends beyond health to education (and other)
opportunities. This means that many individuals, although they may have the potential to be effective
workers, are unable to work in the health sector as they do not have the minimum education qualification
required by the Ministry of Health. In the short/medium-term, the education requirements to be
trained as an entry-level health worker should be reduced, so that numbers of workers can increase, and
local services can be more appropriate to local needs and situation (i.e. health workers could be draw from
local communities and hence speak the local language, understand the cultural context, and work without
prejudice). If needed, the ‘standard’ training package for entry-level workers could be extended to take into
account different ‘education’ starting points, including the provision of literacy classes.
Minimum education requirements for health staff
(Ratanakiri Province, Cambodia)
In Cambodia, the MoH stipulates that all prospective nurses and midwives must
have completed grade 9 before they can begin their health training. However, few
70
13 Key Principles
people in Ratanakiri, and even fewer from the remote areas and indigenous
groups, have reached this level of schooling, resulting in very few health workers
who can communicate in local languages or who understand local beliefs.
In addition, the jobs are unlikely to attract those with the necessary levels of
schooling, as their education can open up less demanding and more lucrative
careers. This situation constitutes a major threat to health services, particularly in
remote and indigenous areas where health staff are most needed.
12. Utilise appropriate communication approaches
12.1 Support radio ‘edutainment’ programmes
In fragile states and difficult environments, radio is often the only means of mass communication. For
example, 62% of the population in the Somali-speaking Horn of Africa have access to a radio and listen
regularly (Health Unlimited, 2004a). Radio can reach a wide audience of beneficiaries (to some extent
overcoming the often low population density in marginalised communities) and address beneficiaries’ time
constraints (potential beneficiaries often report that they are too busy earning a living to be able to spend
a couple of hours travelling to a training session). In particular, culturally-appropriate radio can maximise
the reach of small numbers of linguistically capable trained health personnel, in areas where there are
few trained health staff (in MoH or NGOs) who speak
local, and especially indigenous, languages. Radio can
Actors recording Saxan Saxo
also help break taboos, such as those surrounding
(health education radio magazine),
sexuality: people are able to avoid embarrassment and
Somaliland
listen in the privacy of their own home; and women at
home can listen even when they may not be allowed
by husbands/fathers to attend group meetings where
SRH issues are discussed. From Health Unlimited’s
experience21 , accessible, entertaining and informative
radio programmes (‘edutainment’) can successfully
raise awareness of important health issues (including
those related to traditionally taboo issues, such as
FGM), increase health service usage and positively
change behaviour.
21 Substantial experience in Rwanda, the Somali-speaking Horn of Africa and Cambodia; growing experience in Guatemala, Peru and Nicaragua.
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Health Unlimited - Delivering Health Services in
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Using radio to discuss taboo issues
(Somali-speaking Horn of Africa)
Health Unlimited began working in the Somali-speaking Horn of Africa, from
a base in Somaliland, in 1997. Given the high degree of radio access and
listenership, this was chosen as the most effective vehicle for spreading health
messages, if the largest number of people was to be reached. A series of 15-
minute radio programmes (‘Saxan Saxo’, meaning ‘Fresh Breeze’ in Somali)
was developed, using drama and a magazine format to raise awareness, and
encourage discussion, of SRH issues, including HIV/AIDS, FGM and safe
motherhood. Initially broadcast on the BBC Somali Service, the programmes
were then moved to regional stations, which have a wider coverage – for many,
this was the first time that they had broadcast a programme dedicated to
SRH issues. Audience groups were established and supported, to ensure that
programmes were relevant, appropriate and practicable for the target listeners.
The radio programmes are combined with some outreach work, such as mobile
theatre, to reinforce messages and reach those who don’t have regular radio
access. Surveys have shown that knowledge of SRH issues has increased, and
there is anecdotal evidence that behaviours have also begun to change.
(Health Unlimited 2004 a 2004 b)
12.2 Support culturally appropriate media
Marginalised communities in fragile states and difficult environments often have a different language or
set of cultural norms than the ruling government. It is therefore important that health communications are
not only conducted in the appropriate language, but also using culturally appropriate techniques, such as
traditional entertainment.
Using clowns to promote sexual and reproductive health
(Guatemala)
Health Unlimited’s ‘Sexual and Reproductive Health Project’ for indigenous
children and young people in Guatemala uses Clowning as part of its
methodology. Given the taboos surrounding discussions of sex and sexuality in
traditional communities, some time was spent in finding appropriate ways to
72
13 Key Principles
convey its key messages; one which has proved successful has been public
presentations by clowns.
The project has formed its own Clowns’ Group, “The Serious Comic”, who are
themselves indigenous young people who live in the project area. Training was
provided on several levels: SRH training, followed by team-building exercises,
then work on juggling, acrobatics, scripting, and so on.
Health Unlimited first began to offer the group to schools to perform short skits
on HIV/AIDS, underage pregnancy etc. Later, public presentations were held
in town squares on market day and at special events such as World Aids Day
commemorations.
The clowns attract attention: as they arrive in a town, they begin stilt-walking,
singing and banging their drums. An audience soon forms and the clowns
begin to share key messages. The use of drama and visual impact attracts
the attention of the public, and the use of laughter overcomes cultural taboos
surrounding public discussion of sex, condoms or prostitution.
Initially clowns’ presentations were offered to the community, but now, the
communities and the local Ministries of Health and Education are themselves
requesting presentations, recognising the effectiveness of their entertainment in
sharing sensitive information.
13. Promote co-operation among agencies
Resources in fragile states and difficult environments by definition tend to be scarce. If governments are unable or
unwilling to provide services, the burden will fall on non-state providers (NSPs), usually NGOs, to do so. But even
NSPs have limited resources and it important that those resources are used to address the health status of these
communities and not absorbed into unnecessary transaction costs or in providing duplicate services.
13.1 Unnecessary transactions costs
Donors have choices when it comes to distributing their resources and have a
responsibility to get the best value for money. However, creating competitive
tendering processes means that the resources of each bidder that are used in
preparing the bid is in effect “wasted” and therefore not available to be used in
addressing poverty issues. For example, if there are 5 bidders for a contract,
and each spends $20,000 preparing the bid, then $100,000 that could
otherwise have been used in health care has been lost.
Clowns in health education
73 theatre, Guatemala
Health Unlimited - Delivering Health Services in
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Duplication of efforts in an African Country
After two years of research and planning, Health Unlimited secured funding to
implement a health programme among semi-nomadic pastoralist communities.
The implementation of this community-based project through a local partner
began in 2005. Relationships with government officials at all levels had been
carefully nurtured. It was therefore surprising when Health Unlimited learnt in
2006 that another international agency was planning to begin work in exactly the
same district using a very similar approach. Attempts to discuss this potential
duplication with the other agency are proving difficult and at the time of writing
unresolved.
13.2 Avoid duplicating services
NGOs and NSPs have a responsibility to ensure that any interventions that they plan to implement do not
duplicate the work of others. This necessitates some research both of what others are doing, and planning
to do, before embarking on programme design, resource mobilisation and implementation of programmes
(see also section 3.1 on the importance of sharing information and 3.2 on the benefits of working together
to influence policy and practice). Generally this can be done without spending huge resources, and
involves communicating with other agencies known to be working or planning to work in a particular region
of a country. If this is not done and two providers are “competing” in the same area, resources that could
be used effectively elsewhere, will be wasted both because services are duplicated and also in the costs of
communicating with the other agency.
Children in Kachin, Burma/Myanmar
74
Conclusion
14% of the world’s population live in ‘fragile states’ and have a health status amongst the poorest in
the world – child and maternal mortality is around 2.5 times greater than in other developing countries.
Fragile states are unlikely to meet the MDGs and are more likely to become unstable and negatively
impact on neighbouring countries, in terms of migration, transmission of infectious diseases, and reduced
economic growth. ‘Difficult environments’, where certain geographic areas or ethnic populations do not
receive appropriate core government services, can be found throughout the world. In many of these areas,
governments intentionally discriminate against marginalise indigenous peoples, leading to higher infant
mortality rates and short life expectancies. Within fragile states and difficult environments, marginalised
communities are generally invisible and suffer even more than the general population, despite their needs
being greater.
Everyone has the right to health, through an “effective and integrated health system, encompassing health
care and the underlying determinants of health, which is responsive to national and local priorities, and
accessible to all” (Hunt, 2006). However, a state’s fragility and the health status of its population can be
locked in a vicious cycle. Health is an established area for external stakeholders to support, and in fragile
states, service delivery may offer an entry point for triggering longer term pro-poor social and political
change in wider development areas, as well as potentially helping some states to not slide into, or back
into, civil conflict. It also provides an opportunity to support the development of the host government’s
capacity, as well as engaging with civil society and encouraging accountability structures to develop.
Health services in fragile states face particular challenges, so the question is: “How can international
donors and NGOs support the development of appropriate, effective services, accessible to all?”
From Health Unlimited’s experience, the keys to success are: flexibility, understanding the context,
establishing trust, and providing long-term commitment. Flexibility is needed in terms of funding
processes, partnership approaches, working with the ‘appropriate’ government authority and supporting
a range of service providers; context needs to be understood by monitoring the situation and working
with what already exists; trust should be established by taking a participatory approach, working with all
stakeholders, employing national staff, and developing accountability mechanisms; and finally, commitment
should be long-term, so that governments, NGOs and other service providers have the opportunity to plan.
The benefits of supporting health systems as a whole in developing countries – rather than disease-
specific vertical interventions – are increasingly recognised, and this is particularly crucial in fragile states
and difficult environments where capacity is limited. It is also important that marginalised communities are
reached, not just because they are in most need of assistance, and are generally ignored, but because by
targeting support to marginalised areas and tackling the challenges of how to provide effective services
to those that are the most difficult to reach, there will be a trickle-up effect, as all communities along the
‘marginalisation’ continuum will benefit from improved service delivery.
So, what are the key policy and practices that are needed? By definition, governments in fragile states
and difficult environments are unable or unwilling to deliver core services to their entire population.
Recommendations therefore focus on the roles of international donors and NGOs.
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Recommendations
Key Principles Recommendations
Donors NGOs
1) Understand the a) Support national and regional monitoring, a) Conduct a comprehensive
context whether by NGOs or government bodies, situational analysis before
including the disaggregation of data (principle beginning work in a area,
6) followed by regular monitoring
2) Build trust a) Employ staff on long-term contracts, a) Employ local staff wherever
and give them the opportunity and possible, considering ethnicity
encouragement to develop expertise in one when appropriate 22
particular country
3) Share information a) Share information with other stakeholders a) Share information with key
and evidence stakeholders
b) Be open to learning from the experiences
of implementing organisations b) Work with other organisations
where appropriate; use lessons
c) Use lessons and experiences to influence
and experiences to influence
the policies and practice of governments
policy and practice
and other donors
4) Provide long-term a) Provide long-term, predictable financial
support support to government and non-government
organisations
5) Take a rights-based a) Support a rights-based approach a) Take a rights-based approach
approach to working in fragile states and difficult to working in fragile states and
environments difficult environments
6) Reach marginalised a) Advocate for, and fund, targeted support a) Specifically target
communities to marginalised communities marginalised communities
b) Promote the use of indicators (e.g. b) Tackle local barriers to
MDGs) disaggregated by relevant factors accessing health services e.g.
e.g. ethnicity, location outreach services, cultural
constraints, capacity of health
c) Support policies, and their enforcement/
workers
implementation, which reduce barriers to
accessing health services e.g. outreach c) Undertake grassroots research
services, differing cultural needs, capacity of to analyse access barriers and
health workers, abolition of user fees appropriate local approaches to
overcoming them
d) Fund grassroots research into access
barriers and approaches to overcoming them
22 For example, in Wa state, Wa or Chinese staff members are more acceptable to the target population than Burmese
76
Recommendations
Key Principles Donors NGOs
7) Build on what exists a) Overcome any political difficulties of a) Work with the appropriate
directly supporting certain quasi-government government or de facto
authorities by supporting CSOs that work government authority(s) of
directly with the populations of these states most relevance to the target
communities
b) Fund and support a range of public and
private service providers (either directly, or b) Avoid developing a parallel
through NGOs), to improve the likelihood of system or an NGO service;
all sectors of the population benefiting instead, strengthen the capacity
of the range of service providers
c) Support the development of new civil
(e.g. government, private-for-
society or private organisations, if there is an
profit, community-based) which
identified need, but no local capacity
already exist
c) Support the development
of new local organisations, if
appropriate
8) Develop a) Support the design and establishment of a) Develop awareness of rights
accountability nationwide accountability structures at community level to facilitate
mechanisms advocacy
b) Strengthen national government capacity
to appropriately use the accountability b) Build communities’ capacity
mechanism and respond to issues raised to participate effectively in
national accountability structures
c) Strengthen the capacity
of local government to fulfil
their responsibilities within the
accountability mechanism
9) Facilitate an a) Use a range of funding instruments,
appropriate mix of aid including support to cross-border initiatives
modalities (e.g. through coordination between
neighbouring country offices, or from a
regional base)
10) Focus on health a) Support the strengthening of health a) Provide support to the health
systems as a whole systems and horizontal health initiatives system as a whole, rather than
focusing on disease-specific
b) Support the development of national
interventions
protocols, where needed
b) Use national protocols (or
WHO advice, if protocols don’t
yet exist), rather than developing
separate guidelines
77
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Key Principles Donors NGOs
11) Address human a) Provide long-term support, to enable a) Support advocacy efforts by
resource constraints government authorities to plan ahead providing evidence of the need
for flexible entry requirements for
b) Advocate for flexible entry requirements
health staff
for health staff, particularly for those based
in communities or lower level health facilities,
in order to improve access to health services
for marginalised communities
12) Utilise appropriate a) Support radio ‘edutainment’ programmes a) Use radio ‘edutainment’
communication and other culturally appropriate programmes to address sensitive
approaches communications issues
b) Use culturally-appropriate
communication approaches
13) Promote co- a) Promote cooperation rather than a) Ensure that planned
operation among competition (e.g. through the use of non- interventions do not duplicate the
agencies competitive tendering processes) work of others
Health Unlimited
staff and local
people discuss in
Special Region 4,
Burma/Myanmar
78
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80
Annexes
Annex 1: Acronyms
AJK Asociación Juventud K’iche’ (K’iche’ Youth Association) {in Guatemala}
APROMSA Asociación de Promotores de Salud (District Health Promoters Associations) {in Peru}
CBO Community Based Organisation
CPIA Country Policy and Institutional Assessment
CSO Civil Society Organisation
CSOPNU Civil Society Organisations for Peace in Northern Uganda
DAC Development Assistance Committee
DFID Department for International Development
DHS Demographic and Health Survey
ECHO European Commission Humanitarian Aid department
EPaRDA Ethiopian Pastoralist Research and Development Agency {in Ethiopia}
EPI Expanded Programme on Immunisation
FAO Food and Agriculture Organisation
FGM Female Genital Mutilation
FHAM Fund for HIV/AIDS in Myanmar
HIV Human Immuno-deficiency Virus
MDG Millennium Development Goal
MoH Ministry of Health
MOU Memorandum of Understanding
NGO Non-Governmental Organisation
NSP Non-State Provider
OECD Organisation for Economic Cooperation and Development
PRSP Poverty Reduction Strategy Paper
SR4 Special Region 4 {in Burma/Myanmar}
SNNPRS Southern Nations, Nationalities and Peoples’ Regional State {in Ethiopia}
SPDC State Peace and Development Council {Government of Burma/Myanmar}
SRH Sexual and Reproductive Health
TBA Traditional Birth Attendant
UN United Nations
UNDP United Nations Development Programme
UNICEF United Nations Children’s Fund
UWSP United Wa State Party {in Burma/Myanmar}
WHO World Health Organisation
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Health Unlimited - Delivering Health Services in
Fragile States & Difficult Environments
Annex 2: Proxy list of fragile states
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Annexes
Source: Quoted in DFID, 2005 (2004 data from UNDP, FAO and World Development, 2004)
* List taken from the World Bank CPIA ratings. All countries appeared at least once in the
fourth and fifth quintiles between 1999 and 2003 (See Branchflower, 2004)
** Figures from 1998-2000
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Health Unlimited - Delivering Health Services in
Fragile States & Difficult Environments
Health Unlimited works in Africa, Asia and Latin America. We give priority to the most marginalised, often remote,
communities who are neglected by governments and virtually everyone else. We reach 3.2 million people, including
over 2.4 million indigenous people, each year through our primary health care programme and an estimated 26 million
through our health education radio programmes. Working with communities rather than for them, our work leads to
sustainable change because we train local health staff and community volunteers. We help reduce maternal and child
mortality through community based health services focusing on nutrition, water and sanitation, immunisation, safer
birthing techniques, fully equipped health centres and training. Our health education programme includes radio soap
operas and community theatre to promote safer motherhood and sexual and reproductive health for young people and
help prevent life-threatening diseases such as malaria, TB and HIV/AIDS. We also advocate to remove the barriers
to health. We believe that a commitment to health demands a commitment to environmental sustainability, poverty
eradication, peace and political stability as well as high quality, accessible and culturally appropriate health services.
www.healthunlimited.org
UK Registered Charity No. 290535 Campaigning to make poverty history
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