by Roslyn Frank
The following .pdf is a copy of the Power Point presentation that I gave on October 19, 2011, in the Irizar Jauregiko Aretoa, Bergara, Euskal Herria. It is a bilingual presentation. Its title in Basque is Azken Glaziazio Handiko Babeslekua eta Euskara while in Spanish it is “El Refugio de la Última Glaciación y el Euskara”. And the English translation would be “The Last Glacial Maximum: The Franco-Cantabrian Refuge and the Basque Language”.
The talk is an overview of the data, genetic, archaeological and linguistic, which support the Paleolithic Continuity... more
The talk is an overview of the data, genetic, archaeological and linguistic, which support the Paleolithic Continuity Refuguim Theory (PCRT) of European prehistory. More specifically, based on the findings of genetics (studies of Y-chromosome and mtDNA), the following hypothesis has been brought forward for testing. It argues that during the Last Glacial Maximum (LGM), the hunter-gatherers of Europe retreated to the south of Europe, settling into three refugia, one in the Balkans, one in the Ukraine and a third in the Franco-Cantabrian zone, a geographic location where the Basque people and their language have survived.
According to the results of various teams of geneticists, at the end of the LGM along with the warming of the climate that ensued, the hunter-gatherers inhabiting this refuge slowly moved north and westward to take advantage of the food resources in the newly opened territories. Studies of Basque DNA (paternally transmitted Y-chromosome and maternally transmitted mtDNA) have shown significant similarities between Basques and populations inhabiting present and former Celtic-speaking zones along the Atlantic Façade. Furthermore, various haplogroups found among the Basques show up in other populations of European descent, leading the geneticists to argue that this situation might best be explained by positing out-migration from this zone over a period of several thousands of years, starting at the end of the LGM.
Moreover, it follows that members of Basque-speaking population of this zone might well trace their descent from the same populations that began to move out of this geographical region as the ice sheets retreated.
In 2006, a multidisciplinary team of researchers –composed of geographers, archaeologists and geneticists, namely, Dr. William Davies, Dr. Paul Pettitt, Dr. Lee Hazelwood and Dr. Martin Richards coordinated by Dr. Clive Gamble– described the situation this way:
“A major population expansion occurred in Western Europe during the Late Glacial (15-11.5ka CAL PB) as the OIS2 ice sheets retreated and unglaciated areas in the north became available for re-settlement. Phlylogeographic analysis using molecular evidence assigns 60% of the European mitochondrial DNA lineages (Richards et al. 2000), and an even higher proportion of West European Y-chromosome lineages (Semino et al. 2000), to a population bottleneck prior to an expansion from southwest to northern Europe (Torroni et al. 1998; Torroni et al. 2001; Achilli et al. 2004; Rootsi et al. 2004; Pereira et al. 2005)” (Gamble et al. 2006: 1-2).
The key question posed by the research concerns the language that was being spoken by the hunter-gatherer populations when they moved out of this refuge. Gamble et al. was the first team of researchers to pose this question explicitly:
“The growing evidence that the major signal in European genetic lineages predates the Neolithic, however, creates serious problems for the agriculturalist perspective. If western Europe was, to a large extent, repopulated from northeast Iberia [Franco-Cantabrian zone] then, since place-name evidence suggests that people in this source region spoke languages related to Basque before the advent of Indo-European, the obvious corollary would seem to be that the expanding human groups should have been Basque speakers” (Gamble et al. 2005: 209).
The presentation lays out the methodology has been developed to test the validity of the corollary that Gamble et al. set forth in 2005. The latter section of the .pdf discusses the methodology and applies it to a concrete data set. The approach is a comparative one. It takes morpho-syntactic elements classified as Proto-Indo-European and compares them to what appear to be their counterparts in Euskara. Tests are then applied to determine the nature of the lineage of the two sets of morphemes in question. The PIE elements are ones recognized as common across IE languages and, therefore, as constituting the most archaic strata of these languages. However, until now IE research model has not sought to explain the origin of the elements themselves.
Keeping in mind the results of the genetic studies cited above, the Basque language becomes a possible candidate for additional comparative work. Moreover, by focusing on reconstructing morphemic lineages, not languages, the PCRT approach to the data allows for a more fine-grained analysis of the linguistic evidence.
Selected Referencias:
• Achilli, A. et al. 2004. The molecular dissection of mtDNA haplogroup H confirms that the Franco-Cantabrian glacial refuge was a major source for the European gene pool. American Journal of Human Genetics 75 (5): 910-918.
• Brugmann, K 1891. A Comparative Grammar of the Indo-Germanic Languages. Vol. II. Morphology (Stem-formation and inflexion). Part 1. New York: B. Westermann & Co. http://books.google.com/books?id=eWsKAAAAIAAJ&printsec=frontcover&dq=brugmann+%22comparative+grammar+of+the+indo+germanic+languages%22#PPR2,M1
• Cardoso Martín, S. 2008. Diversidad del genoma mitocondrial en poblaciones autóctonas de la Cornisa Cantábrica: Huellas de la recolonización postglacial de Europa. Gasteiz: University of the Basque Country.
• Cardoso Martín, S. et al. 2011. The maternal legacy of Basques in Northern Navarre: New Insights into the Mitocondrial DNA diversity of the Franco-Cantabria Area. Journal of Physical Anthrpology 145 (3): 480-488.
• Dupanloup, I., et al. 2004. Estimating the impact of prehistoric admixture on the genome of Europeans. Molecular Biology and Evolution 21 (7): 1361-1372.
• Frank, R. M. 2008. Palaeolithic Continuity Refugium Theory (PCRT): Hamalau and its linguistic and cultural relatives. Part 1. Insula 4 (December): 61-131. Cagliari, Sardinia.
• Frank, R. M. in prep. Rethinking the Linguistic Landscape of Europe: The Indo-European "Homeland" in light of Palaeolithic Continuity Refugium Theory (PCRT).
• Gamble, C. et al. 2005. The archaeological and genetic foundations of the European population during the Late Glacial: Implications for 'agricultural thinking'. Cambridge Archaeological Journal 15 (2): 193-223.
• Gamble, C. et al. 2006. The Late Glacial ancestry of Europeans: Combining genetic and archaeological evidence. Documenta Praehistorica 33: 1-10. http://arheologija.ff.uni-lj.si/documenta/pdf33/gamble33.pdf.
• Haspelmath, M. 2007. Pre-established categories don't exist: Consequences for language description and typology. Linguistic Typology 11 (1): 119-132.
• Haspelmath, M. 2010. Comparative concepts and descriptive categories in cross-linguistic studies. Language 86 (3): 663-687.
• Oppenheimer, S. 2006. The Origins of the British - A Genetic Detective Story. Constable and Robinson.
• Tovar A. 1954. El sufijo -ko: Indoeuropeo y circumindoeuropeo. Archivo glottologico italiano 39: 56-64.
• Tovar A. 1970a. The Basque language and the Indo-European spread to the West. In: George Cardona (ed.), Papers Presented at the Third Indo-European Conference at the University of Pennsylvania: Indo-European and Indo-Europeans, 267-278. Philadelphia, Pennsylvania: University of Pennsylvania Press.
• Torroni, A., et al. 2001. A signal, from human mtDNA, of postglacial recolonization in Europe. American Journal of Human Genetics. 69:844-852.
• Wilson, J. et al. 2001. Genetic evidence of different male and female roles during cultural transitions in the British Isles. Proceedings of the National Academy of Sciences, USA 98(9): 5078-5083.
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